Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ONE Group Hospitality, Inc.STKS · Entity 7176 | SVP of Mktg, Sales & Events | January 08, 2018 | January 10, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ONE Group Hospitality, Inc.
Report date January 08, 2018 · Filed January 10, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.0001 per shareSEC Table I · non-derivative | Direct | 693,244 |
Reported balance
After 2018-01-08 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-01-08 · Gift · Acquired 41,250 · Balance 693,244 F1: Also reflects the reduction of 6,317 shares held for the benefit of the Reporting Person by the TOG Liquidating Trust as a result of the expiration of the unexercised public warrants. F2: Of the shares of common stock reported: (i) 125,000 are represented by restricted stock units that will vest in equal increments upon the first five anniversaries of the grant date, with 25,000 units vesting on each such date; (ii) 100,000 are represented by restricted stock units that will vest in equal increments upon the first five anniversaries of the grant date, with 20,000 units vesting on each date; and (iii) 50,000 are represented by restricted stock units that will vest upon the achievement of certain objectives. |
Filing footnotes · ownership attribution and instrument terms
F1: Also reflects the reduction of 6,317 shares held for the benefit of the Reporting Person by the TOG Liquidating Trust as a result of the expiration of the unexercised public warrants.
F2: Of the shares of common stock reported: (i) 125,000 are represented by restricted stock units that will vest in equal increments upon the first five anniversaries of the grant date, with 25,000 units vesting on each such date; (ii) 100,000 are represented by restricted stock units that will vest in equal increments upon the first five anniversaries of the grant date, with 20,000 units vesting on each date; and (iii) 50,000 are represented by restricted stock units that will vest upon the achievement of certain objectives.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 08, 2018 Filed Jan 10, 2018 22:32 UTC | ONE Group Hospitality, Inc. STKS · Entity 7176 | GiftCommon Stock, par value $0.0001 per share | 41,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-001761 · tv483084_4.xml · nonDerivative · entry 1 Fierro Celeste · CIK 0001602230 · SVP of Mktg, Sales & Events 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 693,244 F1 · balance_after: Also reflects the reduction of 6,317 shares held for the benefit of the Reporting Person by the TOG Liquidating Trust as a result of the expiration of the unexercised public warrants. F2 · balance_after: Of the shares of common stock reported: (i) 125,000 are represented by restricted stock units that will vest in equal increments upon the first five anniversaries of the grant date, with 25,000 units vesting on each such date; (ii) 100,000 are represented by restricted stock units that will vest in equal increments upon the first five anniversaries of the grant date, with 20,000 units vesting on each date; and (iii) 50,000 are represented by restricted stock units that will vest upon the achievement of certain objectives. Read SEC document |
| May 16, 2017 Filed May 18, 2017 23:19 UTC | ONE Group Hospitality, Inc. STKS · Entity 7176 | GrantOption to Purchase Common Stock, par value $0.0001 per share · Derivative | 250,000 | $0.00 Strike: $2.13 | $0.00 |
DisclosureSEC source: 0001144204-17-028498 · v467426_4.xml · derivative · entry 2 Fierro Celeste · CIK 0001602230 · SVP OF Mktg, Sales and Events 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.0001 per share · 250,000 shares Expires 2027-05-16 F3 · derivative.exercise_date: The options will vest ratably over a five year period on the anniversary of the grant date. F3 · derivative.underlying_shares: The options will vest ratably over a five year period on the anniversary of the grant date. Read SEC document |
| May 16, 2017 Filed May 18, 2017 23:19 UTC | ONE Group Hospitality, Inc. STKS · Entity 7176 | GrantCommon Stock, par value $0.0001 per share | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-028498 · v467426_4.xml · nonDerivative · entry 1 Fierro Celeste · CIK 0001602230 · SVP OF Mktg, Sales and Events 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 651,994 F1 · balance_after: Also reflects the reduction of 6,317 shares held for the benefit of the Reporting Person by the Liquidating Trust as a result of the expiration of the unexercised public warrants. F2 · balance_after: Of the shares of common stock reported: (i) 125,000 are represented by restricted stock units that will vest in equal increments upon the first five anniversaries of the grant date, with 25,000 units vesting on each such date; (ii) 100,000 are represented by restricted stock units that will vest in equal increments upon the first five anniversaries of the grant date, with 20,000 units vesting on each date; and (iii) 50,000 are represented by restricted stock units that will vest upon the achievement of certain objectives. Read SEC document |
| October 01, 2016 Filed Dec 22, 2016 22:33 UTC | ONE Group Hospitality, Inc. STKS · Entity 7176 | GiftCommon Stock, par value $0.0001 per share | 41,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-16-022149 · wf-form4_148244598859155.xml · nonDerivative · entry 1 Fierro Celeste · CIK 0001602230 · SVP of Mktg, Sales and Events 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 501,994 F1 · balance_after: Also reflects the reduction of 6,317 shares held for the benefit of the Reporting Person by the Liquidating Trust as a result of the expiration of the unexercised public warrants. F2 · balance_after: Of the shares of common stock reported, 125,000 are represented by restricted stock units that will vest in equal increments upon the first five anniversaries of the grant date, with 25,000 units vesting on each such date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.