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person · Reporting owner

Serruya Michael

Disclosed activity across 2 companies

Tapewire entity
33904
SEC CIK
0001401800

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
MedMen Enterprises, Inc.MMNFF · Entity 94628Director · Chief Executive Officer · 10% ownerMarch 04, 2022March 09, 2022
ONE Group Hospitality, Inc.STKS · Entity 7176DirectorSeptember 30, 2026October 02, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

MedMen Enterprises, Inc.

Report date March 04, 2022 · Filed March 09, 2022

Jointly reported with MOS HOLDINGS INC.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Top-Up WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $0.16IndirectSee footnotes1,565,140 Reported balance After 2022-03-04 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2022-03-04 · Other · Acquired 1,565,140 · Balance 1,565,140

F1: Top-Up Warrants exercisable for Class B Subordinate Voting Shares ("Shares") were issued by MedMen Enterprises Inc. ("MedMen") pursuant to the terms of the Fourth Amended and Restated Securities Purchase Agreement dated August 17, 2021 (the "Convertible Facility") in connection with the issuance of Shares by MedMen as part of the Sixth Modification to its Senior Secured Commercial Loan Agreement, which automatically triggered the right of holders of convertible notes issued under the Convertible Facility to be issued on an involuntary basis five-year warrants in order to maintain their pro rata ownership interest (on a partially diluted basis) in Shares.

F2: The Top-Up Warrants expire on the earlier of the date that is (i) February 2, 2027, and (ii) the date that is the later of (A) 90 days after the Triggering Event (as defined in the Convertible Facility), or (B) if later than the date determined pursuant to the immediately preceding clause (A), 90 days after the issuance of all Shares issued pursuant to the Top-Up Warrant Triggering Event (as defined therein).

F3: The Top-Up Warrants are owned directly by Superhero Acquisition L.P. ("LP"). Superhero Acquisition Corp. ("Corp.") is the general partner of LP. MOS Holdings Inc. ("MOS") owns approximately one-third of the outstanding equity interests in Corp. S5 Holdings Limited Liability Company, which is controlled by Michael Serruya, has an 8% in LP. Accordingly, for purposes of Rule 13d-3 under the Securities Exchange Act of 1934, as amended, Mr. Serruya and MOS may each be deemed a beneficial owner with respect to securities held of record by LP and has shared voting and investment power with respect to such securities. Securities reported represent the proportionate amount attributed to Mr. Serruya and MOS.

F4: Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: Top-Up Warrants exercisable for Class B Subordinate Voting Shares ("Shares") were issued by MedMen Enterprises Inc. ("MedMen") pursuant to the terms of the Fourth Amended and Restated Securities Purchase Agreement dated August 17, 2021 (the "Convertible Facility") in connection with the issuance of Shares by MedMen as part of the Sixth Modification to its Senior Secured Commercial Loan Agreement, which automatically triggered the right of holders of convertible notes issued under the Convertible Facility to be issued on an involuntary basis five-year warrants in order to maintain their pro rata ownership interest (on a partially diluted basis) in Shares.

F2: The Top-Up Warrants expire on the earlier of the date that is (i) February 2, 2027, and (ii) the date that is the later of (A) 90 days after the Triggering Event (as defined in the Convertible Facility), or (B) if later than the date determined pursuant to the immediately preceding clause (A), 90 days after the issuance of all Shares issued pursuant to the Top-Up Warrant Triggering Event (as defined therein).

F3: The Top-Up Warrants are owned directly by Superhero Acquisition L.P. ("LP"). Superhero Acquisition Corp. ("Corp.") is the general partner of LP. MOS Holdings Inc. ("MOS") owns approximately one-third of the outstanding equity interests in Corp. S5 Holdings Limited Liability Company, which is controlled by Michael Serruya, has an 8% in LP. Accordingly, for purposes of Rule 13d-3 under the Securities Exchange Act of 1934, as amended, Mr. Serruya and MOS may each be deemed a beneficial owner with respect to securities held of record by LP and has shared voting and investment power with respect to such securities. Securities reported represent the proportionate amount attributed to Mr. Serruya and MOS.

F4: Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

ONE Group Hospitality, Inc.

Report date September 30, 2026 · Filed October 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect357,374 Reported balance After 2026-09-30 transaction · row 1
1 source row

Row 1 · 2026-09-30 · Grant · Acquired 19,531 · Balance 357,374

Common StockSEC Table I · non-derivativeIndirectBy MOS Holdings, Inc.147,712 Reported balance Holding disclosure · report date 2026-09-30 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 147,712

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 30, 2026 Filed Oct 2, 2026 03:44 UTC ONE Group Hospitality, Inc. STKS · Entity 7176 GrantCommon Stock 19,531 $0.00 $0.00
Disclosure

SEC source: 0001401800-26-000008 · form4-10012026_111007.xml · nonDerivative · entry 1

Serruya Michael · CIK 0001401800 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 357,374

Read SEC document
June 30, 2026 Filed Jul 2, 2026 00:34 UTC ONE Group Hospitality, Inc. STKS · Entity 7176 GrantCommon Stock 15,547 $0.00 $0.00
Disclosure

SEC source: 0001401800-26-000006 · form4-07022026_120710.xml · nonDerivative · entry 1

Serruya Michael · CIK 0001401800 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 337,843

Read SEC document
March 31, 2026 Filed Apr 2, 2026 21:16 UTC ONE Group Hospitality, Inc. STKS · Entity 7176 GrantCommon Stock 17,556 $0.00 $0.00
Disclosure

SEC source: 0001401800-26-000004 · form4-04022026_090449.xml · nonDerivative · entry 1

Serruya Michael · CIK 0001401800 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 322,296

Read SEC document
December 31, 2025 Filed Jan 5, 2026 22:03 UTC ONE Group Hospitality, Inc. STKS · Entity 7176 GrantCommon Stock 17,857 $0.00 $0.00
Disclosure

SEC source: 0001401800-26-000002 · form4-01052026_100128.xml · nonDerivative · entry 1

Serruya Michael · CIK 0001401800 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 304,740

Read SEC document
September 30, 2025 Filed Oct 2, 2025 22:40 UTC ONE Group Hospitality, Inc. STKS · Entity 7176 GrantCommon Stock 10,557 $0.00 $0.00
Disclosure

SEC source: 0001401800-25-000004 · form4-10022025_101026.xml · nonDerivative · entry 1

Serruya Michael · CIK 0001401800 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 286,883

Read SEC document
June 30, 2025 Filed Jul 2, 2025 00:15 UTC ONE Group Hospitality, Inc. STKS · Entity 7176 GrantCommon Stock 6,481 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-018814 · form4-07022025_120729.xml · nonDerivative · entry 1

Serruya Michael · CIK 0001401800 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 276,326

Read SEC document
March 31, 2025 Filed Apr 2, 2025 00:11 UTC ONE Group Hospitality, Inc. STKS · Entity 7176 GrantCommon Stock 8,779 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-009459 · form4-04022025_120447.xml · nonDerivative · entry 1

Serruya Michael · CIK 0001401800 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 269,845

Read SEC document
December 31, 2024 Filed Jan 3, 2025 00:16 UTC ONE Group Hospitality, Inc. STKS · Entity 7176 GrantCommon Stock 9,051 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-000199 · form4-01032025_120108.xml · nonDerivative · entry 1

Serruya Michael · CIK 0001401800 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 261,066

Read SEC document
September 30, 2024 Filed Oct 2, 2024 23:13 UTC ONE Group Hospitality, Inc. STKS · Entity 7176 GrantCommon Stock 7,133 $3.68 $26,249.44
Disclosure

SEC source: 0001415889-24-024507 · form4-10022024_111046.xml · nonDerivative · entry 1

Serruya Michael · CIK 0001401800 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 252,015

Read SEC document
June 28, 2024 Filed Jul 1, 2024 23:50 UTC ONE Group Hospitality, Inc. STKS · Entity 7176 GrantCommon Stock 6,176 $4.25 $26,248.00
Disclosure

SEC source: 0001415889-24-018689 · form4-07012024_110701.xml · nonDerivative · entry 1

Serruya Michael · CIK 0001401800 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 244,882

Read SEC document
April 02, 2024 Filed Apr 4, 2024 21:09 UTC ONE Group Hospitality, Inc. STKS · Entity 7176 GrantCommon Stock 4,581 $5.73 $26,249.13
Disclosure

SEC source: 0001415889-24-010311 · form4-04042024_090419.xml · nonDerivative · entry 1

Serruya Michael · CIK 0001401800 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 238,706

Read SEC document
December 29, 2023 Filed Jan 2, 2024 23:19 UTC ONE Group Hospitality, Inc. STKS · Entity 7176 GrantCommon Stock 4,289 $6.12 $26,248.68
Disclosure

SEC source: 0001415889-24-000077 · form4-01022024_110118.xml · nonDerivative · entry 1

Serruya Michael · CIK 0001401800 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 234,125

Read SEC document
September 29, 2023 Filed Oct 3, 2023 22:56 UTC ONE Group Hospitality, Inc. STKS · Entity 7176 GrantCommon Stock 4,773 $5.50 $26,251.50
Disclosure

SEC source: 0001415889-23-013954 · form4-10032023_101009.xml · nonDerivative · entry 1

Serruya Michael · CIK 0001401800 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 229,836

Read SEC document
June 30, 2023 Filed Jul 6, 2023 22:40 UTC ONE Group Hospitality, Inc. STKS · Entity 7176 GrantCommon Stock 3,586 $7.32 $26,249.52
Disclosure

SEC source: 0001415889-23-010909 · form4-07062023_100713.xml · nonDerivative · entry 1

Serruya Michael · CIK 0001401800 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 225,063

Read SEC document
March 31, 2023 Filed Apr 5, 2023 00:16 UTC ONE Group Hospitality, Inc. STKS · Entity 7176 GrantCommon Stock 3,241 $8.10 $26,252.10
Disclosure

SEC source: 0001415889-23-006163 · form4-04052023_120452.xml · nonDerivative · entry 1

Serruya Michael · CIK 0001401800 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 221,477

Read SEC document
December 30, 2022 Filed Jan 5, 2023 00:45 UTC ONE Group Hospitality, Inc. STKS · Entity 7176 GrantCommon Stock 2,480 $6.30 $15,624.00
Disclosure

SEC source: 0001415889-23-000462 · form4-01052023_120117.xml · nonDerivative · entry 1

Serruya Michael · CIK 0001401800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,236

Read SEC document
September 30, 2022 Filed Oct 4, 2022 01:36 UTC ONE Group Hospitality, Inc. STKS · Entity 7176 GrantCommon Stock 2,353 $6.64 $15,623.92
Disclosure

SEC source: 0001415889-22-010108 · form4-10032022_061013.xml · nonDerivative · entry 1

Serruya Michael · CIK 0001401800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,756

Read SEC document
June 29, 2022 Filed Jul 1, 2022 01:15 UTC ONE Group Hospitality, Inc. STKS · Entity 7176 GrantCommon Stock 2,128 $7.34 $15,619.52
Disclosure

SEC source: 0001415889-22-007121 · form4-06302022_060607.xml · nonDerivative · entry 1

Serruya Michael · CIK 0001401800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,403

Read SEC document
March 30, 2022 Filed Apr 1, 2022 01:10 UTC ONE Group Hospitality, Inc. STKS · Entity 7176 GrantCommon Stock 1,492 $10.47 $15,621.24
Disclosure

SEC source: 0001415889-22-003520 · form4-03312022_060334.xml · nonDerivative · entry 1

Serruya Michael · CIK 0001401800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,275

Read SEC document
March 04, 2022 Filed Mar 9, 2022 20:21 UTC MedMen Enterprises, Inc. MMNFF · Entity 94628 OtherTop-Up Warrant · Derivative 1,565,140 $0.00 Strike: $0.16 $0.00
Disclosure

SEC source: 0001829126-22-005832 · ownership.xml · derivative · entry 1

Serruya Michael · CIK 0001401800 · Director · Chief Executive Officer · 10% owner

MOS HOLDINGS INC. · CIK 0001878915 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 1,565,140

Underlying: Class B Subordinate Voting Shares · 1,565,140 shares

Expires not disclosed

F1 · kind: Top-Up Warrants exercisable for Class B Subordinate Voting Shares ("Shares") were issued by MedMen Enterprises Inc. ("MedMen") pursuant to the terms of the Fourth Amended and Restated Securities Purchase Agreement dated August 17, 2021 (the "Convertible Facility") in connection with the issuance of Shares by MedMen as part of the Sixth Modification to its Senior Secured Commercial Loan Agreement, which automatically triggered the right of holders of convertible notes issued under the Convertible Facility to be issued on an involuntary basis five-year warrants in order to maintain their pro rata ownership interest (on a partially diluted basis) in Shares.

F2 · derivative.expiration_date: The Top-Up Warrants expire on the earlier of the date that is (i) February 2, 2027, and (ii) the date that is the later of (A) 90 days after the Triggering Event (as defined in the Convertible Facility), or (B) if later than the date determined pursuant to the immediately preceding clause (A), 90 days after the issuance of all Shares issued pursuant to the Top-Up Warrant Triggering Event (as defined therein).

F3 · ownership.nature: The Top-Up Warrants are owned directly by Superhero Acquisition L.P. ("LP"). Superhero Acquisition Corp. ("Corp.") is the general partner of LP. MOS Holdings Inc. ("MOS") owns approximately one-third of the outstanding equity interests in Corp. S5 Holdings Limited Liability Company, which is controlled by Michael Serruya, has an 8% in LP. Accordingly, for purposes of Rule 13d-3 under the Securities Exchange Act of 1934, as amended, Mr. Serruya and MOS may each be deemed a beneficial owner with respect to securities held of record by LP and has shared voting and investment power with respect to such securities. Securities reported represent the proportionate amount attributed to Mr. Serruya and MOS.

F4 · ownership.nature: Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Read SEC document
December 29, 2021 Filed Jan 13, 2022 23:53 UTC ONE Group Hospitality, Inc. STKS · Entity 7176 GrantCommon Stock 1,180 $12.36 $14,584.80
Disclosure

SEC source: 0001415889-22-000546 · form4-01132022_030114.xml · nonDerivative · entry 1

Serruya Michael · CIK 0001401800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,783

Read SEC document
August 03, 2021 Filed Aug 5, 2021 22:17 UTC ONE Group Hospitality, Inc. STKS · Entity 7176 GrantCommon Stock 3,090 $9.44 $29,169.60
Disclosure

SEC source: 0001104659-21-100895 · tm2124326-3_4seq1.xml · nonDerivative · entry 1

Serruya Michael · CIK 0001401800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,603

Read SEC document
June 10, 2021 Filed Jun 15, 2021 01:36 UTC ONE Group Hospitality, Inc. STKS · Entity 7176 SaleCommon Stock 50,000 $12.40 $620,000.00
Disclosure

SEC source: 0001104659-21-081028 · tm2119729-4_4seq1.xml · nonDerivative · entry 1

Serruya Michael · CIK 0001401800 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By MOS Holdings, Inc.

Disclosed balance after: 147,712

Read SEC document
May 04, 2021 Filed May 7, 2021 01:50 UTC ONE Group Hospitality, Inc. STKS · Entity 7176 GrantCommon Stock 3,070 $9.50 $29,165.00
Disclosure

SEC source: 0001104659-21-062651 · tm2115522-3_4.xml · nonDerivative · entry 1

Serruya Michael · CIK 0001401800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,513

Read SEC document
March 09, 2021 Filed Mar 12, 2021 15:27 UTC ONE Group Hospitality, Inc. STKS · Entity 7176 GrantCommon Stock 6,881 $5.45 $37,501.45
Disclosure

SEC source: 0001104659-21-035372 · tm219524-4_4seq1.xml · nonDerivative · entry 1

Serruya Michael · CIK 0001401800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,443

Read SEC document
October 27, 2020 Filed Oct 29, 2020 18:41 UTC ONE Group Hospitality, Inc. STKS · Entity 7176 GrantCommon Stock 12,387 $2.22 $27,499.14
Disclosure

SEC source: 0001104659-20-119460 · tm2034571d1_4.xml · nonDerivative · entry 1

Serruya Michael · CIK 0001401800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,562

Read SEC document
July 28, 2020 Filed Jul 30, 2020 17:30 UTC ONE Group Hospitality, Inc. STKS · Entity 7176 GrantCommon Stock 20,522 $1.34 $27,499.48
Disclosure

SEC source: 0001104659-20-088259 · tm2026128d3_4.xml · nonDerivative · entry 1

Serruya Michael · CIK 0001401800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,175

Read SEC document
July 28, 2020 Filed Jul 31, 2020 23:49 UTC Amendment ONE Group Hospitality, Inc. STKS · Entity 7176 GrantCommon Stock 20,522 $1.34 $27,499.48
Disclosure

SEC source: 0001104659-20-089226 · tm2026296d2_4a.xml · nonDerivative · entry 1

Serruya Michael · CIK 0001401800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,175

F1 · kind: This amendment is filed for the sole purpose of including a Power of Attorney as Exhibit 24. This amendment restates the transactions and holdings reported in the original Form 4 that it amends.

Read SEC document
April 29, 2020 Filed May 1, 2020 20:08 UTC ONE Group Hospitality, Inc. STKS · Entity 7176 GrantCommon Stock 19,643 $1.40 $27,500.20
Disclosure

SEC source: 0001104659-20-055466 · tm2018357d3_4.xml · nonDerivative · entry 1

Serruya Michael · CIK 0001401800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,653

Read SEC document
March 25, 2020 Filed Mar 26, 2020 21:20 UTC ONE Group Hospitality, Inc. STKS · Entity 7176 GrantCommon Stock 23,109 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-038906 · tm2013786d2_4.xml · nonDerivative · entry 1

Serruya Michael · CIK 0001401800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,010

Read SEC document
June 26, 2019 Filed Jun 28, 2019 20:05 UTC ONE Group Hospitality, Inc. STKS · Entity 7176 GrantCommon Stock 15,823 $0.00 $0.00
Disclosure

SEC source: 0001144204-19-033033 · tv524442_4.xml · nonDerivative · entry 1

Serruya Michael · CIK 0001401800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,901

Read SEC document
June 04, 2018 Filed Jun 7, 2018 00:47 UTC ONE Group Hospitality, Inc. STKS · Entity 7176 GrantCommon Stock, par value $0.0001 per share 16,393 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-033124 · tv496044_4.xml · nonDerivative · entry 1

Serruya Michael · CIK 0001401800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,078

F1 · kind: Annual director stock grant issued under the Issuer's 2013 Employee, Director and Consultant Equity Incentive Plan.

Read SEC document
July 12, 2017 Filed Aug 23, 2017 21:03 UTC ONE Group Hospitality, Inc. STKS · Entity 7176 GrantCommon Stock, par value $0.0001 per share 19,139 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-044786 · v473933_form4.xml · nonDerivative · entry 1

Serruya Michael · CIK 0001401800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,685

F1 · kind: Annual director stock grant issued under the Issuer's 2013 Employee, Director and Consultant Equity Incentive Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.