Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 12, 2018 Filed Jul 13, 2018 22:03 UTC |
Kanen David10% owner
Kanen Wealth Management LLC10% owner
Philotimo Fund, LP10% owner
|
PurchaseCommon Stock | 1,316 | $2.31 | $3,039.96 |
DisclosureSEC source: 0000921895-18-002106 · form411527009_07132018.xml · nonDerivative · entry 6 Kanen David · CIK 0001681743 · 10% owner Kanen Wealth Management LLC · CIK 0001681614 · 10% owner Philotimo Fund, LP · CIK 0001688522 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,237 F4 · balance_after: Mr. Kanen beneficially owns 4,877,265 shares of Common Stock, which represent approximately 17.8% of the Company's outstanding shares of Common Stock. Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the 3,012,028 shares of Common Stock held in customer accounts managed by KWM (including the 20,237 shares held in Mr. Kanen's account) and the 1,845,000 shares of Common Stock held by The Philotimo Fund LLC, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM other than the shares held in Mr. Kanen's account. Read SEC document |
| July 12, 2018 Filed Jul 13, 2018 22:03 UTC |
Kanen David10% owner
Kanen Wealth Management LLC10% owner
Philotimo Fund, LP10% owner
|
PurchaseCommon Stock | 98,684 | $2.31 | $227,960.04 |
DisclosureSEC source: 0000921895-18-002106 · form411527009_07132018.xml · nonDerivative · entry 3 Kanen David · CIK 0001681743 · 10% owner Kanen Wealth Management LLC · CIK 0001681614 · 10% owner Philotimo Fund, LP · CIK 0001688522 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 2,973,477 F3 · shares: Neither KWM, The Philotimo Fund, LP nor Mr. Kanen has any pecuniary interest in the purchase of these shares. F1 · ownership.nature: Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 20,237 shares held in Mr. Kanen's account as described in footnote 4 below. Read SEC document |
| July 11, 2018 Filed Jul 13, 2018 22:03 UTC |
Kanen David10% owner
Kanen Wealth Management LLC10% owner
Philotimo Fund, LP10% owner
|
PurchaseCommon Stock | 43,358 | $2.25 | $97,438.43 |
DisclosureSEC source: 0000921895-18-002106 · form411527009_07132018.xml · nonDerivative · entry 2 Kanen David · CIK 0001681743 · 10% owner Kanen Wealth Management LLC · CIK 0001681614 · 10% owner Philotimo Fund, LP · CIK 0001688522 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 2,874,793 F3 · shares: Neither KWM, The Philotimo Fund, LP nor Mr. Kanen has any pecuniary interest in the purchase of these shares. F1 · ownership.nature: Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 20,237 shares held in Mr. Kanen's account as described in footnote 4 below. Read SEC document |
| June 21, 2018 Filed Jul 13, 2018 22:03 UTC |
Kanen David10% owner
Kanen Wealth Management LLC10% owner
Philotimo Fund, LP10% owner
|
OtherCommon Stock | 15,922 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-18-002106 · form411527009_07132018.xml · nonDerivative · entry 1 Kanen David · CIK 0001681743 · 10% owner Kanen Wealth Management LLC · CIK 0001681614 · 10% owner Philotimo Fund, LP · CIK 0001688522 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 2,831,435 F2 · kind: Represents a distribution of shares held by KWM to a client account. Neither KWM, The Philotimo Fund, LP nor Mr. Kanen has any pecuniary interest in these shares. F2 · price: Represents a distribution of shares held by KWM to a client account. Neither KWM, The Philotimo Fund, LP nor Mr. Kanen has any pecuniary interest in these shares. F1 · ownership.nature: Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 20,237 shares held in Mr. Kanen's account as described in footnote 4 below. Read SEC document |
| June 08, 2018 Filed Jun 12, 2018 22:46 UTC |
Angelis DimitriosDirector
|
PurchaseCommon Stock, par value $0.0001 per share | 2,065 | $2.56 | $5,286.19 |
DisclosureSEC source: 0001144204-18-033963 · tv496378-4.xml · nonDerivative · entry 1 Angelis Dimitrios · CIK 0001595628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,458 Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 16:35 UTC |
Kanen David10% owner · Passive Investor
Kanen Wealth Management LLC10% owner · Passive Investor
Philotimo Fund, LP10% owner · Passive Investor
|
OtherCommon Stock | 18,916 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-18-001882 · form411527009_06052018.xml · nonDerivative · entry 2 Kanen David · CIK 0001681743 · 10% owner · Passive Investor Kanen Wealth Management LLC · CIK 0001681614 · 10% owner · Passive Investor Philotimo Fund, LP · CIK 0001688522 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 2,847,357 F3 · kind: Represents a distribution of shares held by KWM to a client account. Neither KWM, The Philotimo Fund, LP nor Mr. Kanen has any pecuniary interest in these shares. F3 · price: Represents a distribution of shares held by KWM to a client account. Neither KWM, The Philotimo Fund, LP nor Mr. Kanen has any pecuniary interest in these shares. F1 · ownership.nature: Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 18,921 shares held in Mr. Kanen's account as described in footnote 4 below. Read SEC document |
| June 04, 2018 Filed Jun 7, 2018 00:47 UTC |
Serruya MichaelDirector
|
GrantCommon Stock, par value $0.0001 per share | 16,393 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-033124 · tv496044_4.xml · nonDerivative · entry 1 Serruya Michael · CIK 0001401800 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,078 F1 · kind: Annual director stock grant issued under the Issuer's 2013 Employee, Director and Consultant Equity Incentive Plan. Read SEC document |
| June 04, 2018 Filed Jun 7, 2018 00:46 UTC |
BULLIS EUGENE MDirector
|
GrantCommon Stock, par value $0.0001 per share | 16,393 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-033123 · tv496043_4.xml · nonDerivative · entry 1 BULLIS EUGENE M · CIK 0001256739 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,879 F1 · kind: Annual director stock grant issued under the Issuer's 2013 Employee, Director and Consultant Equity Incentive Plan. Read SEC document |
| June 04, 2018 Filed Jun 7, 2018 00:45 UTC |
Angelis DimitriosDirector
|
GrantCommon Stock, par value $0.0001 per share | 16,393 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-033122 · tv496042_4.xml · nonDerivative · entry 1 Angelis Dimitrios · CIK 0001595628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,393 F1 · kind: Annual director stock grant issued under the Issuer's 2013 Employee, Director and Consultant Equity Incentive Plan. Read SEC document |
| February 20, 2018 Filed Jun 6, 2018 16:35 UTC |
Kanen David10% owner · Passive Investor
Kanen Wealth Management LLC10% owner · Passive Investor
Philotimo Fund, LP10% owner · Passive Investor
|
PurchaseCommon Stock | 3,000 | $2.55 | $7,650.00 |
DisclosureSEC source: 0000921895-18-001882 · form411527009_06052018.xml · nonDerivative · entry 1 Kanen David · CIK 0001681743 · 10% owner · Passive Investor Kanen Wealth Management LLC · CIK 0001681614 · 10% owner · Passive Investor Philotimo Fund, LP · CIK 0001688522 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 2,866,273 F2 · shares: Neither KWM, The Philotimo Fund, LP nor Mr. Kanen has any pecuniary interest in the purchase of these shares. F1 · ownership.nature: Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 18,921 shares held in Mr. Kanen's account as described in footnote 4 below. Read SEC document |
| February 12, 2018 Filed Feb 15, 2018 00:04 UTC |
Kanen David10% owner · Passive Investor
Kanen Wealth Management LLC10% owner · Passive Investor
Philotimo Fund, LP10% owner · Passive Investor
|
PurchaseCommon Stock | 852 | $2.23 | $1,899.96 |
DisclosureSEC source: 0000921895-18-000694 · form411527001_02142018.xml · nonDerivative · entry 12 Kanen David · CIK 0001681743 · 10% owner · Passive Investor Kanen Wealth Management LLC · CIK 0001681614 · 10% owner · Passive Investor Philotimo Fund, LP · CIK 0001688522 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 2,863,273 F1 · ownership.nature: Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. Read SEC document |
| February 09, 2018 Filed Feb 15, 2018 00:04 UTC |
Kanen David10% owner · Passive Investor
Kanen Wealth Management LLC10% owner · Passive Investor
Philotimo Fund, LP10% owner · Passive Investor
|
PurchaseCommon Stock | 701 | $2.23 | $1,563.23 |
DisclosureSEC source: 0000921895-18-000694 · form411527001_02142018.xml · nonDerivative · entry 11 Kanen David · CIK 0001681743 · 10% owner · Passive Investor Kanen Wealth Management LLC · CIK 0001681614 · 10% owner · Passive Investor Philotimo Fund, LP · CIK 0001688522 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 2,862,421 F1 · ownership.nature: Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. Read SEC document |
| February 08, 2018 Filed Feb 15, 2018 00:04 UTC |
Kanen David10% owner · Passive Investor
Kanen Wealth Management LLC10% owner · Passive Investor
Philotimo Fund, LP10% owner · Passive Investor
|
PurchaseCommon Stock | 202 | $2.23 | $450.46 |
DisclosureSEC source: 0000921895-18-000694 · form411527001_02142018.xml · nonDerivative · entry 10 Kanen David · CIK 0001681743 · 10% owner · Passive Investor Kanen Wealth Management LLC · CIK 0001681614 · 10% owner · Passive Investor Philotimo Fund, LP · CIK 0001688522 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 2,861,720 F1 · ownership.nature: Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. Read SEC document |
| February 06, 2018 Filed Feb 15, 2018 00:04 UTC |
Kanen David10% owner · Passive Investor
Kanen Wealth Management LLC10% owner · Passive Investor
Philotimo Fund, LP10% owner · Passive Investor
|
PurchaseCommon Stock | 6,000 | $2.31 | $13,858.80 |
DisclosureSEC source: 0000921895-18-000694 · form411527001_02142018.xml · nonDerivative · entry 9 Kanen David · CIK 0001681743 · 10% owner · Passive Investor Kanen Wealth Management LLC · CIK 0001681614 · 10% owner · Passive Investor Philotimo Fund, LP · CIK 0001688522 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 2,861,518 F1 · ownership.nature: Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. Read SEC document |
| February 05, 2018 Filed Feb 15, 2018 00:04 UTC |
Kanen David10% owner · Passive Investor
Kanen Wealth Management LLC10% owner · Passive Investor
Philotimo Fund, LP10% owner · Passive Investor
|
PurchaseCommon Stock | 11,400 | $2.20 | $25,045.80 |
DisclosureSEC source: 0000921895-18-000694 · form411527001_02142018.xml · nonDerivative · entry 8 Kanen David · CIK 0001681743 · 10% owner · Passive Investor Kanen Wealth Management LLC · CIK 0001681614 · 10% owner · Passive Investor Philotimo Fund, LP · CIK 0001688522 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 2,855,518 F1 · ownership.nature: Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. Read SEC document |
| February 01, 2018 Filed Feb 15, 2018 00:04 UTC |
Kanen David10% owner · Passive Investor
Kanen Wealth Management LLC10% owner · Passive Investor
Philotimo Fund, LP10% owner · Passive Investor
|
PurchaseCommon Stock | 31,900 | $2.21 | $70,470.29 |
DisclosureSEC source: 0000921895-18-000694 · form411527001_02142018.xml · nonDerivative · entry 7 Kanen David · CIK 0001681743 · 10% owner · Passive Investor Kanen Wealth Management LLC · CIK 0001681614 · 10% owner · Passive Investor Philotimo Fund, LP · CIK 0001688522 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 2,844,118 F1 · ownership.nature: Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. Read SEC document |
| January 31, 2018 Filed Feb 15, 2018 00:04 UTC |
Kanen David10% owner · Passive Investor
Kanen Wealth Management LLC10% owner · Passive Investor
Philotimo Fund, LP10% owner · Passive Investor
|
PurchaseCommon Stock | 4,500 | $2.22 | $9,985.95 |
DisclosureSEC source: 0000921895-18-000694 · form411527001_02142018.xml · nonDerivative · entry 6 Kanen David · CIK 0001681743 · 10% owner · Passive Investor Kanen Wealth Management LLC · CIK 0001681614 · 10% owner · Passive Investor Philotimo Fund, LP · CIK 0001688522 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 2,812,218 F1 · ownership.nature: Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. Read SEC document |
| January 29, 2018 Filed Feb 15, 2018 00:04 UTC |
Kanen David10% owner · Passive Investor
Kanen Wealth Management LLC10% owner · Passive Investor
Philotimo Fund, LP10% owner · Passive Investor
|
PurchaseCommon Stock | 4,800 | $2.22 | $10,656.00 |
DisclosureSEC source: 0000921895-18-000694 · form411527001_02142018.xml · nonDerivative · entry 5 Kanen David · CIK 0001681743 · 10% owner · Passive Investor Kanen Wealth Management LLC · CIK 0001681614 · 10% owner · Passive Investor Philotimo Fund, LP · CIK 0001688522 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 2,807,718 F1 · ownership.nature: Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. Read SEC document |
| January 26, 2018 Filed Feb 15, 2018 00:04 UTC |
Kanen David10% owner · Passive Investor
Kanen Wealth Management LLC10% owner · Passive Investor
Philotimo Fund, LP10% owner · Passive Investor
|
PurchaseCommon Stock | 5,393 | $2.22 | $11,958.98 |
DisclosureSEC source: 0000921895-18-000694 · form411527001_02142018.xml · nonDerivative · entry 4 Kanen David · CIK 0001681743 · 10% owner · Passive Investor Kanen Wealth Management LLC · CIK 0001681614 · 10% owner · Passive Investor Philotimo Fund, LP · CIK 0001688522 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 2,802,918 F1 · ownership.nature: Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. Read SEC document |
| January 19, 2018 Filed Feb 15, 2018 00:04 UTC |
Kanen David10% owner · Passive Investor
Kanen Wealth Management LLC10% owner · Passive Investor
Philotimo Fund, LP10% owner · Passive Investor
|
PurchaseCommon Stock | 100,700 | $2.23 | $224,561.00 |
DisclosureSEC source: 0000921895-18-000694 · form411527001_02142018.xml · nonDerivative · entry 3 Kanen David · CIK 0001681743 · 10% owner · Passive Investor Kanen Wealth Management LLC · CIK 0001681614 · 10% owner · Passive Investor Philotimo Fund, LP · CIK 0001688522 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 2,797,525 F1 · ownership.nature: Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. Read SEC document |
| January 18, 2018 Filed Feb 15, 2018 00:04 UTC |
Kanen David10% owner · Passive Investor
Kanen Wealth Management LLC10% owner · Passive Investor
Philotimo Fund, LP10% owner · Passive Investor
|
PurchaseCommon Stock | 4,128 | $2.23 | $9,200.07 |
DisclosureSEC source: 0000921895-18-000694 · form411527001_02142018.xml · nonDerivative · entry 2 Kanen David · CIK 0001681743 · 10% owner · Passive Investor Kanen Wealth Management LLC · CIK 0001681614 · 10% owner · Passive Investor Philotimo Fund, LP · CIK 0001688522 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 2,696,825 F1 · ownership.nature: Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. Read SEC document |
| January 17, 2018 Filed Feb 15, 2018 00:04 UTC |
Kanen David10% owner · Passive Investor
Kanen Wealth Management LLC10% owner · Passive Investor
Philotimo Fund, LP10% owner · Passive Investor
|
PurchaseCommon Stock | 3,700 | $2.23 | $8,251.00 |
DisclosureSEC source: 0000921895-18-000694 · form411527001_02142018.xml · nonDerivative · entry 1 Kanen David · CIK 0001681743 · 10% owner · Passive Investor Kanen Wealth Management LLC · CIK 0001681614 · 10% owner · Passive Investor Philotimo Fund, LP · CIK 0001688522 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 2,692,697 F1 · ownership.nature: Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. Read SEC document |
| January 08, 2018 Filed Jan 10, 2018 22:32 UTC |
Fierro CelesteSVP of Mktg, Sales & Events
|
GiftCommon Stock, par value $0.0001 per share | 41,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-001761 · tv483084_4.xml · nonDerivative · entry 1 Fierro Celeste · CIK 0001602230 · SVP of Mktg, Sales & Events 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 693,244 F1 · balance_after: Also reflects the reduction of 6,317 shares held for the benefit of the Reporting Person by the TOG Liquidating Trust as a result of the expiration of the unexercised public warrants. F2 · balance_after: Of the shares of common stock reported: (i) 125,000 are represented by restricted stock units that will vest in equal increments upon the first five anniversaries of the grant date, with 25,000 units vesting on each such date; (ii) 100,000 are represented by restricted stock units that will vest in equal increments upon the first five anniversaries of the grant date, with 20,000 units vesting on each date; and (iii) 50,000 are represented by restricted stock units that will vest upon the achievement of certain objectives. Read SEC document |
| January 08, 2018 Filed Jan 10, 2018 22:31 UTC |
Segal JonathanDirector · Director, Business Development · 10% owner
|
GiftCommon Stock, par value $0.0001 per share | 41,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-001760 · tv483055_4.xml · nonDerivative · entry 1 Segal Jonathan · CIK 0001581001 · Director · Director, Business Development · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,679,480 F1 · balance_after: Of the shares of common stock reported, 150,000 are represented by restricted stock units which will vest upon the price of the ONE Group Hospitality, Inc.'s (the "Company") common stock reaching $5.00, $5.50 and $6.00 (the "Hurdles"), with 33% vesting at each Hurdle. In order for the shares to vest, the closing price of the Company's common stock must be at or above the relevant Hurdle for ten consecutive trading days in a single quarter, with such vesting to occur only on the last day of that quarter, provided that the Reporting Person is employed by the Company on that date. Notwithstanding the foregoing, if any Hurdle is met within one year of the grant date, then such shares will not vest until the first anniversary of the grant date. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 00:12 UTC |
Kanen David10% owner · Passive Investor
Kanen Wealth Management LLC10% owner · Passive Investor
Philotimo Fund, LP10% owner · Passive Investor
|
PurchaseCommon Stock | 35,000 | $2.39 | $83,650.00 |
DisclosureSEC source: 0000921895-18-000695 · form511527001_02142018.xml · nonDerivative · entry 13 Kanen David · CIK 0001681743 · 10% owner · Passive Investor Kanen Wealth Management LLC · CIK 0001681614 · 10% owner · Passive Investor Philotimo Fund, LP · CIK 0001688522 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · The Philotimo Fund LLC Disclosed balance after: 1,845,000 F2 · balance_after: Mr. Kanen beneficially owns 4,553,997 shares of Common Stock, which represent approximately 16.6% of the Company's outstanding shares of Common Stock. Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the 2,688,997 shares of Common Stock held in customer accounts managed by KWM (including the 18,921 shares held in Mr. Kanen's account) and the 1,845,000 shares of Common Stock held by The Philotimo Fund LLC, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM other than the shares held in Mr. Kanen's account. Read SEC document |
| December 29, 2017 Filed Mar 14, 2018 20:01 UTC Amendment |
Kanen David10% owner · Passive Investor
Kanen Wealth Management LLC10% owner · Passive Investor
Philotimo Fund, LP10% owner · Passive Investor
|
PurchaseCommon Stock | 35,000 | $2.39 | $83,650.00 |
DisclosureSEC source: 0000921895-18-000975 · form5a11527001_03142018.xml · nonDerivative · entry 13 Kanen David · CIK 0001681743 · 10% owner · Passive Investor Kanen Wealth Management LLC · CIK 0001681614 · 10% owner · Passive Investor Philotimo Fund, LP · CIK 0001688522 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · The Philotimo Fund LLC Disclosed balance after: 1,845,000 F2 · balance_after: Mr. Kanen beneficially owns 4,553,997 shares of Common Stock, which represent approximately 16.6% of the Company's outstanding shares of Common Stock. Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the 2,688,997 shares of Common Stock held in customer accounts managed by KWM (including the 18,921 shares held in Mr. Kanen's account) and the 1,845,000 shares of Common Stock and the 125,000 warrants held by The Philotimo Fund LLC, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM other than the shares held in Mr. Kanen's account. Read SEC document |
| December 28, 2017 Filed Feb 15, 2018 00:12 UTC |
Kanen David10% owner · Passive Investor
Kanen Wealth Management LLC10% owner · Passive Investor
Philotimo Fund, LP10% owner · Passive Investor
|
PurchaseCommon Stock | 150,000 | $2.23 | $333,930.00 |
DisclosureSEC source: 0000921895-18-000695 · form511527001_02142018.xml · nonDerivative · entry 12 Kanen David · CIK 0001681743 · 10% owner · Passive Investor Kanen Wealth Management LLC · CIK 0001681614 · 10% owner · Passive Investor Philotimo Fund, LP · CIK 0001688522 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 2,688,997 F1 · ownership.nature: The Form 3 filed by Kanen Wealth Management LLC ("KWM"), Mr. Kanen and The Philotimo Fund LLC on November 20, 2017, indicates that KWM does not own any shares of the Issuer since KWM does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. To align the Section 16 filings with the Schedule 13D, as amended, filed by KWM and Mr. Kanen, Item 6 of Table 1 above has been revised to reflect KWM's beneficial ownership of the Company's Common Stock as reported in the Schedule 13D, excluding the shares owned by The Philotimo Fund LLC, which are reported separately in Item 6, of Table 1 above. Read SEC document |
| December 28, 2017 Filed Mar 14, 2018 20:01 UTC Amendment |
Kanen David10% owner · Passive Investor
Kanen Wealth Management LLC10% owner · Passive Investor
Philotimo Fund, LP10% owner · Passive Investor
|
PurchaseCommon Stock | 150,000 | $2.23 | $333,930.00 |
DisclosureSEC source: 0000921895-18-000975 · form5a11527001_03142018.xml · nonDerivative · entry 12 Kanen David · CIK 0001681743 · 10% owner · Passive Investor Kanen Wealth Management LLC · CIK 0001681614 · 10% owner · Passive Investor Philotimo Fund, LP · CIK 0001688522 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 2,688,997 F1 · ownership.nature: The Form 3 filed by Kanen Wealth Management LLC ("KWM"), Mr. Kanen and The Philotimo Fund LLC on November 20, 2017, indicates that KWM does not own any shares of the Issuer since KWM does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. To align the Section 16 filings with the Schedule 13D, as amended, filed by KWM and Mr. Kanen, Item 6 of Table 1 above has been revised to reflect KWM's beneficial ownership of the Company's Common Stock as reported in the Schedule 13D, excluding the shares owned by The Philotimo Fund LLC, which are reported separately in Item 6, of Table 1 above. Read SEC document |
| December 27, 2017 Filed Feb 15, 2018 00:12 UTC |
Kanen David10% owner · Passive Investor
Kanen Wealth Management LLC10% owner · Passive Investor
Philotimo Fund, LP10% owner · Passive Investor
|
PurchaseCommon Stock | 227,724 | $2.22 | $505,478.96 |
DisclosureSEC source: 0000921895-18-000695 · form511527001_02142018.xml · nonDerivative · entry 11 Kanen David · CIK 0001681743 · 10% owner · Passive Investor Kanen Wealth Management LLC · CIK 0001681614 · 10% owner · Passive Investor Philotimo Fund, LP · CIK 0001688522 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 2,538,997 F1 · ownership.nature: The Form 3 filed by Kanen Wealth Management LLC ("KWM"), Mr. Kanen and The Philotimo Fund LLC on November 20, 2017, indicates that KWM does not own any shares of the Issuer since KWM does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. To align the Section 16 filings with the Schedule 13D, as amended, filed by KWM and Mr. Kanen, Item 6 of Table 1 above has been revised to reflect KWM's beneficial ownership of the Company's Common Stock as reported in the Schedule 13D, excluding the shares owned by The Philotimo Fund LLC, which are reported separately in Item 6, of Table 1 above. Read SEC document |
| December 27, 2017 Filed Mar 14, 2018 20:01 UTC Amendment |
Kanen David10% owner · Passive Investor
Kanen Wealth Management LLC10% owner · Passive Investor
Philotimo Fund, LP10% owner · Passive Investor
|
PurchaseCommon Stock | 227,724 | $2.22 | $505,478.96 |
DisclosureSEC source: 0000921895-18-000975 · form5a11527001_03142018.xml · nonDerivative · entry 11 Kanen David · CIK 0001681743 · 10% owner · Passive Investor Kanen Wealth Management LLC · CIK 0001681614 · 10% owner · Passive Investor Philotimo Fund, LP · CIK 0001688522 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 2,538,997 F1 · ownership.nature: The Form 3 filed by Kanen Wealth Management LLC ("KWM"), Mr. Kanen and The Philotimo Fund LLC on November 20, 2017, indicates that KWM does not own any shares of the Issuer since KWM does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. To align the Section 16 filings with the Schedule 13D, as amended, filed by KWM and Mr. Kanen, Item 6 of Table 1 above has been revised to reflect KWM's beneficial ownership of the Company's Common Stock as reported in the Schedule 13D, excluding the shares owned by The Philotimo Fund LLC, which are reported separately in Item 6, of Table 1 above. Read SEC document |
| December 22, 2017 Filed Feb 15, 2018 00:12 UTC |
Kanen David10% owner · Passive Investor
Kanen Wealth Management LLC10% owner · Passive Investor
Philotimo Fund, LP10% owner · Passive Investor
|
PurchaseCommon Stock | 22,099 | $2.20 | $48,575.81 |
DisclosureSEC source: 0000921895-18-000695 · form511527001_02142018.xml · nonDerivative · entry 10 Kanen David · CIK 0001681743 · 10% owner · Passive Investor Kanen Wealth Management LLC · CIK 0001681614 · 10% owner · Passive Investor Philotimo Fund, LP · CIK 0001688522 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 2,311,273 F1 · ownership.nature: The Form 3 filed by Kanen Wealth Management LLC ("KWM"), Mr. Kanen and The Philotimo Fund LLC on November 20, 2017, indicates that KWM does not own any shares of the Issuer since KWM does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. To align the Section 16 filings with the Schedule 13D, as amended, filed by KWM and Mr. Kanen, Item 6 of Table 1 above has been revised to reflect KWM's beneficial ownership of the Company's Common Stock as reported in the Schedule 13D, excluding the shares owned by The Philotimo Fund LLC, which are reported separately in Item 6, of Table 1 above. Read SEC document |
| December 22, 2017 Filed Mar 14, 2018 20:01 UTC Amendment |
Kanen David10% owner · Passive Investor
Kanen Wealth Management LLC10% owner · Passive Investor
Philotimo Fund, LP10% owner · Passive Investor
|
PurchaseCommon Stock | 22,099 | $2.20 | $48,575.81 |
DisclosureSEC source: 0000921895-18-000975 · form5a11527001_03142018.xml · nonDerivative · entry 10 Kanen David · CIK 0001681743 · 10% owner · Passive Investor Kanen Wealth Management LLC · CIK 0001681614 · 10% owner · Passive Investor Philotimo Fund, LP · CIK 0001688522 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 2,311,273 F1 · ownership.nature: The Form 3 filed by Kanen Wealth Management LLC ("KWM"), Mr. Kanen and The Philotimo Fund LLC on November 20, 2017, indicates that KWM does not own any shares of the Issuer since KWM does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. To align the Section 16 filings with the Schedule 13D, as amended, filed by KWM and Mr. Kanen, Item 6 of Table 1 above has been revised to reflect KWM's beneficial ownership of the Company's Common Stock as reported in the Schedule 13D, excluding the shares owned by The Philotimo Fund LLC, which are reported separately in Item 6, of Table 1 above. Read SEC document |
| December 21, 2017 Filed Feb 15, 2018 00:12 UTC |
Kanen David10% owner · Passive Investor
Kanen Wealth Management LLC10% owner · Passive Investor
Philotimo Fund, LP10% owner · Passive Investor
|
PurchaseCommon Stock | 4,533 | $2.20 | $9,965.80 |
DisclosureSEC source: 0000921895-18-000695 · form511527001_02142018.xml · nonDerivative · entry 9 Kanen David · CIK 0001681743 · 10% owner · Passive Investor Kanen Wealth Management LLC · CIK 0001681614 · 10% owner · Passive Investor Philotimo Fund, LP · CIK 0001688522 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 2,289,174 F1 · ownership.nature: The Form 3 filed by Kanen Wealth Management LLC ("KWM"), Mr. Kanen and The Philotimo Fund LLC on November 20, 2017, indicates that KWM does not own any shares of the Issuer since KWM does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. To align the Section 16 filings with the Schedule 13D, as amended, filed by KWM and Mr. Kanen, Item 6 of Table 1 above has been revised to reflect KWM's beneficial ownership of the Company's Common Stock as reported in the Schedule 13D, excluding the shares owned by The Philotimo Fund LLC, which are reported separately in Item 6, of Table 1 above. Read SEC document |
| December 21, 2017 Filed Mar 14, 2018 20:01 UTC Amendment |
Kanen David10% owner · Passive Investor
Kanen Wealth Management LLC10% owner · Passive Investor
Philotimo Fund, LP10% owner · Passive Investor
|
PurchaseCommon Stock | 4,533 | $2.20 | $9,965.80 |
DisclosureSEC source: 0000921895-18-000975 · form5a11527001_03142018.xml · nonDerivative · entry 9 Kanen David · CIK 0001681743 · 10% owner · Passive Investor Kanen Wealth Management LLC · CIK 0001681614 · 10% owner · Passive Investor Philotimo Fund, LP · CIK 0001688522 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 2,289,174 F1 · ownership.nature: The Form 3 filed by Kanen Wealth Management LLC ("KWM"), Mr. Kanen and The Philotimo Fund LLC on November 20, 2017, indicates that KWM does not own any shares of the Issuer since KWM does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. To align the Section 16 filings with the Schedule 13D, as amended, filed by KWM and Mr. Kanen, Item 6 of Table 1 above has been revised to reflect KWM's beneficial ownership of the Company's Common Stock as reported in the Schedule 13D, excluding the shares owned by The Philotimo Fund LLC, which are reported separately in Item 6, of Table 1 above. Read SEC document |
| December 15, 2017 Filed Feb 15, 2018 00:12 UTC |
Kanen David10% owner · Passive Investor
Kanen Wealth Management LLC10% owner · Passive Investor
Philotimo Fund, LP10% owner · Passive Investor
|
PurchaseCommon Stock | 20,475 | $2.15 | $44,006.92 |
DisclosureSEC source: 0000921895-18-000695 · form511527001_02142018.xml · nonDerivative · entry 8 Kanen David · CIK 0001681743 · 10% owner · Passive Investor Kanen Wealth Management LLC · CIK 0001681614 · 10% owner · Passive Investor Philotimo Fund, LP · CIK 0001688522 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 2,284,641 F1 · ownership.nature: The Form 3 filed by Kanen Wealth Management LLC ("KWM"), Mr. Kanen and The Philotimo Fund LLC on November 20, 2017, indicates that KWM does not own any shares of the Issuer since KWM does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. To align the Section 16 filings with the Schedule 13D, as amended, filed by KWM and Mr. Kanen, Item 6 of Table 1 above has been revised to reflect KWM's beneficial ownership of the Company's Common Stock as reported in the Schedule 13D, excluding the shares owned by The Philotimo Fund LLC, which are reported separately in Item 6, of Table 1 above. Read SEC document |
| December 15, 2017 Filed Mar 14, 2018 20:01 UTC Amendment |
Kanen David10% owner · Passive Investor
Kanen Wealth Management LLC10% owner · Passive Investor
Philotimo Fund, LP10% owner · Passive Investor
|
PurchaseCommon Stock | 20,475 | $2.15 | $44,006.92 |
DisclosureSEC source: 0000921895-18-000975 · form5a11527001_03142018.xml · nonDerivative · entry 8 Kanen David · CIK 0001681743 · 10% owner · Passive Investor Kanen Wealth Management LLC · CIK 0001681614 · 10% owner · Passive Investor Philotimo Fund, LP · CIK 0001688522 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 2,284,641 F1 · ownership.nature: The Form 3 filed by Kanen Wealth Management LLC ("KWM"), Mr. Kanen and The Philotimo Fund LLC on November 20, 2017, indicates that KWM does not own any shares of the Issuer since KWM does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. To align the Section 16 filings with the Schedule 13D, as amended, filed by KWM and Mr. Kanen, Item 6 of Table 1 above has been revised to reflect KWM's beneficial ownership of the Company's Common Stock as reported in the Schedule 13D, excluding the shares owned by The Philotimo Fund LLC, which are reported separately in Item 6, of Table 1 above. Read SEC document |
| December 01, 2017 Filed Feb 15, 2018 00:12 UTC |
Kanen David10% owner · Passive Investor
Kanen Wealth Management LLC10% owner · Passive Investor
Philotimo Fund, LP10% owner · Passive Investor
|
PurchaseCommon Stock | 1,100 | $2.23 | $2,453.00 |
DisclosureSEC source: 0000921895-18-000695 · form511527001_02142018.xml · nonDerivative · entry 7 Kanen David · CIK 0001681743 · 10% owner · Passive Investor Kanen Wealth Management LLC · CIK 0001681614 · 10% owner · Passive Investor Philotimo Fund, LP · CIK 0001688522 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 2,264,166 F1 · ownership.nature: The Form 3 filed by Kanen Wealth Management LLC ("KWM"), Mr. Kanen and The Philotimo Fund LLC on November 20, 2017, indicates that KWM does not own any shares of the Issuer since KWM does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. To align the Section 16 filings with the Schedule 13D, as amended, filed by KWM and Mr. Kanen, Item 6 of Table 1 above has been revised to reflect KWM's beneficial ownership of the Company's Common Stock as reported in the Schedule 13D, excluding the shares owned by The Philotimo Fund LLC, which are reported separately in Item 6, of Table 1 above. Read SEC document |
| December 01, 2017 Filed Mar 14, 2018 20:01 UTC Amendment |
Kanen David10% owner · Passive Investor
Kanen Wealth Management LLC10% owner · Passive Investor
Philotimo Fund, LP10% owner · Passive Investor
|
PurchaseCommon Stock | 1,100 | $2.23 | $2,453.00 |
DisclosureSEC source: 0000921895-18-000975 · form5a11527001_03142018.xml · nonDerivative · entry 7 Kanen David · CIK 0001681743 · 10% owner · Passive Investor Kanen Wealth Management LLC · CIK 0001681614 · 10% owner · Passive Investor Philotimo Fund, LP · CIK 0001688522 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 2,264,166 F1 · ownership.nature: The Form 3 filed by Kanen Wealth Management LLC ("KWM"), Mr. Kanen and The Philotimo Fund LLC on November 20, 2017, indicates that KWM does not own any shares of the Issuer since KWM does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. To align the Section 16 filings with the Schedule 13D, as amended, filed by KWM and Mr. Kanen, Item 6 of Table 1 above has been revised to reflect KWM's beneficial ownership of the Company's Common Stock as reported in the Schedule 13D, excluding the shares owned by The Philotimo Fund LLC, which are reported separately in Item 6, of Table 1 above. Read SEC document |
| November 30, 2017 Filed Feb 15, 2018 00:12 UTC |
Kanen David10% owner · Passive Investor
Kanen Wealth Management LLC10% owner · Passive Investor
Philotimo Fund, LP10% owner · Passive Investor
|
PurchaseCommon Stock | 17,000 | $2.22 | $37,765.50 |
DisclosureSEC source: 0000921895-18-000695 · form511527001_02142018.xml · nonDerivative · entry 6 Kanen David · CIK 0001681743 · 10% owner · Passive Investor Kanen Wealth Management LLC · CIK 0001681614 · 10% owner · Passive Investor Philotimo Fund, LP · CIK 0001688522 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 2,263,066 F1 · ownership.nature: The Form 3 filed by Kanen Wealth Management LLC ("KWM"), Mr. Kanen and The Philotimo Fund LLC on November 20, 2017, indicates that KWM does not own any shares of the Issuer since KWM does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. To align the Section 16 filings with the Schedule 13D, as amended, filed by KWM and Mr. Kanen, Item 6 of Table 1 above has been revised to reflect KWM's beneficial ownership of the Company's Common Stock as reported in the Schedule 13D, excluding the shares owned by The Philotimo Fund LLC, which are reported separately in Item 6, of Table 1 above. Read SEC document |
| November 30, 2017 Filed Mar 14, 2018 20:01 UTC Amendment |
Kanen David10% owner · Passive Investor
Kanen Wealth Management LLC10% owner · Passive Investor
Philotimo Fund, LP10% owner · Passive Investor
|
PurchaseCommon Stock | 17,000 | $2.22 | $37,765.50 |
DisclosureSEC source: 0000921895-18-000975 · form5a11527001_03142018.xml · nonDerivative · entry 6 Kanen David · CIK 0001681743 · 10% owner · Passive Investor Kanen Wealth Management LLC · CIK 0001681614 · 10% owner · Passive Investor Philotimo Fund, LP · CIK 0001688522 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 2,263,066 F1 · ownership.nature: The Form 3 filed by Kanen Wealth Management LLC ("KWM"), Mr. Kanen and The Philotimo Fund LLC on November 20, 2017, indicates that KWM does not own any shares of the Issuer since KWM does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. To align the Section 16 filings with the Schedule 13D, as amended, filed by KWM and Mr. Kanen, Item 6 of Table 1 above has been revised to reflect KWM's beneficial ownership of the Company's Common Stock as reported in the Schedule 13D, excluding the shares owned by The Philotimo Fund LLC, which are reported separately in Item 6, of Table 1 above. Read SEC document |
| November 29, 2017 Filed Feb 15, 2018 00:12 UTC |
Kanen David10% owner · Passive Investor
Kanen Wealth Management LLC10% owner · Passive Investor
Philotimo Fund, LP10% owner · Passive Investor
|
PurchaseCommon Stock | 40,100 | $2.10 | $84,210.00 |
DisclosureSEC source: 0000921895-18-000695 · form511527001_02142018.xml · nonDerivative · entry 5 Kanen David · CIK 0001681743 · 10% owner · Passive Investor Kanen Wealth Management LLC · CIK 0001681614 · 10% owner · Passive Investor Philotimo Fund, LP · CIK 0001688522 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 2,246,066 F1 · ownership.nature: The Form 3 filed by Kanen Wealth Management LLC ("KWM"), Mr. Kanen and The Philotimo Fund LLC on November 20, 2017, indicates that KWM does not own any shares of the Issuer since KWM does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. To align the Section 16 filings with the Schedule 13D, as amended, filed by KWM and Mr. Kanen, Item 6 of Table 1 above has been revised to reflect KWM's beneficial ownership of the Company's Common Stock as reported in the Schedule 13D, excluding the shares owned by The Philotimo Fund LLC, which are reported separately in Item 6, of Table 1 above. Read SEC document |
| November 29, 2017 Filed Mar 14, 2018 20:01 UTC Amendment |
Kanen David10% owner · Passive Investor
Kanen Wealth Management LLC10% owner · Passive Investor
Philotimo Fund, LP10% owner · Passive Investor
|
PurchaseCommon Stock | 40,100 | $2.10 | $84,210.00 |
DisclosureSEC source: 0000921895-18-000975 · form5a11527001_03142018.xml · nonDerivative · entry 5 Kanen David · CIK 0001681743 · 10% owner · Passive Investor Kanen Wealth Management LLC · CIK 0001681614 · 10% owner · Passive Investor Philotimo Fund, LP · CIK 0001688522 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 2,246,066 F1 · ownership.nature: The Form 3 filed by Kanen Wealth Management LLC ("KWM"), Mr. Kanen and The Philotimo Fund LLC on November 20, 2017, indicates that KWM does not own any shares of the Issuer since KWM does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. To align the Section 16 filings with the Schedule 13D, as amended, filed by KWM and Mr. Kanen, Item 6 of Table 1 above has been revised to reflect KWM's beneficial ownership of the Company's Common Stock as reported in the Schedule 13D, excluding the shares owned by The Philotimo Fund LLC, which are reported separately in Item 6, of Table 1 above. Read SEC document |
| November 28, 2017 Filed Feb 15, 2018 00:12 UTC |
Kanen David10% owner · Passive Investor
Kanen Wealth Management LLC10% owner · Passive Investor
Philotimo Fund, LP10% owner · Passive Investor
|
PurchaseCommon Stock | 2,200 | $2.05 | $4,510.00 |
DisclosureSEC source: 0000921895-18-000695 · form511527001_02142018.xml · nonDerivative · entry 4 Kanen David · CIK 0001681743 · 10% owner · Passive Investor Kanen Wealth Management LLC · CIK 0001681614 · 10% owner · Passive Investor Philotimo Fund, LP · CIK 0001688522 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 2,205,966 F1 · ownership.nature: The Form 3 filed by Kanen Wealth Management LLC ("KWM"), Mr. Kanen and The Philotimo Fund LLC on November 20, 2017, indicates that KWM does not own any shares of the Issuer since KWM does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. To align the Section 16 filings with the Schedule 13D, as amended, filed by KWM and Mr. Kanen, Item 6 of Table 1 above has been revised to reflect KWM's beneficial ownership of the Company's Common Stock as reported in the Schedule 13D, excluding the shares owned by The Philotimo Fund LLC, which are reported separately in Item 6, of Table 1 above. Read SEC document |
| November 28, 2017 Filed Mar 14, 2018 20:01 UTC Amendment |
Kanen David10% owner · Passive Investor
Kanen Wealth Management LLC10% owner · Passive Investor
Philotimo Fund, LP10% owner · Passive Investor
|
PurchaseCommon Stock | 2,200 | $2.05 | $4,510.00 |
DisclosureSEC source: 0000921895-18-000975 · form5a11527001_03142018.xml · nonDerivative · entry 4 Kanen David · CIK 0001681743 · 10% owner · Passive Investor Kanen Wealth Management LLC · CIK 0001681614 · 10% owner · Passive Investor Philotimo Fund, LP · CIK 0001688522 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 2,205,966 F1 · ownership.nature: The Form 3 filed by Kanen Wealth Management LLC ("KWM"), Mr. Kanen and The Philotimo Fund LLC on November 20, 2017, indicates that KWM does not own any shares of the Issuer since KWM does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. To align the Section 16 filings with the Schedule 13D, as amended, filed by KWM and Mr. Kanen, Item 6 of Table 1 above has been revised to reflect KWM's beneficial ownership of the Company's Common Stock as reported in the Schedule 13D, excluding the shares owned by The Philotimo Fund LLC, which are reported separately in Item 6, of Table 1 above. Read SEC document |
| November 24, 2017 Filed Feb 15, 2018 00:12 UTC |
Kanen David10% owner · Passive Investor
Kanen Wealth Management LLC10% owner · Passive Investor
Philotimo Fund, LP10% owner · Passive Investor
|
PurchaseCommon Stock | 6,702 | $2.00 | $13,404.00 |
DisclosureSEC source: 0000921895-18-000695 · form511527001_02142018.xml · nonDerivative · entry 3 Kanen David · CIK 0001681743 · 10% owner · Passive Investor Kanen Wealth Management LLC · CIK 0001681614 · 10% owner · Passive Investor Philotimo Fund, LP · CIK 0001688522 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 2,203,766 F1 · ownership.nature: The Form 3 filed by Kanen Wealth Management LLC ("KWM"), Mr. Kanen and The Philotimo Fund LLC on November 20, 2017, indicates that KWM does not own any shares of the Issuer since KWM does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. To align the Section 16 filings with the Schedule 13D, as amended, filed by KWM and Mr. Kanen, Item 6 of Table 1 above has been revised to reflect KWM's beneficial ownership of the Company's Common Stock as reported in the Schedule 13D, excluding the shares owned by The Philotimo Fund LLC, which are reported separately in Item 6, of Table 1 above. Read SEC document |
| November 24, 2017 Filed Mar 14, 2018 20:01 UTC Amendment |
Kanen David10% owner · Passive Investor
Kanen Wealth Management LLC10% owner · Passive Investor
Philotimo Fund, LP10% owner · Passive Investor
|
PurchaseCommon Stock | 6,702 | $2.00 | $13,404.00 |
DisclosureSEC source: 0000921895-18-000975 · form5a11527001_03142018.xml · nonDerivative · entry 3 Kanen David · CIK 0001681743 · 10% owner · Passive Investor Kanen Wealth Management LLC · CIK 0001681614 · 10% owner · Passive Investor Philotimo Fund, LP · CIK 0001688522 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 2,203,766 F1 · ownership.nature: The Form 3 filed by Kanen Wealth Management LLC ("KWM"), Mr. Kanen and The Philotimo Fund LLC on November 20, 2017, indicates that KWM does not own any shares of the Issuer since KWM does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. To align the Section 16 filings with the Schedule 13D, as amended, filed by KWM and Mr. Kanen, Item 6 of Table 1 above has been revised to reflect KWM's beneficial ownership of the Company's Common Stock as reported in the Schedule 13D, excluding the shares owned by The Philotimo Fund LLC, which are reported separately in Item 6, of Table 1 above. Read SEC document |
| November 22, 2017 Filed Feb 15, 2018 00:12 UTC |
Kanen David10% owner · Passive Investor
Kanen Wealth Management LLC10% owner · Passive Investor
Philotimo Fund, LP10% owner · Passive Investor
|
PurchaseCommon Stock | 3,288 | $2.00 | $6,576.00 |
DisclosureSEC source: 0000921895-18-000695 · form511527001_02142018.xml · nonDerivative · entry 2 Kanen David · CIK 0001681743 · 10% owner · Passive Investor Kanen Wealth Management LLC · CIK 0001681614 · 10% owner · Passive Investor Philotimo Fund, LP · CIK 0001688522 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 2,197,064 F1 · ownership.nature: The Form 3 filed by Kanen Wealth Management LLC ("KWM"), Mr. Kanen and The Philotimo Fund LLC on November 20, 2017, indicates that KWM does not own any shares of the Issuer since KWM does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. To align the Section 16 filings with the Schedule 13D, as amended, filed by KWM and Mr. Kanen, Item 6 of Table 1 above has been revised to reflect KWM's beneficial ownership of the Company's Common Stock as reported in the Schedule 13D, excluding the shares owned by The Philotimo Fund LLC, which are reported separately in Item 6, of Table 1 above. Read SEC document |
| November 22, 2017 Filed Mar 14, 2018 20:01 UTC Amendment |
Kanen David10% owner · Passive Investor
Kanen Wealth Management LLC10% owner · Passive Investor
Philotimo Fund, LP10% owner · Passive Investor
|
OtherWarrants · Derivative | 125,000 | Not disclosed Strike: $1.63 | Not disclosed |
DisclosureSEC source: 0000921895-18-000975 · form5a11527001_03142018.xml · derivative · entry 15 Kanen David · CIK 0001681743 · 10% owner · Passive Investor Kanen Wealth Management LLC · CIK 0001681614 · 10% owner · Passive Investor Philotimo Fund, LP · CIK 0001688522 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · The Philotimo Fund LLC Disclosed balance after: 125,000 Underlying: Common Stock · 125,000 shares Expires 2023-05-15 F2 · kind: Mr. Kanen beneficially owns 4,553,997 shares of Common Stock, which represent approximately 16.6% of the Company's outstanding shares of Common Stock. Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the 2,688,997 shares of Common Stock held in customer accounts managed by KWM (including the 18,921 shares held in Mr. Kanen's account) and the 1,845,000 shares of Common Stock and the 125,000 warrants held by The Philotimo Fund LLC, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM other than the shares held in Mr. Kanen's account. F3 · kind: The warrants were received in connection with a private purchase of shares of the Issuer. F3 · price: The warrants were received in connection with a private purchase of shares of the Issuer. Read SEC document |
| November 22, 2017 Filed Mar 14, 2018 20:01 UTC Amendment |
Kanen David10% owner · Passive Investor
Kanen Wealth Management LLC10% owner · Passive Investor
Philotimo Fund, LP10% owner · Passive Investor
|
PurchaseCommon Stock | 3,288 | $2.00 | $6,576.00 |
DisclosureSEC source: 0000921895-18-000975 · form5a11527001_03142018.xml · nonDerivative · entry 2 Kanen David · CIK 0001681743 · 10% owner · Passive Investor Kanen Wealth Management LLC · CIK 0001681614 · 10% owner · Passive Investor Philotimo Fund, LP · CIK 0001688522 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 2,197,064 F1 · ownership.nature: The Form 3 filed by Kanen Wealth Management LLC ("KWM"), Mr. Kanen and The Philotimo Fund LLC on November 20, 2017, indicates that KWM does not own any shares of the Issuer since KWM does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. To align the Section 16 filings with the Schedule 13D, as amended, filed by KWM and Mr. Kanen, Item 6 of Table 1 above has been revised to reflect KWM's beneficial ownership of the Company's Common Stock as reported in the Schedule 13D, excluding the shares owned by The Philotimo Fund LLC, which are reported separately in Item 6, of Table 1 above. Read SEC document |
| November 21, 2017 Filed Feb 15, 2018 00:12 UTC |
Kanen David10% owner · Passive Investor
Kanen Wealth Management LLC10% owner · Passive Investor
Philotimo Fund, LP10% owner · Passive Investor
|
PurchaseCommon Stock | 28,020 | $1.95 | $54,554.94 |
DisclosureSEC source: 0000921895-18-000695 · form511527001_02142018.xml · nonDerivative · entry 1 Kanen David · CIK 0001681743 · 10% owner · Passive Investor Kanen Wealth Management LLC · CIK 0001681614 · 10% owner · Passive Investor Philotimo Fund, LP · CIK 0001688522 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kanen Wealth Management LLC Disclosed balance after: 2,193,776 F1 · ownership.nature: The Form 3 filed by Kanen Wealth Management LLC ("KWM"), Mr. Kanen and The Philotimo Fund LLC on November 20, 2017, indicates that KWM does not own any shares of the Issuer since KWM does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. To align the Section 16 filings with the Schedule 13D, as amended, filed by KWM and Mr. Kanen, Item 6 of Table 1 above has been revised to reflect KWM's beneficial ownership of the Company's Common Stock as reported in the Schedule 13D, excluding the shares owned by The Philotimo Fund LLC, which are reported separately in Item 6, of Table 1 above. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.