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Nasdaq · USD

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Neuronetics, Inc.

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Tapewire entity
6248
SEC CIK
0001227636
Parsed reports
328

Last 12 months

Inside the activity.

14 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202606
Mar 202685
Apr 202620
May 202620
Jun 202600
Jul 202610
Aug 202610
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 20, 2025 Filed Oct 22, 2025 20:45 UTC
MUIR GLENN PDirector
GrantCommon Stock 7,554 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-246921 · ownership.xml · nonDerivative · entry 1

MUIR GLENN P · CIK 0001181190 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 371,816

F1 · kind: Pursuant to the Issuer's non-employee directors compensation plan the Reporting Person elected to receive shares of the Issuer's Common Stock in lieu of a cash retainer.

F2 · shares: Represents a restricted stock unit ("RSU") award that vested immediately upon the grant.

F3 · price: Each RSU represents a right to receive one share of the Issuer's common stock.

Read SEC document
October 20, 2025 Filed Oct 22, 2025 20:45 UTC GrantCommon Stock 7,326 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-246922 · ownership.xml · nonDerivative · entry 1

CONLEY SHERYL L · CIK 0001238659 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 221,716

F1 · kind: Pursuant to the Issuer's non-employee directors compensation plan the Reporting Person elected to receive shares of the Issuer's Common Stock in lieu of a cash retainer.

F2 · shares: Represents a restricted stock unit ("RSU") award that vested immediately upon the grant.

F3 · price: Each RSU represents a right to receive one share of the Issuer's common stock.

Read SEC document
October 20, 2025 Filed Oct 22, 2025 20:45 UTC GrantCommon Stock 10,531 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-246923 · ownership.xml · nonDerivative · entry 1

CASCELLA ROBERT · CIK 0001218713 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 588,767

F1 · kind: Pursuant to the Issuer's non-employee directors compensation plan the Reporting Person elected to receive shares of the Issuer's Common Stock in lieu of a cash retainer.

F2 · shares: Represents a restricted stock unit ("RSU") award that vested immediately upon the grant.

F3 · price: Each RSU represents a right to receive one share of the Issuer's common stock.

Read SEC document
October 20, 2025 Filed Oct 22, 2025 20:45 UTC
Cucuz SashaDirector
GrantCommon Stock 6,410 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-246920 · ownership.xml · nonDerivative · entry 1

Cucuz Sasha · CIK 0002004858 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,512,798

F1 · kind: Pursuant to the Issuer's non-employee directors compensation plan the Reporting Person elected to receive shares of the Issuer's Common Stock in lieu of a cash retainer.

F2 · shares: Represents a restricted stock unit ("RSU") award that vested immediately upon the grant.

F3 · price: Each RSU represents a right to receive one share of the Issuer's common stock.

Read SEC document
August 08, 2025 Filed Aug 12, 2025 20:15 UTC SaleCommon Stock 381,640 $3.72 $1,419,700.80
Disclosure

SEC source: 0000950170-25-107329 · ownership.xml · nonDerivative · entry 3

Madryn Asset Management, LP · CIK 0001787423 · 10% owner

Madryn Health Partners II, LP · CIK 0001919858 · 10% owner

MADRYN HEALTH PARTNERS II (CAYMAN MASTER), LP · CIK 0002007791 · 10% owner

MADRYN HEALTH ADVISORS II, LP · CIK 0002007977 · 10% owner

MADRYN HEALTH ADVISORS GP II, LLC · CIK 0002007801 · 10% owner

Madryn Select Opportunities, LP · CIK 0001889283 · 10% owner

MADRYN SELECT ADVISORS, LP · CIK 0002007794 · 10% owner

MADRYN SELECT ADVISORS GP, LLC · CIK 0002007745 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 2,261,168

F2 · ownership.nature: Madryn Health Advisors II, LP ("Health Advisors"), as general partner of Health Partners and Madryn Health Partners II (Cayman Master), LP ("Cayman Master"); Madryn Health Advisors GP II, LLC, as general partner of Health Advisors; Madryn Select Advisors, LP ("Select Advisors") as general partner of Madryn Select Opportunities, LP ("Select Opportunities"); and Madryn Select Advisors GP, LLC, as general partner of Select Advisors, may be deemed to be beneficial owners of the shares held directly by Health Partners, Cayman Master and Select Advisors, respectively.

F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest.

F5 · ownership.nature: Represents shares of common stock held by Select Opportunities, for which Madryn serves as the investment advisor.

Read SEC document
August 08, 2025 Filed Aug 12, 2025 20:15 UTC SaleCommon Stock 2,925,554 $3.72 $10,883,060.88
Disclosure

SEC source: 0000950170-25-107329 · ownership.xml · nonDerivative · entry 2

Madryn Asset Management, LP · CIK 0001787423 · 10% owner

Madryn Health Partners II, LP · CIK 0001919858 · 10% owner

MADRYN HEALTH PARTNERS II (CAYMAN MASTER), LP · CIK 0002007791 · 10% owner

MADRYN HEALTH ADVISORS II, LP · CIK 0002007977 · 10% owner

MADRYN HEALTH ADVISORS GP II, LLC · CIK 0002007801 · 10% owner

Madryn Select Opportunities, LP · CIK 0001889283 · 10% owner

MADRYN SELECT ADVISORS, LP · CIK 0002007794 · 10% owner

MADRYN SELECT ADVISORS GP, LLC · CIK 0002007745 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 17,333,542

F2 · ownership.nature: Madryn Health Advisors II, LP ("Health Advisors"), as general partner of Health Partners and Madryn Health Partners II (Cayman Master), LP ("Cayman Master"); Madryn Health Advisors GP II, LLC, as general partner of Health Advisors; Madryn Select Advisors, LP ("Select Advisors") as general partner of Madryn Select Opportunities, LP ("Select Opportunities"); and Madryn Select Advisors GP, LLC, as general partner of Select Advisors, may be deemed to be beneficial owners of the shares held directly by Health Partners, Cayman Master and Select Advisors, respectively.

F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest.

F4 · ownership.nature: Represents shares of common stock held by Cayman Master, for which Madryn serves as the investment advisor.

Read SEC document
August 08, 2025 Filed Aug 12, 2025 20:15 UTC SaleCommon Stock 192,806 $3.72 $717,238.32
Disclosure

SEC source: 0000950170-25-107329 · ownership.xml · nonDerivative · entry 1

Madryn Asset Management, LP · CIK 0001787423 · 10% owner

Madryn Health Partners II, LP · CIK 0001919858 · 10% owner

MADRYN HEALTH PARTNERS II (CAYMAN MASTER), LP · CIK 0002007791 · 10% owner

MADRYN HEALTH ADVISORS II, LP · CIK 0002007977 · 10% owner

MADRYN HEALTH ADVISORS GP II, LLC · CIK 0002007801 · 10% owner

Madryn Select Opportunities, LP · CIK 0001889283 · 10% owner

MADRYN SELECT ADVISORS, LP · CIK 0002007794 · 10% owner

MADRYN SELECT ADVISORS GP, LLC · CIK 0002007745 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 1,142,351

F1 · ownership.nature: Represents shares of common stock held by Madryn Health Partners II, LP ("Health Partners"), for which Madryn Asset Management, LP ("Madryn") serves as the investment advisor.

F2 · ownership.nature: Madryn Health Advisors II, LP ("Health Advisors"), as general partner of Health Partners and Madryn Health Partners II (Cayman Master), LP ("Cayman Master"); Madryn Health Advisors GP II, LLC, as general partner of Health Advisors; Madryn Select Advisors, LP ("Select Advisors") as general partner of Madryn Select Opportunities, LP ("Select Opportunities"); and Madryn Select Advisors GP, LLC, as general partner of Select Advisors, may be deemed to be beneficial owners of the shares held directly by Health Partners, Cayman Master and Select Advisors, respectively.

F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest.

Read SEC document
July 15, 2025 Filed Jul 15, 2025 21:00 UTC
Pfanstiel StevenEVP, CFO and Treasurer
GrantCommon Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-095914 · ownership.xml · nonDerivative · entry 2

Pfanstiel Steven · CIK 0001856059 · EVP, CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 400,000

F3 · shares: Represents a RSU award that vests in three equal annual installments beginning on July 15, 2027, in each case subject to continuous service of the Reporting Person through such date.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
July 15, 2025 Filed Jul 15, 2025 21:00 UTC
Pfanstiel StevenEVP, CFO and Treasurer
GrantCommon Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-095914 · ownership.xml · nonDerivative · entry 1

Pfanstiel Steven · CIK 0001856059 · EVP, CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

F1 · shares: Represents a restricted stock unit ("RSU") award that vests in three equal annual installments beginning on July 15, 2026, in each case subject to continuous service of the Reporting Person through such date.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
July 10, 2025 Filed Apr 1, 2026 20:57 UTC GiftCommon Stock 337,312 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-138142 · ownership.xml · nonDerivative · entry 2

Madryn Asset Management, LP · CIK 0001787423 · 10% owner

Madryn Health Partners II, LP · CIK 0001919858 · 10% owner

MADRYN HEALTH PARTNERS II (CAYMAN MASTER), LP · CIK 0002007791 · 10% owner

MADRYN HEALTH ADVISORS II, LP · CIK 0002007977 · 10% owner

MADRYN HEALTH ADVISORS GP II, LLC · CIK 0002007801 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 17,044,940

F1 · price: The reported transactions involved a transfer of shares for no consideration between Madryn Health Partners II, LP ("Health Partners") and Madryn Health Partners II (Cayman Master), LP ("Cayman Master") for fund administration purposes.

F2 · balance_after: Represents shares of common stock held as of the date of filing of this Form 4.

F4 · ownership.nature: Madryn Health Advisors II, LP ("Health Advisors"), as general partner of Health Partners and Cayman Master; and Madryn Health Advisors GP II, LLC, as general partner of Health Advisors, may be deemed to be beneficial owners of the shares held directly by Health Partners and Cayman Master, respectively.

F5 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest.

F6 · ownership.nature: Represents shares of common stock held by Cayman Master, for which Madryn serves as the investment advisor.

Read SEC document
July 10, 2025 Filed Apr 1, 2026 20:57 UTC GiftCommon Stock 337,312 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-138142 · ownership.xml · nonDerivative · entry 1

Madryn Asset Management, LP · CIK 0001787423 · 10% owner

Madryn Health Partners II, LP · CIK 0001919858 · 10% owner

MADRYN HEALTH PARTNERS II (CAYMAN MASTER), LP · CIK 0002007791 · 10% owner

MADRYN HEALTH ADVISORS II, LP · CIK 0002007977 · 10% owner

MADRYN HEALTH ADVISORS GP II, LLC · CIK 0002007801 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 1,430,953

F1 · price: The reported transactions involved a transfer of shares for no consideration between Madryn Health Partners II, LP ("Health Partners") and Madryn Health Partners II (Cayman Master), LP ("Cayman Master") for fund administration purposes.

F2 · balance_after: Represents shares of common stock held as of the date of filing of this Form 4.

F3 · ownership.nature: Represents shares of common stock held by Health Partners, for which Madryn Asset Management, LP ("Madryn") serves as the investment advisor.

F4 · ownership.nature: Madryn Health Advisors II, LP ("Health Advisors"), as general partner of Health Partners and Cayman Master; and Madryn Health Advisors GP II, LLC, as general partner of Health Advisors, may be deemed to be beneficial owners of the shares held directly by Health Partners and Cayman Master, respectively.

F5 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest.

Read SEC document
May 22, 2025 Filed May 27, 2025 21:00 UTC
Amin AvinashDirector
GrantCommon Stock 30,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-077826 · ownership.xml · nonDerivative · entry 1

Amin Avinash · CIK 0002044406 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,500

F1 · shares: Represents a restricted stock unit ("RSU") award that vests on the earlier of (a) May 22, 2026 or (b) the Reporting Person's Board-approved separation of service from the Issuer, in each case subject to continuous service of the Reporting Person through such date.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
May 22, 2025 Filed May 27, 2025 21:00 UTC
MUIR GLENN PDirector
GrantCommon Stock 30,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-077824 · ownership.xml · nonDerivative · entry 1

MUIR GLENN P · CIK 0001181190 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 364,262

F1 · shares: Represents a restricted stock unit ("RSU") award that vests on the earlier of (a) May 22, 2026 or (b) the Reporting Person's Board-approved separation of service from the Issuer, in each case subject to continuous service of the Reporting Person through such date.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
May 22, 2025 Filed May 27, 2025 21:00 UTC GrantCommon Stock 30,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-077827 · ownership.xml · nonDerivative · entry 1

CONLEY SHERYL L · CIK 0001238659 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 214,390

F1 · shares: Represents a restricted stock unit ("RSU") award that vests on the earlier of (a) May 22, 2026 or (b) the Reporting Person's Board-approved separation of service from the Issuer, in each case subject to continuous service of the Reporting Person through such date.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
May 22, 2025 Filed May 27, 2025 21:00 UTC GrantCommon Stock 30,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-077829 · ownership.xml · nonDerivative · entry 1

Rosengarten Megan · CIK 0001876577 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,890

F1 · shares: Represents a restricted stock unit ("RSU") award that vests on the earlier of (a) May 22, 2026 or (b) the Reporting Person's Board-approved separation of service from the Issuer, in each case subject to continuous service of the Reporting Person through such date.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
May 22, 2025 Filed May 27, 2025 21:00 UTC GrantCommon Stock 36,250 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-077828 · ownership.xml · nonDerivative · entry 1

CASCELLA ROBERT · CIK 0001218713 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 578,236

F1 · shares: Represents a restricted stock unit ("RSU") award that vests on the earlier of (a) May 22, 2026 or (b) the Reporting Person's Board-approved separation of service from the Issuer, in each case subject to continuous service of the Reporting Person through such date.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
May 22, 2025 Filed May 27, 2025 21:00 UTC
Cucuz SashaDirector
GrantCommon Stock 30,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-077825 · ownership.xml · nonDerivative · entry 1

Cucuz Sasha · CIK 0002004858 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,506,388

F1 · shares: Represents a restricted stock unit ("RSU") award that vests on the earlier of (a) May 22, 2026 or (b) the Reporting Person's Board-approved separation of service from the Issuer, in each case subject to continuous service of the Reporting Person through such date.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
May 13, 2025 Filed May 14, 2025 17:05 UTC
Furlong StephenEVP, CFO and Treasurer
SaleCommon Stock 6,540 $4.16 $27,206.40
Disclosure

SEC source: 0000950170-25-071591 · ownership.xml · nonDerivative · entry 2

Furlong Stephen · CIK 0001783360 · EVP, CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 410,053

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $4.17 to $4.15. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 12, 2025 Filed May 14, 2025 17:05 UTC
Furlong StephenEVP, CFO and Treasurer
SaleCommon Stock 193,460 $4.27 $826,074.20
Disclosure

SEC source: 0000950170-25-071591 · ownership.xml · nonDerivative · entry 1

Furlong Stephen · CIK 0001783360 · EVP, CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 416,593

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $4.46 to $4.15. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 04, 2025 Filed Mar 6, 2025 17:00 UTC
Furlong StephenEVP, CFO and Treasurer
SaleCommon Stock 1,867 $4.48 $8,364.16
Disclosure

SEC source: 0000950170-25-034871 · ownership.xml · nonDerivative · entry 1

Furlong Stephen · CIK 0001783360 · EVP, CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 610,053

F1 · shares: The sales reported in this Form 4 were non-discretionary sales to satisfy the Reporting Person's tax withholding obligation upon vesting of a portion of a restricted stock unit award.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $4.72 to $4.32. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 04, 2025 Filed Mar 6, 2025 22:00 UTC
MACAN WILLIAM ANDREWEVP, GC, CCO and CS
SaleCommon Stock 377 $4.48 $1,688.96
Disclosure

SEC source: 0000950170-25-034868 · ownership.xml · nonDerivative · entry 1

MACAN WILLIAM ANDREW · CIK 0001758584 · EVP, GC, CCO and CS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 526,805

F1 · shares: The sales reported in this Form 4 were non-discretionary sales to satisfy the Reporting Person's tax withholding obligation upon vesting of a portion of a restricted stock unit award.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $4.72 to $4.32. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 24, 2025 Filed Feb 26, 2025 17:46 UTC
Furlong StephenEVP, CFO and Treasurer
GrantPerformance Restricted Stock Unit · Derivative 78,750 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-028002 · ownership.xml · derivative · entry 2

Furlong Stephen · CIK 0001783360 · EVP, CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,750

Underlying: Common Stock · 78,750 shares

Expires 2028-07-01

F3 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of the Issuer's common stock.

F4 · shares: Represents a PRSU award granted on February 24, 2025 and vesting in 1/3 tranches on December 31, 2027, 2026 and 2027, subject to satisfaction of the applicable performance metrics and continuous service of the Reporting Person through such date. The Reporting Person receives a percentage of each vesting if the Issuer's year-end cash balance is between 80% and 110% of the target for each fiscal year ending December 31, 2025, 2026 and 2027.

F3 · price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: Represents a PRSU award granted on February 24, 2025 and vesting in 1/3 tranches on December 31, 2027, 2026 and 2027, subject to satisfaction of the applicable performance metrics and continuous service of the Reporting Person through such date. The Reporting Person receives a percentage of each vesting if the Issuer's year-end cash balance is between 80% and 110% of the target for each fiscal year ending December 31, 2025, 2026 and 2027.

F4 · derivative.expiration_date: Represents a PRSU award granted on February 24, 2025 and vesting in 1/3 tranches on December 31, 2027, 2026 and 2027, subject to satisfaction of the applicable performance metrics and continuous service of the Reporting Person through such date. The Reporting Person receives a percentage of each vesting if the Issuer's year-end cash balance is between 80% and 110% of the target for each fiscal year ending December 31, 2025, 2026 and 2027.

Read SEC document
February 24, 2025 Filed Feb 26, 2025 17:46 UTC
Furlong StephenEVP, CFO and Treasurer
GrantCommon Stock 157,500 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-028002 · ownership.xml · nonDerivative · entry 1

Furlong Stephen · CIK 0001783360 · EVP, CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 611,920

F1 · shares: Represents a restricted stock unit ("RSU") award that vests in three equal annual installments beginning on February 24, 2026, in each case subject to continuous service of the Reporting Person through such date.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
February 24, 2025 Filed Feb 26, 2025 22:49 UTC
Sullivan Keith JDirector · President and CEO
GrantPerformance Restricted Stock Unit · Derivative 187,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-028008 · ownership.xml · derivative · entry 2

Sullivan Keith J · CIK 0001417973 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 187,500

Underlying: Common Stock · 187,500 shares

Expires 2028-07-01

F3 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents a contingent right to recieve one share of the Issuer's common stock.

F4 · shares: Represents a PRSU award granted on February 24, 2025 and vesting in 1/3 tranches on December 31, 2027, 2026 and 2027, subject to satisfaction of the applicable performance metrics and continuous service of the Reporting Person through such date. The Reporting Person receives a percentage of each vesting if the Issuer's year-end cash balance is between 80% and 110% of the target for each fiscal year ending December 31, 2025, 2026 and 2027.

F3 · price: Each performance restricted stock unit ("PRSU") represents a contingent right to recieve one share of the Issuer's common stock.

F4 · derivative.exercise_date: Represents a PRSU award granted on February 24, 2025 and vesting in 1/3 tranches on December 31, 2027, 2026 and 2027, subject to satisfaction of the applicable performance metrics and continuous service of the Reporting Person through such date. The Reporting Person receives a percentage of each vesting if the Issuer's year-end cash balance is between 80% and 110% of the target for each fiscal year ending December 31, 2025, 2026 and 2027.

F4 · derivative.expiration_date: Represents a PRSU award granted on February 24, 2025 and vesting in 1/3 tranches on December 31, 2027, 2026 and 2027, subject to satisfaction of the applicable performance metrics and continuous service of the Reporting Person through such date. The Reporting Person receives a percentage of each vesting if the Issuer's year-end cash balance is between 80% and 110% of the target for each fiscal year ending December 31, 2025, 2026 and 2027.

Read SEC document
February 24, 2025 Filed Feb 26, 2025 22:49 UTC
Sullivan Keith JDirector · President and CEO
GrantCommon Stock 375,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-028008 · ownership.xml · nonDerivative · entry 1

Sullivan Keith J · CIK 0001417973 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,607,988

F1 · shares: Represents a restricted stock unit ("RSU") award that vests in three equal annual installments beginning on February 24, 2026, in each case subject to continuous service of the Reporting Person through such date.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
February 24, 2025 Filed Feb 26, 2025 22:48 UTC
MACAN WILLIAM ANDREWEVP, GC, CCO and CS
GrantPerformance Restricted Stock Unit · Derivative 78,750 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-028006 · ownership.xml · derivative · entry 2

MACAN WILLIAM ANDREW · CIK 0001758584 · EVP, GC, CCO and CS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,750

Underlying: Common Stock · 78,750 shares

Expires 2028-07-01

F3 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of the Issuer's common stock.

F4 · shares: Represents a PRSU award granted on February 24, 2025 and vesting in 1/3 tranches on December 31, 2027, 2026 and 2027, subject to satisfaction of the applicable performance metrics and continuous service of the Reporting Person through such date. The Reporting Person receives a percentage of each vesting if the Issuer's year-end cash balance is between 80% and 110% of the target for each fiscal year ending December 31, 2025, 2026 and 2027.

F3 · price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: Represents a PRSU award granted on February 24, 2025 and vesting in 1/3 tranches on December 31, 2027, 2026 and 2027, subject to satisfaction of the applicable performance metrics and continuous service of the Reporting Person through such date. The Reporting Person receives a percentage of each vesting if the Issuer's year-end cash balance is between 80% and 110% of the target for each fiscal year ending December 31, 2025, 2026 and 2027.

F4 · derivative.expiration_date: Represents a PRSU award granted on February 24, 2025 and vesting in 1/3 tranches on December 31, 2027, 2026 and 2027, subject to satisfaction of the applicable performance metrics and continuous service of the Reporting Person through such date. The Reporting Person receives a percentage of each vesting if the Issuer's year-end cash balance is between 80% and 110% of the target for each fiscal year ending December 31, 2025, 2026 and 2027.

Read SEC document
February 24, 2025 Filed Feb 26, 2025 22:48 UTC
MACAN WILLIAM ANDREWEVP, GC, CCO and CS
GrantCommon Stock 157,500 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-028006 · ownership.xml · nonDerivative · entry 1

MACAN WILLIAM ANDREW · CIK 0001758584 · EVP, GC, CCO and CS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 527,182

F1 · shares: Represents a restricted stock unit ("RSU") award that vests in three equal annual installments beginning on February 24, 2026, in each case subject to continuous service of the Reporting Person through such date.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
February 24, 2025 Filed Mar 13, 2025 17:28 UTC Amendment
Furlong StephenEVP, CFO and Treasurer
GrantPerformance Restricted Stock Unit · Derivative 78,750 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-038909 · ownership.xml · derivative · entry 1

Furlong Stephen · CIK 0001783360 · EVP, CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,750

Underlying: Common Stock · 78,750 shares

Expires 2028-07-01

F1 · shares: The Form 4 filed on February 26, 2025 inadvertently reported that the performance restricted stock unit ("PRSU") award granted on February 24, 2025 vests in 1/3 tranches on December 31, 2027, 2026 and 2027, subject to satisfaction of the applicable performance metrics and continuous service of the Reporting Person through such date. The correct vesting dates are December 31, 2025, 2026 and 2027. The Form 4 also reported that the Reporting Person receives a percentage of each vesting if the Issuer's year-end cash balance is between 80% (the "Threshold Achievement") and 110% of the target for each vesting year. However, the correct Threshold Achievement is 90%. The number of shares reflected in column 7 assumes the maximum potential vest in each vesting year.

F1 · derivative.exercise_date: The Form 4 filed on February 26, 2025 inadvertently reported that the performance restricted stock unit ("PRSU") award granted on February 24, 2025 vests in 1/3 tranches on December 31, 2027, 2026 and 2027, subject to satisfaction of the applicable performance metrics and continuous service of the Reporting Person through such date. The correct vesting dates are December 31, 2025, 2026 and 2027. The Form 4 also reported that the Reporting Person receives a percentage of each vesting if the Issuer's year-end cash balance is between 80% (the "Threshold Achievement") and 110% of the target for each vesting year. However, the correct Threshold Achievement is 90%. The number of shares reflected in column 7 assumes the maximum potential vest in each vesting year.

F1 · derivative.expiration_date: The Form 4 filed on February 26, 2025 inadvertently reported that the performance restricted stock unit ("PRSU") award granted on February 24, 2025 vests in 1/3 tranches on December 31, 2027, 2026 and 2027, subject to satisfaction of the applicable performance metrics and continuous service of the Reporting Person through such date. The correct vesting dates are December 31, 2025, 2026 and 2027. The Form 4 also reported that the Reporting Person receives a percentage of each vesting if the Issuer's year-end cash balance is between 80% (the "Threshold Achievement") and 110% of the target for each vesting year. However, the correct Threshold Achievement is 90%. The number of shares reflected in column 7 assumes the maximum potential vest in each vesting year.

Read SEC document
February 24, 2025 Filed Mar 13, 2025 21:30 UTC Amendment
Sullivan Keith JDirector · President and CEO
GrantPerformance Restricted Stock Unit · Derivative 187,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-038913 · ownership.xml · derivative · entry 1

Sullivan Keith J · CIK 0001417973 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 187,500

Underlying: Common Stock · 187,500 shares

Expires 2028-07-01

F1 · shares: The Form 4 filed on February 26, 2025 inadvertently reported that the performance restricted stock unit ("PRSU") award granted on February 24, 2025 vests in 1/3 tranches on December 31, 2027, 2026 and 2027, subject to satisfaction of the applicable performance metrics and continuous service of the Reporting Person through such date. The correct vesting dates are December 31, 2025, 2026 and 2027. The Form 4 also reported that the Reporting Person receives a percentage of each vesting if the Issuer's year-end cash balance is between 80% (the "Threshold Achievement") and 110% of the target for each vesting year. However, the correct Threshold Achievement is 90%. The number of shares reflected in column 7 assumes the maximum potential vest in each vesting year.

F1 · derivative.exercise_date: The Form 4 filed on February 26, 2025 inadvertently reported that the performance restricted stock unit ("PRSU") award granted on February 24, 2025 vests in 1/3 tranches on December 31, 2027, 2026 and 2027, subject to satisfaction of the applicable performance metrics and continuous service of the Reporting Person through such date. The correct vesting dates are December 31, 2025, 2026 and 2027. The Form 4 also reported that the Reporting Person receives a percentage of each vesting if the Issuer's year-end cash balance is between 80% (the "Threshold Achievement") and 110% of the target for each vesting year. However, the correct Threshold Achievement is 90%. The number of shares reflected in column 7 assumes the maximum potential vest in each vesting year.

F1 · derivative.expiration_date: The Form 4 filed on February 26, 2025 inadvertently reported that the performance restricted stock unit ("PRSU") award granted on February 24, 2025 vests in 1/3 tranches on December 31, 2027, 2026 and 2027, subject to satisfaction of the applicable performance metrics and continuous service of the Reporting Person through such date. The correct vesting dates are December 31, 2025, 2026 and 2027. The Form 4 also reported that the Reporting Person receives a percentage of each vesting if the Issuer's year-end cash balance is between 80% (the "Threshold Achievement") and 110% of the target for each vesting year. However, the correct Threshold Achievement is 90%. The number of shares reflected in column 7 assumes the maximum potential vest in each vesting year.

Read SEC document
February 24, 2025 Filed Mar 13, 2025 21:24 UTC Amendment
MACAN WILLIAM ANDREWEVP, GC, CCO and CS
GrantPerformance Restricted Stock Unit · Derivative 78,750 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-038901 · ownership.xml · derivative · entry 1

MACAN WILLIAM ANDREW · CIK 0001758584 · EVP, GC, CCO and CS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,750

Underlying: Common Stock · 78,750 shares

Expires 2028-07-01

F1 · shares: The Form 4 filed on February 26, 2025 inadvertently reported that the performance restricted stock unit ("PRSU") award granted on February 24, 2025 vests in 1/3 tranches on December 31, 2027, 2026 and 2027, subject to satisfaction of the applicable performance metrics and continuous service of the Reporting Person through such date. The correct vesting dates are December 31, 2025, 2026 and 2027. The Form 4 also reported that the Reporting Person receives a percentage of each vesting if the Issuer's year-end cash balance is between 80% (the "Threshold Achievement") and 110% of the target for each vesting year. However, the correct Threshold Achievement is 90%. The number of shares reflected in column 7 assumes the maximum potential vest in each vesting year.

F1 · derivative.exercise_date: The Form 4 filed on February 26, 2025 inadvertently reported that the performance restricted stock unit ("PRSU") award granted on February 24, 2025 vests in 1/3 tranches on December 31, 2027, 2026 and 2027, subject to satisfaction of the applicable performance metrics and continuous service of the Reporting Person through such date. The correct vesting dates are December 31, 2025, 2026 and 2027. The Form 4 also reported that the Reporting Person receives a percentage of each vesting if the Issuer's year-end cash balance is between 80% (the "Threshold Achievement") and 110% of the target for each vesting year. However, the correct Threshold Achievement is 90%. The number of shares reflected in column 7 assumes the maximum potential vest in each vesting year.

F1 · derivative.expiration_date: The Form 4 filed on February 26, 2025 inadvertently reported that the performance restricted stock unit ("PRSU") award granted on February 24, 2025 vests in 1/3 tranches on December 31, 2027, 2026 and 2027, subject to satisfaction of the applicable performance metrics and continuous service of the Reporting Person through such date. The correct vesting dates are December 31, 2025, 2026 and 2027. The Form 4 also reported that the Reporting Person receives a percentage of each vesting if the Issuer's year-end cash balance is between 80% (the "Threshold Achievement") and 110% of the target for each vesting year. However, the correct Threshold Achievement is 90%. The number of shares reflected in column 7 assumes the maximum potential vest in each vesting year.

Read SEC document
February 19, 2025 Filed Feb 20, 2025 22:21 UTC
Sullivan Keith JDirector · President and CEO
SaleCommon Stock 24,440 $4.70 $114,868.00
Disclosure

SEC source: 0000950170-25-024308 · ownership.xml · nonDerivative · entry 2

Sullivan Keith J · CIK 0001417973 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,232,988

F1 · shares: The sales reported in this Form 4 were non-discretionary sales to satisfy the Reporting Person's tax withholding obligation upon vesting of a portion of a restricted stock unit award.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $4.60 to $4.77. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 22:21 UTC
Sullivan Keith JDirector · President and CEO
SaleCommon Stock 25,934 $4.41 $114,368.94
Disclosure

SEC source: 0000950170-25-024308 · ownership.xml · nonDerivative · entry 1

Sullivan Keith J · CIK 0001417973 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,257,428

F1 · shares: The sales reported in this Form 4 were non-discretionary sales to satisfy the Reporting Person's tax withholding obligation upon vesting of a portion of a restricted stock unit award.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $4.29 to $4.55. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 14, 2025 Filed Feb 18, 2025 17:02 UTC
Furlong StephenEVP, CFO and Treasurer
SaleCommon Stock 17,307 $4.11 $71,131.77
Disclosure

SEC source: 0000950170-25-022428 · ownership.xml · nonDerivative · entry 1

Furlong Stephen · CIK 0001783360 · EVP, CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 454,420

F1 · shares: The sales reported in this Form 4 were non-discretionary sales to satisfy the Reporting Person's tax withholding obligation upon vesting of a portion of a restricted stock unit award.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $3.99 to $4.27. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 14, 2025 Filed Feb 18, 2025 22:03 UTC
MACAN WILLIAM ANDREWEVP, GC, CCO and CS
SaleCommon Stock 18,965 $4.11 $77,946.15
Disclosure

SEC source: 0000950170-25-022433 · ownership.xml · nonDerivative · entry 1

MACAN WILLIAM ANDREW · CIK 0001758584 · EVP, GC, CCO and CS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 369,682

F1 · shares: The sales reported in this Form 4 were non-discretionary sales to satisfy the Reporting Person's tax withholding obligation upon vesting of a portion of a restricted stock unit award.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $3.99 to $4.27. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 12, 2025 Filed Feb 14, 2025 17:00 UTC
Furlong StephenEVP, CFO and Treasurer
SaleCommon Stock 10,845 $3.83 $41,536.35
Disclosure

SEC source: 0000950170-25-021398 · ownership.xml · nonDerivative · entry 1

Furlong Stephen · CIK 0001783360 · EVP, CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 471,727

F1 · shares: The sales reported in this Form 4 were non-discretionary sales to satisfy the Reporting Person's tax withholding obligation upon vesting of a portion of a restricted stock unit award.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $3.74 to $3.96. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 12, 2025 Filed Feb 14, 2025 22:00 UTC
MACAN WILLIAM ANDREWEVP, GC, CCO and CS
SaleCommon Stock 12,175 $3.83 $46,630.25
Disclosure

SEC source: 0000950170-25-021391 · ownership.xml · nonDerivative · entry 1

MACAN WILLIAM ANDREW · CIK 0001758584 · EVP, GC, CCO and CS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 388,647

F1 · shares: The sales reported in this Form 4 were non-discretionary sales to satisfy the Reporting Person's tax withholding obligation upon vesting of a portion of a restricted stock unit award.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $3.74 to $3.96. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 10, 2025 Filed Feb 12, 2025 17:05 UTC
Furlong StephenEVP, CFO and Treasurer
SaleCommon Stock 14,836 $3.28 $48,662.08
Disclosure

SEC source: 0000950170-25-018967 · ownership.xml · nonDerivative · entry 1

Furlong Stephen · CIK 0001783360 · EVP, CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 482,572

F1 · shares: The sales reported in this Form 4 were non-discretionary sales to satisfy the Reporting Person's tax withholding obligation upon vesting of a portion of a restricted stock unit award.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $3.51 to $3.95. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 10, 2025 Filed Feb 12, 2025 22:05 UTC
Sullivan Keith JDirector · President and CEO
SaleCommon Stock 40,992 $3.28 $134,453.76
Disclosure

SEC source: 0000950170-25-018968 · ownership.xml · nonDerivative · entry 1

Sullivan Keith J · CIK 0001417973 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,283,362

F1 · shares: The sales reported in this Form 4 were non-discretionary sales to satisfy the Reporting Person's tax withholding obligation upon vesting of a portion of a restricted stock unit award.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $3.51 to $3.95. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 10, 2025 Filed Feb 12, 2025 22:05 UTC
MACAN WILLIAM ANDREWEVP, GC, CCO and CS
SaleCommon Stock 1,970 $3.28 $6,461.60
Disclosure

SEC source: 0000950170-25-018969 · ownership.xml · nonDerivative · entry 1

MACAN WILLIAM ANDREW · CIK 0001758584 · EVP, GC, CCO and CS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 400,822

F1 · shares: The sales reported in this Form 4 were non-discretionary sales to satisfy the Reporting Person's tax withholding obligation upon vesting of a portion of a restricted stock unit award.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $3.51 to $3.95. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 07, 2025 Filed Feb 10, 2025 22:18 UTC
MUIR GLENN PDirector
OtherCommon Stock 44,444 $2.25 $99,999.00
Disclosure

SEC source: 0000950170-25-017195 · ownership.xml · nonDerivative · entry 1

MUIR GLENN P · CIK 0001181190 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 334,262

F1 · kind: On February 7, 2025, the Reporting Person purchased 44,444 shares of the Issuer's Common Stock in connection with a firm commitment underwritten offering.

Read SEC document
February 07, 2025 Filed Feb 10, 2025 22:20 UTC OtherCommon Stock 44,444 $2.25 $99,999.00
Disclosure

SEC source: 0000950170-25-017198 · ownership.xml · nonDerivative · entry 1

CONLEY SHERYL L · CIK 0001238659 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 184,390

F1 · kind: On February 7, 2025, the Reporting Person purchased 44,444 shares of the Issuer's Common Stock in connection with a firm commitment underwritten offering.

Read SEC document
February 07, 2025 Filed Feb 10, 2025 22:16 UTC
Cucuz SashaDirector
OtherCommon Stock 88,888 $2.25 $199,998.00
Disclosure

SEC source: 0000950170-25-017193 · ownership.xml · nonDerivative · entry 1

Cucuz Sasha · CIK 0002004858 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,476,388

F1 · kind: On February 7, 2025, the Reporting Person purchased 88,888 shares of the Issuer's Common Stock in connection with a firm commitment underwritten offering.

Read SEC document
February 07, 2025 Filed Feb 10, 2025 22:13 UTC OtherCommon Stock 88,888 $2.25 $199,998.00
Disclosure

SEC source: 0000950170-25-017184 · ownership.xml · nonDerivative · entry 1

CASCELLA ROBERT · CIK 0001218713 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 541,986

F1 · kind: On February 7, 2025, the Reporting Person purchased 88,888 shares of the Issuer's Common Stock in connection with a firm commitment underwritten offering.

Read SEC document
December 10, 2024 Filed Dec 12, 2024 17:00 UTC
Furlong StephenEVP, CFO and Treasurer
GrantPerformance Restricted Stock Unit · Derivative 150,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-135873 · ownership.xml · derivative · entry 1

Furlong Stephen · CIK 0001783360 · EVP, CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2025-12-31

F1 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · shares: Represents a PRSU award granted on December 10, 2024 and vesting on December 31, 2025, subject to satisfaction of the applicable performance metrics and continuous service of the Reporting Person through such date. The performance metrics are as follows: (i) 25% of the award will be attained if the Issuer achieves Cash Flow Breakeven (as defined in the applicable PRSU grant notice) for the fiscal quarter ended June 30, 2025; (ii) 50% of the award will be attained if the Issuer achieves Cash Flow Breakeven for the fiscal quarter ended September 30, 2025 and (iii) 25% of the award will be attained if the Issuer achieves Cash Flow Breakeven for the fiscal quarter ended December 31, 2025.

F1 · price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: Represents a PRSU award granted on December 10, 2024 and vesting on December 31, 2025, subject to satisfaction of the applicable performance metrics and continuous service of the Reporting Person through such date. The performance metrics are as follows: (i) 25% of the award will be attained if the Issuer achieves Cash Flow Breakeven (as defined in the applicable PRSU grant notice) for the fiscal quarter ended June 30, 2025; (ii) 50% of the award will be attained if the Issuer achieves Cash Flow Breakeven for the fiscal quarter ended September 30, 2025 and (iii) 25% of the award will be attained if the Issuer achieves Cash Flow Breakeven for the fiscal quarter ended December 31, 2025.

F2 · derivative.expiration_date: Represents a PRSU award granted on December 10, 2024 and vesting on December 31, 2025, subject to satisfaction of the applicable performance metrics and continuous service of the Reporting Person through such date. The performance metrics are as follows: (i) 25% of the award will be attained if the Issuer achieves Cash Flow Breakeven (as defined in the applicable PRSU grant notice) for the fiscal quarter ended June 30, 2025; (ii) 50% of the award will be attained if the Issuer achieves Cash Flow Breakeven for the fiscal quarter ended September 30, 2025 and (iii) 25% of the award will be attained if the Issuer achieves Cash Flow Breakeven for the fiscal quarter ended December 31, 2025.

Read SEC document
December 10, 2024 Filed Dec 12, 2024 22:00 UTC
Sullivan Keith JDirector · President and CEO
GrantPerformance Restricted Stock Unit · Derivative 450,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-135877 · ownership.xml · derivative · entry 1

Sullivan Keith J · CIK 0001417973 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 450,000

Underlying: Common Stock · 450,000 shares

Expires 2025-12-31

F1 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · shares: Represents a PRSU award granted on December 10, 2024 and vesting on December 31, 2025, subject to satisfaction of the applicable performance metrics and continuous service of the Reporting Person through such date. The performance metrics are as follows: (i) 25% of the award will be attained if the Issuer achieves Cash Flow Breakeven (as defined in the applicable PRSU grant notice) for the fiscal quarter ended June 30, 2025; (ii) 50% of the award will be attained if the Issuer achieves Cash Flow Breakeven for the fiscal quarter ended September 30, 2025 and (iii) 25% of the award will be attained if the Issuer achieves Cash Flow Breakeven for the fiscal quarter ended December 31, 2025.

F1 · price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: Represents a PRSU award granted on December 10, 2024 and vesting on December 31, 2025, subject to satisfaction of the applicable performance metrics and continuous service of the Reporting Person through such date. The performance metrics are as follows: (i) 25% of the award will be attained if the Issuer achieves Cash Flow Breakeven (as defined in the applicable PRSU grant notice) for the fiscal quarter ended June 30, 2025; (ii) 50% of the award will be attained if the Issuer achieves Cash Flow Breakeven for the fiscal quarter ended September 30, 2025 and (iii) 25% of the award will be attained if the Issuer achieves Cash Flow Breakeven for the fiscal quarter ended December 31, 2025.

F2 · derivative.expiration_date: Represents a PRSU award granted on December 10, 2024 and vesting on December 31, 2025, subject to satisfaction of the applicable performance metrics and continuous service of the Reporting Person through such date. The performance metrics are as follows: (i) 25% of the award will be attained if the Issuer achieves Cash Flow Breakeven (as defined in the applicable PRSU grant notice) for the fiscal quarter ended June 30, 2025; (ii) 50% of the award will be attained if the Issuer achieves Cash Flow Breakeven for the fiscal quarter ended September 30, 2025 and (iii) 25% of the award will be attained if the Issuer achieves Cash Flow Breakeven for the fiscal quarter ended December 31, 2025.

Read SEC document
December 10, 2024 Filed Dec 12, 2024 22:00 UTC
MACAN WILLIAM ANDREWEVP, GC, CCO and CS
GrantPerformance Restricted Stock Unit · Derivative 135,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-135874 · ownership.xml · derivative · entry 1

MACAN WILLIAM ANDREW · CIK 0001758584 · EVP, GC, CCO and CS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,000

Underlying: Common Stock · 135,000 shares

Expires 2025-12-31

F1 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · shares: Represents a PRSU award granted on December 10, 2024 and vesting on December 31, 2025, subject to satisfaction of the applicable performance metrics and continuous service of the Reporting Person through such date. The performance metrics are as follows: (i) 25% of the award will be attained if the Issuer achieves Cash Flow Breakeven (as defined in the applicable PRSU grant notice) for the fiscal quarter ended June 30, 2025; (ii) 50% of the award will be attained if the Issuer achieves Cash Flow Breakeven for the fiscal quarter ended September 30, 2025 and (iii) 25% of the award will be attained if the Issuer achieves Cash Flow Breakeven for the fiscal quarter ended December 31, 2025.

F1 · price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: Represents a PRSU award granted on December 10, 2024 and vesting on December 31, 2025, subject to satisfaction of the applicable performance metrics and continuous service of the Reporting Person through such date. The performance metrics are as follows: (i) 25% of the award will be attained if the Issuer achieves Cash Flow Breakeven (as defined in the applicable PRSU grant notice) for the fiscal quarter ended June 30, 2025; (ii) 50% of the award will be attained if the Issuer achieves Cash Flow Breakeven for the fiscal quarter ended September 30, 2025 and (iii) 25% of the award will be attained if the Issuer achieves Cash Flow Breakeven for the fiscal quarter ended December 31, 2025.

F2 · derivative.expiration_date: Represents a PRSU award granted on December 10, 2024 and vesting on December 31, 2025, subject to satisfaction of the applicable performance metrics and continuous service of the Reporting Person through such date. The performance metrics are as follows: (i) 25% of the award will be attained if the Issuer achieves Cash Flow Breakeven (as defined in the applicable PRSU grant notice) for the fiscal quarter ended June 30, 2025; (ii) 50% of the award will be attained if the Issuer achieves Cash Flow Breakeven for the fiscal quarter ended September 30, 2025 and (iii) 25% of the award will be attained if the Issuer achieves Cash Flow Breakeven for the fiscal quarter ended December 31, 2025.

Read SEC document
October 08, 2024 Filed Oct 10, 2024 17:05 UTC
Furlong StephenEVP, CFO and Treasurer
SaleCommon Stock 1,368 $0.82 $1,121.76
Disclosure

SEC source: 0000950170-24-114103 · ownership.xml · nonDerivative · entry 1

Furlong Stephen · CIK 0001783360 · EVP, CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 497,408

F1 · shares: The sales reported in this Form 4 were non-discretionary sales to satisfy the Reporting Person's tax withholding obligation upon vesting of a portion of a restricted stock unit award.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $0.78 to $0.83. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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October 08, 2024 Filed Oct 10, 2024 21:05 UTC
MACAN WILLIAM ANDREWEVP, GC, CCO and CS
SaleCommon Stock 1,541 $0.82 $1,263.62
Disclosure

SEC source: 0000950170-24-114102 · ownership.xml · nonDerivative · entry 1

MACAN WILLIAM ANDREW · CIK 0001758584 · EVP, GC, CCO and CS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 402,792

F1 · shares: The sales reported in this Form 4 were non-discretionary sales to satisfy the Reporting Person's tax withholding obligation upon vesting of a portion of a restricted stock unit award.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $0.78 to $0.83. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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September 12, 2024 Filed Sep 13, 2024 21:02 UTC PurchaseCommon Stock 100,000 $0.75 $75,000.00
Disclosure

SEC source: 0000950170-24-106434 · ownership.xml · nonDerivative · entry 1

CASCELLA ROBERT · CIK 0001218713 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 453,098

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September 05, 2024 Filed Sep 6, 2024 21:05 UTC
MUIR GLENN PDirector
PurchaseCommon Stock 25,000 $0.80 $20,000.00
Disclosure

SEC source: 0000950170-24-104427 · ownership.xml · nonDerivative · entry 1

MUIR GLENN P · CIK 0001181190 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 289,818

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.