Tapewire

Nasdaq · USD

STEP

StepStone Group Inc.

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Tapewire entity
3755
SEC CIK
0001796022
Parsed reports
200

Last 12 months

Inside the activity.

5 purchase rows · 21 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202508
Dec 202504
Jan 202602
Feb 202630
Mar 202600
Apr 202600
May 202600
Jun 202627
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 27, 2021 Filed Oct 28, 2021 23:09 UTC
Keck ThomasDirector · See Remarks
SaleClass A Common Stock 29,765 $45.66 $1,359,069.90
Disclosure

SEC source: 0001796022-21-000090 · wf-form4_163546255498788.xml · nonDerivative · entry 1

Keck Thomas · CIK 0001821978 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 258,567

F1 · price: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $44.93 to $46.40. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 26, 2021 Filed Oct 26, 2021 23:58 UTC
McCabe Michael IDirector · Head of Strategy · See remarks
SaleClass A Common Stock 9,686 $45.03 $436,160.58
Disclosure

SEC source: 0001796022-21-000087 · wf-form4_163529270627832.xml · nonDerivative · entry 6

McCabe Michael I · CIK 0001822880 · Director · Head of Strategy · See remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

F6 · price: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $44.36 to $45.36. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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October 26, 2021 Filed Oct 26, 2021 23:58 UTC
McCabe Michael IDirector · Head of Strategy · See remarks
SaleClass A Common Stock 9,610 $45.04 $432,834.40
Disclosure

SEC source: 0001796022-21-000087 · wf-form4_163529270627832.xml · nonDerivative · entry 5

McCabe Michael I · CIK 0001822880 · Director · Head of Strategy · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F5 · price: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $44.35 to $45.36. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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October 26, 2021 Filed Oct 26, 2021 22:43 UTC
Waldo Robert10% owner
SaleClass A Common Stock 32,107 $45.71 $1,467,739.40
Disclosure

SEC source: 0001728668-21-000001 · primary_doc.xml · nonDerivative · entry 2

Waldo Robert · CIK 0001728668 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,019,306

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The reporting person undertakes to provide to StepStone Group Inc., any security holder of StepStone Group Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) and (4) to this Form 4.

F4 · price: The price reported in Column 4 is a weighted price. The shares were sold in multiple transactions at prices ranging from $45.11 to 46.38, inclusive.

F6 · ownership.direct: 26,262 of the Class A Common Stock securities are held of record by the reporting person, who is a member of a "group" with ARG Private Equity, LLC, Argo Holdings, LLC (f/k/a Argonaut Holdings, L.L.C.), Sanford Energy, Inc., George Kaiser, and Steven R. Mitchell.

F7 · ownership.direct: The remaining securities are held of record by Argo Holdings, LLC. Argo Holdings, LLC is managed by ARG Private Equity, LLC. Steven R. Mitchell has a derivative interest in ARG Private Equity, LLC. Robert A. Waldo is a manager and Vice President of ARG Private Equity, LLC and has a derivative interest therein. George B. Kaiser is the sole member of ARG Private Equity, LLC. Each of Steven R. Mitchell, Robert A. Waldo and George B. Kaiser disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities and Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein, if any.

Read SEC document
October 26, 2021 Filed Oct 27, 2021 00:02 UTC
Keck ThomasDirector · See Remarks
SaleClass A Common Stock 21,447 $45.51 $976,052.97
Disclosure

SEC source: 0001796022-21-000088 · wf-form4_163529292613655.xml · nonDerivative · entry 3

Keck Thomas · CIK 0001821978 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 288,332

F3 · price: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $44.31 to $46.38. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 25, 2021 Filed Oct 26, 2021 23:58 UTC
McCabe Michael IDirector · Head of Strategy · See remarks
SaleClass A Common Stock 24,814 $44.75 $1,110,426.50
Disclosure

SEC source: 0001796022-21-000087 · wf-form4_163529270627832.xml · nonDerivative · entry 4

McCabe Michael I · CIK 0001822880 · Director · Head of Strategy · See remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 9,686

F4 · price: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $43.42 to $45.38. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 25, 2021 Filed Oct 26, 2021 23:58 UTC
McCabe Michael IDirector · Head of Strategy · See remarks
SaleClass A Common Stock 24,817 $44.75 $1,110,560.75
Disclosure

SEC source: 0001796022-21-000087 · wf-form4_163529270627832.xml · nonDerivative · entry 3

McCabe Michael I · CIK 0001822880 · Director · Head of Strategy · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,610

F3 · price: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $43.18 to $45.37. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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October 25, 2021 Filed Oct 26, 2021 19:57 UTC
Park David YChief Accounting Officer
SaleClass A Common Stock 3,000 $45.01 $135,030.00
Disclosure

SEC source: 0001796022-21-000086 · wf-form4_163529261257182.xml · nonDerivative · entry 1

Park David Y · CIK 0001822773 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,300

F1 · price: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $45.00 to $45.06. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 25, 2021 Filed Oct 26, 2021 22:43 UTC
Waldo Robert10% owner
SaleClass A Common Stock 4,131 $45.13 $186,444.01
Disclosure

SEC source: 0001728668-21-000001 · primary_doc.xml · nonDerivative · entry 1

Waldo Robert · CIK 0001728668 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,051,413

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The reporting person undertakes to provide to StepStone Group Inc., any security holder of StepStone Group Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) and (4) to this Form 4.

F3 · price: The price reported in Column 4 is a weighted price. The shares were sold in multiple transactions at prices ranging from $45.11 to 45.32, inclusive.

F5 · ownership.direct: 58,369 of the Class A Common Stock securities are held of record by the reporting person, who is a member of a "group" with ARG Private Equity, LLC, Argo Holdings, LLC (f/k/a Argonaut Holdings, L.L.C.), Sanford Energy, Inc., George Kaiser, and Steven R. Mitchell.

F7 · ownership.direct: The remaining securities are held of record by Argo Holdings, LLC. Argo Holdings, LLC is managed by ARG Private Equity, LLC. Steven R. Mitchell has a derivative interest in ARG Private Equity, LLC. Robert A. Waldo is a manager and Vice President of ARG Private Equity, LLC and has a derivative interest therein. George B. Kaiser is the sole member of ARG Private Equity, LLC. Each of Steven R. Mitchell, Robert A. Waldo and George B. Kaiser disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities and Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein, if any.

Read SEC document
October 25, 2021 Filed Oct 27, 2021 00:02 UTC
Keck ThomasDirector · See Remarks
SaleClass A Common Stock 24,780 $44.74 $1,108,657.20
Disclosure

SEC source: 0001796022-21-000088 · wf-form4_163529292613655.xml · nonDerivative · entry 2

Keck Thomas · CIK 0001821978 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 309,779

F2 · price: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $43.20 to $45.27. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 22, 2021 Filed Oct 26, 2021 23:58 UTC
McCabe Michael IDirector · Head of Strategy · See remarks
SaleClass A Common Stock 18,032 $43.93 $792,145.76
Disclosure

SEC source: 0001796022-21-000087 · wf-form4_163529270627832.xml · nonDerivative · entry 2

McCabe Michael I · CIK 0001822880 · Director · Head of Strategy · See remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 34,500

F2 · price: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $43.00 to $44.76. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 22, 2021 Filed Oct 26, 2021 23:58 UTC
McCabe Michael IDirector · Head of Strategy · See remarks
SaleClass A Common Stock 18,100 $43.94 $795,314.00
Disclosure

SEC source: 0001796022-21-000087 · wf-form4_163529270627832.xml · nonDerivative · entry 1

McCabe Michael I · CIK 0001822880 · Director · Head of Strategy · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,427

F1 · price: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $43.00 to $44.78. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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October 22, 2021 Filed Oct 27, 2021 00:02 UTC
Keck ThomasDirector · See Remarks
SaleClass A Common Stock 18,052 $43.94 $793,204.88
Disclosure

SEC source: 0001796022-21-000088 · wf-form4_163529292613655.xml · nonDerivative · entry 1

Keck Thomas · CIK 0001821978 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 334,559

F1 · price: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $43.00 to $44.70. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 21, 2021 Filed Oct 21, 2021 23:49 UTC
McCabe Michael IDirector · Head of Strategy · See remarks
SaleClass A Common Stock 7,503 $43.21 $324,204.63
Disclosure

SEC source: 0001796022-21-000081 · wf-form4_163486016030704.xml · nonDerivative · entry 6

McCabe Michael I · CIK 0001822880 · Director · Head of Strategy · See remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 52,532

F6 · price: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $43.00 to $43.39. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 21, 2021 Filed Oct 21, 2021 23:49 UTC
McCabe Michael IDirector · Head of Strategy · See remarks
SaleClass A Common Stock 7,501 $43.21 $324,118.21
Disclosure

SEC source: 0001796022-21-000081 · wf-form4_163486016030704.xml · nonDerivative · entry 5

McCabe Michael I · CIK 0001822880 · Director · Head of Strategy · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,527

F5 · price: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $43.01 to $43.39. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 21, 2021 Filed Oct 21, 2021 23:51 UTC
Keck ThomasDirector · See Remarks
SaleClass A Common Stock 7,500 $43.21 $324,075.00
Disclosure

SEC source: 0001796022-21-000082 · wf-form4_163486024640553.xml · nonDerivative · entry 3

Keck Thomas · CIK 0001821978 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 352,611

F3 · price: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $43.01 to $43.39. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 20, 2021 Filed Oct 21, 2021 23:49 UTC
McCabe Michael IDirector · Head of Strategy · See remarks
SaleClass A Common Stock 13,255 $43.35 $574,604.25
Disclosure

SEC source: 0001796022-21-000081 · wf-form4_163486016030704.xml · nonDerivative · entry 4

McCabe Michael I · CIK 0001822880 · Director · Head of Strategy · See remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 60,035

F4 · price: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $43.08 to $43.66. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 20, 2021 Filed Oct 21, 2021 23:49 UTC
McCabe Michael IDirector · Head of Strategy · See remarks
SaleClass A Common Stock 13,168 $43.35 $570,832.80
Disclosure

SEC source: 0001796022-21-000081 · wf-form4_163486016030704.xml · nonDerivative · entry 3

McCabe Michael I · CIK 0001822880 · Director · Head of Strategy · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,028

F3 · price: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $43.09 to $43.59. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 20, 2021 Filed Oct 21, 2021 23:51 UTC
Keck ThomasDirector · See Remarks
SaleClass A Common Stock 13,212 $43.35 $572,740.20
Disclosure

SEC source: 0001796022-21-000082 · wf-form4_163486024640553.xml · nonDerivative · entry 2

Keck Thomas · CIK 0001821978 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 360,111

F2 · price: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $43.08 to $43.80. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 19, 2021 Filed Oct 21, 2021 23:49 UTC
McCabe Michael IDirector · Head of Strategy · See remarks
SaleClass A Common Stock 5,949 $43.20 $256,996.80
Disclosure

SEC source: 0001796022-21-000081 · wf-form4_163486016030704.xml · nonDerivative · entry 2

McCabe Michael I · CIK 0001822880 · Director · Head of Strategy · See remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 73,290

F2 · price: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $43.00 to $43.45. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 19, 2021 Filed Oct 21, 2021 23:49 UTC
McCabe Michael IDirector · Head of Strategy · See remarks
SaleClass A Common Stock 6,001 $43.20 $259,243.20
Disclosure

SEC source: 0001796022-21-000081 · wf-form4_163486016030704.xml · nonDerivative · entry 1

McCabe Michael I · CIK 0001822880 · Director · Head of Strategy · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,196

F1 · price: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $43.00 to $43.48. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 19, 2021 Filed Oct 21, 2021 23:51 UTC
Keck ThomasDirector · See Remarks
SaleClass A Common Stock 5,900 $43.20 $254,880.00
Disclosure

SEC source: 0001796022-21-000082 · wf-form4_163486024640553.xml · nonDerivative · entry 1

Keck Thomas · CIK 0001821978 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 373,323

F1 · price: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $43.00 to $43.48. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 18, 2021 Filed Oct 19, 2021 00:36 UTC
McCabe Michael IDirector · Head of Strategy · See remarks
SaleClass A Common Stock 4,128 $43.04 $177,669.12
Disclosure

SEC source: 0001796022-21-000078 · wf-form4_163460378442373.xml · nonDerivative · entry 6

McCabe Michael I · CIK 0001822880 · Director · Head of Strategy · See remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 79,239

F5 · price: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $43.00 to $43.19. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 18, 2021 Filed Oct 19, 2021 00:36 UTC
McCabe Michael IDirector · Head of Strategy · See remarks
SaleClass A Common Stock 4,100 $43.06 $176,546.00
Disclosure

SEC source: 0001796022-21-000078 · wf-form4_163460378442373.xml · nonDerivative · entry 5

McCabe Michael I · CIK 0001822880 · Director · Head of Strategy · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,197

F4 · price: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $43.00 to $43.34. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 18, 2021 Filed Oct 19, 2021 00:35 UTC
Keck ThomasDirector · See Remarks
SaleClass A Common Stock 4,135 $43.04 $177,970.40
Disclosure

SEC source: 0001796022-21-000077 · wf-form4_163460369138996.xml · nonDerivative · entry 3

Keck Thomas · CIK 0001821978 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 379,223

F3 · price: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $43.00 to $43.14. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 15, 2021 Filed Oct 19, 2021 00:36 UTC
McCabe Michael IDirector · Head of Strategy · See remarks
SaleClass A Common Stock 13,933 $43.23 $602,323.59
Disclosure

SEC source: 0001796022-21-000078 · wf-form4_163460378442373.xml · nonDerivative · entry 4

McCabe Michael I · CIK 0001822880 · Director · Head of Strategy · See remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 83,367

F3 · price: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $43.00 to $43.93. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 15, 2021 Filed Oct 19, 2021 00:36 UTC
McCabe Michael IDirector · Head of Strategy · See remarks
SaleClass A Common Stock 13,966 $43.23 $603,750.18
Disclosure

SEC source: 0001796022-21-000078 · wf-form4_163460378442373.xml · nonDerivative · entry 3

McCabe Michael I · CIK 0001822880 · Director · Head of Strategy · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,297

F2 · price: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $43.00 to $43.92. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 15, 2021 Filed Oct 19, 2021 00:35 UTC
Keck ThomasDirector · See Remarks
SaleClass A Common Stock 13,942 $43.24 $602,852.08
Disclosure

SEC source: 0001796022-21-000077 · wf-form4_163460369138996.xml · nonDerivative · entry 2

Keck Thomas · CIK 0001821978 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 383,358

F2 · price: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $43.00 to $43.91. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 14, 2021 Filed Oct 19, 2021 00:36 UTC
McCabe Michael IDirector · Head of Strategy · See remarks
SaleClass A Common Stock 2,700 $43.02 $116,154.00
Disclosure

SEC source: 0001796022-21-000078 · wf-form4_163460378442373.xml · nonDerivative · entry 2

McCabe Michael I · CIK 0001822880 · Director · Head of Strategy · See remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 97,300

F1 · price: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $43.00 to $43.09. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 14, 2021 Filed Oct 19, 2021 00:36 UTC
McCabe Michael IDirector · Head of Strategy · See remarks
SaleClass A Common Stock 2,737 $43.02 $117,745.74
Disclosure

SEC source: 0001796022-21-000078 · wf-form4_163460378442373.xml · nonDerivative · entry 1

McCabe Michael I · CIK 0001822880 · Director · Head of Strategy · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,263

F1 · price: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $43.00 to $43.09. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 14, 2021 Filed Oct 19, 2021 00:35 UTC
Keck ThomasDirector · See Remarks
SaleClass A Common Stock 2,700 $43.02 $116,154.00
Disclosure

SEC source: 0001796022-21-000077 · wf-form4_163460369138996.xml · nonDerivative · entry 1

Keck Thomas · CIK 0001821978 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 397,300

F1 · price: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $43.00 to $43.09. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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October 08, 2021 Filed Oct 12, 2021 22:40 UTC
Randel Johnny DChief Financial Officer · See remarks
SaleClass A Common Stock 2,305 $40.50 $93,352.50
Disclosure

SEC source: 0001796022-21-000074 · wf-form4_163407844465595.xml · nonDerivative · entry 1

Randel Johnny D · CIK 0001821981 · Chief Financial Officer · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,300

F1 · price: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $40.01 to $41.19. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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October 07, 2021 Filed Oct 8, 2021 00:39 UTC
Randel Johnny DChief Financial Officer · See remarks
SaleClass A Common Stock 20,185 $41.31 $833,842.35
Disclosure

SEC source: 0001796022-21-000072 · wf-form4_163365351356292.xml · nonDerivative · entry 3

Randel Johnny D · CIK 0001821981 · Chief Financial Officer · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,605

F3 · price: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $40.25 to $41.68. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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October 06, 2021 Filed Oct 8, 2021 00:39 UTC
Randel Johnny DChief Financial Officer · See remarks
SaleClass A Common Stock 16,002 $40.96 $655,441.92
Disclosure

SEC source: 0001796022-21-000072 · wf-form4_163365351356292.xml · nonDerivative · entry 2

Randel Johnny D · CIK 0001821981 · Chief Financial Officer · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,790

F2 · price: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $40.04 to $41.55. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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October 05, 2021 Filed Oct 8, 2021 00:39 UTC
Randel Johnny DChief Financial Officer · See remarks
SaleClass A Common Stock 13,903 $41.41 $575,723.23
Disclosure

SEC source: 0001796022-21-000072 · wf-form4_163365351356292.xml · nonDerivative · entry 1

Randel Johnny D · CIK 0001821981 · Chief Financial Officer · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,792

F1 · price: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $40.62 to $41.97. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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October 04, 2021 Filed Oct 5, 2021 00:19 UTC
Randel Johnny DChief Financial Officer · 10% owner · See remarks
SaleClass A Common Stock 7,193 $41.85 $301,027.05
Disclosure

SEC source: 0001796022-21-000068 · wf-form4_163339313928903.xml · nonDerivative · entry 4

Randel Johnny D · CIK 0001821981 · Chief Financial Officer · 10% owner · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,695

F4 · price: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $40.84 to $42.78. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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October 01, 2021 Filed Oct 5, 2021 00:19 UTC
Randel Johnny DChief Financial Officer · 10% owner · See remarks
SaleClass A Common Stock 15,412 $41.75 $643,451.00
Disclosure

SEC source: 0001796022-21-000068 · wf-form4_163339313928903.xml · nonDerivative · entry 3

Randel Johnny D · CIK 0001821981 · Chief Financial Officer · 10% owner · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,888

F3 · price: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $40.00 to $42.64. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 30, 2021 Filed Oct 5, 2021 00:21 UTC
McCabe Michael IDirector · Head of Strategy · See remarks
ConversionClass B Units · Derivative 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001796022-21-000069 · wf-form4_163339327736449.xml · derivative · entry 6

McCabe Michael I · CIK 0001822880 · Director · Head of Strategy · See remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,520,000

Underlying: Class A Common Stock · 100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled.

F1 · kind: On September 30, 2021, the Reporting Person exchanged 100,000 Class B Units of StepStone Group LP (the "Partnership") held directly for 100,000 shares of Class A Common Stock and 100,000 Class B Units of the Partnership held by a trust for 100,000 shares of Class A Common Stock. In connection with each exchange, 100,000 shares of Class B Common Stock were automatically redeemed and cancelled.

F2 · price: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled.

F2 · derivative.exercise_date: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled.

F2 · derivative.expiration_date: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled.

Read SEC document
September 30, 2021 Filed Oct 5, 2021 00:21 UTC
McCabe Michael IDirector · Head of Strategy · See remarks
ConversionClass B Units · Derivative 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001796022-21-000069 · wf-form4_163339327736449.xml · derivative · entry 5

McCabe Michael I · CIK 0001822880 · Director · Head of Strategy · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,738,726

Underlying: Class A Common Stock · 100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled.

F1 · kind: On September 30, 2021, the Reporting Person exchanged 100,000 Class B Units of StepStone Group LP (the "Partnership") held directly for 100,000 shares of Class A Common Stock and 100,000 Class B Units of the Partnership held by a trust for 100,000 shares of Class A Common Stock. In connection with each exchange, 100,000 shares of Class B Common Stock were automatically redeemed and cancelled.

F2 · price: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled.

F2 · derivative.exercise_date: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled.

F2 · derivative.expiration_date: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled.

Read SEC document
September 30, 2021 Filed Oct 5, 2021 00:21 UTC
McCabe Michael IDirector · Head of Strategy · See remarks
Disposition to issuerClass B Common Stock 100,000 $0.00 $100.00
Disclosure

SEC source: 0001796022-21-000069 · wf-form4_163339327736449.xml · nonDerivative · entry 4

McCabe Michael I · CIK 0001822880 · Director · Head of Strategy · See remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,520,000

F1 · kind: On September 30, 2021, the Reporting Person exchanged 100,000 Class B Units of StepStone Group LP (the "Partnership") held directly for 100,000 shares of Class A Common Stock and 100,000 Class B Units of the Partnership held by a trust for 100,000 shares of Class A Common Stock. In connection with each exchange, 100,000 shares of Class B Common Stock were automatically redeemed and cancelled.

Read SEC document
September 30, 2021 Filed Oct 5, 2021 00:21 UTC
McCabe Michael IDirector · Head of Strategy · See remarks
ConversionClass A Common Stock 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001796022-21-000069 · wf-form4_163339327736449.xml · nonDerivative · entry 3

McCabe Michael I · CIK 0001822880 · Director · Head of Strategy · See remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 100,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On September 30, 2021, the Reporting Person exchanged 100,000 Class B Units of StepStone Group LP (the "Partnership") held directly for 100,000 shares of Class A Common Stock and 100,000 Class B Units of the Partnership held by a trust for 100,000 shares of Class A Common Stock. In connection with each exchange, 100,000 shares of Class B Common Stock were automatically redeemed and cancelled.

F2 · price: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled.

Read SEC document
September 30, 2021 Filed Oct 5, 2021 00:21 UTC
McCabe Michael IDirector · Head of Strategy · See remarks
Disposition to issuerClass B Common Stock 100,000 $0.00 $100.00
Disclosure

SEC source: 0001796022-21-000069 · wf-form4_163339327736449.xml · nonDerivative · entry 2

McCabe Michael I · CIK 0001822880 · Director · Head of Strategy · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,738,726

F1 · kind: On September 30, 2021, the Reporting Person exchanged 100,000 Class B Units of StepStone Group LP (the "Partnership") held directly for 100,000 shares of Class A Common Stock and 100,000 Class B Units of the Partnership held by a trust for 100,000 shares of Class A Common Stock. In connection with each exchange, 100,000 shares of Class B Common Stock were automatically redeemed and cancelled.

Read SEC document
September 30, 2021 Filed Oct 5, 2021 00:21 UTC
McCabe Michael IDirector · Head of Strategy · See remarks
ConversionClass A Common Stock 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001796022-21-000069 · wf-form4_163339327736449.xml · nonDerivative · entry 1

McCabe Michael I · CIK 0001822880 · Director · Head of Strategy · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On September 30, 2021, the Reporting Person exchanged 100,000 Class B Units of StepStone Group LP (the "Partnership") held directly for 100,000 shares of Class A Common Stock and 100,000 Class B Units of the Partnership held by a trust for 100,000 shares of Class A Common Stock. In connection with each exchange, 100,000 shares of Class B Common Stock were automatically redeemed and cancelled.

F2 · price: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled.

Read SEC document
September 30, 2021 Filed Oct 5, 2021 00:30 UTC
Keck ThomasDirector · See Remarks
GiftClass B Units · Derivative 3,147,166 Not disclosed Not disclosed
Disclosure

SEC source: 0001796022-21-000070 · wf-form4_163339382404950.xml · derivative · entry 9

Keck Thomas · CIK 0001821978 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Old Salt Capital LLC

Disclosed balance after: 3,147,166

Underlying: Class A Common Stock · 3,147,166 shares

Expires not disclosed

F2 · derivative.exercise_price: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock are automatically redeemed and cancelled.

F2 · price: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock are automatically redeemed and cancelled.

F2 · derivative.exercise_date: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock are automatically redeemed and cancelled.

F2 · derivative.expiration_date: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock are automatically redeemed and cancelled.

Read SEC document
September 30, 2021 Filed Oct 5, 2021 00:30 UTC
Keck ThomasDirector · See Remarks
GiftClass B Units · Derivative 3,147,166 Not disclosed Not disclosed
Disclosure

SEC source: 0001796022-21-000070 · wf-form4_163339382404950.xml · derivative · entry 8

Keck Thomas · CIK 0001821978 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 650,000

Underlying: Class A Common Stock · 3,147,166 shares

Expires not disclosed

F2 · derivative.exercise_price: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock are automatically redeemed and cancelled.

F2 · price: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock are automatically redeemed and cancelled.

F2 · derivative.exercise_date: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock are automatically redeemed and cancelled.

F2 · derivative.expiration_date: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock are automatically redeemed and cancelled.

Read SEC document
September 30, 2021 Filed Oct 5, 2021 00:30 UTC
Keck ThomasDirector · See Remarks
ConversionClass B Units · Derivative 400,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001796022-21-000070 · wf-form4_163339382404950.xml · derivative · entry 7

Keck Thomas · CIK 0001821978 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 3,797,166

Underlying: Class A Common Stock · 400,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock are automatically redeemed and cancelled.

F2 · price: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock are automatically redeemed and cancelled.

F2 · derivative.exercise_date: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock are automatically redeemed and cancelled.

F2 · derivative.expiration_date: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock are automatically redeemed and cancelled.

Read SEC document
September 30, 2021 Filed Oct 5, 2021 00:30 UTC
Keck ThomasDirector · See Remarks
GiftClass B Common Stock 3,147,166 $0.00 $0.00
Disclosure

SEC source: 0001796022-21-000070 · wf-form4_163339382404950.xml · nonDerivative · entry 4

Keck Thomas · CIK 0001821978 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Old Salt Capital LLC

Disclosed balance after: 3,147,166

Read SEC document
September 30, 2021 Filed Oct 5, 2021 00:30 UTC
Keck ThomasDirector · See Remarks
GiftClass B Common Stock 3,147,166 $0.00 $0.00
Disclosure

SEC source: 0001796022-21-000070 · wf-form4_163339382404950.xml · nonDerivative · entry 3

Keck Thomas · CIK 0001821978 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 650,000

Read SEC document
September 30, 2021 Filed Oct 5, 2021 00:30 UTC
Keck ThomasDirector · See Remarks
Disposition to issuerClass B Common Stock 400,000 $0.00 $400.00
Disclosure

SEC source: 0001796022-21-000070 · wf-form4_163339382404950.xml · nonDerivative · entry 2

Keck Thomas · CIK 0001821978 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 3,797,166

F1 · kind: On September 30, 2021, the Reporting Person exchanged 400,000 Class B Units of StepStone Group LP for 400,000 shares of Class A Common Stock. In connection with the exchange, 400,000 shares of Class B Common Stock were automatically redeemed and cancelled.

Read SEC document
September 30, 2021 Filed Oct 5, 2021 00:30 UTC
Keck ThomasDirector · See Remarks
ConversionClass A Common Stock 400,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001796022-21-000070 · wf-form4_163339382404950.xml · nonDerivative · entry 1

Keck Thomas · CIK 0001821978 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 400,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On September 30, 2021, the Reporting Person exchanged 400,000 Class B Units of StepStone Group LP for 400,000 shares of Class A Common Stock. In connection with the exchange, 400,000 shares of Class B Common Stock were automatically redeemed and cancelled.

F2 · price: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock are automatically redeemed and cancelled.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.