Last 12 months
Inside the activity.
0 purchase rows · 16 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 8 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 5 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 15, 2022 Filed Mar 17, 2022 21:49 UTC |
BUSH WILLIAM JOHNChief Financial Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 74,072 | $7.96 Strike: $2.41 | $589,613.12 |
DisclosureSEC source: 0001758766-22-000056 · wf-form4_164756816553973.xml · derivative · entry 6 BUSH WILLIAM JOHN · CIK 0001241516 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 822,146 Underlying: Common Stock, Par Value $0.0001 Per Share · 74,072 shares Expires 2029-10-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 21:49 UTC |
BUSH WILLIAM JOHNChief Financial Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 105,928 | $7.96 Strike: $1.67 | $843,186.88 |
DisclosureSEC source: 0001758766-22-000056 · wf-form4_164756816553973.xml · derivative · entry 5 BUSH WILLIAM JOHN · CIK 0001241516 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 896,218 Underlying: Common Stock, Par Value $0.0001 Per Share · 105,928 shares Expires 2027-05-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 21:49 UTC |
BUSH WILLIAM JOHNChief Financial Officer
|
Tax withholdingCommon Stock, Par Value $0.0001 Per Share | 41,820 | $7.96 | $332,887.20 |
DisclosureSEC source: 0001758766-22-000056 · wf-form4_164756816553973.xml · nonDerivative · entry 4 BUSH WILLIAM JOHN · CIK 0001241516 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 381,268 F1 · shares: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the net settlement of stock option awards, and does not represent a sale by the reporting person. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 21:49 UTC |
BUSH WILLIAM JOHNChief Financial Officer
|
Exercise / conversionCommon Stock, Par Value $0.0001 Per Share | 74,072 | $2.41 | $178,513.52 |
DisclosureSEC source: 0001758766-22-000056 · wf-form4_164756816553973.xml · nonDerivative · entry 3 BUSH WILLIAM JOHN · CIK 0001241516 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 423,088 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 21:49 UTC |
BUSH WILLIAM JOHNChief Financial Officer
|
Tax withholdingCommon Stock, Par Value $0.0001 Per Share | 51,703 | $7.96 | $411,555.88 |
DisclosureSEC source: 0001758766-22-000056 · wf-form4_164756816553973.xml · nonDerivative · entry 2 BUSH WILLIAM JOHN · CIK 0001241516 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 349,016 F1 · shares: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the net settlement of stock option awards, and does not represent a sale by the reporting person. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 21:49 UTC |
BUSH WILLIAM JOHNChief Financial Officer
|
Exercise / conversionCommon Stock, Par Value $0.0001 Per Share | 105,928 | $1.67 | $176,899.76 |
DisclosureSEC source: 0001758766-22-000056 · wf-form4_164756816553973.xml · nonDerivative · entry 1 BUSH WILLIAM JOHN · CIK 0001241516 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,719 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 13:30 UTC |
MORGAN MICHAEL CDirector
|
PurchaseCommon Stock, Par Value $0.0001 Per Share | 37,500 | $7.62 | $285,832.50 |
DisclosureSEC source: 0001758766-22-000054 · wf-form4_164753823412748.xml · nonDerivative · entry 3 MORGAN MICHAEL C · CIK 0001250209 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Trust Disclosed balance after: 37,500 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.43 to $7.97, inclusive. The reporting person undertakes to provide to Stem, Inc., any security holder of Stem, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such range. F4 · ownership.nature: Held by a family trust (C GST) of which the reporting person is an investment adviser. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 13:30 UTC |
MORGAN MICHAEL CDirector
|
PurchaseCommon Stock, Par Value $0.0001 Per Share | 37,500 | $7.62 | $285,832.50 |
DisclosureSEC source: 0001758766-22-000054 · wf-form4_164753823412748.xml · nonDerivative · entry 2 MORGAN MICHAEL C · CIK 0001250209 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Trust Disclosed balance after: 37,500 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.43 to $7.97, inclusive. The reporting person undertakes to provide to Stem, Inc., any security holder of Stem, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such range. F3 · ownership.nature: Held by a family trust (M GST) of which the reporting person is an investment adviser. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 13:30 UTC |
MORGAN MICHAEL CDirector
|
PurchaseCommon Stock, Par Value $0.0001 Per Share | 75,000 | $7.62 | $571,665.00 |
DisclosureSEC source: 0001758766-22-000054 · wf-form4_164753823412748.xml · nonDerivative · entry 1 MORGAN MICHAEL C · CIK 0001250209 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Portcullis Investments, LP Disclosed balance after: 1,178,937 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.43 to $7.97, inclusive. The reporting person undertakes to provide to Stem, Inc., any security holder of Stem, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such range. F2 · ownership.nature: The reporting person serves as Manager of the general partner, Portcullis G.P., LLC, for, and he and his spouse indirectly hold interests in, Portcullis Investments, L.P. The reporting person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 21:33 UTC |
Triplett Mark WilliamChief Operating Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 174,000 | $7.96 Strike: $2.27 | $1,385,040.00 |
DisclosureSEC source: 0001758766-22-000055 · wf-form4_164756721395610.xml · derivative · entry 3 Triplett Mark William · CIK 0001332718 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 558,393 Underlying: Common Stock, Par Value $0.0001 Per Share · 174,000 shares Expires 2029-01-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options vested 25% on March 19, 2019, and the remaining options vested in equal monthly installments thereafter. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 21:33 UTC |
Triplett Mark WilliamChief Operating Officer
|
Tax withholdingCommon Stock, Par Value $0.0001 Per Share | 93,165 | $7.96 | $741,593.40 |
DisclosureSEC source: 0001758766-22-000055 · wf-form4_164756721395610.xml · nonDerivative · entry 2 Triplett Mark William · CIK 0001332718 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,636 F1 · shares: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the net settlement of stock option awards, and does not represent a sale by the reporting person. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 21:33 UTC |
Triplett Mark WilliamChief Operating Officer
|
Exercise / conversionCommon Stock, Par Value $0.0001 Per Share | 174,000 | $2.27 | $394,980.00 |
DisclosureSEC source: 0001758766-22-000055 · wf-form4_164756721395610.xml · nonDerivative · entry 1 Triplett Mark William · CIK 0001332718 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,801 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 14, 2022 Filed Mar 15, 2022 20:09 UTC |
Schaefer RobertPresident, AlsoEnergy
|
GrantRestricted Stock Unit · Derivative | 667,556 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-22-000050 · wf-form4_164737495464841.xml · derivative · entry 1 Schaefer Robert · CIK 0001916675 · President, AlsoEnergy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 667,556 Underlying: Common Stock, Par Value $0.0001 Per Share · 667,556 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one (1) share of common stock. F2 · derivative.exercise_date: Vests 100% on March 13, 2025, subject to the reporting person's employment with the issuer on such date. F2 · derivative.expiration_date: Vests 100% on March 13, 2025, subject to the reporting person's employment with the issuer on such date. Read SEC document |
| March 11, 2022 Filed Mar 14, 2022 22:55 UTC |
Tammineedi AnilDirector
|
SaleCommon Stock, Par Value $0.0001 Per Share | 100,000 | $8.23 | $822,970.00 |
DisclosureSEC source: 0001758766-22-000046 · wf-form4_164729842963984.xml · nonDerivative · entry 1 Tammineedi Anil · CIK 0001861916 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Angeleno Investors III, L.P. Disclosed balance after: 4,939,849 F1 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $8.15 to $9.0. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: 4,939,849 shares held by Angeleno Investors III, L.P. Mr. Tammineedi is a Principal at Angeleno Group, an affiliate of Angeleno Investors III, L.P., and may be deemed to share voting and investment power with respect to all shares held by Angeleno Investors III, L.P. Read SEC document |
| March 09, 2022 Filed Mar 10, 2022 17:01 UTC |
Russo AlanChief Revenue Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 43,951 | $2.27 Strike: $2.27 | $99,768.77 |
DisclosureSEC source: 0001864029-22-000002 · wf-form4_164694964000036.xml · derivative · entry 2 Russo Alan · CIK 0001864029 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,803 Underlying: Common Stock, Par Value $0.0001 Per Share · 43,951 shares Expires 2029-01-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 09, 2022 Filed Mar 10, 2022 17:01 UTC |
Russo AlanChief Revenue Officer
|
Exercise / conversionCommon Stock, Par Value $0.0001 Per Share | 43,951 | $2.27 | $99,768.77 |
DisclosureSEC source: 0001864029-22-000002 · wf-form4_164694964000036.xml · nonDerivative · entry 1 Russo Alan · CIK 0001864029 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,545 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 08, 2022 Filed Mar 9, 2022 19:31 UTC |
BUZBY DAVID SDirector
|
SaleCommon Stock, Par Value $0.0001 Per Share | 86,121 | $9.01 | $775,950.21 |
DisclosureSEC source: 0001244203-22-000002 · wf-form4_164685425812810.xml · nonDerivative · entry 1 BUZBY DAVID S · CIK 0001244203 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By the David S. Buzby Revocable Trust Disclosed balance after: 3,563 F1 · kind: The sale reported in this filing was made to satisfy personal income tax obligations of the reporting person. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 20:41 UTC |
Johnson larshChief Technology Officer
|
GrantRestricted Stock Unit · Derivative | 66,988 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-22-000041 · wf-form4_164635809862796.xml · derivative · entry 2 Johnson larsh · CIK 0001864717 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,800 Underlying: Common Stock, Par Value $0.0001 Per Share · 66,988 shares Expires 2032-02-29 F2 · derivative.exercise_price: Each restricted stock unit ("RSU") award represents the contingent right to receive one (1) share of common stock. F3 · derivative.exercise_date: The RSU award vests ratably over four years beginning March 1, 2022. F3 · derivative.expiration_date: The RSU award vests ratably over four years beginning March 1, 2022. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 20:41 UTC |
Johnson larshChief Technology Officer
|
GrantStock Option (Right to Buy) · Derivative | 104,668 | $0.00 Strike: $9.33 | $0.00 |
DisclosureSEC source: 0001758766-22-000041 · wf-form4_164635809862796.xml · derivative · entry 1 Johnson larsh · CIK 0001864717 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 751,701 Underlying: Common Stock, Par Value $0.0001 Per Share · 104,668 shares Expires 2032-02-29 F1 · derivative.exercise_date: The option vests in four equal annual installments beginning March 1, 2022. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 20:37 UTC |
Russo AlanChief Revenue Officer
|
GrantRestricted Stock Unit · Derivative | 66,988 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-22-000040 · wf-form4_164635781497334.xml · derivative · entry 2 Russo Alan · CIK 0001864029 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,006 Underlying: Common Stock, Par Value $0.0001 Per Share · 66,988 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") award represents the contingent right to receive one (1) share of common stock. F3 · derivative.exercise_date: The RSU award vests ratably over four years beginning March 1, 2022. F3 · derivative.expiration_date: The RSU award vests ratably over four years beginning March 1, 2022. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 20:37 UTC |
Russo AlanChief Revenue Officer
|
GrantStock Option (Right to Buy) · Derivative | 104,668 | $0.00 Strike: $9.33 | $0.00 |
DisclosureSEC source: 0001758766-22-000040 · wf-form4_164635781497334.xml · derivative · entry 1 Russo Alan · CIK 0001864029 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,189 Underlying: Common Stock, Par Value $0.0001 Per Share · 104,668 shares Expires 2032-02-29 F1 · derivative.exercise_date: The option vests in four equal annual installments beginning March 1, 2022. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 20:36 UTC |
Patel PrakeshChief Strategy Officer
|
GrantRestricted Stock Unit · Derivative | 66,988 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-22-000039 · wf-form4_164635777543982.xml · derivative · entry 2 Patel Prakesh · CIK 0001863629 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,800 Underlying: Common Stock, Par Value $0.0001 Per Share · 66,988 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") award represents the contingent right to receive one (1) share of common stock. F3 · derivative.exercise_date: The RSU award vests ratably over four years beginning March 1, 2022. F3 · derivative.expiration_date: The RSU award vests ratably over four years beginning March 1, 2022. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 20:36 UTC |
Patel PrakeshChief Strategy Officer
|
GrantStock Option (Right to Buy) · Derivative | 104,668 | $0.00 Strike: $9.33 | $0.00 |
DisclosureSEC source: 0001758766-22-000039 · wf-form4_164635777543982.xml · derivative · entry 1 Patel Prakesh · CIK 0001863629 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 865,720 Underlying: Common Stock, Par Value $0.0001 Per Share · 104,668 shares Expires 2032-02-29 F1 · derivative.exercise_date: The option vests in four equal annual installments beginning March 1, 2022. Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 01:33 UTC |
Laureles Saul R.Chief Legal Officer
|
GrantRestricted Stock Unit · Derivative | 72,347 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-22-000035 · wf-form4_164635757600792.xml · derivative · entry 2 Laureles Saul R. · CIK 0001672864 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,904 Underlying: Common Stock, Par Value $0.0001 Per Share · 72,347 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") award represents the contingent right to receive one (1) share of common stock. F3 · derivative.exercise_date: The RSU award vests ratably over four years beginning March 1, 2022. F3 · derivative.expiration_date: The RSU award vests ratably over four years beginning March 1, 2022. Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 01:33 UTC |
Laureles Saul R.Chief Legal Officer
|
GrantStock Option (Right to Buy) · Derivative | 113,042 | $0.00 Strike: $9.33 | $0.00 |
DisclosureSEC source: 0001758766-22-000035 · wf-form4_164635757600792.xml · derivative · entry 1 Laureles Saul R. · CIK 0001672864 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,505 Underlying: Common Stock, Par Value $0.0001 Per Share · 113,042 shares Expires 2032-02-29 F1 · derivative.exercise_date: The option vests in four equal annual installments beginning March 1, 2022. Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 01:34 UTC |
Carrington John EugeneCEO and Director
|
GrantRestricted Stock Unit · Derivative | 107,181 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-22-000036 · wf-form4_164635761989146.xml · derivative · entry 2 Carrington John Eugene · CIK 0001434884 · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,146,644 Underlying: Common Stock, Par Value $0.0001 Per Share · 107,181 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") award represents the contingent right to receive one (1) share of common stock. F3 · derivative.exercise_date: The RSU award vests ratably over four years beginning March 1, 2022. F3 · derivative.expiration_date: The RSU award vests ratably over four years beginning March 1, 2022. Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 01:34 UTC |
Carrington John EugeneCEO and Director
|
GrantStock Option (Right to Buy) · Derivative | 167,470 | $0.00 Strike: $9.33 | $0.00 |
DisclosureSEC source: 0001758766-22-000036 · wf-form4_164635761989146.xml · derivative · entry 1 Carrington John Eugene · CIK 0001434884 · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock, Par Value $0.0001 Per Share · 167,470 shares Expires 2032-02-29 F1 · derivative.exercise_date: The option vests in four equal annual installments beginning March 1, 2022. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 20:35 UTC |
BUSH WILLIAM JOHNChief Financial Officer
|
GrantRestricted Stock Unit · Derivative | 93,783 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-22-000037 · wf-form4_164635767781184.xml · derivative · entry 2 BUSH WILLIAM JOHN · CIK 0001241516 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,568 Underlying: Common Stock, Par Value $0.0001 Per Share · 93,783 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") award represents the contingent right to receive one (1) share of common stock. F3 · derivative.exercise_date: The RSU award vests ratably over four years beginning March 1, 2022. F3 · derivative.expiration_date: The RSU award vests ratably over four years beginning March 1, 2022. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 20:35 UTC |
BUSH WILLIAM JOHNChief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 146,535 | $0.00 Strike: $9.33 | $0.00 |
DisclosureSEC source: 0001758766-22-000037 · wf-form4_164635767781184.xml · derivative · entry 1 BUSH WILLIAM JOHN · CIK 0001241516 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,002,146 Underlying: Common Stock, Par Value $0.0001 Per Share · 146,535 shares Expires 2032-02-29 F1 · derivative.exercise_date: The option vests in four equal annual installments beginning March 1, 2022. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 20:35 UTC |
Triplett Mark WilliamChief Operating Officer
|
GrantRestricted Stock Unit · Derivative | 66,988 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-22-000038 · wf-form4_164635773027288.xml · derivative · entry 2 Triplett Mark William · CIK 0001332718 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,612 Underlying: Common Stock, Par Value $0.0001 Per Share · 66,988 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") award represents the contingent right to receive one (1) share of common stock. F3 · derivative.exercise_date: The RSU award vests ratably over four years beginning March 1, 2022. F3 · derivative.expiration_date: The RSU award vests ratably over four years beginning March 1, 2022. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 20:35 UTC |
Triplett Mark WilliamChief Operating Officer
|
GrantStock Option (Right to Buy) · Derivative | 104,668 | $0.00 Strike: $9.33 | $0.00 |
DisclosureSEC source: 0001758766-22-000038 · wf-form4_164635773027288.xml · derivative · entry 1 Triplett Mark William · CIK 0001332718 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 732,993 Underlying: Common Stock, Par Value $0.0001 Per Share · 104,668 shares Expires 2032-02-29 F1 · derivative.exercise_date: The option vests in four equal annual installments beginning March 1, 2022. Read SEC document |
| March 01, 2022 Filed Mar 15, 2022 20:09 UTC |
Schaefer RobertPresident, AlsoEnergy
|
GrantStock Option (Right to Buy) · Derivative | 104,668 | $0.00 Strike: $9.33 | $0.00 |
DisclosureSEC source: 0001758766-22-000050 · wf-form4_164737495464841.xml · derivative · entry 3 Schaefer Robert · CIK 0001916675 · President, AlsoEnergy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,668 Underlying: Common Stock, Par Value $0.0001 Per Share · 104,668 shares Expires 2032-02-29 F4 · derivative.exercise_date: Vests in four equal annual installments from the date of grant, subject to the reporting person's continuous employment with the issuer on each anniversary date of grant. Read SEC document |
| March 01, 2022 Filed Mar 15, 2022 20:09 UTC |
Schaefer RobertPresident, AlsoEnergy
|
GrantRestricted Stock Unit · Derivative | 66,988 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-22-000050 · wf-form4_164737495464841.xml · derivative · entry 2 Schaefer Robert · CIK 0001916675 · President, AlsoEnergy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,988 Underlying: Common Stock, Par Value $0.0001 Per Share · 66,988 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one (1) share of common stock. F3 · derivative.exercise_date: Vests in four equal annual installments from the date of grant, subject to the reporting person's continuous employment with the issuer on each anniversary date of grant. F3 · derivative.expiration_date: Vests in four equal annual installments from the date of grant, subject to the reporting person's continuous employment with the issuer on each anniversary date of grant. Read SEC document |
| February 09, 2022 Filed Feb 14, 2022 22:31 UTC |
Shukla RahulChief Accounting Officer
|
GrantRestricted Stock Unit · Derivative | 17,376 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-22-000026 · wf-form4_164487780369929.xml · derivative · entry 1 Shukla Rahul · CIK 0001900919 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,376 Underlying: Common Stock, Par Value $0.0001 Per Share · 17,376 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") award represents the contingent right to receive one (1) share of common stock. F2 · derivative.exercise_date: The RSU award vests ratably over four years beginning January 18, 2021. F2 · derivative.expiration_date: The RSU award vests ratably over four years beginning January 18, 2021. Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 20:47 UTC |
Triplett Mark WilliamChief Operating Officer
|
SaleCommon Stock, Par Value $0.0001 Per Share | 5,000 | $12.11 | $60,556.50 |
DisclosureSEC source: 0001758766-22-000018 · wf-form4_164385283114235.xml · nonDerivative · entry 1 Triplett Mark William · CIK 0001332718 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,801 F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 26, 2021. F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $12.0 to $12.26. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 18, 2022 Filed Jan 20, 2022 18:42 UTC |
Triplett Mark WilliamChief Operating Officer
|
SaleCommon Stock, Par Value $0.0001 Per Share | 5,000 | $14.27 | $71,374.50 |
DisclosureSEC source: 0001758766-22-000006 · wf-form4_164272212401849.xml · nonDerivative · entry 1 Triplett Mark William · CIK 0001332718 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,801 F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 26, 2021. F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $14.10 to $14.53. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 21:20 UTC |
Triplett Mark WilliamChief Operating Officer
|
SaleCommon Stock, Par Value $0.0001 Per Share | 5,000 | $19.22 | $96,112.50 |
DisclosureSEC source: 0001758766-22-000002 · wf-form4_164143559336186.xml · nonDerivative · entry 1 Triplett Mark William · CIK 0001332718 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,801 F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 26, 2021. F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $18.83 to $19.65. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 20, 2021 Filed Dec 22, 2021 18:58 UTC |
Triplett Mark WilliamChief Operating Officer
|
SaleCommon Stock, Par Value $0.0001 Per Share | 5,000 | $18.16 | $90,788.50 |
DisclosureSEC source: 0001758766-21-000240 · wf-form4_164021750637798.xml · nonDerivative · entry 1 Triplett Mark William · CIK 0001332718 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,801 F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 26, 2021. F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $17.93 to $18.52. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 09, 2021 Filed Dec 11, 2021 01:16 UTC |
Carrington John EugeneCEO and Director
|
SaleCommon Stock, Par Value $0.0001 Per Share | 19,621 | $20.11 | $394,572.42 |
DisclosureSEC source: 0001758766-21-000228 · wf-form4_163918535249180.xml · nonDerivative · entry 2 Carrington John Eugene · CIK 0001434884 · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 428,127 F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 31, 2021. F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $20.00 to $20.27. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 08, 2021 Filed Dec 11, 2021 01:16 UTC |
Carrington John EugeneCEO and Director
|
SaleCommon Stock, Par Value $0.0001 Per Share | 200 | $20.01 | $4,001.00 |
DisclosureSEC source: 0001758766-21-000228 · wf-form4_163918535249180.xml · nonDerivative · entry 1 Carrington John Eugene · CIK 0001434884 · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 447,748 F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 31, 2021. F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $20.00 to $20.01. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 06, 2021 Filed Dec 8, 2021 17:37 UTC |
Triplett Mark WilliamChief Operating Officer
|
SaleCommon Stock, Par Value $0.0001 Per Share | 100 | $19.08 | $1,908.00 |
DisclosureSEC source: 0001758766-21-000226 · wf-form4_163900306243739.xml · nonDerivative · entry 3 Triplett Mark William · CIK 0001332718 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,801 F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 26, 2021. Read SEC document |
| December 06, 2021 Filed Dec 8, 2021 17:37 UTC |
Triplett Mark WilliamChief Operating Officer
|
SaleCommon Stock, Par Value $0.0001 Per Share | 3,960 | $18.62 | $73,724.51 |
DisclosureSEC source: 0001758766-21-000226 · wf-form4_163900306243739.xml · nonDerivative · entry 2 Triplett Mark William · CIK 0001332718 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,901 F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 26, 2021. F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $18.02 to $18.97. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 06, 2021 Filed Dec 8, 2021 17:37 UTC |
Triplett Mark WilliamChief Operating Officer
|
SaleCommon Stock, Par Value $0.0001 Per Share | 940 | $17.45 | $16,407.32 |
DisclosureSEC source: 0001758766-21-000226 · wf-form4_163900306243739.xml · nonDerivative · entry 1 Triplett Mark William · CIK 0001332718 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,861 F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 26, 2021. F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $17.00 to $17.97. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 02, 2021 Filed Dec 2, 2021 23:40 UTC |
Daley AdamDirector
|
SaleCommon Stock, Par Value $0.0001 Per Share | 100,000 | $19.82 | $1,981,790.00 |
DisclosureSEC source: 0001758766-21-000212 · wf-form4_163848840146727.xml · nonDerivative · entry 4 Daley Adam · CIK 0001821227 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Daley Revocable Trust Disclosed balance after: 242,776 F6 · shares: Sale effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2021. F7 · balance_after: Represents number of shares beneficially owned by Daley Revocable Trust after giving effect to sale pursuant to the reporting person's 10b5-1 trading plan. F3 · ownership.nature: Held by Daley Revocable Trust, of which the reporting person is a trustee. Read SEC document |
| December 02, 2021 Filed Dec 3, 2021 22:33 UTC |
Carrington John EugeneCEO and Director
|
SaleCommon Stock, Par Value $0.0001 Per Share | 6,401 | $20.36 | $130,309.64 |
DisclosureSEC source: 0001758766-21-000222 · wf-form4_163857076495189.xml · nonDerivative · entry 3 Carrington John Eugene · CIK 0001434884 · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 447,948 F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 31, 2021. F4 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $20.00 to $20.74. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 02, 2021 Filed Dec 3, 2021 17:35 UTC |
BUSH WILLIAM JOHNChief Financial Officer
|
SaleCommon Stock, Par Value $0.0001 Per Share | 3,000 | $20.34 | $61,032.00 |
DisclosureSEC source: 0001758766-21-000224 · wf-form4_163857090360448.xml · nonDerivative · entry 3 BUSH WILLIAM JOHN · CIK 0001241516 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,791 F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 31, 2021. F4 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $20.00 to $20.66. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 01, 2021 Filed Dec 2, 2021 23:40 UTC |
Daley AdamDirector
|
SaleCommon Stock, Par Value $0.0001 Per Share | 100,000 | $21.13 | $2,113,480.00 |
DisclosureSEC source: 0001758766-21-000212 · wf-form4_163848840146727.xml · nonDerivative · entry 3 Daley Adam · CIK 0001821227 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Daley Revocable Trust Disclosed balance after: 342,776 F6 · shares: Sale effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2021. F7 · balance_after: Represents number of shares beneficially owned by Daley Revocable Trust after giving effect to sale pursuant to the reporting person's 10b5-1 trading plan. F3 · ownership.nature: Held by Daley Revocable Trust, of which the reporting person is a trustee. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 22:33 UTC |
Carrington John EugeneCEO and Director
|
SaleCommon Stock, Par Value $0.0001 Per Share | 11,212 | $21.50 | $241,026.61 |
DisclosureSEC source: 0001758766-21-000222 · wf-form4_163857076495189.xml · nonDerivative · entry 2 Carrington John Eugene · CIK 0001434884 · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 454,349 F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 31, 2021. F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $21.25 to $21.88. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 22:33 UTC |
Carrington John EugeneCEO and Director
|
SaleCommon Stock, Par Value $0.0001 Per Share | 11,163 | $20.77 | $231,907.98 |
DisclosureSEC source: 0001758766-21-000222 · wf-form4_163857076495189.xml · nonDerivative · entry 1 Carrington John Eugene · CIK 0001434884 · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 465,561 F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 31, 2021. F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $20.24 to $21.23. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 17:35 UTC |
BUSH WILLIAM JOHNChief Financial Officer
|
SaleCommon Stock, Par Value $0.0001 Per Share | 5,027 | $21.49 | $108,054.36 |
DisclosureSEC source: 0001758766-21-000224 · wf-form4_163857090360448.xml · nonDerivative · entry 2 BUSH WILLIAM JOHN · CIK 0001241516 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,791 F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 31, 2021. F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $21.25 to $21.94. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.