Last 12 months
Inside the activity.
22 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 6 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 10 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 6 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 20, 2024 Filed Jun 24, 2024 21:06 UTC |
Zhou Lilian YanshengDirector
|
GrantCommon Stock Options · Derivative | 4,010 | $0.00 Strike: $40.11 | $0.00 |
DisclosureSEC source: 0000950170-24-076866 · ownership.xml · derivative · entry 2 Zhou Lilian Yansheng · CIK 0002003105 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,010 Underlying: Common Stock · 4,010 shares Expires 2034-06-19 F1 · security: Reflects shares of restricted stock and options to purchase common stock granted on June 20, 2024, pursuant to the Corporation's annual non-employee director equity compensation program for the 2024-2025 term. These equity awards vest in full on the earlier of June 20, 2025, or the Corporation's 2025 Annual Meeting of Shareholders. Read SEC document |
| June 20, 2024 Filed Jun 24, 2024 21:06 UTC |
Zhou Lilian YanshengDirector
|
GrantCommon Stock | 2,244 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-076866 · ownership.xml · nonDerivative · entry 1 Zhou Lilian Yansheng · CIK 0002003105 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,571 F1 · security: Reflects shares of restricted stock and options to purchase common stock granted on June 20, 2024, pursuant to the Corporation's annual non-employee director equity compensation program for the 2024-2025 term. These equity awards vest in full on the earlier of June 20, 2025, or the Corporation's 2025 Annual Meeting of Shareholders. Read SEC document |
| June 20, 2024 Filed Jun 24, 2024 21:05 UTC |
WEISNER AIMEE SDirector
|
GrantCommon Stock | 4,488 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-076863 · ownership.xml · nonDerivative · entry 1 WEISNER AIMEE S · CIK 0001227308 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,352 F1 · security: Reflects shares of restricted stock granted on June 20, 2024, pursuant to the Corporation's annual non-employee director equity compensation program for the 2024-2025 term. This equity award vests in full on the earlier of June 20, 2025, or the Corporation's 2025 Annual Meeting of Shareholders. Read SEC document |
| June 20, 2024 Filed Jun 24, 2024 21:04 UTC |
Butcher Arthur CDirector
|
GrantCommon Stock Options · Derivative | 4,010 | $0.00 Strike: $40.11 | $0.00 |
DisclosureSEC source: 0000950170-24-076861 · ownership.xml · derivative · entry 2 Butcher Arthur C · CIK 0001678249 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,010 Underlying: Common Stock · 4,010 shares Expires 2034-06-19 F1 · security: Reflects shares of restricted stock and options to purchase common stock granted on June 20, 2024, pursuant to the Corporation's annual non-employee director equity compensation program for the 2024-2025 term. These equity awards vest in full on the earlier of June 20, 2025, or the Corporation's 2025 Annual Meeting of Shareholders. Read SEC document |
| June 20, 2024 Filed Jun 24, 2024 21:04 UTC |
Butcher Arthur CDirector
|
GrantCommon Stock | 2,244 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-076861 · ownership.xml · nonDerivative · entry 1 Butcher Arthur C · CIK 0001678249 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,893 F1 · security: Reflects shares of restricted stock and options to purchase common stock granted on June 20, 2024, pursuant to the Corporation's annual non-employee director equity compensation program for the 2024-2025 term. These equity awards vest in full on the earlier of June 20, 2025, or the Corporation's 2025 Annual Meeting of Shareholders. Read SEC document |
| June 20, 2024 Filed Jun 24, 2024 21:02 UTC |
Jiang WeiDirector
|
GrantCommon Stock Options · Derivative | 4,010 | $0.00 Strike: $40.11 | $0.00 |
DisclosureSEC source: 0000950170-24-076857 · ownership.xml · derivative · entry 2 Jiang Wei · CIK 0001867980 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,010 Underlying: Common Stock · 4,010 shares Expires 2034-06-19 F1 · security: Reflects shares of restricted stock and options to purchase common stock granted on June 20, 2024, pursuant to the Corporation's annual non-employee director equity compensation program for the 2024-2025 term. These equity awards vest in full on the earlier of June 20, 2025, or the Corporation's 2025 Annual Meeting of Shareholders. Read SEC document |
| June 20, 2024 Filed Jun 24, 2024 21:02 UTC |
Jiang WeiDirector
|
GrantCommon Stock | 2,244 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-076857 · ownership.xml · nonDerivative · entry 1 Jiang Wei · CIK 0001867980 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,543 F1 · security: Reflects shares of restricted stock and options to purchase common stock granted on June 20, 2024, pursuant to the Corporation's annual non-employee director equity compensation program for the 2024-2025 term. These equity awards vest in full on the earlier of June 20, 2025, or the Corporation's 2025 Annual Meeting of Shareholders. Read SEC document |
| June 20, 2024 Filed Jun 24, 2024 21:01 UTC |
Lin Elizabeth YeuDirector
|
GrantCommon Stock Options · Derivative | 4,010 | $0.00 Strike: $40.11 | $0.00 |
DisclosureSEC source: 0000950170-24-076855 · ownership.xml · derivative · entry 2 Lin Elizabeth Yeu · CIK 0001842190 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,010 Underlying: Common Stock · 4,010 shares Expires 2034-06-19 F1 · security: Reflects shares of restricted stock and options to purchase common stock granted on June 20, 2024, pursuant to the Corporation's annual non-employee director equity compensation program for the 2024-2025 term. These equity awards vest in full on the earlier of June 20, 2025, or the Corporation's 2025 Annual Meeting of Shareholders. Read SEC document |
| June 20, 2024 Filed Jun 24, 2024 21:01 UTC |
Lin Elizabeth YeuDirector
|
GrantCommon Stock | 2,244 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-076855 · ownership.xml · nonDerivative · entry 1 Lin Elizabeth Yeu · CIK 0001842190 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,099 F1 · security: Reflects shares of restricted stock and options to purchase common stock granted on June 20, 2024, pursuant to the Corporation's annual non-employee director equity compensation program for the 2024-2025 term. These equity awards vest in full on the earlier of June 20, 2025, or the Corporation's 2025 Annual Meeting of Shareholders. Read SEC document |
| May 09, 2024 Filed May 13, 2024 22:00 UTC |
BROADWOOD PARTNERS, L.P.10% owner
BROADWOOD CAPITAL INC10% owner
Bradsher Neal C10% owner
|
PurchaseCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0000919574-24-002864 · ownership.xml · nonDerivative · entry 2 BROADWOOD PARTNERS, L.P. · CIK 0001278386 · 10% owner BROADWOOD CAPITAL INC · CIK 0001278387 · 10% owner BRADSHER NEAL C · CIK 0001278388 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Footnote Disclosed balance after: 10,768,431 F1 · ownership.nature: The reported securities are directly owned by Broadwood Partners, L.P. ("Broadwood Partners") and may be deemed to be indirectly beneficially owned by: (i) Broadwood Capital, Inc. ("Broadwood Capital") as General Partner of Broadwood Partners; and (ii) Neal C. Bradsher as President of Broadwood Capital. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| May 09, 2024 Filed May 13, 2024 22:00 UTC |
BROADWOOD PARTNERS, L.P.10% owner
BROADWOOD CAPITAL INC10% owner
Bradsher Neal C10% owner
|
PurchaseCommon Stock | 1 | $42.56 | $42.56 |
DisclosureSEC source: 0000919574-24-002864 · ownership.xml · nonDerivative · entry 1 BROADWOOD PARTNERS, L.P. · CIK 0001278386 · 10% owner BROADWOOD CAPITAL INC · CIK 0001278387 · 10% owner BRADSHER NEAL C · CIK 0001278388 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,768,431 F1 · ownership.direct: The reported securities are directly owned by Broadwood Partners, L.P. ("Broadwood Partners") and may be deemed to be indirectly beneficially owned by: (i) Broadwood Capital, Inc. ("Broadwood Capital") as General Partner of Broadwood Partners; and (ii) Neal C. Bradsher as President of Broadwood Capital. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| May 08, 2024 Filed May 9, 2024 21:01 UTC |
Michna MagdaChief Clinical, Regulatory,
|
Tax withholdingCommon Stock | 1,670 | $41.02 | $68,503.40 |
DisclosureSEC source: 0000950170-24-057241 · ownership.xml · nonDerivative · entry 1 Michna Magda · CIK 0001731487 · Chief Clinical, Regulatory, 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,377 F1 · security: On May 8, 2023, the reporting person was granted an award of 14,047 restricted stock units (RSUs), subject to vesting as to 1/3 of the shares of common stock subject to such RSUs annually over three years. On May 8, 2024, the RSUs vested as to 4,682 shares, and 1,670 shares were withheld to satisfy taxes. F2 · balance_after: Includes shares of common stock owned outright and shares of common stock subject to unvested RSUs. Read SEC document |
| May 08, 2024 Filed May 9, 2024 21:03 UTC |
Foust WarrenChief Operating Officer
|
Tax withholdingCommon Stock | 2,418 | $41.02 | $99,186.36 |
DisclosureSEC source: 0000950170-24-057245 · ownership.xml · nonDerivative · entry 1 Foust Warren · CIK 0001970778 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,913 F1 · security: On May 8, 2023, the reporting person was granted an award of 20,331 restricted stock units (RSUs), subject to vesting as to 1/3 of the shares of common stock subject to such RSUs annually over three years. On May 8, 2024, the RSUs vested as to 6,777 shares, and 2,418 shares were withheld to satisfy taxes. F2 · balance_after: Includes shares of common stock owned outright and shares of common stock subject to unvested RSUs. Read SEC document |
| March 14, 2024 Filed Mar 14, 2024 21:23 UTC |
WEISNER AIMEE SDirector
|
PurchaseCommon Stock | 1,750 | $38.11 | $66,692.50 |
DisclosureSEC source: 0000950170-24-031673 · ownership.xml · nonDerivative · entry 1 WEISNER AIMEE S · CIK 0001227308 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,864 Read SEC document |
| March 12, 2024 Filed Mar 14, 2024 21:20 UTC |
FRINZI THOMAS GDirector · President & CEO
|
GrantCommon Stock Options · Derivative | 66,627 | $0.00 Strike: $37.64 | $0.00 |
DisclosureSEC source: 0000950170-24-031672 · ownership.xml · derivative · entry 2 FRINZI THOMAS G · CIK 0001663458 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,627 Underlying: Common Stock · 66,627 shares Expires 2034-03-11 F3 · derivative.exercise_date: Stock options granted to the Reporting Person on March 12, 2024. Options will vest and become exercisable as to 1/3 (22,209 shares) on March 12, 2025, with the remaining 2/3 (44,418 shares) vesting and becoming exercisable monthly over the following 24 months in equal amounts on a monthly basis. In the event such amount does not evenly divide into 24 months, the remaining balance of options will vest and become exercisable on March 12, 2027. Read SEC document |
| March 12, 2024 Filed Mar 14, 2024 21:20 UTC |
FRINZI THOMAS GDirector · President & CEO
|
GrantRestricted Stock Units · Derivative | 74,389 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-031672 · ownership.xml · derivative · entry 1 FRINZI THOMAS G · CIK 0001663458 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,389 Underlying: Common Stock · 74,389 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the right to receive one share of the Corporation's common stock upon vesting. F2 · derivative.exercise_date: RSUs granted to the Reporting Person on March 12, 2024. RSUs will vest as to 1/3 (24,796 shares) on March 12, 2025, 1/3 (24,796 shares) on March 12, 2026, and 1/3 (24,797 shares) on March 12, 2027. F2 · derivative.expiration_date: RSUs granted to the Reporting Person on March 12, 2024. RSUs will vest as to 1/3 (24,796 shares) on March 12, 2025, 1/3 (24,796 shares) on March 12, 2026, and 1/3 (24,797 shares) on March 12, 2027. Read SEC document |
| March 12, 2024 Filed Mar 14, 2024 21:19 UTC |
Foust WarrenChief Operating Officer
|
GrantCommon Stock Options · Derivative | 21,966 | $0.00 Strike: $37.64 | $0.00 |
DisclosureSEC source: 0000950170-24-031670 · ownership.xml · derivative · entry 2 Foust Warren · CIK 0001970778 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,996 Underlying: Common Stock · 21,966 shares Expires 2034-03-11 F3 · derivative.exercise_date: Stock options granted to the Reporting Person on March 12, 2024. Options will vest and become exercisable as to 1/3 (7,322 shares) on March 12, 2025, with the remaining 2/3 (14,644 shares) vesting and becoming exercisable monthly over the following 24 months in equal amounts on a monthly basis. In the event such amount does not evenly divide into 24 months, the remaining balance of options will vest and become exercisable on March 12, 2027. Read SEC document |
| March 12, 2024 Filed Mar 14, 2024 21:19 UTC |
Foust WarrenChief Operating Officer
|
GrantRestricted Stock Units · Derivative | 24,525 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-031670 · ownership.xml · derivative · entry 1 Foust Warren · CIK 0001970778 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,525 Underlying: Common Stock · 24,525 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the right to receive one share of the Corporation's common stock upon vesting. F2 · derivative.exercise_date: RSUs granted to the Reporting Person on March 12, 2024. RSUs will vest as to 1/3 (8,175 shares) on March 12, 2025, 1/3 (8,175 shares) on March 12, 2026, and 1/3 (8,175 shares) on March 12, 2027. F2 · derivative.expiration_date: RSUs granted to the Reporting Person on March 12, 2024. RSUs will vest as to 1/3 (8,175 shares) on March 12, 2025, 1/3 (8,175 shares) on March 12, 2026, and 1/3 (8,175 shares) on March 12, 2027. Read SEC document |
| March 12, 2024 Filed Mar 14, 2024 21:17 UTC |
SISITSKY NATHANIELGeneral Counsel
|
GrantCommon Stock Options · Derivative | 15,657 | $0.00 Strike: $37.64 | $0.00 |
DisclosureSEC source: 0000950170-24-031667 · ownership.xml · derivative · entry 2 SISITSKY NATHANIEL · CIK 0001225738 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,657 Underlying: Common Stock · 15,657 shares Expires 2034-03-11 F3 · derivative.exercise_date: Stock options granted to the Reporting Person on March 12, 2024. Options will vest and become exercisable as to 1/3 (5,219 shares) on March 12, 2025, with the remaining 2/3 (10,438 shares) vesting and becoming exercisable monthly over the following 24 months in equal amounts on a monthly basis. In the event such amount does not evenly divide into 24 months, the remaining balance of options will vest and become exercisable on March 12, 2027. Read SEC document |
| March 12, 2024 Filed Mar 14, 2024 21:17 UTC |
SISITSKY NATHANIELGeneral Counsel
|
GrantRestricted Stock Units · Derivative | 17,481 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-031667 · ownership.xml · derivative · entry 1 SISITSKY NATHANIEL · CIK 0001225738 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,481 Underlying: Common Stock · 17,481 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the right to receive one share of the Corporation's common stock upon vesting. F2 · derivative.exercise_date: RSUs granted to the Reporting Person on March 12, 2024. RSUs will vest as to 1/3 (5,827 shares) on March 12, 2025, 1/3 (5,827 shares) on March 12, 2026, and 1/3 (5,827 shares) on March 12, 2027. F2 · derivative.expiration_date: RSUs granted to the Reporting Person on March 12, 2024. RSUs will vest as to 1/3 (5,827 shares) on March 12, 2025, 1/3 (5,827 shares) on March 12, 2026, and 1/3 (5,827 shares) on March 12, 2027. Read SEC document |
| March 12, 2024 Filed Mar 14, 2024 21:16 UTC |
Michna MagdaChief Clinical, Regulatory,
|
GrantCommon Stock Options · Derivative | 16,599 | $0.00 Strike: $37.64 | $0.00 |
DisclosureSEC source: 0000950170-24-031664 · ownership.xml · derivative · entry 2 Michna Magda · CIK 0001731487 · Chief Clinical, Regulatory, 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,599 Underlying: Common Stock · 16,599 shares Expires 2034-03-11 F3 · derivative.exercise_date: Stock options granted to the Reporting Person on March 12, 2024. Options will vest and become exercisable as to 1/3 (5,533 shares) on March 12, 2025, with the remaining 2/3 (11,066 shares) vesting and becoming exercisable monthly over the following 24 months in equal amounts on a monthly basis. In the event such amount does not evenly divide into 24 months, the remaining balance of options will vest and become exercisable on March 12, 2027. Read SEC document |
| March 12, 2024 Filed Mar 14, 2024 21:16 UTC |
Michna MagdaChief Clinical, Regulatory,
|
GrantRestricted Stock Units · Derivative | 18,533 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-031664 · ownership.xml · derivative · entry 1 Michna Magda · CIK 0001731487 · Chief Clinical, Regulatory, 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,533 Underlying: Common Stock · 18,533 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the right to receive one share of the Corporation's common stock upon vesting. F2 · derivative.exercise_date: RSUs granted to the Reporting Person on March 12, 2024. RSUs will vest as to 1/3 (6,177 shares) on March 12, 2025, 1/3 (6,177 shares) on March 12, 2026, and 1/3 (6,179 shares) on March 12, 2027. F2 · derivative.expiration_date: RSUs granted to the Reporting Person on March 12, 2024. RSUs will vest as to 1/3 (6,177 shares) on March 12, 2025, 1/3 (6,177 shares) on March 12, 2026, and 1/3 (6,179 shares) on March 12, 2027. Read SEC document |
| March 12, 2024 Filed Mar 14, 2024 21:14 UTC |
Williams Patrick F.Chief Financial Officer
|
GrantCommon Stock Options · Derivative | 21,908 | $0.00 Strike: $37.64 | $0.00 |
DisclosureSEC source: 0000950170-24-031662 · ownership.xml · derivative · entry 2 Williams Patrick F. · CIK 0001562229 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,908 Underlying: Common Stock · 21,908 shares Expires 2034-03-11 F3 · derivative.exercise_date: Stock options granted to the Reporting Person on March 12, 2024. Options will vest and become exercisable as to 1/3 (7,302 shares) on March 12, 2025, with the remaining 2/3 (14,606 shares) vesting and becoming exercisable monthly over the following 24 months in equal amounts on a monthly basis. In the event such amount does not evenly divide into 24 months, the remaining balance of options will vest and become exercisable on March 12, 2027. Read SEC document |
| March 12, 2024 Filed Mar 14, 2024 21:14 UTC |
Williams Patrick F.Chief Financial Officer
|
GrantRestricted Stock Units · Derivative | 24,460 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-031662 · ownership.xml · derivative · entry 1 Williams Patrick F. · CIK 0001562229 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,460 Underlying: Common Stock · 24,460 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the right to receive one share of the Corporation's common stock upon vesting. F2 · derivative.exercise_date: RSUs granted to the Reporting Person on March 12, 2024. RSUs will vest as to 1/3 (8,153 shares) on March 12, 2025, 1/3 (8,153 shares) on March 12, 2026, and 1/3 (8,154 shares) on March 12, 2027. F2 · derivative.expiration_date: RSUs granted to the Reporting Person on March 12, 2024. RSUs will vest as to 1/3 (8,153 shares) on March 12, 2025, 1/3 (8,153 shares) on March 12, 2026, and 1/3 (8,154 shares) on March 12, 2027. Read SEC document |
| March 12, 2024 Filed Mar 14, 2024 21:13 UTC |
Butcher Arthur CDirector
|
GrantCommon Stock Options · Derivative | 1,163 | $0.00 Strike: $37.64 | $0.00 |
DisclosureSEC source: 0000950170-24-031657 · ownership.xml · derivative · entry 2 Butcher Arthur C · CIK 0001678249 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,163 Underlying: Common stock · 1,163 shares Expires 2034-03-11 F1 · shares: Effective March 12, 2024, the Board of Directors appointed Mr. Butcher to serve as a member of the Board and granted him, as a non-employee director, 649 restricted shares and options to purchase 1,163 shares of common stock, which represents a pro-rated amount of the standard director equity compensation for a director serving during the 2023-2024 term. These restricted shares and stock options vest in full on the earlier of June 20, 2024, or the Corporation's 2024 Annual Meeting of Shareholders. Read SEC document |
| March 12, 2024 Filed Mar 14, 2024 21:13 UTC |
Butcher Arthur CDirector
|
GrantCommon Stock | 649 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-031657 · ownership.xml · nonDerivative · entry 1 Butcher Arthur C · CIK 0001678249 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 649 F1 · shares: Effective March 12, 2024, the Board of Directors appointed Mr. Butcher to serve as a member of the Board and granted him, as a non-employee director, 649 restricted shares and options to purchase 1,163 shares of common stock, which represents a pro-rated amount of the standard director equity compensation for a director serving during the 2023-2024 term. These restricted shares and stock options vest in full on the earlier of June 20, 2024, or the Corporation's 2024 Annual Meeting of Shareholders. Read SEC document |
| March 12, 2024 Filed Mar 14, 2024 21:11 UTC |
Jiang WeiDirector
|
GrantRestricted Stock Units · Derivative | 1,061 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-031653 · ownership.xml · derivative · entry 2 Jiang Wei · CIK 0001867980 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,061 Underlying: Common Stock · 1,061 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit (RSU) represents the right to receive one share of the Corporation's common stock upon vesting. F3 · derivative.exercise_date: RSUs granted as compensation for services as a director to non-employee directors who elected to receive shares in lieu of director cash compensation fees. Mr. Jiang has elected to defer delivery of these shares. F3 · derivative.expiration_date: RSUs granted as compensation for services as a director to non-employee directors who elected to receive shares in lieu of director cash compensation fees. Mr. Jiang has elected to defer delivery of these shares. Read SEC document |
| March 12, 2024 Filed Mar 14, 2024 21:11 UTC |
Jiang WeiDirector
|
GrantCommon Stock | 1,299 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-031653 · ownership.xml · nonDerivative · entry 1 Jiang Wei · CIK 0001867980 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,299 F1 · shares: Effective March 12, 2024, the Board of Directors appointed Mr. Jiang to serve as a member of the Board and granted him, as a non-employee director, 1,299 restricted shares, which represents a pro-rated amount of the standard director equity compensation for a director serving during the 2023-2024 term. These restricted shares vest in full on the earlier of June 20, 2024, or the Corporation's 2024 Annual Meeting of Shareholders. Read SEC document |
| March 07, 2024 Filed Mar 11, 2024 10:06 UTC |
Williams Patrick F.Chief Financial Officer
|
Exercise / conversionCommon Stock | 2,614 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-028906 · ownership.xml · nonDerivative · entry 1 Williams Patrick F. · CIK 0001562229 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,475 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects shares issued upon vesting of performance stock units (PSUs) granted on March 7, 2022, based on the Corporation's performance relative to pre-established financial metrics. These PSUs vested as to 1/3 (2,614 shares) on March 7, 2023, 1/3 (2,614 shares) on March 7, 2024, and will vest as to the remaining 1/3 (2,614 shares) on March 7, 2025. F2 · balance_after: Includes previously granted restricted stock units (RSUs), which are subject to future vesting. Read SEC document |
| January 08, 2024 Filed Jan 10, 2024 22:44 UTC |
BROADWOOD PARTNERS, L.P.10% owner
BROADWOOD CAPITAL INC10% owner
Bradsher Neal C10% owner
|
PurchaseCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0000919574-24-000297 · ownership.xml · nonDerivative · entry 2 BROADWOOD PARTNERS, L.P. · CIK 0001278386 · 10% owner BROADWOOD CAPITAL INC · CIK 0001278387 · 10% owner BRADSHER NEAL C · CIK 0001278388 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Footnote Disclosed balance after: 10,768,430 F1 · ownership.nature: The reported securities are directly owned by Broadwood Partners, L.P. ("Broadwood Partners") and may be deemed to be indirectly beneficially owned by: (i) Broadwood Capital, Inc. ("Broadwood Capital") as General Partner of Broadwood Partners; and (ii) Neal C. Bradsher as President of Broadwood Capital. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| January 08, 2024 Filed Jan 10, 2024 22:44 UTC |
BROADWOOD PARTNERS, L.P.10% owner
BROADWOOD CAPITAL INC10% owner
Bradsher Neal C10% owner
|
PurchaseCommon Stock | 4,042 | $27.11 | $109,570.13 |
DisclosureSEC source: 0000919574-24-000297 · ownership.xml · nonDerivative · entry 1 BROADWOOD PARTNERS, L.P. · CIK 0001278386 · 10% owner BROADWOOD CAPITAL INC · CIK 0001278387 · 10% owner BRADSHER NEAL C · CIK 0001278388 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,768,430 F2 · price: This constitutes the weighted average purchase price. The prices range from $27.0405 to $27.435. The Reporting Person will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F1 · ownership.direct: The reported securities are directly owned by Broadwood Partners, L.P. ("Broadwood Partners") and may be deemed to be indirectly beneficially owned by: (i) Broadwood Capital, Inc. ("Broadwood Capital") as General Partner of Broadwood Partners; and (ii) Neal C. Bradsher as President of Broadwood Capital. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| January 05, 2024 Filed Jan 6, 2024 00:07 UTC |
BROADWOOD PARTNERS, L.P.10% owner
BROADWOOD CAPITAL INC10% owner
Bradsher Neal C10% owner
|
PurchaseCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0000919574-24-000139 · ownership.xml · nonDerivative · entry 8 BROADWOOD PARTNERS, L.P. · CIK 0001278386 · 10% owner BROADWOOD CAPITAL INC · CIK 0001278387 · 10% owner BRADSHER NEAL C · CIK 0001278388 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Footnote Disclosed balance after: 10,764,388 F1 · ownership.nature: The reported securities are directly owned by Broadwood Partners, L.P. ("Broadwood Partners") and may be deemed to be indirectly beneficially owned by: (i) Broadwood Capital, Inc. ("Broadwood Capital") as General Partner of Broadwood Partners; and (ii) Neal C. Bradsher as President of Broadwood Capital. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| January 05, 2024 Filed Jan 6, 2024 00:07 UTC |
BROADWOOD PARTNERS, L.P.10% owner
BROADWOOD CAPITAL INC10% owner
Bradsher Neal C10% owner
|
PurchaseCommon Stock | 100 | $28.90 | $2,889.50 |
DisclosureSEC source: 0000919574-24-000139 · ownership.xml · nonDerivative · entry 7 BROADWOOD PARTNERS, L.P. · CIK 0001278386 · 10% owner BROADWOOD CAPITAL INC · CIK 0001278387 · 10% owner BRADSHER NEAL C · CIK 0001278388 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,764,388 F1 · ownership.direct: The reported securities are directly owned by Broadwood Partners, L.P. ("Broadwood Partners") and may be deemed to be indirectly beneficially owned by: (i) Broadwood Capital, Inc. ("Broadwood Capital") as General Partner of Broadwood Partners; and (ii) Neal C. Bradsher as President of Broadwood Capital. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| January 05, 2024 Filed Jan 6, 2024 00:07 UTC |
BROADWOOD PARTNERS, L.P.10% owner
BROADWOOD CAPITAL INC10% owner
Bradsher Neal C10% owner
|
PurchaseCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0000919574-24-000139 · ownership.xml · nonDerivative · entry 6 BROADWOOD PARTNERS, L.P. · CIK 0001278386 · 10% owner BROADWOOD CAPITAL INC · CIK 0001278387 · 10% owner BRADSHER NEAL C · CIK 0001278388 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Footnote Disclosed balance after: 10,764,288 F1 · ownership.nature: The reported securities are directly owned by Broadwood Partners, L.P. ("Broadwood Partners") and may be deemed to be indirectly beneficially owned by: (i) Broadwood Capital, Inc. ("Broadwood Capital") as General Partner of Broadwood Partners; and (ii) Neal C. Bradsher as President of Broadwood Capital. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| January 05, 2024 Filed Jan 6, 2024 00:07 UTC |
BROADWOOD PARTNERS, L.P.10% owner
BROADWOOD CAPITAL INC10% owner
Bradsher Neal C10% owner
|
PurchaseCommon Stock | 156,634 | $28.48 | $4,460,341.11 |
DisclosureSEC source: 0000919574-24-000139 · ownership.xml · nonDerivative · entry 5 BROADWOOD PARTNERS, L.P. · CIK 0001278386 · 10% owner BROADWOOD CAPITAL INC · CIK 0001278387 · 10% owner BRADSHER NEAL C · CIK 0001278388 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,764,288 F4 · price: This constitutes the weighted average purchase price. The prices range from $27.88 to $28.82. The Reporting Person will provide upon request by the SEC Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F1 · ownership.direct: The reported securities are directly owned by Broadwood Partners, L.P. ("Broadwood Partners") and may be deemed to be indirectly beneficially owned by: (i) Broadwood Capital, Inc. ("Broadwood Capital") as General Partner of Broadwood Partners; and (ii) Neal C. Bradsher as President of Broadwood Capital. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| January 04, 2024 Filed Jan 6, 2024 00:07 UTC |
BROADWOOD PARTNERS, L.P.10% owner
BROADWOOD CAPITAL INC10% owner
Bradsher Neal C10% owner
|
PurchaseCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0000919574-24-000139 · ownership.xml · nonDerivative · entry 4 BROADWOOD PARTNERS, L.P. · CIK 0001278386 · 10% owner BROADWOOD CAPITAL INC · CIK 0001278387 · 10% owner BRADSHER NEAL C · CIK 0001278388 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Footnote Disclosed balance after: 10,607,654 F1 · ownership.nature: The reported securities are directly owned by Broadwood Partners, L.P. ("Broadwood Partners") and may be deemed to be indirectly beneficially owned by: (i) Broadwood Capital, Inc. ("Broadwood Capital") as General Partner of Broadwood Partners; and (ii) Neal C. Bradsher as President of Broadwood Capital. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| January 04, 2024 Filed Jan 6, 2024 00:07 UTC |
BROADWOOD PARTNERS, L.P.10% owner
BROADWOOD CAPITAL INC10% owner
Bradsher Neal C10% owner
|
PurchaseCommon Stock | 63,246 | $28.91 | $1,828,182.55 |
DisclosureSEC source: 0000919574-24-000139 · ownership.xml · nonDerivative · entry 3 BROADWOOD PARTNERS, L.P. · CIK 0001278386 · 10% owner BROADWOOD CAPITAL INC · CIK 0001278387 · 10% owner BRADSHER NEAL C · CIK 0001278388 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,607,654 F3 · price: This constitutes the weighted average purchase price. The prices range from $28.74 to $28.99. The Reporting Person will provide upon request by the SEC Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F1 · ownership.direct: The reported securities are directly owned by Broadwood Partners, L.P. ("Broadwood Partners") and may be deemed to be indirectly beneficially owned by: (i) Broadwood Capital, Inc. ("Broadwood Capital") as General Partner of Broadwood Partners; and (ii) Neal C. Bradsher as President of Broadwood Capital. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| January 03, 2024 Filed Jan 4, 2024 00:14 UTC |
FRINZI THOMAS GDirector · President & CEO
|
Tax withholdingCommon Shares | 10,739 | $29.20 | $313,578.80 |
DisclosureSEC source: 0001209191-24-000551 · doc4.xml · nonDerivative · entry 1 FRINZI THOMAS G · CIK 0001663458 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,294 Read SEC document |
| January 03, 2024 Filed Jan 6, 2024 00:07 UTC |
BROADWOOD PARTNERS, L.P.10% owner
BROADWOOD CAPITAL INC10% owner
Bradsher Neal C10% owner
|
PurchaseCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0000919574-24-000139 · ownership.xml · nonDerivative · entry 2 BROADWOOD PARTNERS, L.P. · CIK 0001278386 · 10% owner BROADWOOD CAPITAL INC · CIK 0001278387 · 10% owner BRADSHER NEAL C · CIK 0001278388 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Footnote Disclosed balance after: 10,544,408 F1 · ownership.nature: The reported securities are directly owned by Broadwood Partners, L.P. ("Broadwood Partners") and may be deemed to be indirectly beneficially owned by: (i) Broadwood Capital, Inc. ("Broadwood Capital") as General Partner of Broadwood Partners; and (ii) Neal C. Bradsher as President of Broadwood Capital. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| January 03, 2024 Filed Jan 6, 2024 00:07 UTC |
BROADWOOD PARTNERS, L.P.10% owner
BROADWOOD CAPITAL INC10% owner
Bradsher Neal C10% owner
|
PurchaseCommon Stock | 6,573 | $28.93 | $190,143.74 |
DisclosureSEC source: 0000919574-24-000139 · ownership.xml · nonDerivative · entry 1 BROADWOOD PARTNERS, L.P. · CIK 0001278386 · 10% owner BROADWOOD CAPITAL INC · CIK 0001278387 · 10% owner BRADSHER NEAL C · CIK 0001278388 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,544,408 F2 · price: This constitutes the weighted average purchase price. The prices range from $28.85 to $28.99. The Reporting Person will provide upon request by the Securities and Exchange Commission staff (the "SEC Staff"), the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F1 · ownership.direct: The reported securities are directly owned by Broadwood Partners, L.P. ("Broadwood Partners") and may be deemed to be indirectly beneficially owned by: (i) Broadwood Capital, Inc. ("Broadwood Capital") as General Partner of Broadwood Partners; and (ii) Neal C. Bradsher as President of Broadwood Capital. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| December 29, 2023 Filed Jan 2, 2024 23:03 UTC |
WEISNER AIMEE SDirector
|
GrantCommon Stock | 3,200 | $31.21 | $99,872.00 |
DisclosureSEC source: 0001209191-24-000222 · doc4.xml · nonDerivative · entry 1 WEISNER AIMEE S · CIK 0001227308 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,114 Read SEC document |
| December 29, 2023 Filed Jan 2, 2024 23:03 UTC |
FARRELL STEPHEN CDirector
|
GrantCommon Stock | 921 | $31.21 | $28,744.41 |
DisclosureSEC source: 0001209191-24-000221 · doc4.xml · nonDerivative · entry 1 FARRELL STEPHEN C · CIK 0001188757 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,912 Read SEC document |
| December 11, 2023 Filed Dec 12, 2023 23:31 UTC |
SISITSKY NATHANIELGeneral Counsel
|
GrantCommon Stock Options · Derivative | 39,860 | $0.00 Strike: $32.14 | $0.00 |
DisclosureSEC source: 0001209191-23-058370 · doc4.xml · derivative · entry 2 SISITSKY NATHANIEL · CIK 0001225738 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,860 Underlying: Common Stock · 39,860 shares Expires 2033-12-10 F2 · derivative.exercise_date: The options granted become exercisable as follows: 1/3 on 12/11/2024 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 12/11/2026. Read SEC document |
| December 11, 2023 Filed Dec 12, 2023 23:31 UTC |
SISITSKY NATHANIELGeneral Counsel
|
GrantCommon Stock | 21,935 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-058370 · doc4.xml · nonDerivative · entry 1 SISITSKY NATHANIEL · CIK 0001225738 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,935 F1 · shares: Award of 21935 Restricted Stock Units of Common Stock (RSU), subject to forfeiture rights, which lapse as to 1/3 of the RSUs on 12/11/2024, 1/3 of the RSUs on 12/11/2025, and the remaining 1/3 of the RSUs on 12/11/2026. Read SEC document |
| December 06, 2023 Filed Dec 6, 2023 21:11 UTC |
Zhou Lilian YanshengDirector
|
PurchaseCommon Stock | 850 | $30.74 | $26,129.00 |
DisclosureSEC source: 0001209191-23-057597 · doc4.xml · nonDerivative · entry 1 Zhou Lilian Yansheng · CIK 0002003105 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,327 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $30.71 to $30.75, inclusive. Read SEC document |
| December 04, 2023 Filed Dec 5, 2023 22:03 UTC |
Zhou Lilian YanshengDirector
|
GrantCommon Stock · Derivative | 2,686 | $0.00 Strike: $32.29 | $0.00 |
DisclosureSEC source: 0001209191-23-057467 · doc4.xml · derivative · entry 2 Zhou Lilian Yansheng · CIK 0002003105 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,686 Underlying: Common Stock · 2,686 shares Expires 2034-06-15 F2 · derivative.exercise_date: The options shall vest in full on the earlier of June 16, 2024, or the Corporation's 2024 Annual Shareholders Meeting. Read SEC document |
| December 04, 2023 Filed Dec 5, 2023 22:03 UTC |
Zhou Lilian YanshengDirector
|
GrantCommon Stock | 1,477 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-057467 · doc4.xml · nonDerivative · entry 1 Zhou Lilian Yansheng · CIK 0002003105 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,477 F1 · shares: Includes restricted shares of common stock awarded on her appointment to the Board, which vest in full on the earlier of June 16, 2024, or the Corporation's 2024 Annual Shareholders Meeting. Read SEC document |
| December 01, 2023 Filed Dec 4, 2023 22:59 UTC |
Kliman Gilbert HDirector
|
GrantCommon Stock | 366 | $32.99 | $12,074.34 |
DisclosureSEC source: 0001209191-23-057287 · doc4.xml · nonDerivative · entry 1 Kliman Gilbert H · CIK 0001293171 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,457 Read SEC document |
| November 30, 2023 Filed Dec 1, 2023 00:08 UTC |
BROADWOOD PARTNERS, L.P.10% owner
BROADWOOD CAPITAL INC10% owner
Bradsher Neal C10% owner
|
PurchaseCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0000919574-23-006577 · ownership.xml · nonDerivative · entry 10 BROADWOOD PARTNERS, L.P. · CIK 0001278386 · 10% owner BROADWOOD CAPITAL INC · CIK 0001278387 · 10% owner BRADSHER NEAL C · CIK 0001278388 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Footnote Disclosed balance after: 10,537,835 F1 · ownership.nature: The reported securities are directly owned by Broadwood Partners, L.P. ("Broadwood Partners") and may be deemed to be indirectly beneficially owned by: (i) Broadwood Capital, Inc. ("Broadwood Capital") as General Partner of Broadwood Partners; and (ii) Neal C. Bradsher as President of Broadwood Capital. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| November 30, 2023 Filed Dec 1, 2023 00:08 UTC |
BROADWOOD PARTNERS, L.P.10% owner
BROADWOOD CAPITAL INC10% owner
Bradsher Neal C10% owner
|
PurchaseCommon Stock | 177,707 | $31.42 | $5,583,678.33 |
DisclosureSEC source: 0000919574-23-006577 · ownership.xml · nonDerivative · entry 9 BROADWOOD PARTNERS, L.P. · CIK 0001278386 · 10% owner BROADWOOD CAPITAL INC · CIK 0001278387 · 10% owner BRADSHER NEAL C · CIK 0001278388 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,537,835 F6 · price: This constitutes the weighted average purchase price. The prices range from $30.84 to $31.81. The Reporting Person will provide upon request by the SEC Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F1 · ownership.direct: The reported securities are directly owned by Broadwood Partners, L.P. ("Broadwood Partners") and may be deemed to be indirectly beneficially owned by: (i) Broadwood Capital, Inc. ("Broadwood Capital") as General Partner of Broadwood Partners; and (ii) Neal C. Bradsher as President of Broadwood Capital. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.