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Nasdaq · USD

STAA

STAAR SURGICAL CO

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Tapewire entity
4851
SEC CIK
0000718937
Parsed reports
347

Last 12 months

Inside the activity.

22 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202560
Dec 202500
Jan 2026100
Feb 202600
Mar 202660
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 15, 2026 Filed May 19, 2026 20:01 UTC
ANDREWS DEBORAH JInterim Co-CEO and CFO
Tax withholdingCommon Stock 1,877 $32.07 $60,195.39
Disclosure

SEC source: 0001325697-26-000006 · ownership.xml · nonDerivative · entry 4

ANDREWS DEBORAH J · CIK 0001325697 · Interim Co-CEO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,653

F2 · shares: On May 15, 2026, the second tranche of 5,233 PSUs awarded to the Reporting Person under the 2025 PSU Program in connection with her new hire grant vested, of which 1,877 shares were withheld to satisfy taxes.

Read SEC document
May 15, 2026 Filed May 19, 2026 20:01 UTC
ANDREWS DEBORAH JInterim Co-CEO and CFO
GrantCommon Stock 5,233 $0.00 $0.00
Disclosure

SEC source: 0001325697-26-000006 · ownership.xml · nonDerivative · entry 3

ANDREWS DEBORAH J · CIK 0001325697 · Interim Co-CEO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,530

Read SEC document
May 15, 2026 Filed May 19, 2026 20:01 UTC
ANDREWS DEBORAH JInterim Co-CEO and CFO
Tax withholdingCommon Stock 3,755 $32.07 $120,422.85
Disclosure

SEC source: 0001325697-26-000006 · ownership.xml · nonDerivative · entry 2

ANDREWS DEBORAH J · CIK 0001325697 · Interim Co-CEO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,297

F1 · shares: On May 15, 2026, the first tranche of 10,466 performance stock units ("PSUs") awarded to the Reporting Person under the Issuer's 2025 Performance Stock Unit Award Program ("2025 PSU Program") in connection with her new hire grant vested, of which 3,755 shares were withheld to satisfy taxes .

Read SEC document
May 15, 2026 Filed May 19, 2026 20:01 UTC
ANDREWS DEBORAH JInterim Co-CEO and CFO
GrantCommon Stock 10,466 $0.00 $0.00
Disclosure

SEC source: 0001325697-26-000006 · ownership.xml · nonDerivative · entry 1

ANDREWS DEBORAH J · CIK 0001325697 · Interim Co-CEO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,466

Read SEC document
May 15, 2026 Filed May 19, 2026 20:01 UTC
Foust WarrenInterim Co-CEO and Pres. & COO
Exercise / conversionPerformance Stock Units · Derivative 3,666 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001970778-26-000009 · ownership.xml · derivative · entry 12

Foust Warren · CIK 0001970778 · Interim Co-CEO and Pres. & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,990

Underlying: Common Stock · 3,666 shares

Expires 2027-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: Represents the settlement of the second tranche of performance stock units awarded under the 2025 PSU Program to the Reporting Person in connection with his expanded role as President & Chief Operating Officer. The number of shares earned was determined upon certification by the Compensation Committee based on achievement of applicable performance goals. The original grant was exempt pursuant to Rule 16b-3(d) and was not previously reported.

Read SEC document
May 15, 2026 Filed May 19, 2026 20:01 UTC
Foust WarrenInterim Co-CEO and Pres. & COO
Exercise / conversionPerformance Stock Units · Derivative 7,331 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001970778-26-000009 · ownership.xml · derivative · entry 11

Foust Warren · CIK 0001970778 · Interim Co-CEO and Pres. & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,324

Underlying: Common Stock · 7,331 shares

Expires 2027-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Represents the settlement of the first tranche of performance stock units awarded under the 2025 PSU Program to the Reporting Person in connection with his expanded role as President & Chief Operating Officer. The number of shares earned was determined upon certification by the Compensation Committee based on achievement of applicable performance goals. The original grant was exempt pursuant to Rule 16b-3(d) and was not previously reported.

Read SEC document
May 15, 2026 Filed May 19, 2026 20:01 UTC
Foust WarrenInterim Co-CEO and Pres. & COO
Exercise / conversionPerformance Stock Units · Derivative 7,331 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001970778-26-000009 · ownership.xml · derivative · entry 10

Foust Warren · CIK 0001970778 · Interim Co-CEO and Pres. & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,993

Underlying: Common Stock · 7,331 shares

Expires 2027-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Represents the settlement of the second tranche of performance stock units awarded to the Reporting Person in connection with his annual equity grant under the 2025 PSU Program. The number of shares earned was determined upon certification by the Compensation Committee based on achievement of applicable performance goals. The original grant was exempt pursuant to Rule 16b-3(d) and was not previously reported.

Read SEC document
May 15, 2026 Filed May 19, 2026 20:01 UTC
Foust WarrenInterim Co-CEO and Pres. & COO
Exercise / conversionPerformance Stock Units · Derivative 14,662 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001970778-26-000009 · ownership.xml · derivative · entry 9

Foust Warren · CIK 0001970778 · Interim Co-CEO and Pres. & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,662

Underlying: Common Stock · 14,662 shares

Expires 2027-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Represents the settlement of the first tranche of performance stock units awarded to the Reporting Person in connection with his annual equity grant under the 2025 PSU Program. The number of shares earned was determined upon certification by the Compensation Committee based on achievement of applicable performance goals. The original grant was exempt pursuant to Rule 16b-3(d) and was not previously reported.

Read SEC document
May 15, 2026 Filed May 19, 2026 20:01 UTC
Foust WarrenInterim Co-CEO and Pres. & COO
Tax withholdingCommon Stock 1,865 $32.07 $59,810.55
Disclosure

SEC source: 0001970778-26-000009 · ownership.xml · nonDerivative · entry 8

Foust Warren · CIK 0001970778 · Interim Co-CEO and Pres. & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,112

F4 · shares: On May 15, 2026, the second tranche of 3,666 PSUs awarded to the Reporting Person under the 2025 PSU Program in connection with his expanded role as President & Chief Operating Officer vested, of which 1,865 shares were withheld to satisfy taxes.

Read SEC document
May 15, 2026 Filed May 19, 2026 20:01 UTC
Foust WarrenInterim Co-CEO and Pres. & COO
GrantCommon Stock 3,666 $0.00 $0.00
Disclosure

SEC source: 0001970778-26-000009 · ownership.xml · nonDerivative · entry 7

Foust Warren · CIK 0001970778 · Interim Co-CEO and Pres. & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,987

Read SEC document
May 15, 2026 Filed May 19, 2026 20:01 UTC
Foust WarrenInterim Co-CEO and Pres. & COO
Tax withholdingCommon Stock 3,730 $32.07 $119,621.10
Disclosure

SEC source: 0001970778-26-000009 · ownership.xml · nonDerivative · entry 6

Foust Warren · CIK 0001970778 · Interim Co-CEO and Pres. & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,321

F3 · shares: On May 15, 2026, the first tranche of 7,331 PSUs awarded to the Reporting Person under the 2025 PSU Program in connection with his expanded role as President & Chief Operating Officer vested, of which 3,730 shares were withheld to satisfy taxes.

Read SEC document
May 15, 2026 Filed May 19, 2026 20:01 UTC
Foust WarrenInterim Co-CEO and Pres. & COO
GrantCommon Stock 7,331 $0.00 $0.00
Disclosure

SEC source: 0001970778-26-000009 · ownership.xml · nonDerivative · entry 5

Foust Warren · CIK 0001970778 · Interim Co-CEO and Pres. & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,051

Read SEC document
May 15, 2026 Filed May 19, 2026 20:01 UTC
Foust WarrenInterim Co-CEO and Pres. & COO
Tax withholdingCommon Stock 3,730 $32.07 $119,621.10
Disclosure

SEC source: 0001970778-26-000009 · ownership.xml · nonDerivative · entry 4

Foust Warren · CIK 0001970778 · Interim Co-CEO and Pres. & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,720

F2 · shares: On May 15, 2026, the second tranche of 7,331 PSUs awarded to the Reporting Person under the 2025 PSU Program in connection with his annual equity grant vested, of which 3,730 shares were withheld to satisfy taxes.

Read SEC document
May 15, 2026 Filed May 19, 2026 20:01 UTC
Foust WarrenInterim Co-CEO and Pres. & COO
GrantCommon Stock 7,331 $0.00 $0.00
Disclosure

SEC source: 0001970778-26-000009 · ownership.xml · nonDerivative · entry 3

Foust Warren · CIK 0001970778 · Interim Co-CEO and Pres. & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,450

Read SEC document
May 15, 2026 Filed May 19, 2026 20:01 UTC
Foust WarrenInterim Co-CEO and Pres. & COO
Tax withholdingCommon Stock 7,460 $32.07 $239,242.20
Disclosure

SEC source: 0001970778-26-000009 · ownership.xml · nonDerivative · entry 2

Foust Warren · CIK 0001970778 · Interim Co-CEO and Pres. & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,119

F1 · shares: On May 15, 2026, the first tranche of 14,662 performance stock units ("PSUs") awarded to the Reporting Person under the Issuer's 2025 Performance Stock Unit Award Program ("2025 PSU Program") in connection with his annual equity grant vested, of which 7,460 shares were withheld to satisfy taxes .

Read SEC document
May 15, 2026 Filed May 19, 2026 20:01 UTC
Foust WarrenInterim Co-CEO and Pres. & COO
GrantCommon Stock 14,662 $0.00 $0.00
Disclosure

SEC source: 0001970778-26-000009 · ownership.xml · nonDerivative · entry 1

Foust Warren · CIK 0001970778 · Interim Co-CEO and Pres. & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,579

Read SEC document
May 15, 2026 Filed May 19, 2026 20:01 UTC
Michna MagdaChief Development Officer
Exercise / conversionPerformance Stock Units · Derivative 1,100 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001731487-26-000008 · ownership.xml · derivative · entry 12

Michna Magda · CIK 0001731487 · Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,795

Underlying: Common Stock · 1,100 shares

Expires 2027-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: Represents the settlement of the second tranche of performance stock units awarded under the 2025 PSU Program to the Reporting Person in connection with her promtion to Chief Development Officer. The number of shares earned was determined upon certification by the Compensation Committee based on achievement of applicable performance goals. The original grant was exempt pursuant to Rule 16b-3(d) and was not previously reported.

Read SEC document
May 15, 2026 Filed May 19, 2026 20:01 UTC
Michna MagdaChief Development Officer
Exercise / conversionPerformance Stock Units · Derivative 2,199 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001731487-26-000008 · ownership.xml · derivative · entry 11

Michna Magda · CIK 0001731487 · Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,695

Underlying: Common Stock · 2,199 shares

Expires 2027-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Represents the settlement of the first tranche of performance stock units awarded under the 2025 PSU Program to the Reporting Person in connection with her promtion to Chief Development Officer. The number of shares earned was determined upon certification by the Compensation Committee based on achievement of applicable performance goals. The original grant was exempt pursuant to Rule 16b-3(d) and was not previously reported.

Read SEC document
May 15, 2026 Filed May 19, 2026 20:01 UTC
Michna MagdaChief Development Officer
Exercise / conversionPerformance Stock Units · Derivative 5,499 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001731487-26-000008 · ownership.xml · derivative · entry 10

Michna Magda · CIK 0001731487 · Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,496

Underlying: Common Stock · 5,499 shares

Expires 2027-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Represents the settlement of the second tranche of performance stock units awarded to the Reporting Person in connection with her annual equity grant under the 2025 PSU Program. The number of shares earned was determined upon certification by the Compensation Committee based on achievement of applicable performance goals. The original grant was exempt pursuant to Rule 16b-3(d) and was not previously reported.

Read SEC document
May 15, 2026 Filed May 19, 2026 20:01 UTC
Michna MagdaChief Development Officer
Exercise / conversionPerformance Stock Units · Derivative 10,997 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001731487-26-000008 · ownership.xml · derivative · entry 9

Michna Magda · CIK 0001731487 · Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,997

Underlying: Common Stock · 10,997 shares

Expires 2027-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Represents the settlement of the first tranche of performance stock units awarded to the Reporting Person in connection with her annual equity grant under the 2025 PSU Program. The number of shares earned was determined upon certification by the Compensation Committee based on achievement of applicable performance goals. The original grant was exempt pursuant to Rule 16b-3(d) and was not previously reported.

Read SEC document
May 15, 2026 Filed May 19, 2026 20:01 UTC
Michna MagdaChief Development Officer
Tax withholdingCommon Stock 559 $32.07 $17,927.13
Disclosure

SEC source: 0001731487-26-000008 · ownership.xml · nonDerivative · entry 8

Michna Magda · CIK 0001731487 · Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,783

F4 · shares: On May 15, 2026, the second tranche of 1,100 PSUs awarded to the Reporting Person under the 2025 PSU Program in connection with her promtion to Chief Development Officer vested, of which 599 shares were withheld to satisfy taxes.

Read SEC document
May 15, 2026 Filed May 19, 2026 20:01 UTC
Michna MagdaChief Development Officer
GrantCommon Stock 1,100 $0.00 $0.00
Disclosure

SEC source: 0001731487-26-000008 · ownership.xml · nonDerivative · entry 7

Michna Magda · CIK 0001731487 · Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,342

Read SEC document
May 15, 2026 Filed May 19, 2026 20:01 UTC
Michna MagdaChief Development Officer
Tax withholdingCommon Stock 1,118 $32.07 $35,854.26
Disclosure

SEC source: 0001731487-26-000008 · ownership.xml · nonDerivative · entry 6

Michna Magda · CIK 0001731487 · Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,242

F3 · shares: On May 15, 2026, the first tranche of 2,199 PSUs awarded to the Reporting Person under the 2025 PSU Program in connection with her promtion to Chief Development Officer vested, of which 1,118 shares were withheld to satisfy taxes.

Read SEC document
May 15, 2026 Filed May 19, 2026 20:01 UTC
Michna MagdaChief Development Officer
GrantCommon Stock 2,199 $0.00 $0.00
Disclosure

SEC source: 0001731487-26-000008 · ownership.xml · nonDerivative · entry 5

Michna Magda · CIK 0001731487 · Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,360

Read SEC document
May 15, 2026 Filed May 19, 2026 20:01 UTC
Michna MagdaChief Development Officer
Tax withholdingCommon Stock 2,431 $32.07 $77,962.17
Disclosure

SEC source: 0001731487-26-000008 · ownership.xml · nonDerivative · entry 4

Michna Magda · CIK 0001731487 · Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,161

F2 · shares: On May 15, 2026, the second tranche of 5,499 PSUs awarded to the Reporting Person under the 2025 PSU Program in connection with her annual equity grant vested, of which 2,431 shares were withheld to satisfy taxes.

Read SEC document
May 15, 2026 Filed May 19, 2026 20:01 UTC
Michna MagdaChief Development Officer
GrantCommon Stock 5,499 $0.00 $0.00
Disclosure

SEC source: 0001731487-26-000008 · ownership.xml · nonDerivative · entry 3

Michna Magda · CIK 0001731487 · Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,592

Read SEC document
May 15, 2026 Filed May 19, 2026 20:01 UTC
Michna MagdaChief Development Officer
Tax withholdingCommon Stock 5,595 $32.07 $179,431.65
Disclosure

SEC source: 0001731487-26-000008 · ownership.xml · nonDerivative · entry 2

Michna Magda · CIK 0001731487 · Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,093

F1 · shares: On May 15, 2026, the first tranche of 10,997 performance stock units ("PSUs") awarded to the Reporting Person under the Issuer's 2025 Performance Stock Unit Award Program ("2025 PSU Program") in connection with her annual equity grant vested, of which 5,595 shares were withheld to satisfy taxes .

Read SEC document
May 15, 2026 Filed May 19, 2026 20:01 UTC
Michna MagdaChief Development Officer
GrantCommon Stock 10,997 $0.00 $0.00
Disclosure

SEC source: 0001731487-26-000008 · ownership.xml · nonDerivative · entry 1

Michna Magda · CIK 0001731487 · Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,688

Read SEC document
May 08, 2026 Filed May 12, 2026 20:01 UTC
Foust WarrenInterim Co-CEO and Pres. & COO
Tax withholdingCommon Stock 3,448 $26.69 $92,027.12
Disclosure

SEC source: 0001970778-26-000007 · ownership.xml · nonDerivative · entry 1

Foust Warren · CIK 0001970778 · Interim Co-CEO and Pres. & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,917

F1 · security: Reflects restricted stock units granted to the Reporting Person on May 8, 2023. These RSUs vested as to 1/3 (6,777 shares) on May 8, 2024, 1/3 (6,777 shares) on May 8, 2025, and 1/3 (6,777 shares) on May 8, 2026. On May 8, 2026, 3,448 shares were withheld to satisfy taxes.

Read SEC document
May 08, 2026 Filed May 12, 2026 20:01 UTC
Michna MagdaChief Development Officer
Tax withholdingCommon Stock 1,680 $26.69 $44,839.20
Disclosure

SEC source: 0001731487-26-000006 · ownership.xml · nonDerivative · entry 1

Michna Magda · CIK 0001731487 · Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,691

F1 · security: Reflects restricted stock units (RSUs) granted to the Reporting Person on May 8, 2023. These RSUs vested as to 1/3 (4,682 shares) on May 8, 2024, 1/3 (4,682 shares) on May 8, 2025, and 1/3 (4,683 shares) on May 8, 2026. On May 8, 2026, 1,680 shares were withheld to satisfy taxes.

F2 · balance_after: This amount includes the corrected number of owned securities that was misreported on the Form 4 filed on March 12, 2026 due to a typo (the correct number was 29,688 and not 29,668).

Read SEC document
March 14, 2026 Filed Mar 16, 2026 21:00 UTC
Foust WarrenInterim Co-CEO and Pres. & COO
Exercise / conversionRestricted Stock Units · Derivative 9,775 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001970778-26-000003 · ownership.xml · derivative · entry 7

Foust Warren · CIK 0001970778 · Interim Co-CEO and Pres. & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,551

Underlying: Common Stock · 9,775 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU represents the right to receive one share of the Corporation's common stock upon vesting.

F4 · derivative.exercise_date: Reflects RSUs granted to the Reporting Person on March 14, 2025. These RSUs vested as to 1/3 (9,775 shares) on March 14, 2026, and will vest as to 1/3 (9,775 shares) on March 14, 2027, and 1/3 (9,776 shares) on March 14, 2028.

F4 · derivative.expiration_date: Reflects RSUs granted to the Reporting Person on March 14, 2025. These RSUs vested as to 1/3 (9,775 shares) on March 14, 2026, and will vest as to 1/3 (9,775 shares) on March 14, 2027, and 1/3 (9,776 shares) on March 14, 2028.

Read SEC document
March 14, 2026 Filed Mar 16, 2026 21:00 UTC
Foust WarrenInterim Co-CEO and Pres. & COO
Exercise / conversionRestricted Stock Units · Derivative 19,550 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001970778-26-000003 · ownership.xml · derivative · entry 6

Foust Warren · CIK 0001970778 · Interim Co-CEO and Pres. & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,101

Underlying: Common Stock · 19,550 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU represents the right to receive one share of the Corporation's common stock upon vesting.

F3 · derivative.exercise_date: Reflects RSUs granted to the Reporting Person on March 14, 2025. These RSUs vested as to 1/3 (19,550 shares) on March 14, 2026, and will vest as to 1/3 (19,550 shares) on March 14, 2027, and 1/3 (19,551 shares) on March 14, 2028.

F3 · derivative.expiration_date: Reflects RSUs granted to the Reporting Person on March 14, 2025. These RSUs vested as to 1/3 (19,550 shares) on March 14, 2026, and will vest as to 1/3 (19,550 shares) on March 14, 2027, and 1/3 (19,551 shares) on March 14, 2028.

Read SEC document
March 14, 2026 Filed Mar 16, 2026 21:00 UTC
Foust WarrenInterim Co-CEO and Pres. & COO
Exercise / conversionCommon Stock 9,775 $0.00 $0.00
Disclosure

SEC source: 0001970778-26-000003 · ownership.xml · nonDerivative · entry 3

Foust Warren · CIK 0001970778 · Interim Co-CEO and Pres. & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,588

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Reflects RSUs granted to the Reporting Person on March 14, 2025. These RSUs vested as to 1/3 (9,775 shares) on March 14, 2026, and will vest as to 1/3 (9,775 shares) on March 14, 2027, and 1/3 (9,776 shares) on March 14, 2028.

F5 · balance_after: Includes previously granted RSUs, which are subject to future vesting.

Read SEC document
March 14, 2026 Filed Mar 16, 2026 21:00 UTC
Foust WarrenInterim Co-CEO and Pres. & COO
Exercise / conversionCommon Stock 19,550 $0.00 $0.00
Disclosure

SEC source: 0001970778-26-000003 · ownership.xml · nonDerivative · entry 2

Foust Warren · CIK 0001970778 · Interim Co-CEO and Pres. & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,813

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Reflects RSUs granted to the Reporting Person on March 14, 2025. These RSUs vested as to 1/3 (19,550 shares) on March 14, 2026, and will vest as to 1/3 (19,550 shares) on March 14, 2027, and 1/3 (19,551 shares) on March 14, 2028.

Read SEC document
March 14, 2026 Filed Mar 16, 2026 21:00 UTC
Michna MagdaChief Development Officer
Exercise / conversionRestricted Stock Units · Derivative 2,932 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001731487-26-000002 · ownership.xml · derivative · entry 9

Michna Magda · CIK 0001731487 · Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,866

Underlying: Common Stock · 2,932 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU represents the right to receive one share of the Corporation's common stock upon vesting.

F4 · derivative.exercise_date: Reflects RSUs granted to the Reporting Person on March 14, 2025. These RSUs vested as to 1/3 (2,932 shares) on March 14, 2026, and will vest as to 1/3 (2,933 shares) on March 14, 2027, and 1/3 (2,933 shares) on March 14, 2028. On March 14, 2026, 1,052 shares were witheld upon vesting to satisfy taxes.

F4 · derivative.expiration_date: Reflects RSUs granted to the Reporting Person on March 14, 2025. These RSUs vested as to 1/3 (2,932 shares) on March 14, 2026, and will vest as to 1/3 (2,933 shares) on March 14, 2027, and 1/3 (2,933 shares) on March 14, 2028. On March 14, 2026, 1,052 shares were witheld upon vesting to satisfy taxes.

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March 14, 2026 Filed Mar 16, 2026 21:00 UTC
Michna MagdaChief Development Officer
Exercise / conversionRestricted Stock Units · Derivative 14,663 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001731487-26-000002 · ownership.xml · derivative · entry 8

Michna Magda · CIK 0001731487 · Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,326

Underlying: Common Stock · 14,663 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU represents the right to receive one share of the Corporation's common stock upon vesting.

F3 · derivative.exercise_date: Reflects RSUs granted to the Reporting Person on March 14, 2025. These RSUs vested as to 1/3 (14,663 shares) on March 14, 2026, and will vest as to 1/3 (14,663 shares) on March 14, 2027, and 1/3 (14,663 shares) on March 14, 2028. On March 14, 2026, 5,261 shares were witheld upon vesting to satisfy taxes.

F3 · derivative.expiration_date: Reflects RSUs granted to the Reporting Person on March 14, 2025. These RSUs vested as to 1/3 (14,663 shares) on March 14, 2026, and will vest as to 1/3 (14,663 shares) on March 14, 2027, and 1/3 (14,663 shares) on March 14, 2028. On March 14, 2026, 5,261 shares were witheld upon vesting to satisfy taxes.

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March 14, 2026 Filed Mar 16, 2026 21:00 UTC
Michna MagdaChief Development Officer
Tax withholdingCommon Stock 6,313 $18.84 $118,936.92
Disclosure

SEC source: 0001731487-26-000002 · ownership.xml · nonDerivative · entry 5

Michna Magda · CIK 0001731487 · Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,668

F3 · shares: Reflects RSUs granted to the Reporting Person on March 14, 2025. These RSUs vested as to 1/3 (14,663 shares) on March 14, 2026, and will vest as to 1/3 (14,663 shares) on March 14, 2027, and 1/3 (14,663 shares) on March 14, 2028. On March 14, 2026, 5,261 shares were witheld upon vesting to satisfy taxes.

F4 · shares: Reflects RSUs granted to the Reporting Person on March 14, 2025. These RSUs vested as to 1/3 (2,932 shares) on March 14, 2026, and will vest as to 1/3 (2,933 shares) on March 14, 2027, and 1/3 (2,933 shares) on March 14, 2028. On March 14, 2026, 1,052 shares were witheld upon vesting to satisfy taxes.

F5 · balance_after: Includes previously granted RSUs, which are subject to future vesting.

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March 14, 2026 Filed Mar 16, 2026 21:00 UTC
Michna MagdaChief Development Officer
Exercise / conversionCommon Stock 2,932 $0.00 $0.00
Disclosure

SEC source: 0001731487-26-000002 · ownership.xml · nonDerivative · entry 4

Michna Magda · CIK 0001731487 · Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,001

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Reflects RSUs granted to the Reporting Person on March 14, 2025. These RSUs vested as to 1/3 (2,932 shares) on March 14, 2026, and will vest as to 1/3 (2,933 shares) on March 14, 2027, and 1/3 (2,933 shares) on March 14, 2028. On March 14, 2026, 1,052 shares were witheld upon vesting to satisfy taxes.

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March 14, 2026 Filed Mar 16, 2026 21:00 UTC
Michna MagdaChief Development Officer
Exercise / conversionCommon Stock 14,663 $0.00 $0.00
Disclosure

SEC source: 0001731487-26-000002 · ownership.xml · nonDerivative · entry 3

Michna Magda · CIK 0001731487 · Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,069

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Reflects RSUs granted to the Reporting Person on March 14, 2025. These RSUs vested as to 1/3 (14,663 shares) on March 14, 2026, and will vest as to 1/3 (14,663 shares) on March 14, 2027, and 1/3 (14,663 shares) on March 14, 2028. On March 14, 2026, 5,261 shares were witheld upon vesting to satisfy taxes.

Read SEC document
March 13, 2026 Filed Mar 13, 2026 23:59 UTC
BROADWOOD PARTNERS, L.P.Director · 10% owner
Bradsher Neal CDirector · 10% owner
PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000919574-26-001617 · ownership.xml · nonDerivative · entry 6

BROADWOOD PARTNERS, L.P. · CIK 0001278386 · Director · 10% owner

BROADWOOD CAPITAL INC · CIK 0001278387 · 10% owner

Bradsher Neal C · CIK 0001278388 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Footnote

Disclosed balance after: 16,123,842

F1 · ownership.nature: The reported securities are directly owned by Broadwood Partners, L.P. ("Broadwood Partners") and may be deemed to be indirectly beneficially owned by: (i) Broadwood Capital, Inc. ("Broadwood Capital") as General Partner of Broadwood Partners; and (ii) Neal C. Bradsher as President of Broadwood Capital. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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March 13, 2026 Filed Mar 13, 2026 23:59 UTC
BROADWOOD PARTNERS, L.P.Director · 10% owner
Bradsher Neal CDirector · 10% owner
PurchaseCommon Stock 316,017 $18.62 $5,882,656.46
Disclosure

SEC source: 0000919574-26-001617 · ownership.xml · nonDerivative · entry 5

BROADWOOD PARTNERS, L.P. · CIK 0001278386 · Director · 10% owner

BROADWOOD CAPITAL INC · CIK 0001278387 · 10% owner

Bradsher Neal C · CIK 0001278388 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,123,842

F4 · price: This constitutes the weighted average purchase price. The prices range from $18.10 to $18.84. The Reporting Person will provide upon request by the SEC Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F1 · ownership.direct: The reported securities are directly owned by Broadwood Partners, L.P. ("Broadwood Partners") and may be deemed to be indirectly beneficially owned by: (i) Broadwood Capital, Inc. ("Broadwood Capital") as General Partner of Broadwood Partners; and (ii) Neal C. Bradsher as President of Broadwood Capital. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
March 13, 2026 Filed Mar 16, 2026 21:00 UTC
ANDREWS DEBORAH JInterim Co-CEO and CFO
GrantRestricted Stock Units · Derivative 39,809 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001325697-26-000002 · ownership.xml · derivative · entry 1

ANDREWS DEBORAH J · CIK 0001325697 · Interim Co-CEO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,809

Underlying: Common Stock · 39,809 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the right to receive one share of the Corporation's common stock upon vesting.

F2 · derivative.exercise_date: Reflects RSUs granted to the Reporting Person on March 13, 2026 in connection with annual equity award. These RSUs vest as to 1/3 (13,269 shares) on March 13, 2027, 1/3 (13,270 shares) on March 13, 2028, and 1/3 (13,270 shares) on March 13, 2029.

F2 · derivative.expiration_date: Reflects RSUs granted to the Reporting Person on March 13, 2026 in connection with annual equity award. These RSUs vest as to 1/3 (13,269 shares) on March 13, 2027, 1/3 (13,270 shares) on March 13, 2028, and 1/3 (13,270 shares) on March 13, 2029.

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March 13, 2026 Filed Mar 16, 2026 21:00 UTC
Foust WarrenInterim Co-CEO and Pres. & COO
GrantRestricted Stock Units · Derivative 45,117 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001970778-26-000003 · ownership.xml · derivative · entry 5

Foust Warren · CIK 0001970778 · Interim Co-CEO and Pres. & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,117

Underlying: Common Stock · 45,117 shares

Expires not disclosed

F6 · derivative.exercise_price: Each RSU represents the right to receive one share of the Corporation's common stock upon vesting.

F2 · derivative.exercise_date: Reflects RSUs granted to the Reporting Person on March 13, 2026 in connection with annual equity award. These RSUs vest as to 1/3 (15,039 shares) on March 13, 2027, 1/3 (15,039 shares) on March 13, 2028, and 1/3 (15,039 shares) on March 13, 2029.

F2 · derivative.expiration_date: Reflects RSUs granted to the Reporting Person on March 13, 2026 in connection with annual equity award. These RSUs vest as to 1/3 (15,039 shares) on March 13, 2027, 1/3 (15,039 shares) on March 13, 2028, and 1/3 (15,039 shares) on March 13, 2029.

Read SEC document
March 13, 2026 Filed Mar 16, 2026 21:00 UTC
Michna MagdaChief Development Officer
GrantRestricted Stock Units · Derivative 33,838 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001731487-26-000002 · ownership.xml · derivative · entry 7

Michna Magda · CIK 0001731487 · Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,838

Underlying: Common Stock · 33,838 shares

Expires not disclosed

F6 · derivative.exercise_price: Each RSU represents the right to receive one share of the Corporation's common stock upon vesting.

F2 · derivative.exercise_date: Reflects RSUs granted to the Reporting Person on March 13, 2026 in connection with annual equity award. These RSUs vest as to 1/3 (11,279 shares) on March 13, 2027, 1/3 (11,279 shares) on March 13, 2028, and 1/3 (11,280 shares) on March 13, 2029.

F2 · derivative.expiration_date: Reflects RSUs granted to the Reporting Person on March 13, 2026 in connection with annual equity award. These RSUs vest as to 1/3 (11,279 shares) on March 13, 2027, 1/3 (11,279 shares) on March 13, 2028, and 1/3 (11,280 shares) on March 13, 2029.

Read SEC document
March 12, 2026 Filed Mar 13, 2026 23:59 UTC
BROADWOOD PARTNERS, L.P.Director · 10% owner
Bradsher Neal CDirector · 10% owner
PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000919574-26-001617 · ownership.xml · nonDerivative · entry 4

BROADWOOD PARTNERS, L.P. · CIK 0001278386 · Director · 10% owner

BROADWOOD CAPITAL INC · CIK 0001278387 · 10% owner

Bradsher Neal C · CIK 0001278388 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Footnote

Disclosed balance after: 15,807,825

F1 · ownership.nature: The reported securities are directly owned by Broadwood Partners, L.P. ("Broadwood Partners") and may be deemed to be indirectly beneficially owned by: (i) Broadwood Capital, Inc. ("Broadwood Capital") as General Partner of Broadwood Partners; and (ii) Neal C. Bradsher as President of Broadwood Capital. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
March 12, 2026 Filed Mar 13, 2026 23:59 UTC
BROADWOOD PARTNERS, L.P.Director · 10% owner
Bradsher Neal CDirector · 10% owner
PurchaseCommon Stock 299,432 $18.12 $5,424,330.45
Disclosure

SEC source: 0000919574-26-001617 · ownership.xml · nonDerivative · entry 3

BROADWOOD PARTNERS, L.P. · CIK 0001278386 · Director · 10% owner

BROADWOOD CAPITAL INC · CIK 0001278387 · 10% owner

Bradsher Neal C · CIK 0001278388 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,807,825

F3 · price: This constitutes the weighted average purchase price. The prices range from $17.43 to $18.39. The Reporting Person will provide upon request by the SEC Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F1 · ownership.direct: The reported securities are directly owned by Broadwood Partners, L.P. ("Broadwood Partners") and may be deemed to be indirectly beneficially owned by: (i) Broadwood Capital, Inc. ("Broadwood Capital") as General Partner of Broadwood Partners; and (ii) Neal C. Bradsher as President of Broadwood Capital. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
March 12, 2026 Filed Mar 16, 2026 21:00 UTC
Foust WarrenInterim Co-CEO and Pres. & COO
Exercise / conversionRestricted Stock Units · Derivative 8,175 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001970778-26-000003 · ownership.xml · derivative · entry 4

Foust Warren · CIK 0001970778 · Interim Co-CEO and Pres. & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,175

Underlying: Common Stock · 8,175 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU represents the right to receive one share of the Corporation's common stock upon vesting.

F1 · derivative.exercise_date: Reflects restricted stock units (RSUs) granted to the Reporting Person on March 12, 2024. These RSUs vested as to 1/3 (8,175 shares) on March 12, 2025, 1/3 (8,175 shares) on March 12, 2026, and will vest as to 1/3 (8,175 shares) on March 12, 2027.

F1 · derivative.expiration_date: Reflects restricted stock units (RSUs) granted to the Reporting Person on March 12, 2024. These RSUs vested as to 1/3 (8,175 shares) on March 12, 2025, 1/3 (8,175 shares) on March 12, 2026, and will vest as to 1/3 (8,175 shares) on March 12, 2027.

Read SEC document
March 12, 2026 Filed Mar 16, 2026 21:00 UTC
Foust WarrenInterim Co-CEO and Pres. & COO
Exercise / conversionCommon Stock 8,175 $0.00 $0.00
Disclosure

SEC source: 0001970778-26-000003 · ownership.xml · nonDerivative · entry 1

Foust Warren · CIK 0001970778 · Interim Co-CEO and Pres. & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,263

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects restricted stock units (RSUs) granted to the Reporting Person on March 12, 2024. These RSUs vested as to 1/3 (8,175 shares) on March 12, 2025, 1/3 (8,175 shares) on March 12, 2026, and will vest as to 1/3 (8,175 shares) on March 12, 2027.

Read SEC document
March 12, 2026 Filed Mar 16, 2026 21:00 UTC
Michna MagdaChief Development Officer
Exercise / conversionRestricted Stock Units · Derivative 6,178 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001731487-26-000002 · ownership.xml · derivative · entry 6

Michna Magda · CIK 0001731487 · Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,178

Underlying: Common Stock · 6,178 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU represents the right to receive one share of the Corporation's common stock upon vesting.

F1 · derivative.exercise_date: Reflects restricted stock units (RSUs) granted to the Reporting Person on March 12, 2024. These RSUs vested as to 1/3 (6,177 shares) on March 12, 2025, 1/3 (6,178 shares) on March 12, 2026, and will vest as to 1/3 (6,178 shares) on March 12, 2027. On March 12, 2026, 2,216 shares were witheld upon vesting to satisfy taxes.

F1 · derivative.expiration_date: Reflects restricted stock units (RSUs) granted to the Reporting Person on March 12, 2024. These RSUs vested as to 1/3 (6,177 shares) on March 12, 2025, 1/3 (6,178 shares) on March 12, 2026, and will vest as to 1/3 (6,178 shares) on March 12, 2027. On March 12, 2026, 2,216 shares were witheld upon vesting to satisfy taxes.

Read SEC document
March 12, 2026 Filed Mar 16, 2026 21:00 UTC
Michna MagdaChief Development Officer
Tax withholdingCommon Stock 2,216 $18.39 $40,752.24
Disclosure

SEC source: 0001731487-26-000002 · ownership.xml · nonDerivative · entry 2

Michna Magda · CIK 0001731487 · Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,406

F1 · shares: Reflects restricted stock units (RSUs) granted to the Reporting Person on March 12, 2024. These RSUs vested as to 1/3 (6,177 shares) on March 12, 2025, 1/3 (6,178 shares) on March 12, 2026, and will vest as to 1/3 (6,178 shares) on March 12, 2027. On March 12, 2026, 2,216 shares were witheld upon vesting to satisfy taxes.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.