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Nasdaq · USD

SSNC

SS&C Technologies Holdings Inc

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3276
SEC CIK
0001402436
Parsed reports
259

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202603
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 07, 2018 Filed May 8, 2018 18:02 UTC
Igoe Paul GerardSVP & General Counsel
Exercise / conversionCommon Stock 24,400 $21.10 $514,840.00
Disclosure

SEC source: 0001209191-18-028686 · doc4.xml · nonDerivative · entry 5

Igoe Paul Gerard · CIK 0001461136 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 07, 2018 Filed May 8, 2018 18:02 UTC
Igoe Paul GerardSVP & General Counsel
SaleCommon Stock 38,000 $48.53 $1,844,170.40
Disclosure

SEC source: 0001209191-18-028686 · doc4.xml · nonDerivative · entry 4

Igoe Paul Gerard · CIK 0001461136 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $48.20 to $48.95. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
May 07, 2018 Filed May 8, 2018 18:02 UTC
Igoe Paul GerardSVP & General Counsel
Exercise / conversionCommon Stock 38,000 $11.38 $432,250.00
Disclosure

SEC source: 0001209191-18-028686 · doc4.xml · nonDerivative · entry 3

Igoe Paul Gerard · CIK 0001461136 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2018 Filed May 8, 2018 18:02 UTC
Igoe Paul GerardSVP & General Counsel
Exercise / conversionStock Option (right to buy) · Derivative 112,000 $0.00 Strike: $11.38 $0.00
Disclosure

SEC source: 0001209191-18-028686 · doc4.xml · derivative · entry 7

Igoe Paul Gerard · CIK 0001461136 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,000

Underlying: 0 · 112,000 shares

Expires 2023-01-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is a "time-based" option that vested in full on January 7, 2017.

Read SEC document
May 04, 2018 Filed May 8, 2018 18:02 UTC
Igoe Paul GerardSVP & General Counsel
SaleCommon Stock 112,000 $48.17 $5,395,454.40
Disclosure

SEC source: 0001209191-18-028686 · doc4.xml · nonDerivative · entry 2

Igoe Paul Gerard · CIK 0001461136 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $47.51 to $48.69. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
May 04, 2018 Filed May 8, 2018 18:02 UTC
Igoe Paul GerardSVP & General Counsel
Exercise / conversionCommon Stock 112,000 $11.38 $1,274,000.00
Disclosure

SEC source: 0001209191-18-028686 · doc4.xml · nonDerivative · entry 1

Igoe Paul Gerard · CIK 0001461136 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2018 Filed May 2, 2018 16:15 UTC
STONE WILLIAM CDirector · Chairman of the Board & CEO · 10% owner
GiftCommon Stock 300,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-027324 · doc4.xml · nonDerivative · entry 1

STONE WILLIAM C · CIK 0001032282 · Director · Chairman of the Board & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,676,624

Read SEC document
March 09, 2018 Filed Mar 13, 2018 22:02 UTC
Frank Joseph J.Chief Legal Officer and GC
GrantCommon Stock 24,923 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-18-003333 · dp88125_4-frank.xml · nonDerivative · entry 1

Frank Joseph J. · CIK 0001734126 · Chief Legal Officer and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,923

F1 · price: On March 9, 2018, the reporting person was granted 24,923 restricted stock units, with 50% vesting on the date of grant and 1/36th of the remaining number of unvested restricted stock units vesting each month thereafter until fully-vested. Upon vesting, the reporting person will receive a number of shares of Common Stock equal to the number of restricted stock units that have vested.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 21:25 UTC Exercise / conversionStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $6.74 $0.00
Disclosure

SEC source: 0001209191-18-007496 · doc4.xml · derivative · entry 3

PEDONTI PATRICK J · CIK 0001194387 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,500

Underlying: Common Stock · 20,000 shares

Expires 2021-10-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is a "time-based" option that vested in full on October 3, 2015.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 21:25 UTC SaleCommon Stock 20,000 $49.73 $994,566.00
Disclosure

SEC source: 0001209191-18-007496 · doc4.xml · nonDerivative · entry 2

PEDONTI PATRICK J · CIK 0001194387 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Open market transaction pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $49.44 to $50.19. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 21:25 UTC Exercise / conversionCommon Stock 20,000 $6.74 $134,800.00
Disclosure

SEC source: 0001209191-18-007496 · doc4.xml · nonDerivative · entry 1

PEDONTI PATRICK J · CIK 0001194387 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 21:13 UTC Exercise / conversionStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $6.74 $0.00
Disclosure

SEC source: 0001209191-18-000820 · doc4.xml · derivative · entry 3

PEDONTI PATRICK J · CIK 0001194387 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,500

Underlying: Common Stock · 20,000 shares

Expires 2021-10-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is a "time-based" option that vested in full on October 3, 2015.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 21:13 UTC SaleCommon Stock 20,000 $40.39 $807,830.00
Disclosure

SEC source: 0001209191-18-000820 · doc4.xml · nonDerivative · entry 2

PEDONTI PATRICK J · CIK 0001194387 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Open market transaction pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $40.19 to $40.68. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 21:13 UTC Exercise / conversionCommon Stock 20,000 $6.74 $134,800.00
Disclosure

SEC source: 0001209191-18-000820 · doc4.xml · nonDerivative · entry 1

PEDONTI PATRICK J · CIK 0001194387 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 27, 2017 Filed Feb 5, 2018 16:24 UTC
STONE WILLIAM CDirector · Chairman of the Board & CEO · 10% owner
GiftCommon Stock 125,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-007490 · doc5.xml · nonDerivative · entry 1

STONE WILLIAM C · CIK 0001032282 · Director · Chairman of the Board & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,976,624

Read SEC document
December 22, 2017 Filed Dec 27, 2017 16:19 UTC
STONE WILLIAM CDirector · Chairman of the Board & CEO · 10% owner
GrantStock Option (Right to Buy) · Derivative 350,000 $0.00 Strike: $40.44 $0.00
Disclosure

SEC source: 0001209191-17-067404 · doc4.xml · derivative · entry 1

STONE WILLIAM C · CIK 0001032282 · Director · Chairman of the Board & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,000

Underlying: Common Stock · 350,000 shares

Expires 2027-12-22

F1 · derivative.exercise_date: One quarter vests on December 22, 2018 and then 1/36 each month thereafter until fully vested on the fourth anniversary of the date of grant.

Read SEC document
December 22, 2017 Filed Dec 27, 2017 16:24 UTC
Igoe Paul GerardSVP & General Counsel
GrantStock Option (right to buy) · Derivative 60,000 $0.00 Strike: $40.44 $0.00
Disclosure

SEC source: 0001209191-17-067414 · doc4.xml · derivative · entry 1

Igoe Paul Gerard · CIK 0001461136 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2027-12-22

F1 · derivative.exercise_date: One quarter vests on December 22, 2018 and then 1/36 each month thereafter until fully vested on the fourth anniversary of the date of grant.

Read SEC document
December 22, 2017 Filed Dec 27, 2017 21:23 UTC
Kanwar RahulExecutive Vice President
GrantStock Option (right to buy) · Derivative 180,000 $0.00 Strike: $40.44 $0.00
Disclosure

SEC source: 0001209191-17-067412 · doc4.xml · derivative · entry 1

Kanwar Rahul · CIK 0001571080 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,000

Underlying: Common Stock · 180,000 shares

Expires 2027-12-22

F1 · derivative.exercise_date: One quarter vests on December 22, 2018 and then 1/36 each month thereafter until fully vested on the fourth anniversary of the date of grant.

Read SEC document
December 22, 2017 Filed Dec 27, 2017 21:22 UTC GrantStock Option (right to buy) · Derivative 140,000 $0.00 Strike: $40.44 $0.00
Disclosure

SEC source: 0001209191-17-067410 · doc4.xml · derivative · entry 1

PEDONTI PATRICK J · CIK 0001194387 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,000

Underlying: Common Stock · 140,000 shares

Expires 2027-12-22

F1 · derivative.exercise_date: One quarter vests on December 22, 2018 and then 1/36 each month thereafter until fully vested on the fourth anniversary of the date of grant.

Read SEC document
December 22, 2017 Filed Dec 27, 2017 21:21 UTC
BOULANGER NORMAND ADirector · President and COO
GrantStock Option (right to buy) · Derivative 180,000 $0.00 Strike: $40.44 $0.00
Disclosure

SEC source: 0001209191-17-067407 · doc4.xml · derivative · entry 1

BOULANGER NORMAND A · CIK 0001194386 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,000

Underlying: Common Stock · 180,000 shares

Expires 2027-12-22

F1 · derivative.exercise_date: One quarter vests on December 22, 2018 and then 1/36 each month thereafter until fully vested on the fourth anniversary of the date of grant.

Read SEC document
December 01, 2017 Filed Dec 4, 2017 21:24 UTC Exercise / conversionStock Option (right to buy) · Derivative 2,500 $0.00 Strike: $6.74 $0.00
Disclosure

SEC source: 0001209191-17-063551 · doc4.xml · derivative · entry 6

PEDONTI PATRICK J · CIK 0001194387 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,500

Underlying: Common Stock · 2,500 shares

Expires 2021-10-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option is a "time-based" option that vested in full on October 3, 2015.

Read SEC document
December 01, 2017 Filed Dec 4, 2017 21:24 UTC Exercise / conversionStock Option (right to buy) · Derivative 17,500 $0.00 Strike: $7.27 $0.00
Disclosure

SEC source: 0001209191-17-063551 · doc4.xml · derivative · entry 5

PEDONTI PATRICK J · CIK 0001194387 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,500 shares

Expires 2020-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is a "time-based" option that vested in full on February 4, 2014.

Read SEC document
December 01, 2017 Filed Dec 4, 2017 21:24 UTC SaleCommon Stock 2,500 $40.69 $101,727.75
Disclosure

SEC source: 0001209191-17-063551 · doc4.xml · nonDerivative · entry 4

PEDONTI PATRICK J · CIK 0001194387 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Open market transaction pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $40.10 to $41.27. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
December 01, 2017 Filed Dec 4, 2017 21:24 UTC Exercise / conversionCommon Stock 2,500 $6.74 $16,850.00
Disclosure

SEC source: 0001209191-17-063551 · doc4.xml · nonDerivative · entry 3

PEDONTI PATRICK J · CIK 0001194387 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2017 Filed Dec 4, 2017 21:24 UTC SaleCommon Stock 17,500 $40.69 $712,094.25
Disclosure

SEC source: 0001209191-17-063551 · doc4.xml · nonDerivative · entry 2

PEDONTI PATRICK J · CIK 0001194387 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Open market transaction pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $40.10 to $41.27. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
December 01, 2017 Filed Dec 4, 2017 21:24 UTC Exercise / conversionCommon Stock 17,500 $7.27 $127,137.50
Disclosure

SEC source: 0001209191-17-063551 · doc4.xml · nonDerivative · entry 1

PEDONTI PATRICK J · CIK 0001194387 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2017 Filed Nov 2, 2017 20:20 UTC Exercise / conversionStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $7.27 $0.00
Disclosure

SEC source: 0001209191-17-058840 · doc4.xml · derivative · entry 3

PEDONTI PATRICK J · CIK 0001194387 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Common Stock · 20,000 shares

Expires 2020-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is a "time-based" option that vested in full on February 4, 2014.

Read SEC document
November 01, 2017 Filed Nov 2, 2017 20:20 UTC SaleCommon Stock 20,000 $39.65 $793,080.00
Disclosure

SEC source: 0001209191-17-058840 · doc4.xml · nonDerivative · entry 2

PEDONTI PATRICK J · CIK 0001194387 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Open market transaction pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $39.36 to $40.23. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
November 01, 2017 Filed Nov 2, 2017 20:20 UTC Exercise / conversionCommon Stock 20,000 $7.27 $145,300.00
Disclosure

SEC source: 0001209191-17-058840 · doc4.xml · nonDerivative · entry 1

PEDONTI PATRICK J · CIK 0001194387 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 02, 2017 Filed Oct 3, 2017 21:14 UTC Exercise / conversionStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $7.27 $0.00
Disclosure

SEC source: 0001209191-17-055245 · doc4.xml · derivative · entry 3

PEDONTI PATRICK J · CIK 0001194387 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 30,000 shares

Expires 2020-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is a "time-based" option that vested in full on February 4, 2014.

Read SEC document
October 02, 2017 Filed Oct 3, 2017 21:14 UTC SaleCommon Stock 30,000 $40.38 $1,211,376.00
Disclosure

SEC source: 0001209191-17-055245 · doc4.xml · nonDerivative · entry 2

PEDONTI PATRICK J · CIK 0001194387 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Open market transaction pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $40.065 to $40.64. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
October 02, 2017 Filed Oct 3, 2017 21:14 UTC Exercise / conversionCommon Stock 30,000 $7.27 $217,950.00
Disclosure

SEC source: 0001209191-17-055245 · doc4.xml · nonDerivative · entry 1

PEDONTI PATRICK J · CIK 0001194387 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 07, 2017 Filed Sep 8, 2017 18:47 UTC
Kanwar RahulExecutive Vice President
GrantStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $38.66 $0.00
Disclosure

SEC source: 0001209191-17-052019 · doc4.xml · derivative · entry 1

Kanwar Rahul · CIK 0001571080 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2027-09-07

F1 · derivative.exercise_date: One quarter vests on September 7, 2018 and then 1/36 each month thereafter until fully vested on the fourth anniversary of the date of grant.

Read SEC document
September 01, 2017 Filed Sep 5, 2017 16:08 UTC Exercise / conversionStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $7.27 $0.00
Disclosure

SEC source: 0001209191-17-051161 · doc4.xml · derivative · entry 3

PEDONTI PATRICK J · CIK 0001194387 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,500

Underlying: Common Stock · 30,000 shares

Expires 2020-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is a "time-based" option that vested in full on February 4, 2014.

Read SEC document
September 01, 2017 Filed Sep 5, 2017 16:08 UTC SaleCommon Stock 30,000 $38.56 $1,156,656.00
Disclosure

SEC source: 0001209191-17-051161 · doc4.xml · nonDerivative · entry 2

PEDONTI PATRICK J · CIK 0001194387 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Open market transaction pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $38.35 to $39.08. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
September 01, 2017 Filed Sep 5, 2017 16:08 UTC Exercise / conversionCommon Stock 30,000 $7.27 $217,950.00
Disclosure

SEC source: 0001209191-17-051161 · doc4.xml · nonDerivative · entry 1

PEDONTI PATRICK J · CIK 0001194387 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2017 Filed Aug 17, 2017 14:49 UTC Exercise / conversionStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $7.27 $0.00
Disclosure

SEC source: 0001209191-17-049337 · doc4.xml · derivative · entry 3

PEDONTI PATRICK J · CIK 0001194387 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,500

Underlying: Common Stock · 30,000 shares

Expires 2020-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is a "time-based" option that vested in full on February 4, 2014.

Read SEC document
August 15, 2017 Filed Aug 17, 2017 14:49 UTC SaleCommon Stock 30,000 $37.83 $1,134,861.00
Disclosure

SEC source: 0001209191-17-049337 · doc4.xml · nonDerivative · entry 2

PEDONTI PATRICK J · CIK 0001194387 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Open market transaction pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $37.66 to $37.96. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
August 15, 2017 Filed Aug 17, 2017 14:49 UTC Exercise / conversionCommon Stock 30,000 $7.27 $217,950.00
Disclosure

SEC source: 0001209191-17-049337 · doc4.xml · nonDerivative · entry 1

PEDONTI PATRICK J · CIK 0001194387 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2017 Filed Aug 11, 2017 20:26 UTC PurchaseCommon Stock 675 $36.93 $24,928.02
Disclosure

SEC source: 0001209191-17-048597 · doc4.xml · nonDerivative · entry 2

ZAMKOW MICHAEL JAY · CIK 0001611681 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Brokerage account in name of adult son

Disclosed balance after: 1,075

F3 · price: The price reported is the weighted average of the shares purchased. The shares were purchased at varying prices in the range of $36.92 to $36.94. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.

F4 · balance_after: The reported securities are held in a brokerage account in the name of the reporting person's adult son. The reporting person disclaims beneficial ownership of such securities.

F4 · ownership.nature: The reported securities are held in a brokerage account in the name of the reporting person's adult son. The reporting person disclaims beneficial ownership of such securities.

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August 10, 2017 Filed Aug 11, 2017 20:26 UTC PurchaseCommon Stock 13,600 $36.60 $497,810.32
Disclosure

SEC source: 0001209191-17-048597 · doc4.xml · nonDerivative · entry 1

ZAMKOW MICHAEL JAY · CIK 0001611681 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Family Trusts

Disclosed balance after: 46,600

F1 · price: The price reported is the weighted average of the shares purchased. The shares were purchased at varying prices in the range of $36.49 to $36.77. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.

F2 · balance_after: The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

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May 17, 2017 Filed May 18, 2017 18:52 UTC GrantStock Option (right to buy) · Derivative 3,000 $0.00 Strike: $36.80 $0.00
Disclosure

SEC source: 0001209191-17-033550 · doc4.xml · derivative · entry 1

Varsano David · CIK 0001514904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2027-05-17

F1 · derivative.exercise_date: The option is fully vested as of the date of grant.

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May 17, 2017 Filed May 18, 2017 18:54 UTC GrantStock Option (right to buy) · Derivative 3,000 $0.00 Strike: $36.80 $0.00
Disclosure

SEC source: 0001209191-17-033552 · doc4.xml · derivative · entry 1

ZAMKOW MICHAEL JAY · CIK 0001611681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2027-05-17

F1 · derivative.exercise_date: The stock option is fully vested as of the date of grant.

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May 17, 2017 Filed May 18, 2017 18:50 UTC GrantStock Option (right to buy) · Derivative 3,000 $0.00 Strike: $36.80 $0.00
Disclosure

SEC source: 0001209191-17-033548 · doc4.xml · derivative · entry 1

MICHAEL JONATHAN E · CIK 0001192701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2027-05-17

F1 · derivative.exercise_date: The stock option is fully vested as of the date of grant.

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May 17, 2017 Filed May 18, 2017 18:47 UTC GrantStock Option (right to buy) · Derivative 3,000 $0.00 Strike: $36.80 $0.00
Disclosure

SEC source: 0001209191-17-033546 · doc4.xml · derivative · entry 1

Daniels Michael E · CIK 0001333915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2027-05-17

F1 · derivative.exercise_date: The stock option is fully vested as of the date of grant.

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May 17, 2017 Filed May 18, 2017 18:44 UTC GrantStock Option (right to buy) · Derivative 3,000 $0.00 Strike: $36.80 $0.00
Disclosure

SEC source: 0001209191-17-033544 · doc4.xml · derivative · entry 1

Conjeevaram Smita · CIK 0001656600 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2027-05-17

F1 · derivative.exercise_date: The stock option is fully vested as of the date of grant.

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March 21, 2017 Filed Mar 22, 2017 13:07 UTC Exercise / conversionStock Option (right to buy) · Derivative 6,000 $0.00 Strike: $21.39 $0.00
Disclosure

SEC source: 0001209191-17-022242 · doc4.xml · derivative · entry 12

Etherington William A · CIK 0001416943 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,000 shares

Expires 2024-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The stock option was fully vested as of the date of grant, May 29,2014.

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March 21, 2017 Filed Mar 22, 2017 13:07 UTC Exercise / conversionStock Option (right to buy) · Derivative 6,000 $0.00 Strike: $15.84 $0.00
Disclosure

SEC source: 0001209191-17-022242 · doc4.xml · derivative · entry 11

Etherington William A · CIK 0001416943 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,000 shares

Expires 2023-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The stock option was fully vested as of the date of grant, May 29,2013.

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March 21, 2017 Filed Mar 22, 2017 13:07 UTC Exercise / conversionStock Option (right to buy) · Derivative 6,000 $0.00 Strike: $11.55 $0.00
Disclosure

SEC source: 0001209191-17-022242 · doc4.xml · derivative · entry 10

Etherington William A · CIK 0001416943 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,000 shares

Expires 2022-11-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock option was fully vested as of the date of grant, November 28,2012.

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March 21, 2017 Filed Mar 22, 2017 13:07 UTC Exercise / conversionCommon Stock 6,000 $21.39 $128,310.00
Disclosure

SEC source: 0001209191-17-022242 · doc4.xml · nonDerivative · entry 7

Etherington William A · CIK 0001416943 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.