Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SS&C Technologies Holdings IncSSNC · Entity 3276 | Director | March 20, 2017 | March 22, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SS&C Technologies Holdings Inc
Report date March 20, 2017 · Filed March 22, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 80,500 |
Ending reported balance
After 2017-03-21 transaction · row 7
7 source rows · reconciled sequenceRow 1 · 2017-03-20 · Exercise / conversion · Acquired 6,000 · Balance 68,500 Row 2 · 2017-03-20 · Sale · Disposed 6,000 · Balance 62,500 F1: The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $36.02 to $36.15. The reporting person undertakes, upon request by the Staff of Securities and Exchange Commission, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. Row 3 · 2017-03-20 · Exercise / conversion · Acquired 6,000 · Balance 68,500 Row 4 · 2017-03-20 · Sale · Disposed 6,000 · Balance 62,500 F1: The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $36.02 to $36.15. The reporting person undertakes, upon request by the Staff of Securities and Exchange Commission, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. Row 5 · 2017-03-21 · Exercise / conversion · Acquired 6,000 · Balance 68,500 Row 6 · 2017-03-21 · Exercise / conversion · Acquired 6,000 · Balance 74,500 Row 7 · 2017-03-21 · Exercise / conversion · Acquired 6,000 · Balance 80,500 |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $30.19 · Expires 2025-05-28 | Direct | 0 |
Reported balance
After 2017-03-20 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2017-03-20 · Exercise / conversion · Acquired 6,000 · Balance 0 F2: The stock option was fully vested as of the date of grant, May 28,2015. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $30.45 · Expires 2026-05-25 | Direct | 0 |
Reported balance
After 2017-03-20 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2017-03-20 · Exercise / conversion · Acquired 6,000 · Balance 0 F3: The stock option was fully vested as of the date of grant, May 25,2016. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.55 · Expires 2022-11-28 | Direct | 0 |
Reported balance
After 2017-03-21 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2017-03-21 · Exercise / conversion · Acquired 6,000 · Balance 0 F4: The stock option was fully vested as of the date of grant, November 28,2012. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.84 · Expires 2023-05-29 | Direct | 0 |
Reported balance
After 2017-03-21 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2017-03-21 · Exercise / conversion · Acquired 6,000 · Balance 0 F5: The stock option was fully vested as of the date of grant, May 29,2013. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.39 · Expires 2024-05-29 | Direct | 0 |
Reported balance
After 2017-03-21 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2017-03-21 · Exercise / conversion · Acquired 6,000 · Balance 0 F6: The stock option was fully vested as of the date of grant, May 29,2014. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $36.02 to $36.15. The reporting person undertakes, upon request by the Staff of Securities and Exchange Commission, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F2: The stock option was fully vested as of the date of grant, May 28,2015.
F3: The stock option was fully vested as of the date of grant, May 25,2016.
F4: The stock option was fully vested as of the date of grant, November 28,2012.
F5: The stock option was fully vested as of the date of grant, May 29,2013.
F6: The stock option was fully vested as of the date of grant, May 29,2014.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 21, 2017 Filed Mar 22, 2017 13:07 UTC | SS&C Technologies Holdings Inc SSNC · Entity 3276 | Exercise / conversionStock Option (right to buy) · Derivative | 6,000 | $0.00 Strike: $21.39 | $0.00 |
DisclosureSEC source: 0001209191-17-022242 · doc4.xml · derivative · entry 12 Etherington William A · CIK 0001416943 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,000 shares Expires 2024-05-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The stock option was fully vested as of the date of grant, May 29,2014. Read SEC document |
| March 21, 2017 Filed Mar 22, 2017 13:07 UTC | SS&C Technologies Holdings Inc SSNC · Entity 3276 | Exercise / conversionStock Option (right to buy) · Derivative | 6,000 | $0.00 Strike: $15.84 | $0.00 |
DisclosureSEC source: 0001209191-17-022242 · doc4.xml · derivative · entry 11 Etherington William A · CIK 0001416943 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,000 shares Expires 2023-05-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The stock option was fully vested as of the date of grant, May 29,2013. Read SEC document |
| March 21, 2017 Filed Mar 22, 2017 13:07 UTC | SS&C Technologies Holdings Inc SSNC · Entity 3276 | Exercise / conversionStock Option (right to buy) · Derivative | 6,000 | $0.00 Strike: $11.55 | $0.00 |
DisclosureSEC source: 0001209191-17-022242 · doc4.xml · derivative · entry 10 Etherington William A · CIK 0001416943 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,000 shares Expires 2022-11-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The stock option was fully vested as of the date of grant, November 28,2012. Read SEC document |
| March 21, 2017 Filed Mar 22, 2017 13:07 UTC | SS&C Technologies Holdings Inc SSNC · Entity 3276 | Exercise / conversionCommon Stock | 6,000 | $21.39 | $128,310.00 |
DisclosureSEC source: 0001209191-17-022242 · doc4.xml · nonDerivative · entry 7 Etherington William A · CIK 0001416943 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 21, 2017 Filed Mar 22, 2017 13:07 UTC | SS&C Technologies Holdings Inc SSNC · Entity 3276 | Exercise / conversionCommon Stock | 6,000 | $15.84 | $95,010.00 |
DisclosureSEC source: 0001209191-17-022242 · doc4.xml · nonDerivative · entry 6 Etherington William A · CIK 0001416943 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 21, 2017 Filed Mar 22, 2017 13:07 UTC | SS&C Technologies Holdings Inc SSNC · Entity 3276 | Exercise / conversionCommon Stock | 6,000 | $11.55 | $69,270.00 |
DisclosureSEC source: 0001209191-17-022242 · doc4.xml · nonDerivative · entry 5 Etherington William A · CIK 0001416943 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 20, 2017 Filed Mar 22, 2017 13:07 UTC | SS&C Technologies Holdings Inc SSNC · Entity 3276 | Exercise / conversionStock Option (right to buy) · Derivative | 6,000 | $0.00 Strike: $30.45 | $0.00 |
DisclosureSEC source: 0001209191-17-022242 · doc4.xml · derivative · entry 9 Etherington William A · CIK 0001416943 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,000 shares Expires 2026-05-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock option was fully vested as of the date of grant, May 25,2016. Read SEC document |
| March 20, 2017 Filed Mar 22, 2017 13:07 UTC | SS&C Technologies Holdings Inc SSNC · Entity 3276 | Exercise / conversionStock Option (right to buy) · Derivative | 6,000 | $0.00 Strike: $30.19 | $0.00 |
DisclosureSEC source: 0001209191-17-022242 · doc4.xml · derivative · entry 8 Etherington William A · CIK 0001416943 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,000 shares Expires 2025-05-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option was fully vested as of the date of grant, May 28,2015. Read SEC document |
| March 20, 2017 Filed Mar 22, 2017 13:07 UTC | SS&C Technologies Holdings Inc SSNC · Entity 3276 | SaleCommon Stock | 6,000 | $36.06 | $216,369.00 |
DisclosureSEC source: 0001209191-17-022242 · doc4.xml · nonDerivative · entry 4 Etherington William A · CIK 0001416943 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,500 F1 · price: The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $36.02 to $36.15. The reporting person undertakes, upon request by the Staff of Securities and Exchange Commission, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. Read SEC document |
| March 20, 2017 Filed Mar 22, 2017 13:07 UTC | SS&C Technologies Holdings Inc SSNC · Entity 3276 | Exercise / conversionCommon Stock | 6,000 | $30.45 | $182,670.00 |
DisclosureSEC source: 0001209191-17-022242 · doc4.xml · nonDerivative · entry 3 Etherington William A · CIK 0001416943 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 20, 2017 Filed Mar 22, 2017 13:07 UTC | SS&C Technologies Holdings Inc SSNC · Entity 3276 | SaleCommon Stock | 6,000 | $36.06 | $216,369.00 |
DisclosureSEC source: 0001209191-17-022242 · doc4.xml · nonDerivative · entry 2 Etherington William A · CIK 0001416943 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,500 F1 · price: The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $36.02 to $36.15. The reporting person undertakes, upon request by the Staff of Securities and Exchange Commission, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. Read SEC document |
| March 20, 2017 Filed Mar 22, 2017 13:07 UTC | SS&C Technologies Holdings Inc SSNC · Entity 3276 | Exercise / conversionCommon Stock | 6,000 | $30.19 | $181,140.00 |
DisclosureSEC source: 0001209191-17-022242 · doc4.xml · nonDerivative · entry 1 Etherington William A · CIK 0001416943 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.