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SRXH

SRX Global Inc.

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7412
SEC CIK
0001471727
Parsed reports
100

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 28, 2021 Filed Sep 7, 2023 20:50 UTC
Conacher Lionel F.Director · Interim CEO
GrantStock Options - Right to Buy · Derivative 0 $3.62 Strike: $3.62 $0.00
Disclosure

SEC source: 0001628280-23-031729 · wk-form4_1694119822.xml · derivative · entry 2

Conacher Lionel F. · CIK 0001417326 · Director · Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,027

Underlying: Common Stock · 0 shares

Expires 2031-09-28

F2 · derivative.exercise_date: Options exercisable according to the vesting terms in the related option agreement.

Read SEC document
September 28, 2021 Filed Feb 6, 2024 02:59 UTC GrantStock Options - Right to Buy · Derivative 0 $3.62 Strike: $3.62 $0.00
Disclosure

SEC source: 0001493152-24-005001 · ownership.xml · derivative · entry 3

Conacher Lionel F. · CIK 0001417326 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,027

Underlying: Common Stock · 0 shares

Expires 2031-09-28

F2 · derivative.exercise_date: Options exercisable according to the vesting terms in the related option agreement.

Read SEC document
September 28, 2021 Filed Feb 6, 2024 02:58 UTC GrantStock Options -Right to Buy · Derivative 0 $0.00 Strike: $3.62 $0.00
Disclosure

SEC source: 0001493152-24-004999 · ownership.xml · derivative · entry 3

Dickinson Arlene · CIK 0001888326 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,027

Underlying: Common Stock · 27,027 shares

Expires 2031-09-28

F2 · derivative.exercise_date: Options exercisable according to the vesting terms in the related option agreement.

Read SEC document
September 28, 2021 Filed Nov 27, 2024 11:04 UTC GrantStock Options - Right to Buy · Derivative 0 $3.62 Strike: $3.62 $0.00
Disclosure

SEC source: 0001493152-24-047894 · ownership.xml · derivative · entry 5

Conacher Lionel F. · CIK 0001417326 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 615

Underlying: Common Stock · 0 shares

Expires 2031-09-28

F2 · derivative.exercise_date: Options exercisable according to the vesting terms in the related option agreement.

Read SEC document
September 28, 2021 Filed Dec 26, 2024 17:03 UTC PurchaseStock Options - Right to Buy · Derivative 0 $159.28 Strike: $159.28 $0.00
Disclosure

SEC source: 0001493152-24-052046 · ownership.xml · derivative · entry 6

Conacher Lionel F. · CIK 0001417326 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 615

Underlying: Common Stock · 0 shares

Expires 2031-09-28

F2 · derivative.exercise_date: Options exercisable according to the vesting terms in the related option agreement.

Read SEC document
August 26, 2021 Filed Aug 27, 2021 07:28 UTC PurchaseCommon Stock 4,000 $3.66 $14,640.00
Disclosure

SEC source: 0001870120-21-000007 · wf-form4_163006370786095.xml · nonDerivative · entry 1

Young Michael · CIK 0001870120 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 680,762

Read SEC document
August 20, 2021 Filed Aug 23, 2021 17:29 UTC
Sauermann RobertEVP, Strategy
PurchaseCommon Stock 3,000 $3.52 $10,560.00
Disclosure

SEC source: 0001871648-21-000006 · wf-form4_162975418315069.xml · nonDerivative · entry 1

Sauermann Robert · CIK 0001871648 · EVP, Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

F1 · balance_after: The number of shares reported as directly owned has been increased by 5,000 and the number of shares reported as indirectly owned by SFV Holdings LLC has been decreased by 5,000 to correct an administrative error in previous reports.

Read SEC document
August 20, 2021 Filed Aug 23, 2021 17:26 UTC PurchaseCommon Stock 1,445 $3.50 $5,057.50
Disclosure

SEC source: 0001870246-21-000008 · wf-form4_162975399547718.xml · nonDerivative · entry 1

Lerner Scott · CIK 0001870246 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,746

Read SEC document
August 20, 2021 Filed Aug 23, 2021 21:29 UTC
Young DonaldEVP, Sales
PurchaseCommon Stock 14,000 $3.55 $49,700.00
Disclosure

SEC source: 0001870760-21-000009 · wf-form4_162975411724626.xml · nonDerivative · entry 1

Young Donald · CIK 0001870760 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,934

F1 · balance_after: The number of shares beneficially owned has been reduced by 60 to correct an administrative error in previous reports.

Read SEC document
August 20, 2021 Filed Jan 14, 2022 21:50 UTC Amendment
Young DonaldEVP, Sales
PurchaseCommon Stock 14,000 $3.55 $49,700.00
Disclosure

SEC source: 0001870760-22-000002 · wf-form4a_164219702823146.xml · nonDerivative · entry 1

Young Donald · CIK 0001870760 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,601

F1 · balance_after: The number of shares beneficially owned has been reduced by 1,393 to correct an administrative error in previous reports.

Read SEC document
August 19, 2021 Filed Aug 20, 2021 08:16 UTC PurchaseCommon Stock 1,500 $3.45 $5,175.00
Disclosure

SEC source: 0001471727-21-000088 · wf-form4_162946179858666.xml · nonDerivative · entry 1

Cook Sharla A · CIK 0001869680 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,834

Read SEC document
August 19, 2021 Filed Aug 20, 2021 08:15 UTC PurchaseCommon Stock 9,833 $3.45 $33,923.85
Disclosure

SEC source: 0001471727-21-000087 · wf-form4_162946169564230.xml · nonDerivative · entry 1

Young Michael · CIK 0001870120 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 676,762

Read SEC document
August 19, 2021 Filed Aug 23, 2021 17:27 UTC GrantStock Options - Right to Buy · Derivative 15,000 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001869680-21-000006 · wf-form4_162975405901603.xml · derivative · entry 2

Cook Sharla A · CIK 0001869680 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2031-08-19

F1 · shares: Options granted on August 19, 2021 and 67% of the options shall vest as to 1/3rd of the shares on the first annual anniversary of the grant date and 1/36th of the shares to vest on each monthly anniversary thereafter, and 33% of the options shall vest as to 1/3rd of the shares on the 18 month anniversary of the grant date and 1/36th of the shares to vest on each monthly anniversary thereafter.

F2 · derivative.exercise_date: Options exercisable according to the vesting terms in the related option agreement.

Read SEC document
August 19, 2021 Filed Aug 23, 2021 17:29 UTC
Sauermann RobertEVP, Strategy
GrantStock Options - Right to Buy · Derivative 15,000 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001871648-21-000006 · wf-form4_162975418315069.xml · derivative · entry 3

Sauermann Robert · CIK 0001871648 · EVP, Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2031-08-19

F2 · shares: Options granted on August 19, 2021 and 67% of the options shall vest as to 1/3rd of the shares on the first annual anniversary of the grant date and 1/36th of the shares to vest on each monthly anniversary thereafter, and 33% of the options shall vest as to 1/3rd of the shares on the 18 month anniversary of the grant date and 1/36th of the shares to vest on each monthly anniversary thereafter.

F3 · derivative.exercise_date: Options exercisable according to the vesting terms in the related option agreement.

Read SEC document
August 19, 2021 Filed Aug 23, 2021 17:26 UTC GrantStock Options - Right to Buy · Derivative 25,000 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001870246-21-000008 · wf-form4_162975399547718.xml · derivative · entry 4

Lerner Scott · CIK 0001870246 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2031-08-19

F1 · shares: Options granted on August 19, 2021 and 67% of the options shall vest as to 1/3rd of the shares on the first annual anniversary of the grant date and 1/36th of the shares to vest on each monthly anniversary thereafter, and 33% of the options shall vest as to 1/3rd of the shares on the 18 month anniversary of the grant date and 1/36th of the shares to vest on each monthly anniversary thereafter.

F2 · derivative.exercise_date: Options exercisable according to the vesting terms in the related option agreement.

Read SEC document
August 19, 2021 Filed Aug 23, 2021 21:29 UTC
Young DonaldEVP, Sales
GrantStock Options - Right to Buy · Derivative 15,000 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001870760-21-000009 · wf-form4_162975411724626.xml · derivative · entry 3

Young Donald · CIK 0001870760 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2031-08-19

F2 · shares: Options granted on August 19, 2021 and 67% of the options shall vest as to 1/3rd of the shares on the first annual anniversary of the grant date and 1/36th of the shares to vest on each monthly anniversary thereafter, and 33% of the options shall vest as to 1/3rd of the shares on the 18 month anniversary of the grant date and 1/36th of the shares to vest on each monthly anniversary thereafter.

F3 · derivative.exercise_date: Options exercisable according to the vesting terms in the related option agreement.

Read SEC document
August 19, 2021 Filed Jan 14, 2022 21:50 UTC Amendment
Young DonaldEVP, Sales
GrantStock Options - Right to Buy · Derivative 15,000 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001870760-22-000002 · wf-form4a_164219702823146.xml · derivative · entry 3

Young Donald · CIK 0001870760 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2031-08-19

F2 · shares: Options granted on August 19, 2021 and 67% of the options shall vest as to 1/3rd of the shares on the first annual anniversary of the grant date and 1/36th of the shares to vest on each monthly anniversary thereafter, and 33% of the options shall vest as to 1/3rd of the shares on the 18 month anniversary of the grant date and 1/36th of the shares to vest on each monthly anniversary thereafter.

F3 · derivative.exercise_date: Options exercisable according to the vesting terms in the related option agreement.

Read SEC document
August 17, 2021 Filed Sep 1, 2021 20:46 UTC
Word John M IIIDirector · 10% owner
PurchaseCommon Stock 25,000 $3.36 $84,000.00
Disclosure

SEC source: 0001868919-21-000008 · wf-form4_163052917521420.xml · nonDerivative · entry 1

Word John M III · CIK 0001868919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,207,614

Read SEC document
August 16, 2021 Filed Aug 17, 2021 16:21 UTC PurchaseCommon Stock 20 $3.83 $76.60
Disclosure

SEC source: 0001471727-21-000084 · wf-form4_162923168634066.xml · nonDerivative · entry 2

Lerner Scott · CIK 0001870246 · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Son

Disclosed balance after: 20

Read SEC document
August 16, 2021 Filed Aug 17, 2021 16:21 UTC PurchaseCommon Stock 1,301 $3.95 $5,138.95
Disclosure

SEC source: 0001471727-21-000084 · wf-form4_162923168634066.xml · nonDerivative · entry 1

Lerner Scott · CIK 0001870246 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,301

Read SEC document
July 08, 2021 Filed Jul 12, 2021 08:14 UTC GrantStock Options · Derivative 33,333 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001869680-21-000004 · wf-form4_162609204961894.xml · derivative · entry 1

Cook Sharla A · CIK 0001869680 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,333

Underlying: Common Stock · 33,333 shares

Expires 2031-07-08

F1 · derivative.exercise_date: Options granted on July 8, 2021 and are to vest as to 1/3rd of the shares on the first annual anniversary of the grant date and 1/36th of the shares to vest on each monthly anniversary thereafter.

Read SEC document
July 08, 2021 Filed Jul 12, 2021 08:30 UTC GrantStock Options · Derivative 33,333 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001870246-21-000006 · wf-form4_162609303166562.xml · derivative · entry 1

Lerner Scott · CIK 0001870246 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,333

Underlying: Common Stock · 33,333 shares

Expires 2031-07-08

F1 · derivative.exercise_date: Options granted on July 8, 2021 and are to vest as to 1/3rd of the shares on the first annual anniversary of the grant date and 1/36th of the shares to vest on each monthly anniversary thereafter.

Read SEC document
July 08, 2021 Filed Jul 12, 2021 08:26 UTC
Taylor LoriDirector
GrantStock Options · Derivative 20,000 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001870254-21-000005 · wf-form4_162609274830102.xml · derivative · entry 1

Taylor Lori · CIK 0001870254 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2031-07-08

F1 · derivative.exercise_date: Options granted on July 8, 2021 and are to vest as to 1/3rd of the shares on the first annual anniversary of the grant date and 1/36th of the shares to vest on each monthly anniversary thereafter.

Read SEC document
July 08, 2021 Filed Jul 12, 2021 08:24 UTC
Sauermann RobertEVP, Strategy
GrantStock Options · Derivative 33,333 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001871648-21-000004 · wf-form4_162609263935397.xml · derivative · entry 1

Sauermann Robert · CIK 0001871648 · EVP, Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,333

Underlying: Common Stock · 33,333 shares

Expires 2031-07-08

F1 · derivative.exercise_date: Options granted on July 8, 2021 and are to vest as to 1/3rd of the shares on the first annual anniversary of the grant date and 1/36th of the shares to vest on each monthly anniversary thereafter.

Read SEC document
July 08, 2021 Filed Jul 12, 2021 08:22 UTC GrantStock Options · Derivative 20,000 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001869681-21-000004 · wf-form4_162609254479525.xml · derivative · entry 1

Fronzaglia Gil · CIK 0001869681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2031-07-08

F1 · derivative.exercise_date: Options granted on July 8, 2021 and are to vest as to 1/3rd of the shares on the first annual anniversary of the grant date and 1/36th of the shares to vest on each monthly anniversary thereafter.

Read SEC document
July 08, 2021 Filed Jul 12, 2021 08:19 UTC GrantStock Options · Derivative 30,000 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001870120-21-000005 · wf-form4_162609234159370.xml · derivative · entry 1

Young Michael · CIK 0001870120 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2031-07-08

F1 · derivative.exercise_date: Options granted on July 8, 2021 and are to vest as to 1/3rd of the shares on the first annual anniversary of the grant date and 1/36th of the shares to vest on each monthly anniversary thereafter.

Read SEC document
July 08, 2021 Filed Jul 12, 2021 08:29 UTC
Davis Jeff DDirector
GrantStock Options · Derivative 20,000 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001869930-21-000004 · wf-form4_162609295380514.xml · derivative · entry 1

Davis Jeff D · CIK 0001869930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2031-07-08

F1 · derivative.exercise_date: Options granted on July 8, 2021 and are to vest as to 1/3rd of the shares on the first annual anniversary of the grant date and 1/36th of the shares to vest on each monthly anniversary thereafter.

Read SEC document
July 08, 2021 Filed Jul 12, 2021 12:28 UTC
Word John M IIIDirector · 10% owner
GrantStock Options · Derivative 20,000 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001868919-21-000006 · wf-form4_162609286780188.xml · derivative · entry 1

Word John M III · CIK 0001868919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2031-07-08

F1 · derivative.exercise_date: Options granted on July 8, 2021 and are to vest as to 1/3rd of the shares on the first annual anniversary of the grant date and 1/36th of the shares to vest on each monthly anniversary thereafter.

Read SEC document
July 08, 2021 Filed Jul 12, 2021 12:20 UTC
Young DonaldEVP, Sales
GrantStock Options · Derivative 33,333 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001870760-21-000007 · wf-form4_162609243072546.xml · derivative · entry 1

Young Donald · CIK 0001870760 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,333

Underlying: Common Stock · 33,333 shares

Expires 2031-07-08

F1 · derivative.exercise_date: Options granted on July 8, 2021 and are to vest as to 1/3rd of the shares on the first annual anniversary of the grant date and 1/36th of the shares to vest on each monthly anniversary thereafter.

Read SEC document
July 08, 2021 Filed Feb 5, 2024 21:59 UTC GrantStock Options - Right to Buy · Derivative 0 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001493152-24-005003 · ownership.xml · derivative · entry 4

Fronzaglia Gil · CIK 0001869681 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,334

Underlying: Common Stock · 20,000 shares

Expires 2031-07-08

F2 · derivative.exercise_date: Options exercisable according to the vesting terms in the related option agreement.

Read SEC document
July 08, 2021 Filed Feb 5, 2024 21:59 UTC GrantStock Options - Right to Buy · Derivative 0 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001493152-24-005000 · ownership.xml · derivative · entry 8

Young Michael · CIK 0001870120 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,207

Underlying: Common Stock · 30,000 shares

Expires 2031-07-08

F2 · derivative.exercise_date: Options exercisable according to the vesting terms in the related option agreement.

Read SEC document
July 08, 2021 Filed Feb 6, 2024 02:59 UTC
Word John M IIIDirector · 10% owner
GrantStock Options - Right to Buy · Derivative 0 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001493152-24-005002 · ownership.xml · derivative · entry 13

Word John M III · CIK 0001868919 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,667

Underlying: Common Stock · 20,000 shares

Expires 2031-07-08

F2 · derivative.exercise_date: Options exercisable according to the vesting terms in the related option agreement.

Read SEC document
April 21, 2021 Filed Feb 5, 2024 21:59 UTC GrantStock Options - Right to Buy · Derivative 0 $0.00 Strike: $7.50 $0.00
Disclosure

SEC source: 0001493152-24-005003 · ownership.xml · derivative · entry 3

Fronzaglia Gil · CIK 0001869681 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,334

Underlying: Common Stock · 13,334 shares

Expires 2031-04-22

F2 · derivative.exercise_date: Options exercisable according to the vesting terms in the related option agreement.

Read SEC document
January 22, 2021 Filed Feb 5, 2024 21:59 UTC GrantPurchase Warrants - Right to Buy · Derivative 0 $0.00 Strike: $7.50 $0.00
Disclosure

SEC source: 0001493152-24-005000 · ownership.xml · derivative · entry 10

Young Michael · CIK 0001870120 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,834

Underlying: Common Stock · 6,667 shares

Expires 2027-01-22

Read SEC document
January 22, 2021 Filed Feb 6, 2024 02:59 UTC
Word John M IIIDirector · 10% owner
GrantPurchase Warrants - Right to Buy · Derivative 0 $0.00 Strike: $7.50 $0.00
Disclosure

SEC source: 0001493152-24-005002 · ownership.xml · derivative · entry 11

Word John M III · CIK 0001868919 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,705,253

Underlying: Common Stock · 4,167 shares

Expires 2027-01-22

Read SEC document
January 22, 2021 Filed Feb 6, 2024 02:59 UTC
Word John M IIIDirector · 10% owner
GrantPurchase Warrants - Right to Buy · Derivative 0 $0.00 Strike: $7.50 $0.00
Disclosure

SEC source: 0001493152-24-005002 · ownership.xml · derivative · entry 10

Word John M III · CIK 0001868919 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,701,086

Underlying: Common Stock · 83,334 shares

Expires 2027-01-22

Read SEC document
January 08, 2021 Filed Feb 5, 2024 21:59 UTC GrantStock Options - Right to Buy · Derivative 0 $0.00 Strike: $7.74 $0.00
Disclosure

SEC source: 0001493152-24-005000 · ownership.xml · derivative · entry 7

Young Michael · CIK 0001870120 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,207

Underlying: Common Stock · 16,667 shares

Expires 2031-01-08

F2 · derivative.exercise_date: Options exercisable according to the vesting terms in the related option agreement.

Read SEC document
January 08, 2021 Filed Feb 6, 2024 02:59 UTC
Word John M IIIDirector · 10% owner
GrantStock Options - Right to Buy · Derivative 0 $0.00 Strike: $7.74 $0.00
Disclosure

SEC source: 0001493152-24-005002 · ownership.xml · derivative · entry 12

Word John M III · CIK 0001868919 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,667

Underlying: Common Stock · 16,667 shares

Expires 2031-01-08

F2 · derivative.exercise_date: Options exercisable according to the vesting terms in the related option agreement.

Read SEC document
October 01, 2020 Filed Feb 6, 2024 02:59 UTC
Word John M IIIDirector · 10% owner
GrantPurchase Warrants - Right to Buy · Derivative 0 $0.00 Strike: $4.50 $0.00
Disclosure

SEC source: 0001493152-24-005002 · ownership.xml · derivative · entry 9

Word John M III · CIK 0001868919 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,617,752

Underlying: Common Stock · 4,334 shares

Expires 2026-10-01

Read SEC document
October 01, 2020 Filed Feb 6, 2024 02:59 UTC
Word John M IIIDirector · 10% owner
GrantPurchase Warrants - Right to Buy · Derivative 0 $0.00 Strike: $4.50 $0.00
Disclosure

SEC source: 0001493152-24-005002 · ownership.xml · derivative · entry 8

Word John M III · CIK 0001868919 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,613,418

Underlying: Common Stock · 1,666,667 shares

Expires 2026-10-01

Read SEC document
July 20, 2020 Filed Feb 6, 2024 02:59 UTC
Word John M IIIDirector · 10% owner
GrantPurchase Warrants - Right to Buy · Derivative 0 $0.00 Strike: $6.30 $0.00
Disclosure

SEC source: 0001493152-24-005002 · ownership.xml · derivative · entry 7

Word John M III · CIK 0001868919 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 946,751

Underlying: Common Stock · 50,000 shares

Expires 2030-06-30

Read SEC document
June 24, 2020 Filed Feb 6, 2024 02:59 UTC
Word John M IIIDirector · 10% owner
GrantPurchase Warrants - Right to Buy · Derivative 0 $0.00 Strike: $7.50 $0.00
Disclosure

SEC source: 0001493152-24-005002 · ownership.xml · derivative · entry 6

Word John M III · CIK 0001868919 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 896,751

Underlying: Common Stock · 83,334 shares

Expires 2030-06-30

Read SEC document
December 19, 2019 Filed Feb 5, 2024 21:59 UTC GrantPurchase Warrants - Right to Buy · Derivative 0 $0.00 Strike: $10.92 $0.00
Disclosure

SEC source: 0001493152-24-005000 · ownership.xml · derivative · entry 9

Young Michael · CIK 0001870120 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,167

Underlying: Common Stock · 54,167 shares

Expires 2023-06-30

Read SEC document
December 19, 2019 Filed Feb 6, 2024 02:59 UTC
Word John M IIIDirector · 10% owner
GrantPurchase Warrants - Right to Buy · Derivative 0 $0.00 Strike: $10.92 $0.00
Disclosure

SEC source: 0001493152-24-005002 · ownership.xml · derivative · entry 5

Word John M III · CIK 0001868919 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 813,417

Underlying: Common Stock · 812,500 shares

Expires 2030-06-30

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November 04, 2019 Filed Feb 6, 2024 02:59 UTC
Word John M IIIDirector · 10% owner
GrantPurchase Warrants - Right to Buy · Derivative 0 $0.00 Strike: $25.50 $0.00
Disclosure

SEC source: 0001493152-24-005002 · ownership.xml · derivative · entry 4

Word John M III · CIK 0001868919 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 917

Underlying: Common Stock · 917 shares

Expires 2030-06-30

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May 02, 2019 Filed Feb 5, 2024 21:59 UTC GrantStock Options - Right to Buy · Derivative 0 $0.00 Strike: $3.60 $0.00
Disclosure

SEC source: 0001493152-24-005000 · ownership.xml · derivative · entry 6

Young Michael · CIK 0001870120 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,540

Underlying: Common Stock · 83,334 shares

Expires 2029-05-02

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December 21, 2018 Filed Feb 5, 2024 21:59 UTC GrantStock Options - Right to Buy · Derivative 0 $0.00 Strike: $3.60 $0.00
Disclosure

SEC source: 0001493152-24-005000 · ownership.xml · derivative · entry 5

Young Michael · CIK 0001870120 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,206

Underlying: Common Stock · 3,206 shares

Expires 2028-12-21

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.