Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SRX Global Inc.BTTR · Entity 7412 | Director · 10% owner | November 04, 2019 | February 06, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SRX Global Inc.
Report date November 04, 2019 · Filed February 06, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,825,225 |
Reported balance
After 2024-02-01 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2024-02-01 · Grant · Acquired 370,370 · Balance 3,825,225 F1: Annual restricted stock grant under the Company's Amended and Restated 2019 Plan for board service with no vesting conditions. |
| Common StockSEC Table I · non-derivative | Direct | 3,454,855 |
Reported balance
After 2023-01-04 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2023-01-04 · Grant · Acquired 178,572 · Balance 3,454,855 F1: Annual restricted stock grant under the Company's Amended and Restated 2019 Plan for board service with no vesting conditions. |
| Purchase Warrants - Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $25.50 · Expires 2030-06-30 | Direct | 917 |
Reported balance
After 2019-11-04 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-11-04 · Grant · Acquired 0 · Balance 917 |
| Purchase Warrants - Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $10.92 · Expires 2030-06-30 | Direct | 813,417 |
Reported balance
After 2019-12-19 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-12-19 · Grant · Acquired 0 · Balance 813,417 |
| Purchase Warrants - Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $7.50 · Expires 2030-06-30 | Direct | 896,751 |
Reported balance
After 2020-06-24 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2020-06-24 · Grant · Acquired 0 · Balance 896,751 |
| Purchase Warrants - Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $6.30 · Expires 2030-06-30 | Direct | 946,751 |
Reported balance
After 2020-07-20 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2020-07-20 · Grant · Acquired 0 · Balance 946,751 |
| Purchase Warrants - Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $4.50 · Expires 2026-10-01 | Direct | 2,613,418 |
Reported balance
After 2020-10-01 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2020-10-01 · Grant · Acquired 0 · Balance 2,613,418 |
| Purchase Warrants - Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $4.50 · Expires 2026-10-01 | Direct | 2,617,752 |
Reported balance
After 2020-10-01 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2020-10-01 · Grant · Acquired 0 · Balance 2,617,752 |
| Purchase Warrants - Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $7.50 · Expires 2027-01-22 | Direct | 2,701,086 |
Reported balance
After 2021-01-22 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2021-01-22 · Grant · Acquired 0 · Balance 2,701,086 |
| Purchase Warrants - Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $7.50 · Expires 2027-01-22 | Direct | 2,705,253 |
Reported balance
After 2021-01-22 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2021-01-22 · Grant · Acquired 0 · Balance 2,705,253 |
| Stock Options - Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $7.74 · Expires 2031-01-08 | Direct | 16,667 |
Reported balance
After 2021-01-08 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2021-01-08 · Grant · Acquired 0 · Balance 16,667 F2: Options exercisable according to the vesting terms in the related option agreement. |
| Stock Options - Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $5.00 · Expires 2031-07-08 | Direct | 36,667 |
Reported balance
After 2021-07-08 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2021-07-08 · Grant · Acquired 0 · Balance 36,667 F2: Options exercisable according to the vesting terms in the related option agreement. |
| Common StockSEC Table I · non-derivative | IndirectSpouse | 14,335 |
Reported balance
Holding disclosure · report date 2019-11-04 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 14,335 |
Filing footnotes · ownership attribution and instrument terms
F1: Annual restricted stock grant under the Company's Amended and Restated 2019 Plan for board service with no vesting conditions.
F2: Options exercisable according to the vesting terms in the related option agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 01, 2024 Filed Feb 6, 2024 02:59 UTC | SRX Global Inc. BTTR · Entity 7412 | GrantCommon Stock | 370,370 | $0.27 | $99,999.90 |
DisclosureSEC source: 0001493152-24-005002 · ownership.xml · nonDerivative · entry 1 Word John M III · CIK 0001868919 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,825,225 F1 · shares: Annual restricted stock grant under the Company's Amended and Restated 2019 Plan for board service with no vesting conditions. Read SEC document |
| January 04, 2023 Filed Jan 5, 2023 21:17 UTC | SRX Global Inc. BTTR · Entity 7412 | GrantCommon Stock | 178,572 | $0.56 | $100,000.32 |
DisclosureSEC source: 0001868919-23-000002 · wf-form4_167295341972348.xml · nonDerivative · entry 1 Word John M III · CIK 0001868919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,454,855 F1 · shares: Annual restricted stock grant under the Company's Amended and Restated 2019 Plan for board service with no vesting conditions. Read SEC document |
| January 04, 2023 Filed Feb 6, 2024 02:59 UTC | SRX Global Inc. BTTR · Entity 7412 | GrantCommon Stock | 178,572 | $0.56 | $100,000.32 |
DisclosureSEC source: 0001493152-24-005002 · ownership.xml · nonDerivative · entry 2 Word John M III · CIK 0001868919 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,454,855 F1 · shares: Annual restricted stock grant under the Company's Amended and Restated 2019 Plan for board service with no vesting conditions. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 21:58 UTC | SRX Global Inc. BTTR · Entity 7412 | GrantCommon Stock | 43,669 | $2.29 | $100,002.01 |
DisclosureSEC source: 0001868919-22-000002 · wf-form4_164392551859319.xml · nonDerivative · entry 1 Word John M III · CIK 0001868919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,276,283 F1 · shares: Annual restricted stock grant under the Company's Amended and Restated 2019 Plan for board service with no vesting conditions. Read SEC document |
| December 03, 2021 Filed Dec 6, 2021 17:48 UTC | SRX Global Inc. BTTR · Entity 7412 | PurchaseCommon Stock | 25,000 | $3.13 | $78,250.00 |
DisclosureSEC source: 0001868919-21-000010 · wf-form4_163881291186371.xml · nonDerivative · entry 1 Word John M III · CIK 0001868919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,232,614 Read SEC document |
| August 17, 2021 Filed Sep 1, 2021 20:46 UTC | SRX Global Inc. BTTR · Entity 7412 | PurchaseCommon Stock | 25,000 | $3.36 | $84,000.00 |
DisclosureSEC source: 0001868919-21-000008 · wf-form4_163052917521420.xml · nonDerivative · entry 1 Word John M III · CIK 0001868919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,207,614 Read SEC document |
| July 08, 2021 Filed Jul 12, 2021 12:28 UTC | SRX Global Inc. BTTR · Entity 7412 | GrantStock Options · Derivative | 20,000 | $0.00 Strike: $5.00 | $0.00 |
DisclosureSEC source: 0001868919-21-000006 · wf-form4_162609286780188.xml · derivative · entry 1 Word John M III · CIK 0001868919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2031-07-08 F1 · derivative.exercise_date: Options granted on July 8, 2021 and are to vest as to 1/3rd of the shares on the first annual anniversary of the grant date and 1/36th of the shares to vest on each monthly anniversary thereafter. Read SEC document |
| July 08, 2021 Filed Feb 6, 2024 02:59 UTC | SRX Global Inc. BTTR · Entity 7412 | GrantStock Options - Right to Buy · Derivative | 0 | $0.00 Strike: $5.00 | $0.00 |
DisclosureSEC source: 0001493152-24-005002 · ownership.xml · derivative · entry 13 Word John M III · CIK 0001868919 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,667 Underlying: Common Stock · 20,000 shares Expires 2031-07-08 F2 · derivative.exercise_date: Options exercisable according to the vesting terms in the related option agreement. Read SEC document |
| January 22, 2021 Filed Feb 6, 2024 02:59 UTC | SRX Global Inc. BTTR · Entity 7412 | GrantPurchase Warrants - Right to Buy · Derivative | 0 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001493152-24-005002 · ownership.xml · derivative · entry 11 Word John M III · CIK 0001868919 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,705,253 Underlying: Common Stock · 4,167 shares Expires 2027-01-22 Read SEC document |
| January 22, 2021 Filed Feb 6, 2024 02:59 UTC | SRX Global Inc. BTTR · Entity 7412 | GrantPurchase Warrants - Right to Buy · Derivative | 0 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001493152-24-005002 · ownership.xml · derivative · entry 10 Word John M III · CIK 0001868919 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,701,086 Underlying: Common Stock · 83,334 shares Expires 2027-01-22 Read SEC document |
| January 08, 2021 Filed Feb 6, 2024 02:59 UTC | SRX Global Inc. BTTR · Entity 7412 | GrantStock Options - Right to Buy · Derivative | 0 | $0.00 Strike: $7.74 | $0.00 |
DisclosureSEC source: 0001493152-24-005002 · ownership.xml · derivative · entry 12 Word John M III · CIK 0001868919 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,667 Underlying: Common Stock · 16,667 shares Expires 2031-01-08 F2 · derivative.exercise_date: Options exercisable according to the vesting terms in the related option agreement. Read SEC document |
| October 01, 2020 Filed Feb 6, 2024 02:59 UTC | SRX Global Inc. BTTR · Entity 7412 | GrantPurchase Warrants - Right to Buy · Derivative | 0 | $0.00 Strike: $4.50 | $0.00 |
DisclosureSEC source: 0001493152-24-005002 · ownership.xml · derivative · entry 9 Word John M III · CIK 0001868919 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,617,752 Underlying: Common Stock · 4,334 shares Expires 2026-10-01 Read SEC document |
| October 01, 2020 Filed Feb 6, 2024 02:59 UTC | SRX Global Inc. BTTR · Entity 7412 | GrantPurchase Warrants - Right to Buy · Derivative | 0 | $0.00 Strike: $4.50 | $0.00 |
DisclosureSEC source: 0001493152-24-005002 · ownership.xml · derivative · entry 8 Word John M III · CIK 0001868919 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,613,418 Underlying: Common Stock · 1,666,667 shares Expires 2026-10-01 Read SEC document |
| July 20, 2020 Filed Feb 6, 2024 02:59 UTC | SRX Global Inc. BTTR · Entity 7412 | GrantPurchase Warrants - Right to Buy · Derivative | 0 | $0.00 Strike: $6.30 | $0.00 |
DisclosureSEC source: 0001493152-24-005002 · ownership.xml · derivative · entry 7 Word John M III · CIK 0001868919 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 946,751 Underlying: Common Stock · 50,000 shares Expires 2030-06-30 Read SEC document |
| June 24, 2020 Filed Feb 6, 2024 02:59 UTC | SRX Global Inc. BTTR · Entity 7412 | GrantPurchase Warrants - Right to Buy · Derivative | 0 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001493152-24-005002 · ownership.xml · derivative · entry 6 Word John M III · CIK 0001868919 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 896,751 Underlying: Common Stock · 83,334 shares Expires 2030-06-30 Read SEC document |
| December 19, 2019 Filed Feb 6, 2024 02:59 UTC | SRX Global Inc. BTTR · Entity 7412 | GrantPurchase Warrants - Right to Buy · Derivative | 0 | $0.00 Strike: $10.92 | $0.00 |
DisclosureSEC source: 0001493152-24-005002 · ownership.xml · derivative · entry 5 Word John M III · CIK 0001868919 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 813,417 Underlying: Common Stock · 812,500 shares Expires 2030-06-30 Read SEC document |
| November 04, 2019 Filed Feb 6, 2024 02:59 UTC | SRX Global Inc. BTTR · Entity 7412 | GrantPurchase Warrants - Right to Buy · Derivative | 0 | $0.00 Strike: $25.50 | $0.00 |
DisclosureSEC source: 0001493152-24-005002 · ownership.xml · derivative · entry 4 Word John M III · CIK 0001868919 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 917 Underlying: Common Stock · 917 shares Expires 2030-06-30 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.