Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SRX Global Inc.BTTR · Entity 7412 | COO | January 11, 2023 | January 13, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SRX Global Inc.
Report date January 11, 2023 · Filed January 13, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 68,800 |
Reported balance
After 2023-01-11 transaction · row 1
1 source rowRow 1 · 2023-01-11 · Grant · Acquired 40,000 · Balance 68,800 F1: Issued Restricted Stock Award in lieu of cash bonus for 2022 performance. The Restricted Stock Award was awarded pursuant to the Company's Amended and Restated 2019 Plan with a one year cliff vesting condition. |
| Common StockSEC Table I · non-derivative | IndirectShares held by SFV Holdings LLC of which Mr. Sauermann is the President | 86,879 |
Reported balance
Holding disclosure · report date 2023-01-11 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 86,879 |
| Purchase Warrants - Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $25.50 · Expires 2030-06-30 | IndirectWarrants held by SFV Holdings LLC of which Mr. Sauermann is the President | 1,203 |
Reported balance
Holding disclosure · report date 2023-01-11 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 1,203 |
| Purchase Warrants - Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $4.50 · Expires 2026-10-01 | IndirectWarrants held by SFV Holdings LLC of which Mr. Sauermann is the President | 33,334 |
Reported balance
Holding disclosure · report date 2023-01-11 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 33,334 |
| Purchase Warrants - Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $7.50 · Expires 2027-01-22 | IndirectWarrants held by SFV Holdings LLC of which Mr. Sauermann is the President | 3,334 |
Reported balance
Holding disclosure · report date 2023-01-11 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 3,334 |
| Stock Options - Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $3.60 · Expires 2029-12-19 | Direct | 66,667 |
Reported balance
Holding disclosure · report date 2023-01-11 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 66,667 |
| Stock Options - Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $3.60 · Expires 2030-10-08 | Direct | 16,667 |
Reported balance
Holding disclosure · report date 2023-01-11 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 16,667 F2: Options exercisable according to the vesting terms in the related option agreement. |
| Stock Options - Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $7.74 · Expires 2031-01-08 | Direct | 16,667 |
Reported balance
Holding disclosure · report date 2023-01-11 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 16,667 F2: Options exercisable according to the vesting terms in the related option agreement. |
| Stock Options - Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $8.82 · Expires 2031-03-03 | Direct | 75,000 |
Reported balance
Holding disclosure · report date 2023-01-11 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 75,000 F2: Options exercisable according to the vesting terms in the related option agreement. |
| Stock Options - Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $5.00 · Expires 2031-07-08 | Direct | 33,333 |
Reported balance
Holding disclosure · report date 2023-01-11 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 33,333 F2: Options exercisable according to the vesting terms in the related option agreement. |
| Stock Options - Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $5.00 · Expires 2031-08-19 | Direct | 15,000 |
Reported balance
Holding disclosure · report date 2023-01-11 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 15,000 F2: Options exercisable according to the vesting terms in the related option agreement. |
| Stock Options - Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $2.29 · Expires 2032-02-01 | Direct | 50,000 |
Reported balance
Holding disclosure · report date 2023-01-11 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 50,000 F2: Options exercisable according to the vesting terms in the related option agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Issued Restricted Stock Award in lieu of cash bonus for 2022 performance. The Restricted Stock Award was awarded pursuant to the Company's Amended and Restated 2019 Plan with a one year cliff vesting condition.
F2: Options exercisable according to the vesting terms in the related option agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 11, 2023 Filed Jan 13, 2023 17:07 UTC | SRX Global Inc. BTTR · Entity 7412 | GrantCommon Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001871648-23-000003 · wf-form4_167364764149263.xml · nonDerivative · entry 1 Sauermann Robert · CIK 0001871648 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,800 F1 · shares: Issued Restricted Stock Award in lieu of cash bonus for 2022 performance. The Restricted Stock Award was awarded pursuant to the Company's Amended and Restated 2019 Plan with a one year cliff vesting condition. Read SEC document |
| September 02, 2022 Filed Sep 6, 2022 09:40 UTC | SRX Global Inc. BTTR · Entity 7412 | PurchaseCommon Stock | 1,750 | $1.70 | $2,975.00 |
DisclosureSEC source: 0001871648-22-000014 · wf-form4_166247160593404.xml · nonDerivative · entry 1 Sauermann Robert · CIK 0001871648 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,800 Read SEC document |
| August 30, 2022 Filed Aug 30, 2022 16:20 UTC | SRX Global Inc. BTTR · Entity 7412 | PurchaseCommon Stock | 1,750 | $1.82 | $3,185.00 |
DisclosureSEC source: 0001871648-22-000012 · wf-form4_166189084145162.xml · nonDerivative · entry 1 Sauermann Robert · CIK 0001871648 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,050 Read SEC document |
| August 15, 2022 Filed Aug 15, 2022 19:48 UTC | SRX Global Inc. BTTR · Entity 7412 | PurchaseCommon Stock | 2,000 | $1.98 | $3,960.00 |
DisclosureSEC source: 0001871648-22-000010 · wf-form4_166060725196250.xml · nonDerivative · entry 1 Sauermann Robert · CIK 0001871648 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,300 Read SEC document |
| June 15, 2022 Filed Jun 16, 2022 12:56 UTC | SRX Global Inc. BTTR · Entity 7412 | PurchaseCommon Stock | 1,000 | $2.40 | $2,400.00 |
DisclosureSEC source: 0001471727-22-000054 · wf-form4_165539857949586.xml · nonDerivative · entry 1 Sauermann Robert · CIK 0001871648 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,300 Read SEC document |
| June 01, 2022 Filed Jun 1, 2022 17:24 UTC | SRX Global Inc. BTTR · Entity 7412 | PurchaseCommon Stock | 500 | $2.39 | $1,195.00 |
DisclosureSEC source: 0001871648-22-000006 · wf-form4_165411863328367.xml · nonDerivative · entry 1 Sauermann Robert · CIK 0001871648 · EVP, Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,300 Read SEC document |
| May 16, 2022 Filed May 17, 2022 10:05 UTC | SRX Global Inc. BTTR · Entity 7412 | PurchaseCommon Stock | 12,500 | $2.00 | $25,000.00 |
DisclosureSEC source: 0001871648-22-000004 · wf-form4_165279631794024.xml · nonDerivative · entry 1 Sauermann Robert · CIK 0001871648 · EVP, Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,800 Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 16:56 UTC | SRX Global Inc. BTTR · Entity 7412 | GrantStock Options - Right to Buy · Derivative | 50,000 | $0.00 Strike: $2.29 | $0.00 |
DisclosureSEC source: 0001871648-22-000002 · wf-form4_164392534521492.xml · derivative · entry 12 Sauermann Robert · CIK 0001871648 · EVP, Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2032-02-01 F2 · derivative.exercise_date: Options granted on February 1, 2022 and are to vest as to 1/3rd of the shares on the first annual anniversary of the grant date and 1/36th of the shares to vest on each monthly anniversary thereafter. Read SEC document |
| December 15, 2021 Filed Dec 15, 2021 17:26 UTC | SRX Global Inc. BTTR · Entity 7412 | PurchaseCommon Stock | 1,000 | $3.12 | $3,120.00 |
DisclosureSEC source: 0001871648-21-000014 · wf-form4_163960717689767.xml · nonDerivative · entry 2 Sauermann Robert · CIK 0001871648 · EVP, Strategy 10b5-1 filing: Not disclosed Ownership: Indirect · Shares held by SFV Holdings LLC of which Mr. Sauermann is the President Disclosed balance after: 86,879 Read SEC document |
| December 09, 2021 Filed Dec 9, 2021 16:46 UTC | SRX Global Inc. BTTR · Entity 7412 | PurchaseCommon Stock | 10,000 | $3.38 | $33,800.00 |
DisclosureSEC source: 0001871648-21-000012 · wf-form4_163908638823457.xml · nonDerivative · entry 3 Sauermann Robert · CIK 0001871648 · EVP, Strategy 10b5-1 filing: Not disclosed Ownership: Indirect · Shares held by SFV Holdings LLC of which Mr. Sauermann is the President Disclosed balance after: 85,879 Read SEC document |
| December 08, 2021 Filed Dec 9, 2021 16:46 UTC | SRX Global Inc. BTTR · Entity 7412 | PurchaseCommon Stock | 10,698 | $3.39 | $36,266.22 |
DisclosureSEC source: 0001871648-21-000012 · wf-form4_163908638823457.xml · nonDerivative · entry 2 Sauermann Robert · CIK 0001871648 · EVP, Strategy 10b5-1 filing: Not disclosed Ownership: Indirect · Shares held by SFV Holdings LLC of which Mr. Sauermann is the President Disclosed balance after: 75,879 Read SEC document |
| November 23, 2021 Filed Nov 24, 2021 08:54 UTC | SRX Global Inc. BTTR · Entity 7412 | PurchaseCommon Stock | 500 | $3.95 | $1,972.50 |
DisclosureSEC source: 0001871648-21-000010 · wf-form4_163776205600831.xml · nonDerivative · entry 1 Sauermann Robert · CIK 0001871648 · EVP, Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,300 Read SEC document |
| November 15, 2021 Filed Nov 16, 2021 17:09 UTC | SRX Global Inc. BTTR · Entity 7412 | PurchaseCommon Stock | 800 | $3.96 | $3,168.00 |
DisclosureSEC source: 0001871648-21-000008 · wf-form4_163710054861278.xml · nonDerivative · entry 1 Sauermann Robert · CIK 0001871648 · EVP, Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,800 Read SEC document |
| August 20, 2021 Filed Aug 23, 2021 17:29 UTC | SRX Global Inc. BTTR · Entity 7412 | PurchaseCommon Stock | 3,000 | $3.52 | $10,560.00 |
DisclosureSEC source: 0001871648-21-000006 · wf-form4_162975418315069.xml · nonDerivative · entry 1 Sauermann Robert · CIK 0001871648 · EVP, Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 F1 · balance_after: The number of shares reported as directly owned has been increased by 5,000 and the number of shares reported as indirectly owned by SFV Holdings LLC has been decreased by 5,000 to correct an administrative error in previous reports. Read SEC document |
| August 19, 2021 Filed Aug 23, 2021 17:29 UTC | SRX Global Inc. BTTR · Entity 7412 | GrantStock Options - Right to Buy · Derivative | 15,000 | $0.00 Strike: $5.00 | $0.00 |
DisclosureSEC source: 0001871648-21-000006 · wf-form4_162975418315069.xml · derivative · entry 3 Sauermann Robert · CIK 0001871648 · EVP, Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2031-08-19 F2 · shares: Options granted on August 19, 2021 and 67% of the options shall vest as to 1/3rd of the shares on the first annual anniversary of the grant date and 1/36th of the shares to vest on each monthly anniversary thereafter, and 33% of the options shall vest as to 1/3rd of the shares on the 18 month anniversary of the grant date and 1/36th of the shares to vest on each monthly anniversary thereafter. F3 · derivative.exercise_date: Options exercisable according to the vesting terms in the related option agreement. Read SEC document |
| July 08, 2021 Filed Jul 12, 2021 08:24 UTC | SRX Global Inc. BTTR · Entity 7412 | GrantStock Options · Derivative | 33,333 | $0.00 Strike: $5.00 | $0.00 |
DisclosureSEC source: 0001871648-21-000004 · wf-form4_162609263935397.xml · derivative · entry 1 Sauermann Robert · CIK 0001871648 · EVP, Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,333 Underlying: Common Stock · 33,333 shares Expires 2031-07-08 F1 · derivative.exercise_date: Options granted on July 8, 2021 and are to vest as to 1/3rd of the shares on the first annual anniversary of the grant date and 1/36th of the shares to vest on each monthly anniversary thereafter. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.