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SRXH

SRX Global Inc.

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7412
SEC CIK
0001471727
Parsed reports
100

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
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Aug 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 30, 2022 Filed Jan 4, 2023 21:31 UTC
Conacher Lionel F.Director · Interim CEO
GrantCommon Stock 24,738 $0.54 $13,333.78
Disclosure

SEC source: 0001471727-23-000002 · wf-form4_167286780295339.xml · nonDerivative · entry 1

Conacher Lionel F. · CIK 0001417326 · Director · Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,224

F1 · shares: Shares of Common Stock issued in lieu of cash compensation for services rendered by Mr. Conacher serving in his capacity as Interim Chief Executive Officer of the Company. The Common Stock was was awarded pursuant to the Company's Amended and Restated 2019 Plan with no vesting conditions.

Read SEC document
November 02, 2022 Filed Nov 4, 2022 20:37 UTC
Conacher Lionel F.Director · Interim CEO
GrantCommon Stock 40,817 $0.98 $40,000.66
Disclosure

SEC source: 0001471727-22-000082 · wf-form4_166759424596742.xml · nonDerivative · entry 1

Conacher Lionel F. · CIK 0001417326 · Director · Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,486

F1 · shares: Shares of Common Stock issued in lieu of cash compensation for services rendered by Mr. Conacher serving in his capacity as Interim Chief Executive Officer of the Company. The Common Stock was was awarded pursuant to the Company's Amended and Restated 2019 Plan with no vesting conditions.

Read SEC document
October 14, 2022 Filed Nov 10, 2022 09:37 UTC
Lerner ScottFormer CEO
Disposition to issuerStock Options - Right to Buy · Derivative 61,112 $0.00 Strike: $2.29 $0.00
Disclosure

SEC source: 0001870246-22-000008 · wf-form4_166809100322861.xml · derivative · entry 10

Lerner Scott · CIK 0001870246 · Former CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,888

Underlying: Common Stock · 61,112 shares

Expires 2032-02-01

F1 · shares: Forfeiture of unvested awards per terms of the Reporting Person's separation agreement effective October 14, 2022.

F2 · derivative.exercise_date: Outstanding options as of October 14, 2022 are fully vested and exercisable through the amended expiration date per terms of the Reporting Person's separation agreement.

F3 · derivative.expiration_date: Effective as of October 14, 2022, the expiration date for outstanding options was amended to April 30, 2025 per terms of the Reporting Person's separation agreement.

Read SEC document
October 14, 2022 Filed Nov 10, 2022 09:37 UTC
Lerner ScottFormer CEO
Disposition to issuerStock Options - Right to Buy · Derivative 11,806 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001870246-22-000008 · wf-form4_166809100322861.xml · derivative · entry 9

Lerner Scott · CIK 0001870246 · Former CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,194

Underlying: Common Stock · 11,806 shares

Expires 2031-08-19

F1 · shares: Forfeiture of unvested awards per terms of the Reporting Person's separation agreement effective October 14, 2022.

F2 · derivative.exercise_date: Outstanding options as of October 14, 2022 are fully vested and exercisable through the amended expiration date per terms of the Reporting Person's separation agreement.

F3 · derivative.expiration_date: Effective as of October 14, 2022, the expiration date for outstanding options was amended to April 30, 2025 per terms of the Reporting Person's separation agreement.

Read SEC document
October 14, 2022 Filed Nov 10, 2022 09:37 UTC
Lerner ScottFormer CEO
Disposition to issuerStock Options - Right to Buy · Derivative 13,889 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001870246-22-000008 · wf-form4_166809100322861.xml · derivative · entry 8

Lerner Scott · CIK 0001870246 · Former CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,444

Underlying: Common Stock · 13,889 shares

Expires 2031-07-08

F1 · shares: Forfeiture of unvested awards per terms of the Reporting Person's separation agreement effective October 14, 2022.

F2 · derivative.exercise_date: Outstanding options as of October 14, 2022 are fully vested and exercisable through the amended expiration date per terms of the Reporting Person's separation agreement.

F3 · derivative.expiration_date: Effective as of October 14, 2022, the expiration date for outstanding options was amended to April 30, 2025 per terms of the Reporting Person's separation agreement.

Read SEC document
October 14, 2022 Filed Nov 10, 2022 09:37 UTC
Lerner ScottFormer CEO
Disposition to issuerStock Options - Right to Buy · Derivative 61,112 $0.00 Strike: $8.82 $0.00
Disclosure

SEC source: 0001870246-22-000008 · wf-form4_166809100322861.xml · derivative · entry 7

Lerner Scott · CIK 0001870246 · Former CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,888

Underlying: Common Stock · 61,112 shares

Expires 2031-03-03

F1 · shares: Forfeiture of unvested awards per terms of the Reporting Person's separation agreement effective October 14, 2022.

F2 · derivative.exercise_date: Outstanding options as of October 14, 2022 are fully vested and exercisable through the amended expiration date per terms of the Reporting Person's separation agreement.

F3 · derivative.expiration_date: Effective as of October 14, 2022, the expiration date for outstanding options was amended to April 30, 2025 per terms of the Reporting Person's separation agreement.

Read SEC document
October 14, 2022 Filed Nov 10, 2022 09:37 UTC
Lerner ScottFormer CEO
Disposition to issuerStock Options - Right to Buy · Derivative 20,834 $0.00 Strike: $6.78 $0.00
Disclosure

SEC source: 0001870246-22-000008 · wf-form4_166809100322861.xml · derivative · entry 6

Lerner Scott · CIK 0001870246 · Former CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,500

Underlying: Common Stock · 20,834 shares

Expires 2030-12-28

F1 · shares: Forfeiture of unvested awards per terms of the Reporting Person's separation agreement effective October 14, 2022.

F2 · derivative.exercise_date: Outstanding options as of October 14, 2022 are fully vested and exercisable through the amended expiration date per terms of the Reporting Person's separation agreement.

F3 · derivative.expiration_date: Effective as of October 14, 2022, the expiration date for outstanding options was amended to April 30, 2025 per terms of the Reporting Person's separation agreement.

Read SEC document
September 07, 2022 Filed Sep 7, 2022 18:17 UTC
Young DonaldChief Sales Officer
PurchaseCommon Stock 11,000 $1.50 $16,500.00
Disclosure

SEC source: 0001870760-22-000011 · wf-form4_166257462083317.xml · nonDerivative · entry 1

Young Donald · CIK 0001870760 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 570,601

Read SEC document
September 02, 2022 Filed Sep 6, 2022 09:40 UTC PurchaseCommon Stock 1,750 $1.70 $2,975.00
Disclosure

SEC source: 0001871648-22-000014 · wf-form4_166247160593404.xml · nonDerivative · entry 1

Sauermann Robert · CIK 0001871648 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,800

Read SEC document
August 30, 2022 Filed Aug 30, 2022 16:20 UTC PurchaseCommon Stock 1,750 $1.82 $3,185.00
Disclosure

SEC source: 0001871648-22-000012 · wf-form4_166189084145162.xml · nonDerivative · entry 1

Sauermann Robert · CIK 0001871648 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,050

Read SEC document
August 29, 2022 Filed Aug 30, 2022 13:32 UTC
Young DonaldChief Sales Officer
PurchaseCommon Stock 11,000 $1.76 $19,360.00
Disclosure

SEC source: 0001870760-22-000009 · wf-form4_166186636203044.xml · nonDerivative · entry 1

Young Donald · CIK 0001870760 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 559,601

Read SEC document
August 15, 2022 Filed Aug 15, 2022 19:48 UTC PurchaseCommon Stock 2,000 $1.98 $3,960.00
Disclosure

SEC source: 0001871648-22-000010 · wf-form4_166060725196250.xml · nonDerivative · entry 1

Sauermann Robert · CIK 0001871648 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,300

Read SEC document
June 15, 2022 Filed Jun 16, 2022 12:56 UTC PurchaseCommon Stock 1,000 $2.40 $2,400.00
Disclosure

SEC source: 0001471727-22-000054 · wf-form4_165539857949586.xml · nonDerivative · entry 1

Sauermann Robert · CIK 0001871648 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,300

Read SEC document
June 01, 2022 Filed Jun 1, 2022 17:24 UTC
Sauermann RobertEVP, Strategy
PurchaseCommon Stock 500 $2.39 $1,195.00
Disclosure

SEC source: 0001871648-22-000006 · wf-form4_165411863328367.xml · nonDerivative · entry 1

Sauermann Robert · CIK 0001871648 · EVP, Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,300

Read SEC document
May 27, 2022 Filed May 27, 2022 17:13 UTC PurchaseCommon Stock 2,500 $2.68 $6,700.00
Disclosure

SEC source: 0001870120-22-000018 · wf-form4_165368599087780.xml · nonDerivative · entry 1

Young Michael · CIK 0001870120 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held by Cottingham Capital Partners, LLC. of which Mr. Young is a manager.

Disclosed balance after: 92,500

Read SEC document
May 27, 2022 Filed Sep 7, 2023 16:06 UTC PurchaseCommon Stock 0 $2.68 $0.00
Disclosure

SEC source: 0001628280-23-031705 · wk-form4_1694117175.xml · nonDerivative · entry 2

Young Michael · CIK 0001870120 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Shares held by Cottingham Capital Partners, LLC. of which Mr. Young is a manager.

Disclosed balance after: 92,500

Read SEC document
May 26, 2022 Filed May 27, 2022 07:34 UTC PurchaseCommon Stock 1,000 $2.47 $2,470.00
Disclosure

SEC source: 0001870120-22-000016 · wf-form4_165365128060404.xml · nonDerivative · entry 1

Young Michael · CIK 0001870120 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held by Cottingham Capital Partners, LLC. of which Mr. Young is a manager.

Disclosed balance after: 90,000

Read SEC document
May 25, 2022 Filed May 25, 2022 17:03 UTC PurchaseCommon Stock 5,500 $2.48 $13,640.00
Disclosure

SEC source: 0001870120-22-000014 · wf-form4_165351260360360.xml · nonDerivative · entry 1

Young Michael · CIK 0001870120 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held by Cottingham Capital Partners, LLC. of which Mr. Young is a manager.

Disclosed balance after: 89,000

Read SEC document
May 20, 2022 Filed May 20, 2022 17:02 UTC PurchaseCommon Stock 500 $2.40 $1,200.00
Disclosure

SEC source: 0001870120-22-000012 · wf-form4_165308052876307.xml · nonDerivative · entry 1

Young Michael · CIK 0001870120 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held by Cottingham Capital Partners, LLC. of which Mr. Young is a manager.

Disclosed balance after: 83,500

Read SEC document
May 19, 2022 Filed May 19, 2022 16:48 UTC PurchaseCommon Stock 452 $2.14 $967.28
Disclosure

SEC source: 0001870120-22-000010 · wf-form4_165299327007083.xml · nonDerivative · entry 1

Young Michael · CIK 0001870120 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held by Cottingham Capital Partners, LLC. of which Mr. Young is a manager.

Disclosed balance after: 83,000

Read SEC document
May 17, 2022 Filed May 18, 2022 07:41 UTC PurchaseCommon Stock 12,800 $2.12 $27,136.00
Disclosure

SEC source: 0001870120-22-000008 · wf-form4_165287404713720.xml · nonDerivative · entry 2

Young Michael · CIK 0001870120 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held by Cottingham Capital Partners, LLC. of which Mr. Young is a manager.

Disclosed balance after: 82,548

Read SEC document
May 17, 2022 Filed May 18, 2022 07:41 UTC PurchaseCommon Stock 10,000 $2.20 $22,000.00
Disclosure

SEC source: 0001870120-22-000008 · wf-form4_165287404713720.xml · nonDerivative · entry 1

Young Michael · CIK 0001870120 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 720,598

Read SEC document
May 16, 2022 Filed May 17, 2022 10:09 UTC PurchaseCommon Stock 17 $2.45 $41.65
Disclosure

SEC source: 0001870246-22-000004 · wf-form4_165279657670628.xml · nonDerivative · entry 2

Lerner Scott · CIK 0001870246 · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Son

Disclosed balance after: 57

Read SEC document
May 16, 2022 Filed May 17, 2022 10:09 UTC PurchaseCommon Stock 12,500 $2.00 $25,000.00
Disclosure

SEC source: 0001870246-22-000004 · wf-form4_165279657670628.xml · nonDerivative · entry 1

Lerner Scott · CIK 0001870246 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,288

Read SEC document
May 16, 2022 Filed May 17, 2022 10:05 UTC
Sauermann RobertEVP, Strategy
PurchaseCommon Stock 12,500 $2.00 $25,000.00
Disclosure

SEC source: 0001871648-22-000004 · wf-form4_165279631794024.xml · nonDerivative · entry 1

Sauermann Robert · CIK 0001871648 · EVP, Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,800

Read SEC document
May 16, 2022 Filed May 17, 2022 10:07 UTC PurchaseCommon Stock 7,000 $2.34 $16,380.00
Disclosure

SEC source: 0001870120-22-000006 · wf-form4_165279644721133.xml · nonDerivative · entry 1

Young Michael · CIK 0001870120 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held by Cottingham Capital Partners, LLC. of which Mr. Young is a manager.

Disclosed balance after: 69,748

Read SEC document
May 16, 2022 Filed May 17, 2022 14:12 UTC
Young DonaldEVP, Sales
PurchaseCommon Stock 500,000 $2.00 $1,000,000.00
Disclosure

SEC source: 0001870760-22-000006 · wf-form4_165279671661896.xml · nonDerivative · entry 1

Young Donald · CIK 0001870760 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 548,601

Read SEC document
February 01, 2022 Filed Feb 3, 2022 17:03 UTC GrantStock Options - Right to Buy · Derivative 50,000 $0.00 Strike: $2.29 $0.00
Disclosure

SEC source: 0001869680-22-000002 · wf-form4_164392578696001.xml · derivative · entry 8

Cook Sharla A · CIK 0001869680 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2032-02-01

F2 · derivative.exercise_date: Options granted on February 1, 2022 and are to vest as to 1/3rd of the shares on the first annual anniversary of the grant date and 1/36th of the shares to vest on each monthly anniversary thereafter.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 17:06 UTC GrantStock Options - Right to Buy · Derivative 100,000 $0.00 Strike: $2.29 $0.00
Disclosure

SEC source: 0001870246-22-000002 · wf-form4_164392595620123.xml · derivative · entry 10

Lerner Scott · CIK 0001870246 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2032-02-01

F2 · derivative.exercise_date: Options granted on February 1, 2022 and are to vest as to 1/3rd of the shares on the first annual anniversary of the grant date and 1/36th of the shares to vest on each monthly anniversary thereafter.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 16:56 UTC
Sauermann RobertEVP, Strategy
GrantStock Options - Right to Buy · Derivative 50,000 $0.00 Strike: $2.29 $0.00
Disclosure

SEC source: 0001871648-22-000002 · wf-form4_164392534521492.xml · derivative · entry 12

Sauermann Robert · CIK 0001871648 · EVP, Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2032-02-01

F2 · derivative.exercise_date: Options granted on February 1, 2022 and are to vest as to 1/3rd of the shares on the first annual anniversary of the grant date and 1/36th of the shares to vest on each monthly anniversary thereafter.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 17:13 UTC GrantCommon Stock 43,669 $2.29 $100,002.01
Disclosure

SEC source: 0001869681-22-000002 · wf-form4_164392637546417.xml · nonDerivative · entry 1

Fronzaglia Gil · CIK 0001869681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,669

F1 · shares: Annual restricted stock grant under the Company's Amended and Restated 2019 Plan for board service with no vesting conditions.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 17:07 UTC GrantCommon Stock 43,669 $2.29 $100,002.01
Disclosure

SEC source: 0001870120-22-000004 · wf-form4_164392602070252.xml · nonDerivative · entry 1

Young Michael · CIK 0001870120 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 710,598

F1 · shares: Annual restricted stock grant under the Company's Amended and Restated 2019 Plan for board service with no vesting conditions.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 22:04 UTC
Young DonaldEVP, Sales
GrantStock Options - Right to Buy · Derivative 75,000 $0.00 Strike: $2.29 $0.00
Disclosure

SEC source: 0001870760-22-000004 · wf-form4_164392585966806.xml · derivative · entry 8

Young Donald · CIK 0001870760 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2032-02-01

F2 · derivative.exercise_date: Options granted on February 1, 2022 and are to vest as to 1/3rd of the shares on the first annual anniversary of the grant date and 1/36th of the shares to vest on each monthly anniversary thereafter.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 22:02 UTC GrantCommon Stock 43,669 $2.29 $100,002.01
Disclosure

SEC source: 0001888326-22-000002 · wf-form4_164392571848612.xml · nonDerivative · entry 1

Dickinson Arlene · CIK 0001888326 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,669

F1 · shares: Annual restricted stock grant under the Company's Amended and Restated 2019 Plan for board service with no vesting conditions.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 22:00 UTC GrantCommon Stock 43,669 $2.29 $100,002.01
Disclosure

SEC source: 0001471727-22-000009 · wf-form4_164392561164117.xml · nonDerivative · entry 1

Conacher Lionel F. · CIK 0001417326 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,669

F1 · shares: Annual restricted stock grant under the Company's Amended and Restated 2019 Plan for board service with no vesting conditions.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 21:58 UTC
Word John M IIIDirector · 10% owner
GrantCommon Stock 43,669 $2.29 $100,002.01
Disclosure

SEC source: 0001868919-22-000002 · wf-form4_164392551859319.xml · nonDerivative · entry 1

Word John M III · CIK 0001868919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,276,283

F1 · shares: Annual restricted stock grant under the Company's Amended and Restated 2019 Plan for board service with no vesting conditions.

Read SEC document
December 17, 2021 Filed Dec 17, 2021 16:42 UTC PurchaseCommon Stock 1,668 $3.15 $5,254.20
Disclosure

SEC source: 0001869680-21-000008 · wf-form4_163977734742372.xml · nonDerivative · entry 1

Cook Sharla A · CIK 0001869680 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,502

Read SEC document
December 15, 2021 Filed Dec 15, 2021 17:26 UTC
Sauermann RobertEVP, Strategy
PurchaseCommon Stock 1,000 $3.12 $3,120.00
Disclosure

SEC source: 0001871648-21-000014 · wf-form4_163960717689767.xml · nonDerivative · entry 2

Sauermann Robert · CIK 0001871648 · EVP, Strategy

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held by SFV Holdings LLC of which Mr. Sauermann is the President

Disclosed balance after: 86,879

Read SEC document
December 09, 2021 Filed Dec 9, 2021 16:46 UTC
Sauermann RobertEVP, Strategy
PurchaseCommon Stock 10,000 $3.38 $33,800.00
Disclosure

SEC source: 0001871648-21-000012 · wf-form4_163908638823457.xml · nonDerivative · entry 3

Sauermann Robert · CIK 0001871648 · EVP, Strategy

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held by SFV Holdings LLC of which Mr. Sauermann is the President

Disclosed balance after: 85,879

Read SEC document
December 08, 2021 Filed Dec 9, 2021 16:46 UTC
Sauermann RobertEVP, Strategy
PurchaseCommon Stock 10,698 $3.39 $36,266.22
Disclosure

SEC source: 0001871648-21-000012 · wf-form4_163908638823457.xml · nonDerivative · entry 2

Sauermann Robert · CIK 0001871648 · EVP, Strategy

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held by SFV Holdings LLC of which Mr. Sauermann is the President

Disclosed balance after: 75,879

Read SEC document
December 03, 2021 Filed Dec 6, 2021 17:48 UTC
Word John M IIIDirector · 10% owner
PurchaseCommon Stock 25,000 $3.13 $78,250.00
Disclosure

SEC source: 0001868919-21-000010 · wf-form4_163881291186371.xml · nonDerivative · entry 1

Word John M III · CIK 0001868919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,232,614

Read SEC document
November 24, 2021 Filed Nov 26, 2021 13:08 UTC PurchaseCommon Stock 512 $3.90 $1,996.80
Disclosure

SEC source: 0001870246-21-000012 · wf-form4_163795008619686.xml · nonDerivative · entry 1

Lerner Scott · CIK 0001870246 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,788

Read SEC document
November 24, 2021 Filed Nov 26, 2021 13:09 UTC PurchaseCommon Stock 10,000 $3.84 $38,440.00
Disclosure

SEC source: 0001870120-21-000011 · wf-form4_163795015341906.xml · nonDerivative · entry 1

Young Michael · CIK 0001870120 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 690,762

Read SEC document
November 24, 2021 Filed Jan 14, 2022 16:49 UTC Amendment PurchaseCommon Stock 10,000 $3.84 $38,440.00
Disclosure

SEC source: 0001870120-22-000002 · wf-form4a_164219695912327.xml · nonDerivative · entry 1

Young Michael · CIK 0001870120 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 666,929

F1 · balance_after: The number of shares directly owned has been reduced by 23,833 to correct an administrative error in previous reports.

Read SEC document
November 23, 2021 Filed Nov 24, 2021 08:54 UTC
Sauermann RobertEVP, Strategy
PurchaseCommon Stock 500 $3.95 $1,972.50
Disclosure

SEC source: 0001871648-21-000010 · wf-form4_163776205600831.xml · nonDerivative · entry 1

Sauermann Robert · CIK 0001871648 · EVP, Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,300

Read SEC document
November 17, 2021 Filed Nov 18, 2021 07:36 UTC PurchaseCommon Stock 19,748 $4.03 $79,584.44
Disclosure

SEC source: 0001870120-21-000009 · wf-form4_163723900295821.xml · nonDerivative · entry 2

Young Michael · CIK 0001870120 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held by Cottingham Capital Partners, LLC. of which Mr. Young is a manager.

Disclosed balance after: 38,915

Read SEC document
November 16, 2021 Filed Nov 16, 2021 22:23 UTC PurchaseCommon Stock 10,000 $3.96 $39,600.00
Disclosure

SEC source: 0001471727-21-000110 · wf-form4_163710138814933.xml · nonDerivative · entry 1

Conacher Lionel F. · CIK 0001417326 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Read SEC document
November 15, 2021 Filed Nov 16, 2021 17:09 UTC
Sauermann RobertEVP, Strategy
PurchaseCommon Stock 800 $3.96 $3,168.00
Disclosure

SEC source: 0001871648-21-000008 · wf-form4_163710054861278.xml · nonDerivative · entry 1

Sauermann Robert · CIK 0001871648 · EVP, Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,800

Read SEC document
November 12, 2021 Filed Nov 15, 2021 16:36 UTC PurchaseCommon Stock 20 $3.92 $78.40
Disclosure

SEC source: 0001870246-21-000010 · wf-form4_163701217561175.xml · nonDerivative · entry 3

Lerner Scott · CIK 0001870246 · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Son

Disclosed balance after: 40

Read SEC document
November 12, 2021 Filed Nov 15, 2021 16:36 UTC PurchaseCommon Stock 1,530 $3.92 $5,997.60
Disclosure

SEC source: 0001870246-21-000010 · wf-form4_163701217561175.xml · nonDerivative · entry 1

Lerner Scott · CIK 0001870246 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,276

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.