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Nasdaq · USD

SRRK

Scholar Rock Holding Corp

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Tapewire entity
3721
SEC CIK
0001727196
Parsed reports
320

Last 12 months

Inside the activity.

0 purchase rows · 38 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202503
Jan 2026011
Feb 202607
Mar 202600
Apr 202604
May 202600
Jun 202600
Jul 2026013
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 26, 2021 Filed Jan 28, 2021 22:48 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 2,188 $0.00 Strike: $5.77 $0.00
Disclosure

SEC source: 0001179110-21-000897 · edgar.xml · derivative · entry 6

Gilman Michael · CIK 0001291144 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,314

Underlying: Common Stock · 2,188 shares

Expires 2028-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a trading plan intended to comply with Rule 10b5-1 of the Securities Exchange Act of 1934.

F2 · derivative.exercise_date: This option shall vest and become exercisable in 16 equal quarterly installments commencing with the first quarter following February 13, 2018.

Read SEC document
January 26, 2021 Filed Jan 28, 2021 22:48 UTC SaleCommon Stock 1,518 $59.90 $90,928.35
Disclosure

SEC source: 0001179110-21-000897 · edgar.xml · nonDerivative · entry 5

Gilman Michael · CIK 0001291144 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,959

F1 · kind: This transaction was effected pursuant to a trading plan intended to comply with Rule 10b5-1 of the Securities Exchange Act of 1934.

F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $59.55 to $60.52. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
January 26, 2021 Filed Jan 28, 2021 22:48 UTC SaleCommon Stock 1,500 $59.02 $88,532.70
Disclosure

SEC source: 0001179110-21-000897 · edgar.xml · nonDerivative · entry 4

Gilman Michael · CIK 0001291144 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,477

F1 · kind: This transaction was effected pursuant to a trading plan intended to comply with Rule 10b5-1 of the Securities Exchange Act of 1934.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $58.50 to $59.4675. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
January 26, 2021 Filed Jan 28, 2021 22:48 UTC SaleCommon Stock 483 $57.99 $28,008.06
Disclosure

SEC source: 0001179110-21-000897 · edgar.xml · nonDerivative · entry 3

Gilman Michael · CIK 0001291144 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,977

F1 · kind: This transaction was effected pursuant to a trading plan intended to comply with Rule 10b5-1 of the Securities Exchange Act of 1934.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $57.53 to $58.205. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
January 26, 2021 Filed Jan 28, 2021 22:48 UTC Exercise / conversionCommon Stock 1,313 $5.77 $7,576.01
Disclosure

SEC source: 0001179110-21-000897 · edgar.xml · nonDerivative · entry 2

Gilman Michael · CIK 0001291144 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,460

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a trading plan intended to comply with Rule 10b5-1 of the Securities Exchange Act of 1934.

Read SEC document
January 26, 2021 Filed Jan 28, 2021 22:48 UTC Exercise / conversionCommon Stock 2,188 $5.77 $12,624.76
Disclosure

SEC source: 0001179110-21-000897 · edgar.xml · nonDerivative · entry 1

Gilman Michael · CIK 0001291144 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,147

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a trading plan intended to comply with Rule 10b5-1 of the Securities Exchange Act of 1934.

Read SEC document
November 23, 2020 Filed Feb 16, 2021 22:16 UTC GiftCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-001702 · edgar.xml · nonDerivative · entry 2

FLIER JEFFREY S. · CIK 0001740266 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Jeffrey S. Flier Family Trust - 2014

Disclosed balance after: 34,272

F1 · kind: Gift by reporting person to Eleftheria Maratos-Flier and Samuel C. Sichko, as trustees for The Jeffrey S. Flier Family Trust - 2014. The reporting person disclaims beneficial ownership of the shares held by this trust.

F2 · ownership.nature: These shares are owned directly by The Jeffrey S. Flier Family Trust - 2014, for which the reporting person's spouse, Eleftheria Maratos-Flier, and Samuel C. Sichko are trustees. The reporting person disclaims Section 16 beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
November 23, 2020 Filed Feb 16, 2021 22:16 UTC GiftCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-001702 · edgar.xml · nonDerivative · entry 1

FLIER JEFFREY S. · CIK 0001740266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,513

F1 · kind: Gift by reporting person to Eleftheria Maratos-Flier and Samuel C. Sichko, as trustees for The Jeffrey S. Flier Family Trust - 2014. The reporting person disclaims beneficial ownership of the shares held by this trust.

Read SEC document
July 16, 2020 Filed Jul 17, 2020 20:33 UTC
Kingsley Stuart ADirector · President and CEO
GrantStock Option (Right to Buy) · Derivative 429,684 $0.00 Strike: $13.83 $0.00
Disclosure

SEC source: 0001179110-20-008345 · edgar.xml · derivative · entry 1

Kingsley Stuart A · CIK 0001369067 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 429,684

Underlying: Common Stock · 429,684 shares

Expires 2030-07-16

F1 · derivative.exercise_date: Shares will vest over four years, with 25% vesting on July 14, 2021 and the remainder vesting in 12 quarterly installments thereafter, subject to such individual's continued service through each such date.

Read SEC document
July 16, 2020 Filed Jul 17, 2020 20:31 UTC
Myles Edward HChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 250,000 $0.00 Strike: $13.83 $0.00
Disclosure

SEC source: 0001179110-20-008342 · edgar.xml · derivative · entry 1

Myles Edward H · CIK 0001358219 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2030-07-16

F1 · derivative.exercise_date: Shares will vest over four years, with 25% vesting on July 16, 2021 and the remainder vesting in 12 quarterly installments thereafter, subject to such individual's continued service through each such date.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 20:38 UTC
Burow KristinaDirector · 10% owner
GrantStock Option (right to buy) · Derivative 13,000 $0.00 Strike: $17.65 $0.00
Disclosure

SEC source: 0001179110-20-007549 · edgar.xml · derivative · entry 1

Burow Kristina · CIK 0001569248 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

Underlying: Common Stock · 13,000 shares

Expires 2030-06-16

F1 · derivative.exercise_date: This option shall vest and become fully exercisable on the earlier of the first anniversary following the date of grant or the next scheduled Annual Meeting.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 20:32 UTC
Hallal DavidDirector
GrantStock Option (right to buy) · Derivative 7,000 $0.00 Strike: $17.65 $0.00
Disclosure

SEC source: 0001179110-20-007547 · edgar.xml · derivative · entry 2

Hallal David · CIK 0001457477 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Stock · 7,000 shares

Expires 2030-06-16

F1 · derivative.exercise_date: This option shall vest and become fully exercisable on the earlier of the first anniversary following the date of grant or the next scheduled Annual Meeting.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 20:32 UTC
Hallal DavidDirector
GrantStock Option (right to buy) · Derivative 13,000 $0.00 Strike: $17.65 $0.00
Disclosure

SEC source: 0001179110-20-007547 · edgar.xml · derivative · entry 1

Hallal David · CIK 0001457477 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

Underlying: Common Stock · 13,000 shares

Expires 2030-06-16

F1 · derivative.exercise_date: This option shall vest and become fully exercisable on the earlier of the first anniversary following the date of grant or the next scheduled Annual Meeting.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 20:28 UTC GrantStock Option (right to buy) · Derivative 13,000 $0.00 Strike: $17.65 $0.00
Disclosure

SEC source: 0001179110-20-007543 · edgar.xml · derivative · entry 1

FLIER JEFFREY S. · CIK 0001740266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

Underlying: Stock Option · 13,000 shares

Expires 2030-06-16

F1 · derivative.exercise_date: This option shall vest and become fully exercisable on the earlier of the first anniversary following the date of grant or the next scheduled Annual Meeting.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 20:27 UTC GrantStock Option (right to buy) · Derivative 13,000 $0.00 Strike: $17.65 $0.00
Disclosure

SEC source: 0001179110-20-007541 · edgar.xml · derivative · entry 1

Gilman Michael · CIK 0001291144 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

Underlying: Common Stock · 13,000 shares

Expires 2030-06-16

F1 · derivative.exercise_date: This option shall vest and become fully exercisable on the earlier of the first anniversary following the date of grant or the next scheduled Annual Meeting.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 20:25 UTC GrantStock Option (right to buy) · Derivative 13,000 $0.00 Strike: $17.65 $0.00
Disclosure

SEC source: 0001179110-20-007539 · edgar.xml · derivative · entry 1

Myles Edward H · CIK 0001358219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

Underlying: Common Stock · 13,000 shares

Expires 2030-06-16

F1 · derivative.exercise_date: This option shall vest and become fully exercisable on the earlier of the first anniversary following the date of grant or the next scheduled Annual Meeting.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 20:24 UTC
Nashat AmirDirector · 10% owner
GrantStock Option (right to buy) · Derivative 13,000 $0.00 Strike: $17.65 $0.00
Disclosure

SEC source: 0001179110-20-007537 · edgar.xml · derivative · entry 1

Nashat Amir · CIK 0001575843 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

Underlying: Common Stock · 13,000 shares

Expires 2030-06-16

F1 · derivative.exercise_date: This option shall vest and become fully exercisable on the earlier of the first anniversary following the date of grant or the next scheduled Annual Meeting.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 20:23 UTC GrantStock Option (right to buy) · Derivative 13,000 $0.00 Strike: $17.65 $0.00
Disclosure

SEC source: 0001179110-20-007535 · edgar.xml · derivative · entry 1

Vaishnaw Akshay · CIK 0001458494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

Underlying: Common Stock · 13,000 shares

Expires 2030-06-16

F1 · derivative.exercise_date: This option shall vest and become fully exercisable on the earlier of the first anniversary following the date of grant or the next scheduled Annual Meeting.

Read SEC document
May 20, 2020 Filed May 21, 2020 20:42 UTC GrantStock Option (right to buy) · Derivative 20,316 $0.00 Strike: $19.68 $0.00
Disclosure

SEC source: 0001179110-20-006435 · edgar.xml · derivative · entry 1

Kingsley Stuart A · CIK 0001369067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,316

Underlying: Common Stock · 20,316 shares

Expires 2030-05-20

F1 · derivative.exercise_date: This option vests monthly over three (3) years, with the first monthly amount vesting on June 20, 2020.

Read SEC document
February 06, 2020 Filed Feb 10, 2020 22:22 UTC
BUCKLER ALAN J.Chief Scientific Officer
GrantStock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $13.52 $0.00
Disclosure

SEC source: 0001179110-20-001385 · edgar.xml · derivative · entry 1

BUCKLER ALAN J. · CIK 0001740152 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2024-01-01

F1 · derivative.exercise_date: Shares will vest and become exercisable quarterly over four years, with the first vesting event on April 1, 2020; subject to a continued service relationship with the company on each such vesting date.

Read SEC document
February 06, 2020 Filed Feb 10, 2020 22:22 UTC
Mahanthappa Nagesh K.Director · President and CEO
GrantStock Option (Right to Buy) · Derivative 164,000 $0.00 Strike: $13.52 $0.00
Disclosure

SEC source: 0001179110-20-001384 · edgar.xml · derivative · entry 1

Mahanthappa Nagesh K. · CIK 0001740430 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,000

Underlying: Common Stock · 164,000 shares

Expires 2024-01-01

F1 · derivative.exercise_date: Shares will vest and become exercisable quarterly over four years, with the first vesting event on April 1, 2020; subject to a continued service relationship with the company on each such vesting date.

Read SEC document
February 06, 2020 Filed Feb 10, 2020 22:22 UTC
CHYUNG YUNG H.Chief Medical Officer
GrantStock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $13.52 $0.00
Disclosure

SEC source: 0001179110-20-001383 · edgar.xml · derivative · entry 1

CHYUNG YUNG H. · CIK 0001740377 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2024-01-01

F1 · derivative.exercise_date: Shares will vest and become exercisable quarterly over four years, with the first vesting event on April 1, 2020; subject to a continued service relationship with the company on each such vesting date.

Read SEC document
February 06, 2020 Filed Feb 10, 2020 22:22 UTC
Moore ErinSVP, Finance
GrantStock Option (Right to Buy) · Derivative 50,600 $0.00 Strike: $13.52 $0.00
Disclosure

SEC source: 0001179110-20-001382 · edgar.xml · derivative · entry 1

Moore Erin · CIK 0001790859 · SVP, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,600

Underlying: Common Stock · 50,600 shares

Expires 2024-01-01

F1 · derivative.exercise_date: Shares will vest and become exercisable quarterly over four years, with the first vesting event on April 1, 2020; subject to a continued service relationship with the company on each such vesting date.

Read SEC document
December 17, 2019 Filed Dec 21, 2019 00:40 UTC
Moore ErinSVP, Finance
GrantStock Option (Right to Buy) · Derivative 9,400 $0.00 Strike: $11.48 $0.00
Disclosure

SEC source: 0001104659-19-075201 · a4.xml · derivative · entry 1

Moore Erin · CIK 0001790859 · SVP, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,400

Underlying: Common Stock · 9,400 shares

Expires 2029-12-17

F1 · derivative.exercise_date: This option vests quarterly over four (4) years, with the first quarterly amount vesting on January 1, 2020.

Read SEC document
December 10, 2019 Filed Dec 12, 2019 23:36 UTC GiftCommon Stock 296,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-029093 · doc4.xml · nonDerivative · entry 1

SPRINGER TIMOTHY A · CIK 0001055624 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,376,567

F1 · shares: Represents shares of the Company's common stock transfered as a gift for no consideration to the Institute of Protein Innovation, a not-for-profit research institution.

Read SEC document
September 18, 2019 Filed Sep 20, 2019 20:39 UTC
Hallal DavidDirector
GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-010518 · edgar.xml · nonDerivative · entry 1

Hallal David · CIK 0001457477 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,595

F1 · shares: Represents shares of the Company's common stock transferred as a gift for no consideration to a family member subject to additional transfer restrictions.

Read SEC document
September 03, 2019 Filed Sep 6, 2019 01:08 UTC
SPRINGER TIMOTHY ADirector · 10% owner
OtherCommon Stock 1,237,028 $0.00 $0.00
Disclosure

SEC source: 0001453687-19-000136 · edgar.xml · nonDerivative · entry 1

SPRINGER TIMOTHY A · CIK 0001055624 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

F1 · kind: Reflects a liquidating distribution by Leukon Investments, LP to its partners.

F2 · ownership.nature: Held by Leukon Investments, LP.

F4 · ownership.nature: LKST, Inc. is the general partner of Leukon Investments, LP. Timothy Springer is the president of LKST, Inc. and the managing member of TAS Partners LLC. The Reporting Person disclaims beneficial ownership of the securities held by Leukon Investments, LP and TAS Partners LLC except to the extent of his pecuniary interest therein, if any.

Read SEC document
August 19, 2019 Filed Aug 21, 2019 22:57 UTC GiftCommon Stock 296,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-046846 · a4.xml · nonDerivative · entry 1

SPRINGER TIMOTHY A · CIK 0001055624 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,672,567

F1 · shares: Represents shares of the Company's common stock transfered as a gift for no consideration to the Institute of Protein Innovation, a not-for-profit research institution.

Read SEC document
May 21, 2019 Filed May 24, 2019 01:41 UTC
Nashat AmirDirector · 10% owner
GrantStock Option (Right to Buy) · Derivative 10,158 $0.00 Strike: $21.21 $0.00
Disclosure

SEC source: 0001104659-19-031593 · a4.xml · derivative · entry 1

Nashat Amir · CIK 0001575843 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,158

Underlying: Common Stock · 10,158 shares

Expires 2029-05-21

F1 · derivative.exercise_date: This option shall vest and become fully exercisable on the earlier of the first anniversary following the date of grant or the next scheduled Annual Meeting.

Read SEC document
May 21, 2019 Filed May 24, 2019 01:44 UTC GrantStock Option (Right to Buy) · Derivative 10,158 $0.00 Strike: $21.21 $0.00
Disclosure

SEC source: 0001104659-19-031600 · a4.xml · derivative · entry 1

FLIER JEFFREY S. · CIK 0001740266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,158

Underlying: Common Stock · 10,158 shares

Expires 2029-05-21

F1 · derivative.exercise_date: This option shall vest and become fully exercisable on the earlier of the first anniversary following the date of grant or the next scheduled Annual Meeting.

Read SEC document
May 21, 2019 Filed May 24, 2019 01:43 UTC GrantStock Option (Right to Buy) · Derivative 5,079 $0.00 Strike: $21.21 $0.00
Disclosure

SEC source: 0001104659-19-031599 · a4.xml · derivative · entry 1

Myles Edward H · CIK 0001358219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,079

Underlying: Common Stock · 5,079 shares

Expires 2029-05-21

F1 · derivative.exercise_date: This option shall vest and become fully exercisable on the earlier of the first anniversary following the date of grant or the next scheduled Annual Meeting.

Read SEC document
May 21, 2019 Filed May 24, 2019 01:43 UTC GrantStock Option (Right to Buy) · Derivative 10,158 $0.00 Strike: $21.21 $0.00
Disclosure

SEC source: 0001104659-19-031598 · a4.xml · derivative · entry 1

Gilman Michael · CIK 0001291144 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,158

Underlying: Common Stock · 10,158 shares

Expires 2029-05-21

F1 · derivative.exercise_date: This option shall vest and become fully exercisable on the earlier of the first anniversary following the date of grant or the next scheduled Annual Meeting.

Read SEC document
May 21, 2019 Filed May 24, 2019 01:43 UTC
Burow KristinaDirector · 10% owner
GrantStock Option (Right to Buy) · Derivative 10,158 $0.00 Strike: $21.21 $0.00
Disclosure

SEC source: 0001104659-19-031597 · a4.xml · derivative · entry 1

Burow Kristina · CIK 0001569248 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,158

Underlying: Common Stock · 10,158 shares

Expires 2029-05-21

F1 · derivative.exercise_date: This option shall vest and become fully exercisable on the earlier of the first anniversary following the date of grant or the next scheduled Annual Meeting.

Read SEC document
May 21, 2019 Filed May 24, 2019 01:42 UTC GrantStock Option (Right to Buy) · Derivative 20,316 $0.00 Strike: $21.21 $0.00
Disclosure

SEC source: 0001104659-19-031596 · a4.xml · derivative · entry 1

Vaishnaw Akshay · CIK 0001458494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,316

Underlying: Common Stock · 20,316 shares

Expires 2029-05-21

F1 · derivative.exercise_date: This option vests monthly over three (3) years, with the first monthly amount vesting June 21, 2019.

Read SEC document
May 21, 2019 Filed May 24, 2019 01:42 UTC
Hallal DavidDirector
GrantStock Option (Right to Buy) · Derivative 10,158 $0.00 Strike: $21.21 $0.00
Disclosure

SEC source: 0001104659-19-031595 · a4.xml · derivative · entry 1

Hallal David · CIK 0001457477 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,158

Underlying: Common Stock · 10,158 shares

Expires 2029-05-21

F1 · derivative.exercise_date: This option shall vest and become fully exercisable on the earlier of the first anniversary following the date of grant or the next scheduled Annual Meeting.

Read SEC document
January 31, 2019 Filed Feb 5, 2019 00:37 UTC
CHYUNG YUNG H.Chief Medical Officer
GrantStock Option (Right to Buy) · Derivative 56,000 $0.00 Strike: $15.11 $0.00
Disclosure

SEC source: 0001104659-19-005624 · a4.xml · derivative · entry 1

CHYUNG YUNG H. · CIK 0001740377 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,000

Underlying: Common Stock · 56,000 shares

Expires 2029-01-31

F1 · derivative.exercise_date: This option vests quarterly over four (4) years, with the first quarterly amount vesting on March 31, 2019.

Read SEC document
January 31, 2019 Filed Feb 5, 2019 00:37 UTC
Mahanthappa Nagesh K.Director · President and CEO
GrantStock Option (Right to Buy) · Derivative 130,000 $0.00 Strike: $15.11 $0.00
Disclosure

SEC source: 0001104659-19-005625 · a4.xml · derivative · entry 1

Mahanthappa Nagesh K. · CIK 0001740430 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,000

Underlying: Common Stock · 130,000 shares

Expires 2029-01-31

F1 · derivative.exercise_date: This option vests quarterly over four (4) years, with the first quarterly amount vesting on March 31, 2019.

Read SEC document
January 31, 2019 Filed Feb 5, 2019 00:36 UTC
BUCKLER ALAN J.Chief Scientific Officer
GrantStock Option (Right to Buy) · Derivative 51,000 $0.00 Strike: $15.11 $0.00
Disclosure

SEC source: 0001104659-19-005623 · a4.xml · derivative · entry 1

BUCKLER ALAN J. · CIK 0001740152 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,000

Underlying: Common Stock · 51,000 shares

Expires 2029-01-31

F1 · derivative.exercise_date: This option vests quarterly over four (4) years, with the first quarterly amount vesting on March 31, 2019.

Read SEC document
January 31, 2019 Filed Feb 5, 2019 00:36 UTC
CHICKO RHONDA M.Chief Financial Officer
GrantStock Option (Right to Buy) · Derivative 56,000 $0.00 Strike: $15.11 $0.00
Disclosure

SEC source: 0001104659-19-005621 · a4.xml · derivative · entry 1

CHICKO RHONDA M. · CIK 0001740376 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,000

Underlying: Common Stock · 56,000 shares

Expires 2029-01-31

F1 · derivative.exercise_date: This option vests quarterly over four (4) years, with the first quarterly amount vesting on March 31, 2019.

Read SEC document
November 19, 2018 Filed Nov 22, 2018 01:02 UTC GrantStock Option (right to buy) · Derivative 20,316 $0.00 Strike: $20.52 $0.00
Disclosure

SEC source: 0001104659-18-069648 · a4.xml · derivative · entry 1

Myles Edward H · CIK 0001358219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,316

Underlying: Common Stock · 20,316 shares

Expires 2028-11-19

F1 · derivative.exercise_date: This option vests monthly over three (3) years, with the first monthly amount vesting on December 19, 2018.

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June 22, 2018 Filed Jun 26, 2018 21:34 UTC
SPRINGER TIMOTHY ADirector · 10% owner
GrantStock Option (right to buy) · Derivative 20,316 $0.00 Strike: $21.62 $0.00
Disclosure

SEC source: 0001104659-18-042345 · a4.xml · derivative · entry 1

SPRINGER TIMOTHY A · CIK 0001055624 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,316

Underlying: Common Stock · 20,316 shares

Expires 2028-06-22

F1 · derivative.exercise_date: This option vests monthly over three (3) years, with the first monthly amount vesting on June 29, 2018.

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June 22, 2018 Filed Jun 26, 2018 21:33 UTC GrantStock Option (right to buy) · Derivative 20,316 $0.00 Strike: $21.62 $0.00
Disclosure

SEC source: 0001104659-18-042344 · a4.xml · derivative · entry 1

FLIER JEFFREY S. · CIK 0001740266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,316

Underlying: Common Stock · 20,316 shares

Expires 2028-06-22

F1 · derivative.exercise_date: This option vests monthly over three (3) years, with the first monthly amount vesting on June 29, 2018.

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June 22, 2018 Filed Jun 26, 2018 21:32 UTC GrantStock Option (right to buy) · Derivative 20,316 $0.00 Strike: $21.62 $0.00
Disclosure

SEC source: 0001104659-18-042343 · a4.xml · derivative · entry 1

Gilman Michael · CIK 0001291144 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,316

Underlying: Common Stock · 20,316 shares

Expires 2028-06-22

F1 · derivative.exercise_date: This option vests monthly over three (3) years, with the first monthly amount vesting on June 29, 2018.

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June 22, 2018 Filed Jun 26, 2018 21:32 UTC
Nashat AmirDirector · 10% owner
GrantStock Option (right to buy) · Derivative 20,316 $0.00 Strike: $21.62 $0.00
Disclosure

SEC source: 0001104659-18-042342 · a4.xml · derivative · entry 1

Nashat Amir · CIK 0001575843 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,316

Underlying: Common Stock · 20,316 shares

Expires 2028-06-22

F1 · derivative.exercise_date: This option vests monthly over three (3) years, with the first monthly amount vesting on June 29, 2018.

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June 22, 2018 Filed Jun 26, 2018 21:31 UTC GrantStock Option (right to buy) · Derivative 20,316 $0.00 Strike: $21.62 $0.00
Disclosure

SEC source: 0001104659-18-042341 · a4.xml · derivative · entry 1

Burow Kristina · CIK 0001569248 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,316

Underlying: Common Stock · 20,316 shares

Expires 2028-06-22

F1 · derivative.exercise_date: This option vests monthly over three (3) years, with the first monthly amount vesting on June 29, 2018.

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June 22, 2018 Filed Jun 26, 2018 21:30 UTC
Hallal DavidDirector
GrantStock Option (right to buy) · Derivative 20,316 $0.00 Strike: $21.62 $0.00
Disclosure

SEC source: 0001104659-18-042340 · a4.xml · derivative · entry 1

Hallal David · CIK 0001457477 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,316

Underlying: Common Stock · 20,316 shares

Expires 2028-06-22

F1 · derivative.exercise_date: This option vests monthly over three (3) years, with the first monthly amount vesting on June 29, 2018.

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May 29, 2018 Filed Jun 1, 2018 01:41 UTC
SPRINGER TIMOTHY ADirector · 10% owner
ConversionSeries A-4 Preferred · Derivative 787,649 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-037312 · a4.xml · derivative · entry 13

SPRINGER TIMOTHY A · CIK 0001055624 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By TAS Partners, LLC

Disclosed balance after: 0

Underlying: Common Stock · 275,903 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Preferred Stock automatically converted into Common Stock, for no payment or additional consideration, on a 2.8548-for-1 basis at the closing of the Issuer's initial public offering on May 29, 2018 and had no expiration date.

F1 · price: Each share of Preferred Stock automatically converted into Common Stock, for no payment or additional consideration, on a 2.8548-for-1 basis at the closing of the Issuer's initial public offering on May 29, 2018 and had no expiration date.

F1 · derivative.exercise_date: Each share of Preferred Stock automatically converted into Common Stock, for no payment or additional consideration, on a 2.8548-for-1 basis at the closing of the Issuer's initial public offering on May 29, 2018 and had no expiration date.

F1 · derivative.expiration_date: Each share of Preferred Stock automatically converted into Common Stock, for no payment or additional consideration, on a 2.8548-for-1 basis at the closing of the Issuer's initial public offering on May 29, 2018 and had no expiration date.

F2 · ownership.nature: Timothy Springer is the Managing Member of TAS Partners, LLC.

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May 29, 2018 Filed Jun 1, 2018 01:41 UTC
SPRINGER TIMOTHY ADirector · 10% owner
ConversionSeries C Preferred · Derivative 855,391 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-037312 · a4.xml · derivative · entry 12

SPRINGER TIMOTHY A · CIK 0001055624 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 299,632 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Preferred Stock automatically converted into Common Stock, for no payment or additional consideration, on a 2.8548-for-1 basis at the closing of the Issuer's initial public offering on May 29, 2018 and had no expiration date.

F1 · price: Each share of Preferred Stock automatically converted into Common Stock, for no payment or additional consideration, on a 2.8548-for-1 basis at the closing of the Issuer's initial public offering on May 29, 2018 and had no expiration date.

F1 · derivative.exercise_date: Each share of Preferred Stock automatically converted into Common Stock, for no payment or additional consideration, on a 2.8548-for-1 basis at the closing of the Issuer's initial public offering on May 29, 2018 and had no expiration date.

F1 · derivative.expiration_date: Each share of Preferred Stock automatically converted into Common Stock, for no payment or additional consideration, on a 2.8548-for-1 basis at the closing of the Issuer's initial public offering on May 29, 2018 and had no expiration date.

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May 29, 2018 Filed Jun 1, 2018 01:41 UTC
SPRINGER TIMOTHY ADirector · 10% owner
ConversionSeries B Preferred · Derivative 2,094,875 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-037312 · a4.xml · derivative · entry 11

SPRINGER TIMOTHY A · CIK 0001055624 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 733,808 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Preferred Stock automatically converted into Common Stock, for no payment or additional consideration, on a 2.8548-for-1 basis at the closing of the Issuer's initial public offering on May 29, 2018 and had no expiration date.

F1 · price: Each share of Preferred Stock automatically converted into Common Stock, for no payment or additional consideration, on a 2.8548-for-1 basis at the closing of the Issuer's initial public offering on May 29, 2018 and had no expiration date.

F1 · derivative.exercise_date: Each share of Preferred Stock automatically converted into Common Stock, for no payment or additional consideration, on a 2.8548-for-1 basis at the closing of the Issuer's initial public offering on May 29, 2018 and had no expiration date.

F1 · derivative.expiration_date: Each share of Preferred Stock automatically converted into Common Stock, for no payment or additional consideration, on a 2.8548-for-1 basis at the closing of the Issuer's initial public offering on May 29, 2018 and had no expiration date.

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May 29, 2018 Filed Jun 1, 2018 01:41 UTC
SPRINGER TIMOTHY ADirector · 10% owner
ConversionSeries A-3 Preferred · Derivative 1,449,275 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-037312 · a4.xml · derivative · entry 10

SPRINGER TIMOTHY A · CIK 0001055624 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 507,662 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Preferred Stock automatically converted into Common Stock, for no payment or additional consideration, on a 2.8548-for-1 basis at the closing of the Issuer's initial public offering on May 29, 2018 and had no expiration date.

F1 · price: Each share of Preferred Stock automatically converted into Common Stock, for no payment or additional consideration, on a 2.8548-for-1 basis at the closing of the Issuer's initial public offering on May 29, 2018 and had no expiration date.

F1 · derivative.exercise_date: Each share of Preferred Stock automatically converted into Common Stock, for no payment or additional consideration, on a 2.8548-for-1 basis at the closing of the Issuer's initial public offering on May 29, 2018 and had no expiration date.

F1 · derivative.expiration_date: Each share of Preferred Stock automatically converted into Common Stock, for no payment or additional consideration, on a 2.8548-for-1 basis at the closing of the Issuer's initial public offering on May 29, 2018 and had no expiration date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.