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SEMPRA

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3017
SEC CIK
0001032208
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917

Last 12 months

Inside the activity.

3 purchase rows · 19 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202505
Dec 202500
Jan 202605
Feb 202600
Mar 202634
Apr 202601
May 202602
Jun 202602
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 03, 2017 Filed Jan 4, 2017 20:07 UTC GrantPhantom Shares · Derivative 123.6 $101.13 $12,499.67
Disclosure

SEC source: 0001228379-17-000015 · edgar.xml · derivative · entry 1

Taylor Jack T · CIK 0001570352 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,628.23

Underlying: Common Stock · 123.6 shares

Expires not disclosed

F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation.

F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1.

F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested.

F4 · derivative.expiration_date: Expiration date is Not Applicable.

F5 · balance_after: Total includes 577.39 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 20:07 UTC
SCHENK LYNNDirector
GrantPhantom Shares · Derivative 123.6 $101.13 $12,499.67
Disclosure

SEC source: 0001228379-17-000014 · edgar.xml · derivative · entry 1

SCHENK LYNN · CIK 0001236534 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,694.18

Underlying: Common Stock · 123.6 shares

Expires not disclosed

F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation.

F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1.

F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested.

F4 · derivative.expiration_date: Expiration date is Not Applicable.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 20:05 UTC GrantPhantom Shares · Derivative 123.6 $101.13 $12,499.67
Disclosure

SEC source: 0001228379-17-000012 · edgar.xml · derivative · entry 1

RUSNACK WILLIAM C · CIK 0001214513 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,618.04

Underlying: Common Stock · 123.6 shares

Expires not disclosed

F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation.

F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1.

F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested.

F4 · derivative.expiration_date: Expiration date is Not Applicable.

F5 · balance_after: Total includes 577.39 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause. Corrects total on previous Form 4 filing in which a decimal point was inadvertently omitted.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 20:04 UTC GrantPhantom Shares · Derivative 123.6 $101.13 $12,499.67
Disclosure

SEC source: 0001228379-17-000011 · edgar.xml · derivative · entry 1

OUCHI WILLIAM G · CIK 0001188884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,504.9

Underlying: Common Stock · 123.6 shares

Expires not disclosed

F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation.

F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1.

F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested.

F4 · derivative.expiration_date: Expiration date is Not Applicable.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 20:04 UTC GrantPhantom Shares · Derivative 136.46 $101.13 $13,800.20
Disclosure

SEC source: 0001228379-17-000010 · edgar.xml · derivative · entry 1

JONES WILLIAM D /CA/ · CIK 0001228380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,561.73

Underlying: Common Stock · 136.46 shares

Expires not disclosed

F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation.

F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1.

F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested.

F4 · derivative.expiration_date: Expiration date is Not Applicable.

F5 · balance_after: Total includes 577.39 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 20:03 UTC GrantPhantom Shares · Derivative 123.6 $101.13 $12,499.67
Disclosure

SEC source: 0001228379-17-000009 · edgar.xml · derivative · entry 1

Ferrero Pablo · CIK 0001591955 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,749

Underlying: Common Stock · 123.6 shares

Expires not disclosed

F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation.

F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1.

F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested.

F4 · derivative.expiration_date: Expiration date is Not Applicable.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 20:01 UTC GrantPhantom Shares · Derivative 208.89 $101.13 $21,125.05
Disclosure

SEC source: 0001228379-17-000007 · edgar.xml · derivative · entry 1

BOECKMANN ALAN L · CIK 0001194751 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,405.28

Underlying: Common Stock · 208.89 shares

Expires not disclosed

F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation.

F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1.

F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested.

F4 · derivative.expiration_date: Expiration date is Not Applicable.

F5 · balance_after: Total includes 577.39 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 18:44 UTC
MIHALIK TREVOR ISVP, Controller and CAO
Tax withholdingCommon Stock 575.83 $101.13 $58,233.69
Disclosure

SEC source: 0001228379-17-000018 · edgar.xml · nonDerivative · entry 1

MIHALIK TREVOR I · CIK 0001554221 · SVP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,058

Read SEC document
January 03, 2017 Filed Jan 5, 2017 18:43 UTC
ARRIOLA DENNIS VExecutive VP
Tax withholdingCommon Stock 1,238.62 $101.13 $125,261.64
Disclosure

SEC source: 0001228379-17-000017 · edgar.xml · nonDerivative · entry 1

ARRIOLA DENNIS V · CIK 0001377144 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,229.7

Read SEC document
December 14, 2016 Filed Dec 16, 2016 00:30 UTC OtherCommon Stock 0.31 $102.52 $31.78
Disclosure

SEC source: 0001228379-16-000160 · edgar.xml · nonDerivative · entry 2

ROWLAND G JOYCE · CIK 0001228379 · Senior VP

10b5-1 filing: Not disclosed

Ownership: Indirect · by 401(k) savings plan

Disclosed balance after: 17,848.13

Read SEC document
December 13, 2016 Filed Dec 16, 2016 00:30 UTC OtherCommon Stock 295.14 $104.01 $30,697.51
Disclosure

SEC source: 0001228379-16-000160 · edgar.xml · nonDerivative · entry 1

ROWLAND G JOYCE · CIK 0001228379 · Senior VP

10b5-1 filing: Not disclosed

Ownership: Indirect · by 401(k) savings plan

Disclosed balance after: 17,848.44

Read SEC document
December 12, 2016 Filed Dec 13, 2016 21:42 UTC
HOUSEHOLDER JOSEPH AExecutive VP and CFO
Exercise / conversionEmployee Stock Option (01/02/2008 - 12,000) · Derivative 12,000 Not disclosed Strike: $61.41 Not disclosed
Disclosure

SEC source: 0001228379-16-000159 · edgar.xml · derivative · entry 4

HOUSEHOLDER JOSEPH A · CIK 0001361347 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Not applicable.

F2 · derivative.exercise_date: Employee stock options to purchase Sempra Energy Common Stock granted on the date and as to the original number of shares indicated parenthetically. Exercisable in cumulative installments as to one-fourth of the original grant on each of the first four anniversaries of the original grant date. Expire ten years from original grant date or following earlier termination of employment.

F2 · derivative.expiration_date: Employee stock options to purchase Sempra Energy Common Stock granted on the date and as to the original number of shares indicated parenthetically. Exercisable in cumulative installments as to one-fourth of the original grant on each of the first four anniversaries of the original grant date. Expire ten years from original grant date or following earlier termination of employment.

Read SEC document
December 12, 2016 Filed Dec 13, 2016 21:42 UTC
HOUSEHOLDER JOSEPH AExecutive VP and CFO
SaleCommon Stock 12,000 $102.69 $1,232,280.00
Disclosure

SEC source: 0001228379-16-000159 · edgar.xml · nonDerivative · entry 2

HOUSEHOLDER JOSEPH A · CIK 0001361347 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,425.08

F1 · price: Weighted average of sales prices. Actual prices range from $102.34 to $103.13. Information regarding the number of shares sold at each separate price will be provided upon request by the Staff of the Securities and Exchange Commission, Sempra Energy or any security holder of Sempra Energy.

Read SEC document
December 12, 2016 Filed Dec 13, 2016 21:42 UTC
HOUSEHOLDER JOSEPH AExecutive VP and CFO
Exercise / conversionCommon Stock 12,000 $61.41 $736,920.00
Disclosure

SEC source: 0001228379-16-000159 · edgar.xml · nonDerivative · entry 1

HOUSEHOLDER JOSEPH A · CIK 0001361347 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,425.08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2016 Filed Dec 13, 2016 21:41 UTC
SNELL MARK APresident
SaleCommon Stock 35,000 $103.06 $3,607,100.00
Disclosure

SEC source: 0001228379-16-000158 · edgar.xml · nonDerivative · entry 1

SNELL MARK A · CIK 0001301094 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,913.71

F1 · kind: Sold in accordance with a written instruction and plan for trading securities pursuant to Rule 10b5-1(c) under the Securities Exchange Act of 1934.

F2 · price: Weighted average of sales prices. Actual prices range from $103.00 to $103.13. Information regarding the number of shares sold at each separate price will be provided upon request by the Staff of the Securities and Exchange Commission, Sempra Energy or any security holder of Sempra Energy.

Read SEC document
December 08, 2016 Filed Dec 9, 2016 21:11 UTC SaleCommon Stock 125 $99.12 $12,390.00
Disclosure

SEC source: 0001228379-16-000157 · edgar.xml · nonDerivative · entry 1

ROWLAND G JOYCE · CIK 0001228379 · Senior VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0.61

Read SEC document
November 29, 2016 Filed Nov 29, 2016 23:26 UTC PurchaseCommon Stock 898 $101.80 $91,416.40
Disclosure

SEC source: 0001228379-16-000156 · edgar.xml · nonDerivative · entry 2

BOECKMANN ALAN L · CIK 0001194751 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

F2 · price: Weighted average of purchase prices. These shares were purchased in multiple transactions at prices ranging from $101.73 to $101.92, inclusive. Information regarding the number of shares purchased at each separate price will be provided upon request by the Staff of the Securities and Exchange Commission, Sempra Energy or any security holder of Sempra Energy.

Read SEC document
November 29, 2016 Filed Nov 29, 2016 23:26 UTC PurchaseCommon Stock 5,102 $101.47 $517,699.94
Disclosure

SEC source: 0001228379-16-000156 · edgar.xml · nonDerivative · entry 1

BOECKMANN ALAN L · CIK 0001194751 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,102

F1 · price: Weighted average of purchase prices. These shares were purchased in multiple transactions at prices ranging from $100.73 to $101.68, inclusive. Information regarding the number of shares purchased at each separate price will be provided upon request by the Staff of the Securities and Exchange Commission, Sempra Energy or any security holder of Sempra Energy.

Read SEC document
November 26, 2016 Filed Nov 29, 2016 01:28 UTC Tax withholdingCommon Stock 221.093 $99.46 $21,989.91
Disclosure

SEC source: 0001228379-16-000155 · edgar.xml · nonDerivative · entry 1

Ferrero Pablo · CIK 0001591955 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,531.591

Read SEC document
October 03, 2016 Filed Oct 4, 2016 21:16 UTC GrantPhantom Shares · Derivative 201.037 $105.08 $21,124.97
Disclosure

SEC source: 0001228379-16-000154 · edgar.xml · derivative · entry 1

BOECKMANN ALAN L · CIK 0001194751 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,095.54

Underlying: Common Stock · 201.037 shares

Expires not disclosed

F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation.

F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1.

F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested.

F4 · derivative.expiration_date: Expiration date is Not Applicable.

F5 · balance_after: Total includes 573.232 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause.

Read SEC document
October 03, 2016 Filed Oct 4, 2016 21:15 UTC GrantPhantom Shares · Derivative 118.957 $105.08 $12,500.00
Disclosure

SEC source: 0001228379-16-000153 · edgar.xml · derivative · entry 1

Brown Kathleen · CIK 0001321211 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,431.566

Underlying: Common Stock · 118.957 shares

Expires not disclosed

F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation.

F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1.

F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested.

F4 · derivative.expiration_date: Expiration date is Not Applicable.

F5 · balance_after: Total includes 573.232 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause.

Read SEC document
October 03, 2016 Filed Oct 4, 2016 21:15 UTC GrantPhantom Shares · Derivative 118.957 $105.08 $12,500.00
Disclosure

SEC source: 0001228379-16-000152 · edgar.xml · derivative · entry 1

Ferrero Pablo · CIK 0001591955 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,614.541

Underlying: Common Stock · 118.957 shares

Expires not disclosed

F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation.

F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1.

F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested.

F4 · derivative.expiration_date: Expiration date is Not Applicable.

Read SEC document
October 03, 2016 Filed Oct 4, 2016 21:14 UTC GrantPhantom Shares · Derivative 118.957 $105.08 $12,500.00
Disclosure

SEC source: 0001228379-16-000151 · edgar.xml · derivative · entry 1

JONES WILLIAM D /CA/ · CIK 0001228380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,242.915

Underlying: Common Stock · 118.957 shares

Expires not disclosed

F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation.

F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1.

F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested.

F4 · derivative.expiration_date: Expiration date is Not Applicable.

F5 · balance_after: Total includes 573.232 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause.

Read SEC document
October 03, 2016 Filed Oct 4, 2016 21:14 UTC GrantPhantom Shares · Derivative 118.957 $105.08 $12,500.00
Disclosure

SEC source: 0001228379-16-000150 · edgar.xml · derivative · entry 1

OUCHI WILLIAM G · CIK 0001188884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,242.498

Underlying: Common Stock · 118.957 shares

Expires not disclosed

F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation.

F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1.

F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested.

F4 · derivative.expiration_date: Expiration date is Not Applicable.

Read SEC document
October 03, 2016 Filed Oct 4, 2016 21:13 UTC GrantPhantom Shares · Derivative 118.957 $105.08 $12,500.00
Disclosure

SEC source: 0001228379-16-000149 · edgar.xml · derivative · entry 1

RUSNACK WILLIAM C · CIK 0001214513 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,318,794

Underlying: Common Stock · 118.957 shares

Expires not disclosed

F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation.

F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1.

F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested.

F4 · derivative.expiration_date: Expiration date is Not Applicable.

F5 · balance_after: Total includes 573.232 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause.

Read SEC document
October 03, 2016 Filed Oct 4, 2016 21:12 UTC GrantPhantom Shares · Derivative 118.957 $105.08 $12,500.00
Disclosure

SEC source: 0001228379-16-000148 · edgar.xml · derivative · entry 1

RUTLEDGE WILLIAM P · CIK 0001192847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,190.625

Underlying: Common Stock · 118.957 shares

Expires not disclosed

F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation.

F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1.

F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested.

F4 · derivative.expiration_date: Expiration date is Not Applicable.

Read SEC document
October 03, 2016 Filed Oct 4, 2016 21:12 UTC
SCHENK LYNNDirector
GrantPhantom Shares · Derivative 118.957 $105.08 $12,500.00
Disclosure

SEC source: 0001228379-16-000147 · edgar.xml · derivative · entry 1

SCHENK LYNN · CIK 0001236534 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,480.853

Underlying: Common Stock · 118.957 shares

Expires not disclosed

F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation.

F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1.

F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested.

F4 · derivative.expiration_date: Expiration date is Not Applicable.

Read SEC document
October 03, 2016 Filed Oct 4, 2016 21:11 UTC GrantPhantom Shares · Derivative 118.957 $105.08 $12,500.00
Disclosure

SEC source: 0001228379-16-000146 · edgar.xml · derivative · entry 1

Taylor Jack T · CIK 0001570352 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,458.613

Underlying: Common Stock · 118.957 shares

Expires not disclosed

F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation.

F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1.

F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested.

F4 · derivative.expiration_date: Expiration date is Not Applicable.

F5 · balance_after: Total includes 573.232 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause.

Read SEC document
October 03, 2016 Filed Oct 4, 2016 21:11 UTC GrantPhantom Shares · Derivative 118.957 $105.08 $12,500.00
Disclosure

SEC source: 0001228379-16-000145 · edgar.xml · derivative · entry 1

YARDLEY JAMES C · CIK 0001326431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,241.059

Underlying: Common Stock · 118.957 shares

Expires not disclosed

F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation.

F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1.

F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested.

F4 · derivative.expiration_date: Expiration date is Not Applicable.

F5 · balance_after: Total includes 573.232 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.