Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Forest Investments, Inc.GEC · Entity 144097 | Director | November 08, 2019 | December 12, 2019 |
| SEMPRASRE · Entity 3017 | President | January 04, 2017 | January 05, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Forest Investments, Inc.
Report date November 08, 2019 · Filed December 12, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 70,869 |
Reported balance
After 2019-11-08 transaction · row 1
1 source rowRow 1 · 2019-11-08 · Grant · Acquired 18,482 · Balance 70,869 F1: The Reporting Person was awarded restricted shares that vest commencing November 1, 2019, with one-twelfth vesting each monthly anniversary of such date, contingent upon continued service as a member of the board of directors of Great Elm Capital Group, Inc. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person was awarded restricted shares that vest commencing November 1, 2019, with one-twelfth vesting each monthly anniversary of such date, contingent upon continued service as a member of the board of directors of Great Elm Capital Group, Inc.
SEMPRA
Report date January 04, 2017 · Filed January 05, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 54,262.48 |
Reported balance
After 2017-01-04 transaction · row 1
1 source rowRow 1 · 2017-01-04 · Grant · Acquired 16,348.78 · Balance 54,262.48 |
| Common StockSEC Table I · non-derivative | Indirect401(k) savings plan 12/30/2016 | 2,652.21 |
Reported balance
Holding disclosure · report date 2017-01-04 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,652.21 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 08, 2019 Filed Dec 12, 2019 18:15 UTC | Forest Investments, Inc. GEC · Entity 144097 | GrantCommon Stock | 18,482 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-029080 · doc4.xml · nonDerivative · entry 1 SNELL MARK A · CIK 0001301094 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,869 F1 · shares: The Reporting Person was awarded restricted shares that vest commencing November 1, 2019, with one-twelfth vesting each monthly anniversary of such date, contingent upon continued service as a member of the board of directors of Great Elm Capital Group, Inc. Read SEC document |
| November 07, 2018 Filed Nov 9, 2018 21:36 UTC | Forest Investments, Inc. GEC · Entity 144097 | GrantCommon Stock | 19,673 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-028636 · doc4.xml · nonDerivative · entry 2 SNELL MARK A · CIK 0001301094 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,387 F2 · shares: The Reporting Person was awarded restricted shares that vest commencing November 1, 2018, with one-twelfth vesting each monthly anniversary of such date, contingent upon continued service as a member of the board of directors of Great Elm Capital Group, Inc. Read SEC document |
| November 07, 2018 Filed Nov 9, 2018 21:36 UTC | Forest Investments, Inc. GEC · Entity 144097 | GrantCommon Stock | 15,954 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-028636 · doc4.xml · nonDerivative · entry 1 SNELL MARK A · CIK 0001301094 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,714 F1 · shares: The Reporting Person was awarded restricted shares that fully vested on November 7, 2018. Read SEC document |
| January 10, 2017 Filed Jan 12, 2017 06:09 UTC | Forest Investments, Inc. GEC · Entity 144097 | GrantCOMMON STOCK | 16,760 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-001151 · doc4.xml · nonDerivative · entry 1 SNELL MARK A · CIK 0001301094 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,760 F1 · kind: The Reporting Person was awarded restricted stock units that vest in full on December 21, 2017 contingent upon continued service as a member of the board of directors of the Issuer. Read SEC document |
| January 04, 2017 Filed Jan 5, 2017 18:50 UTC | SEMPRA SRE · Entity 3017 | GrantCommon Stock | 16,348.78 | $0.00 | $0.00 |
DisclosureSEC source: 0001228379-17-000024 · edgar.xml · nonDerivative · entry 1 SNELL MARK A · CIK 0001301094 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,262.48 Read SEC document |
| December 12, 2016 Filed Dec 13, 2016 21:41 UTC | SEMPRA SRE · Entity 3017 | SaleCommon Stock | 35,000 | $103.06 | $3,607,100.00 |
DisclosureSEC source: 0001228379-16-000158 · edgar.xml · nonDerivative · entry 1 SNELL MARK A · CIK 0001301094 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,913.71 F1 · kind: Sold in accordance with a written instruction and plan for trading securities pursuant to Rule 10b5-1(c) under the Securities Exchange Act of 1934. F2 · price: Weighted average of sales prices. Actual prices range from $103.00 to $103.13. Information regarding the number of shares sold at each separate price will be provided upon request by the Staff of the Securities and Exchange Commission, Sempra Energy or any security holder of Sempra Energy. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.