Last 12 months
Inside the activity.
0 purchase rows · 5 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 3 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 15, 2024 Filed Mar 15, 2024 23:55 UTC |
Lowenthal Richard EDirector · PRESIDENT AND CEO · 10% owner
|
SaleCommon Stock | 48,295 | $9.14 | $441,488.74 |
DisclosureSEC source: 0001415889-24-008172 · form4-03152024_110359.xml · nonDerivative · entry 6 Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Richard E. Lowenthal Charitable Remainder UniTrust Dated January 7, 2020 Disclosed balance after: 1,696,494 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F4 · price: The weighted average sale price for the transaction reported was $9.1415, and the range of prices were between $9.01 and $9.22. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided. F2 · ownership.nature: The Reporting Person is trustee of the trust. Read SEC document |
| March 15, 2024 Filed Mar 15, 2024 23:52 UTC |
Tanimoto SarinaCHIEF MEDICAL OFFICER · 10% owner
|
SaleCommon Stock | 48,461 | $9.14 | $442,996.54 |
DisclosureSEC source: 0001415889-24-008167 · form4-03152024_110356.xml · nonDerivative · entry 7 Tanimoto Sarina · CIK 0001951291 · CHIEF MEDICAL OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Lowenthal-Tanimoto Family Trust U/A DTD 4/3/2006 Disclosed balance after: 1,998,499 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F5 · price: The weighted average sale price for the transaction reported was $9.1413, and the range of prices were between $9.02 and $9.22. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided. F3 · ownership.nature: The shares are held in trust for the benefit of the Reporting Person and her spouse. The Reporting Person and her spouse are trustees of the trust. Read SEC document |
| March 15, 2024 Filed Mar 15, 2024 23:52 UTC |
Tanimoto SarinaCHIEF MEDICAL OFFICER · 10% owner
|
SaleCommon Stock | 48,295 | $9.14 | $441,488.74 |
DisclosureSEC source: 0001415889-24-008167 · form4-03152024_110356.xml · nonDerivative · entry 6 Tanimoto Sarina · CIK 0001951291 · CHIEF MEDICAL OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Richard E. Lowenthal Charitable Remainder UniTrust Dated January 7, 2020 Disclosed balance after: 1,696,494 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F4 · price: The weighted average sale price for the transaction reported was $9.1415, and the range of prices were between $9.01 and $9.22. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided F2 · ownership.nature: The Reporting Person's spouse is trustee of the trust. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 14, 2024 Filed Mar 15, 2024 23:55 UTC |
Lowenthal Richard EDirector · PRESIDENT AND CEO · 10% owner
|
SaleCommon Stock | 239 | $9.00 | $2,151.00 |
DisclosureSEC source: 0001415889-24-008172 · form4-03152024_110359.xml · nonDerivative · entry 5 Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Lowenthal-Tanimoto Family Trust U/A DTD 4/3/2006 Disclosed balance after: 2,046,960 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F3 · ownership.nature: The shares are held in trust for the benefit of the Reporting Person and his spouse. The Reporting Person and his spouse are trustees of the trust. Read SEC document |
| March 14, 2024 Filed Mar 15, 2024 23:55 UTC |
Lowenthal Richard EDirector · PRESIDENT AND CEO · 10% owner
|
SaleCommon Stock | 205 | $9.00 | $1,845.00 |
DisclosureSEC source: 0001415889-24-008172 · form4-03152024_110359.xml · nonDerivative · entry 4 Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Richard E. Lowenthal Charitable Remainder UniTrust Dated January 7, 2020 Disclosed balance after: 1,744,789 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F2 · ownership.nature: The Reporting Person is trustee of the trust. Read SEC document |
| March 14, 2024 Filed Mar 15, 2024 23:52 UTC |
Tanimoto SarinaCHIEF MEDICAL OFFICER · 10% owner
|
SaleCommon Stock | 239 | $9.00 | $2,151.00 |
DisclosureSEC source: 0001415889-24-008167 · form4-03152024_110356.xml · nonDerivative · entry 5 Tanimoto Sarina · CIK 0001951291 · CHIEF MEDICAL OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Lowenthal-Tanimoto Family Trust U/A DTD 4/3/2006 Disclosed balance after: 2,046,960 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F3 · ownership.nature: The shares are held in trust for the benefit of the Reporting Person and her spouse. The Reporting Person and her spouse are trustees of the trust. Read SEC document |
| March 14, 2024 Filed Mar 15, 2024 23:52 UTC |
Tanimoto SarinaCHIEF MEDICAL OFFICER · 10% owner
|
SaleCommon Stock | 205 | $9.00 | $1,845.00 |
DisclosureSEC source: 0001415889-24-008167 · form4-03152024_110356.xml · nonDerivative · entry 4 Tanimoto Sarina · CIK 0001951291 · CHIEF MEDICAL OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Richard E. Lowenthal Charitable Remainder UniTrust Dated January 7, 2020 Disclosed balance after: 1,744,789 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F2 · ownership.nature: The Reporting Person's spouse is trustee of the trust. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 13, 2024 Filed Mar 15, 2024 23:55 UTC |
Lowenthal Richard EDirector · PRESIDENT AND CEO · 10% owner
|
SaleCommon Stock | 1,300 | $9.00 | $11,700.00 |
DisclosureSEC source: 0001415889-24-008172 · form4-03152024_110359.xml · nonDerivative · entry 3 Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Lowenthal-Tanimoto Family Trust U/A DTD 4/3/2006 Disclosed balance after: 2,047,199 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F3 · ownership.nature: The shares are held in trust for the benefit of the Reporting Person and his spouse. The Reporting Person and his spouse are trustees of the trust. Read SEC document |
| March 13, 2024 Filed Mar 15, 2024 23:55 UTC |
Lowenthal Richard EDirector · PRESIDENT AND CEO · 10% owner
|
SaleCommon Stock | 1,500 | $9.00 | $13,500.00 |
DisclosureSEC source: 0001415889-24-008172 · form4-03152024_110359.xml · nonDerivative · entry 2 Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Richard E. Lowenthal Charitable Remainder UniTrust Dated January 7, 2020 Disclosed balance after: 1,744,994 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F2 · ownership.nature: The Reporting Person is trustee of the trust. Read SEC document |
| March 13, 2024 Filed Mar 15, 2024 23:52 UTC |
Tanimoto SarinaCHIEF MEDICAL OFFICER · 10% owner
|
SaleCommon Stock | 1,300 | $9.00 | $11,700.00 |
DisclosureSEC source: 0001415889-24-008167 · form4-03152024_110356.xml · nonDerivative · entry 3 Tanimoto Sarina · CIK 0001951291 · CHIEF MEDICAL OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Lowenthal-Tanimoto Family Trust U/A DTD 4/3/2006 Disclosed balance after: 2,047,199 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F3 · ownership.nature: The shares are held in trust for the benefit of the Reporting Person and her spouse. The Reporting Person and her spouse are trustees of the trust. Read SEC document |
| March 13, 2024 Filed Mar 15, 2024 23:52 UTC |
Tanimoto SarinaCHIEF MEDICAL OFFICER · 10% owner
|
SaleCommon Stock | 1,500 | $9.00 | $13,500.00 |
DisclosureSEC source: 0001415889-24-008167 · form4-03152024_110356.xml · nonDerivative · entry 2 Tanimoto Sarina · CIK 0001951291 · CHIEF MEDICAL OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Richard E. Lowenthal Charitable Remainder UniTrust Dated January 7, 2020 Disclosed balance after: 1,744,994 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F2 · ownership.nature: The Reporting Person's spouse is trustee of the trust. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| February 29, 2024 Filed Mar 2, 2024 01:21 UTC |
Tanimoto SarinaCHIEF MEDICAL OFFICER · 10% owner
|
SaleCommon Stock | 1,000 | $9.02 | $9,019.00 |
DisclosureSEC source: 0001415889-24-006188 · form4-03022024_010328.xml · nonDerivative · entry 4 Tanimoto Sarina · CIK 0001951291 · CHIEF MEDICAL OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Sarina Tanimoto Charitable Remainder UniTrust Dated January 7, 2020 Disclosed balance after: 1,747,447 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F6 · price: The weighted average sale price for the transaction reported was $9.0190, and the range of prices were between $9.00 and $9.10. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided. F7 · ownership.nature: The Reporting Person is trustee of the trust. Read SEC document |
| February 29, 2024 Filed Mar 2, 2024 01:21 UTC |
Tanimoto SarinaCHIEF MEDICAL OFFICER · 10% owner
|
SaleCommon Stock | 1,982 | $9.01 | $17,866.54 |
DisclosureSEC source: 0001415889-24-006188 · form4-03022024_010328.xml · nonDerivative · entry 3 Tanimoto Sarina · CIK 0001951291 · CHIEF MEDICAL OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Lowenthal-Tanimoto Family Trust U/A DTD 4/3/2006 Disclosed balance after: 2,048,499 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F4 · price: The weighted average sale price for the transaction reported was $9.0144, and the range of prices were between $9.00 and $9.10. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided. F5 · ownership.nature: The shares are held in trust for the benefit of the Reporting Person and her spouse. The Reporting Person and her spouse are trustees of the trust. Read SEC document |
| February 29, 2024 Filed Mar 2, 2024 01:21 UTC |
Tanimoto SarinaCHIEF MEDICAL OFFICER · 10% owner
|
SaleCommon Stock | 800 | $9.02 | $7,215.04 |
DisclosureSEC source: 0001415889-24-006188 · form4-03022024_010328.xml · nonDerivative · entry 2 Tanimoto Sarina · CIK 0001951291 · CHIEF MEDICAL OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Richard E. Lowenthal Charitable Remainder UniTrust Dated January 7, 2020 Disclosed balance after: 1,746,494 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F2 · price: The weighted average sale price for the transaction reported was $9.0188, and the range of prices were between $9.00 and $9.10. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided. F3 · ownership.nature: The Reporting Person's spouse is trustee of the trust. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| February 29, 2024 Filed Mar 2, 2024 01:17 UTC |
Lowenthal Richard EDirector · PRESIDENT AND CEO · 10% owner
|
SaleCommon Stock | 1,000 | $9.02 | $9,019.00 |
DisclosureSEC source: 0001415889-24-006187 · form4-03022024_010345.xml · nonDerivative · entry 4 Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Sarina Tanimoto Charitable Remainder UniTrust Dated January 7, 2020 Disclosed balance after: 1,747,447 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F6 · price: The weighted average sale price for the transaction reported was $9.0190, and the range of prices were between $9.00 and $9.10. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided. F7 · ownership.nature: The Reporting Person's spouse is trustee of the trust. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose Read SEC document |
| February 29, 2024 Filed Mar 2, 2024 01:17 UTC |
Lowenthal Richard EDirector · PRESIDENT AND CEO · 10% owner
|
SaleCommon Stock | 1,982 | $9.01 | $17,866.54 |
DisclosureSEC source: 0001415889-24-006187 · form4-03022024_010345.xml · nonDerivative · entry 3 Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Lowenthal-Tanimoto Family Trust U/A DTD 4/3/2006 Disclosed balance after: 2,048,499 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F4 · price: The weighted average sale price for the transaction reported was $9.0144, and the range of prices were between $9.00 and $9.10. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided. F5 · ownership.nature: The shares are held in trust for the benefit of the Reporting Person and his spouse. The Reporting Person and his spouse are trustees of the trust. Read SEC document |
| February 29, 2024 Filed Mar 2, 2024 01:17 UTC |
Lowenthal Richard EDirector · PRESIDENT AND CEO · 10% owner
|
SaleCommon Stock | 800 | $9.02 | $7,215.04 |
DisclosureSEC source: 0001415889-24-006187 · form4-03022024_010345.xml · nonDerivative · entry 2 Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Richard E. Lowenthal Charitable Remainder UniTrust Dated January 7, 2020 Disclosed balance after: 1,746,494 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F2 · price: The weighted average sale price for the transaction reported was $9.0188, and the range of prices were between $9.00 and $9.10. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided. F3 · ownership.nature: The Reporting Person is trustee of the trust. Read SEC document |
| February 28, 2024 Filed Feb 29, 2024 02:08 UTC |
Tanimoto SarinaCHIEF MEDICAL OFFICER · 10% owner
|
SaleCommon Stock | 24,303 | $9.02 | $219,225.21 |
DisclosureSEC source: 0001415889-24-005791 · form4-02292024_020243.xml · nonDerivative · entry 7 Tanimoto Sarina · CIK 0001951291 · CHIEF MEDICAL OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Sarina Tanimoto Charitable Remainder UniTrust Dated January 7, 2020 Disclosed balance after: 1,748,447 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F7 · price: The weighted average sale price for the transaction reported was $9.0205, and the range of prices were between $9.00 and $9.17. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided. F4 · ownership.nature: The Reporting Person is trustee of the trust. Read SEC document |
| February 28, 2024 Filed Feb 29, 2024 02:08 UTC |
Tanimoto SarinaCHIEF MEDICAL OFFICER · 10% owner
|
SaleCommon Stock | 49,019 | $9.02 | $442,210.20 |
DisclosureSEC source: 0001415889-24-005791 · form4-02292024_020243.xml · nonDerivative · entry 6 Tanimoto Sarina · CIK 0001951291 · CHIEF MEDICAL OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Lowenthal-Tanimoto Family Trust U/A DTD 4/3/2006 Disclosed balance after: 2,050,481 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F6 · price: The weighted average sale price for the transaction reported was $9.0212, and the range of prices were between $9.00 and $9.19. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided. F3 · ownership.nature: The shares are held in trust for the benefit of the Reporting Person and her spouse. The Reporting Person and her spouse are trustees of the trust. Read SEC document |
| February 28, 2024 Filed Feb 29, 2024 02:08 UTC |
Tanimoto SarinaCHIEF MEDICAL OFFICER · 10% owner
|
SaleCommon Stock | 25,456 | $9.02 | $229,625.85 |
DisclosureSEC source: 0001415889-24-005791 · form4-02292024_020243.xml · nonDerivative · entry 5 Tanimoto Sarina · CIK 0001951291 · CHIEF MEDICAL OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Richard E. Lowenthal Charitable Remainder UniTrust Dated January 7, 2020 Disclosed balance after: 1,747,294 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F5 · price: The weighted average sale price for the transaction reported was $9.0205, and the range of prices were between $9.00 and $9.19. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided. F2 · ownership.nature: The Reporting Person's spouse is trustee of the trust. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| February 28, 2024 Filed Feb 29, 2024 02:04 UTC |
Lowenthal Richard EDirector · PRESIDENT AND CEO · 10% owner
|
SaleCommon Stock | 24,303 | $9.02 | $219,225.21 |
DisclosureSEC source: 0001415889-24-005790 · form4-02292024_020233.xml · nonDerivative · entry 7 Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Sarina Tanimoto Charitable Remainder UniTrust Dated January 7, 2020 Disclosed balance after: 1,748,447 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F7 · price: The weighted average sale price for the transaction reported was $9.0205, and the range of prices were between $9.00 and $9.17. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided. F4 · ownership.nature: The Reporting Person's spouse is trustee of the trust. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose Read SEC document |
| February 28, 2024 Filed Feb 29, 2024 02:04 UTC |
Lowenthal Richard EDirector · PRESIDENT AND CEO · 10% owner
|
SaleCommon Stock | 49,019 | $9.02 | $442,210.20 |
DisclosureSEC source: 0001415889-24-005790 · form4-02292024_020233.xml · nonDerivative · entry 6 Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Lowenthal-Tanimoto Family Trust U/A DTD 4/3/2006 Disclosed balance after: 2,050,481 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F6 · price: The weighted average sale price for the transaction reported was $9.0212, and the range of prices were between $9.00 and $9.19. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided. F3 · ownership.nature: The shares are held in trust for the benefit of the Reporting Person and his spouse. The Reporting Person and his spouse are trustees of the trust. Read SEC document |
| February 28, 2024 Filed Feb 29, 2024 02:04 UTC |
Lowenthal Richard EDirector · PRESIDENT AND CEO · 10% owner
|
SaleCommon Stock | 25,456 | $9.02 | $229,625.85 |
DisclosureSEC source: 0001415889-24-005790 · form4-02292024_020233.xml · nonDerivative · entry 5 Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Richard E. Lowenthal Charitable Remainder UniTrust Dated January 7, 2020 Disclosed balance after: 1,747,294 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F5 · price: The weighted average sale price for the transaction reported was $9.0205, and the range of prices were between $9.00 and $9.19. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided. F2 · ownership.nature: The Reporting Person is trustee of the trust. Read SEC document |
| February 26, 2024 Filed Feb 29, 2024 02:08 UTC |
Tanimoto SarinaCHIEF MEDICAL OFFICER · 10% owner
|
SaleCommon Stock | 100 | $9.01 | $901.00 |
DisclosureSEC source: 0001415889-24-005791 · form4-02292024_020243.xml · nonDerivative · entry 4 Tanimoto Sarina · CIK 0001951291 · CHIEF MEDICAL OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Sarina Tanimoto Charitable Remainder Unitrust Dated January 7, 2020 Disclosed balance after: 1,772,750 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F4 · ownership.nature: The Reporting Person is trustee of the trust. Read SEC document |
| February 26, 2024 Filed Feb 29, 2024 02:08 UTC |
Tanimoto SarinaCHIEF MEDICAL OFFICER · 10% owner
|
SaleCommon Stock | 500 | $9.01 | $4,505.00 |
DisclosureSEC source: 0001415889-24-005791 · form4-02292024_020243.xml · nonDerivative · entry 3 Tanimoto Sarina · CIK 0001951291 · CHIEF MEDICAL OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Lowenthal-Tanimoto Family Trust U/A DTD 4/3/2006 Disclosed balance after: 2,099,500 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F3 · ownership.nature: The shares are held in trust for the benefit of the Reporting Person and her spouse. The Reporting Person and her spouse are trustees of the trust. Read SEC document |
| February 26, 2024 Filed Feb 29, 2024 02:08 UTC |
Tanimoto SarinaCHIEF MEDICAL OFFICER · 10% owner
|
SaleCommon Stock | 100 | $9.01 | $901.00 |
DisclosureSEC source: 0001415889-24-005791 · form4-02292024_020243.xml · nonDerivative · entry 2 Tanimoto Sarina · CIK 0001951291 · CHIEF MEDICAL OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Richard E. Lowenthal Charitable Remainder UniTrust Dated January 7, 2020 Disclosed balance after: 1,772,750 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F2 · ownership.nature: The Reporting Person's spouse is trustee of the trust. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| February 26, 2024 Filed Feb 29, 2024 02:04 UTC |
Lowenthal Richard EDirector · PRESIDENT AND CEO · 10% owner
|
SaleCommon Stock | 100 | $9.01 | $901.00 |
DisclosureSEC source: 0001415889-24-005790 · form4-02292024_020233.xml · nonDerivative · entry 4 Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Sarina Tanimoto Charitable Remainder Unitrust Dated January 7, 2020 Disclosed balance after: 1,772,750 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F4 · ownership.nature: The Reporting Person's spouse is trustee of the trust. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose Read SEC document |
| February 26, 2024 Filed Feb 29, 2024 02:04 UTC |
Lowenthal Richard EDirector · PRESIDENT AND CEO · 10% owner
|
SaleCommon Stock | 500 | $9.01 | $4,505.00 |
DisclosureSEC source: 0001415889-24-005790 · form4-02292024_020233.xml · nonDerivative · entry 3 Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Lowenthal-Tanimoto Family Trust U/A DTD 4/3/2006 Disclosed balance after: 2,099,500 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F3 · ownership.nature: The shares are held in trust for the benefit of the Reporting Person and his spouse. The Reporting Person and his spouse are trustees of the trust. Read SEC document |
| February 26, 2024 Filed Feb 29, 2024 02:04 UTC |
Lowenthal Richard EDirector · PRESIDENT AND CEO · 10% owner
|
SaleCommon Stock | 100 | $9.01 | $901.00 |
DisclosureSEC source: 0001415889-24-005790 · form4-02292024_020233.xml · nonDerivative · entry 2 Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Richard E. Lowenthal Charitable Remainder UniTrust Dated January 7, 2020 Disclosed balance after: 1,772,750 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F2 · ownership.nature: The Reporting Person is trustee of the trust. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 21:53 UTC |
Lowenthal Richard EDirector · President and CEO · 10% owner
|
GrantStock option (right to buy) · Derivative | 300,000 | $0.00 Strike: $5.58 | $0.00 |
DisclosureSEC source: 0001209191-24-000825 · doc4.xml · derivative · entry 8 Lowenthal Richard E · CIK 0001378550 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By spouse Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2034-01-01 F4 · derivative.exercise_date: 25% of the shares subject to the option shall vest on January 1, 2025, and the remaining shares will vest monthly thereafter over three years. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 21:53 UTC |
Lowenthal Richard EDirector · President and CEO · 10% owner
|
GrantStock option (right to buy) · Derivative | 880,000 | $0.00 Strike: $5.58 | $0.00 |
DisclosureSEC source: 0001209191-24-000825 · doc4.xml · derivative · entry 7 Lowenthal Richard E · CIK 0001378550 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 880,000 Underlying: Common Stock · 880,000 shares Expires 2034-01-01 F4 · derivative.exercise_date: 25% of the shares subject to the option shall vest on January 1, 2025, and the remaining shares will vest monthly thereafter over three years. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 21:47 UTC |
Karas EricChief Commercial Officer
|
GrantStock option (right to buy) · Derivative | 200,000 | $0.00 Strike: $5.58 | $0.00 |
DisclosureSEC source: 0001209191-24-000818 · doc4.xml · derivative · entry 1 Karas Eric · CIK 0001951287 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2034-01-01 F1 · derivative.exercise_date: 25% of the shares subject to the option shall vest on January 1, 2025, and the remaining shares will vest monthly thereafter over three years. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 21:45 UTC |
Tanimoto SarinaChief Medical Officer · 10% owner
|
GrantStock option (right to buy) · Derivative | 880,000 | $0.00 Strike: $5.58 | $0.00 |
DisclosureSEC source: 0001209191-24-000815 · doc4.xml · derivative · entry 8 Tanimoto Sarina · CIK 0001951291 · Chief Medical Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By spouse Disclosed balance after: 880,000 Underlying: Common Stock · 880,000 shares Expires 2034-01-01 F5 · derivative.exercise_date: 25% of the shares subject to the option shall vest on January 1, 2025, and the remaining shares will vest monthly thereafter over three years. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 21:45 UTC |
Tanimoto SarinaChief Medical Officer · 10% owner
|
GrantStock option (right to buy) · Derivative | 300,000 | $0.00 Strike: $5.58 | $0.00 |
DisclosureSEC source: 0001209191-24-000815 · doc4.xml · derivative · entry 7 Tanimoto Sarina · CIK 0001951291 · Chief Medical Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2034-01-01 F5 · derivative.exercise_date: 25% of the shares subject to the option shall vest on January 1, 2025, and the remaining shares will vest monthly thereafter over three years. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 21:42 UTC |
Dorsey BrianChief Operating Officer
|
GrantStock option (right to buy) · Derivative | 350,000 | $0.00 Strike: $5.58 | $0.00 |
DisclosureSEC source: 0001209191-24-000810 · doc4.xml · derivative · entry 1 Dorsey Brian · CIK 0001380762 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 350,000 Underlying: Common Stock · 350,000 shares Expires 2034-01-01 F1 · derivative.exercise_date: 25% of the shares subject to the option shall vest on January 1, 2025, and the remaining shares will vest monthly thereafter over three years. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 21:41 UTC |
Chakma JustinChief Business Officer
|
GrantStock option (right to buy) · Derivative | 350,000 | $0.00 Strike: $5.58 | $0.00 |
DisclosureSEC source: 0001209191-24-000806 · doc4.xml · derivative · entry 1 Chakma Justin · CIK 0001951238 · Chief Business Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 350,000 Underlying: Common Stock · 350,000 shares Expires 2034-01-01 F1 · derivative.exercise_date: 25% of the shares subject to the option shall vest on January 1, 2025, and the remaining shares will vest monthly thereafter over three years. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 21:39 UTC |
Scott Kathleen D.Chief Financial Officer
|
GrantStock option (right to buy) · Derivative | 200,000 | $0.00 Strike: $5.58 | $0.00 |
DisclosureSEC source: 0001209191-24-000805 · doc4.xml · derivative · entry 1 Scott Kathleen D. · CIK 0001794284 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2034-01-01 F1 · derivative.exercise_date: 25% of the shares subject to the option shall vest on January 1, 2025, and the remaining shares will vest monthly thereafter over three years. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 21:38 UTC |
Fitzpatrick Alexander AChief Legal Officer
|
GrantStock option (right to buy) · Derivative | 300,000 | $0.00 Strike: $5.58 | $0.00 |
DisclosureSEC source: 0001209191-24-000804 · doc4.xml · derivative · entry 1 Fitzpatrick Alexander A · CIK 0001398595 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2034-01-01 F1 · derivative.exercise_date: 25% of the shares subject to the option shall vest on January 1, 2025, and the remaining shares will vest monthly thereafter over three years. Read SEC document |
| September 29, 2023 Filed Oct 2, 2023 20:23 UTC |
Fitzpatrick Alexander AChief Legal Officer
|
PurchaseCommon Stock | 46,258 | $3.78 | $174,994.01 |
DisclosureSEC source: 0001209191-23-051073 · doc4.xml · nonDerivative · entry 2 Fitzpatrick Alexander A · CIK 0001398595 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 89,227 F3 · price: The price reported in Column 4 is the weighted average price. The shares were purchased in multiple transactions at prices ranging from $3.70 to $3.85, inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each separate price will be provided. Read SEC document |
| September 28, 2023 Filed Oct 2, 2023 20:23 UTC |
Fitzpatrick Alexander AChief Legal Officer
|
PurchaseCommon Stock | 40,000 | $3.62 | $144,960.00 |
DisclosureSEC source: 0001209191-23-051073 · doc4.xml · nonDerivative · entry 1 Fitzpatrick Alexander A · CIK 0001398595 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,969 F1 · price: The price reported in Column 4 is the weighted average price. The shares were purchased in multiple transactions at prices ranging from $3.60 to $3.64, inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each separate price will be provided. F2 · balance_after: Includes 2,969 shares acquired under the Issuer's 2020 Employee Stock Purchase Plan on June 30, 2023. Read SEC document |
| September 21, 2023 Filed Sep 25, 2023 20:30 UTC |
RA CAPITAL MANAGEMENT, L.P.Director
RA Capital Healthcare Fund LPDirector
RA Capital Nexus Fund II, L.P.Director
Kolchinsky PeterDirector
Shah Rajeev M.Director
|
PurchaseCommon Stock | 191,309 | $3.83 | $732,713.47 |
DisclosureSEC source: 0001104659-23-103529 · tm2326846-1_4seq1.xml · nonDerivative · entry 2 RA CAPITAL MANAGEMENT, L.P. · CIK 0001346824 · Director RA Capital Healthcare Fund LP · CIK 0001315082 · Director RA Capital Nexus Fund II, L.P. · CIK 0001825376 · Director Kolchinsky Peter · CIK 0001384859 · Director Shah Rajeev M. · CIK 0001619841 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 8,556,774 F3 · price: This transaction was executed in multiple trades at prices ranging from $3.75 to $3.90; the price reported above reflects the weighted average purchase price. The reporting person hereby undertakes, upon request, to provide full information to the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer regarding the number of shares and prices at which these transactions, and all other transactions reported in this Form 4, were effected. F4 · balance_after: Held directly by the Fund. F4 · ownership.nature: Held directly by the Fund. F6 · ownership.nature: RA Capital Management, L.P. (the "Adviser") is the investment manager for the Fund and the Nexus Fund II. The general partner of the Adviser is RA Capital Management GP, LLC (the "Adviser GP"), of which Dr. Peter Kolchinsky and Mr. Rajeev Shah are the managing members. The Adviser, the Adviser GP, Dr. Kolchinsky, and Mr. Shah disclaim beneficial ownership of any of the reported securities, except to the extent of their pecuniary interest therein. Read SEC document |
| September 21, 2023 Filed Sep 25, 2023 20:30 UTC |
RA CAPITAL MANAGEMENT, L.P.Director
RA Capital Healthcare Fund LPDirector
RA Capital Nexus Fund II, L.P.Director
Kolchinsky PeterDirector
Shah Rajeev M.Director
|
PurchaseCommon Stock | 2,508,691 | $2.97 | $7,450,812.27 |
DisclosureSEC source: 0001104659-23-103529 · tm2326846-1_4seq1.xml · nonDerivative · entry 1 RA CAPITAL MANAGEMENT, L.P. · CIK 0001346824 · Director RA Capital Healthcare Fund LP · CIK 0001315082 · Director RA Capital Nexus Fund II, L.P. · CIK 0001825376 · Director Kolchinsky Peter · CIK 0001384859 · Director Shah Rajeev M. · CIK 0001619841 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 8,365,465 F1 · price: This transaction was executed in multiple trades at prices ranging from $2.75 to $3.74; the price reported above reflects the weighted average purchase price. The reporting person hereby undertakes, upon request, to provide full information to the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer regarding the number of shares and prices at which these transactions, and all other transactions reported in this Form 4, were effected. F2 · balance_after: Held directly by RA Capital Healthcare Fund, L.P. (the "Fund"). F2 · ownership.nature: Held directly by RA Capital Healthcare Fund, L.P. (the "Fund"). F6 · ownership.nature: RA Capital Management, L.P. (the "Adviser") is the investment manager for the Fund and the Nexus Fund II. The general partner of the Adviser is RA Capital Management GP, LLC (the "Adviser GP"), of which Dr. Peter Kolchinsky and Mr. Rajeev Shah are the managing members. The Adviser, the Adviser GP, Dr. Kolchinsky, and Mr. Shah disclaim beneficial ownership of any of the reported securities, except to the extent of their pecuniary interest therein. Read SEC document |
| September 01, 2023 Filed Sep 6, 2023 00:04 UTC |
Shawver LauraDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 97,003 | $0.00 Strike: $1.27 | $0.00 |
DisclosureSEC source: 0001209191-23-048254 · doc4.xml · derivative · entry 5 Shawver Laura · CIK 0001551891 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 55,235 Underlying: Common Stock · 97,003 shares Expires 2030-04-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Immediately exercisable. Read SEC document |
| September 01, 2023 Filed Sep 6, 2023 00:04 UTC |
Shawver LauraDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 2,997 | $0.00 Strike: $1.27 | $0.00 |
DisclosureSEC source: 0001209191-23-048254 · doc4.xml · derivative · entry 4 Shawver Laura · CIK 0001551891 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,997 shares Expires 2030-04-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Immediately exercisable. Read SEC document |
| September 01, 2023 Filed Sep 6, 2023 00:04 UTC |
Shawver LauraDirector
|
SaleCommon Stock | 100,000 | $7.71 | $770,520.00 |
DisclosureSEC source: 0001209191-23-048254 · doc4.xml · nonDerivative · entry 3 Shawver Laura · CIK 0001551891 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 210,346 F1 · kind: The sales reported on this Form 4 were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 15, 2022. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $7.24 to $8.00, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth herein. Read SEC document |
| September 01, 2023 Filed Sep 6, 2023 00:04 UTC |
Shawver LauraDirector
|
Exercise / conversionCommon Stock | 97,003 | $1.27 | $123,193.81 |
DisclosureSEC source: 0001209191-23-048254 · doc4.xml · nonDerivative · entry 2 Shawver Laura · CIK 0001551891 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 310,346 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 01, 2023 Filed Sep 6, 2023 00:04 UTC |
Shawver LauraDirector
|
Exercise / conversionCommon Stock | 2,997 | $1.27 | $3,806.19 |
DisclosureSEC source: 0001209191-23-048254 · doc4.xml · nonDerivative · entry 1 Shawver Laura · CIK 0001551891 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 213,343 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 29, 2023 Filed Aug 31, 2023 21:26 UTC |
ORBIMED ADVISORS LLCDirector
OrbiMed Capital GP VI LLCDirector
ORBIMED CAPITAL LLCDirector
|
PurchaseCommon Stock | 500,000 | $6.20 | $3,100,000.00 |
DisclosureSEC source: 0000947871-23-000915 · ownership.xml · nonDerivative · entry 1 ORBIMED ADVISORS LLC · CIK 0001055951 · Director OrbiMed Capital GP VI LLC · CIK 0001682115 · Director ORBIMED CAPITAL LLC · CIK 0001157524 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 8,019,187 F1 · kind: These shares of the Issuer's common stock were purchased in a private transaction pursuant to the terms of a Stock Purchase Agreement. F2 · ownership.nature: These securities are held of record by OrbiMed Private Investments VI, LP ("OPI VI"). OrbiMed Capital GP VI LLC ("GP VI") is the general partner of OPI VI, and OrbiMed Advisors LLC ("OrbiMed Advisors") is the managing member of GP VI. By virtue of such relationships, GP VI and OrbiMed Advisors may be deemed to have voting power and investment power over the securities held by OPI VI and, as a result, may be deemed to have beneficial ownership over such securities. OrbiMed Advisors exercises voting and investment power through a management committee comprised of Carl L. Gordon, Sven H. Borho, and W. Carter Neild, each of whom disclaims beneficial ownership of the securities held by OPI VI. F5 · ownership.nature: Each of OrbiMed Advisors, GP VI, and OrbiMed Capital disclaim beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein, if any. OrbiMed Advisors and GP VI have designated a representative, Peter Thompson, a member of OrbiMed Advisors, to serve on the Issuer's board of directors. This report shall not be deemed an admission that any such person or entity is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| August 29, 2023 Filed Aug 31, 2023 21:26 UTC |
RA CAPITAL MANAGEMENT, L.P.Director
RA Capital Healthcare Fund LPDirector
RA Capital Nexus Fund II, L.P.Director
Kolchinsky PeterDirector
Shah Rajeev M.Director
|
PurchaseCommon Stock | 3,750,000 | $6.20 | $23,250,000.00 |
DisclosureSEC source: 0001104659-23-097327 · tm2325196-1_4seq1.xml · nonDerivative · entry 1 RA CAPITAL MANAGEMENT, L.P. · CIK 0001346824 · Director RA Capital Healthcare Fund LP · CIK 0001315082 · Director RA Capital Nexus Fund II, L.P. · CIK 0001825376 · Director Kolchinsky Peter · CIK 0001384859 · Director Shah Rajeev M. · CIK 0001619841 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 5,856,774 F1 · shares: On August 29, 2023, the Fund (as defined in footnote (2)) entered into a contract to purchase the shares from a third-party seller in a privately negotiated transaction. F2 · balance_after: These shares are held directly by RA Capital Healthcare Fund, L.P. (the "Fund"). F2 · ownership.nature: These shares are held directly by RA Capital Healthcare Fund, L.P. (the "Fund"). F4 · ownership.nature: RA Capital Management, L.P. (the "Adviser") is the investment manager for the Fund and the Nexus Fund II. The general partner of the Adviser is RA Capital Management GP, LLC (the "Adviser GP"), of which Dr. Peter Kolchinsky and Mr. Rajeev Shah are the managing members. The Adviser, the Adviser GP, Dr. Kolchinsky, and Mr. Shah disclaim beneficial ownership of any of the reported securities, except to the extent of their pecuniary interest therein. Read SEC document |
| August 29, 2023 Filed Aug 31, 2023 21:18 UTC |
Thompson Peter A.Director
|
PurchaseCommon Stock | 500,000 | $6.20 | $3,100,000.00 |
DisclosureSEC source: 0000947871-23-000914 · ownership.xml · nonDerivative · entry 1 Thompson Peter A. · CIK 0001357522 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 8,019,187 F1 · kind: These shares of the Issuer's common stock were purchased in a private transaction pursuant to the terms of a Stock Purchase Agreement. F2 · ownership.nature: These securities are held of record by OrbiMed Private Investments VI, LP ("OPI VI"). OrbiMed Capital GP VI LLC ("GP VI") is the general partner of OPI VI, and OrbiMed Advisors LLC ("OrbiMed Advisors") is the managing member of GP VI. By virtue of such relationships, GP VI and OrbiMed Advisors may be deemed to have voting power and investment power over the securities held by OPI VI and, as a result, may be deemed to have beneficial ownership over such securities. OrbiMed Advisors exercises voting and investment power through a management committee comprised of Carl L. Gordon, Sven H. Borho, and W. Carter Neild, each of whom disclaims beneficial ownership of the securities held by OPI VI. F5 · ownership.nature: Each of the Reporting Person, OrbiMed Advisors, GP VI, and OrbiMed Capital disclaim beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of his or its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Person, OrbiMed Advisors, GP VI, and OrbiMed Capital is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.