Last 12 months
Inside the activity.
0 purchase rows · 5 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 3 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 14, 2024 Filed May 16, 2024 23:51 UTC |
Lowenthal Richard EDirector · PRESIDENT AND CEO · 10% owner
|
SaleCommon Stock | 2,884 | $9.01 | $25,972.73 |
DisclosureSEC source: 0001415889-24-013387 · form4-05162024_110552.xml · nonDerivative · entry 3 Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Lowenthal-Tanimoto Family Trust U/A DTD 4/3/2006 Disclosed balance after: 1,795,615 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F4 · price: The weighted average sale price for the transaction reported was $9.0058, and the range of prices were between $9.00 and $9.06. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided. F5 · ownership.nature: The shares are held in trust for the benefit of the Reporting Person and his spouse. The Reporting Person and his spouse are trustees of the trust. Read SEC document |
| May 14, 2024 Filed May 16, 2024 23:51 UTC |
Lowenthal Richard EDirector · PRESIDENT AND CEO · 10% owner
|
SaleCommon Stock | 2,873 | $9.01 | $25,881.13 |
DisclosureSEC source: 0001415889-24-013387 · form4-05162024_110552.xml · nonDerivative · entry 2 Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Sarina Tanimoto Charitable Remainder UniTrust Dated January 7, 2020 Disclosed balance after: 1,644,574 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F2 · price: The weighted average sale price for the transaction reported was $9.0084, and the range of prices were between $9.00 and $9.06. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided. F3 · ownership.nature: The Reporting Person's spouse is trustee of the trust. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 07, 2024 Filed May 9, 2024 22:59 UTC |
Tanimoto SarinaCHIEF MEDICAL OFFICER · 10% owner
|
SaleCommon Stock | 50,000 | $9.34 | $467,230.00 |
DisclosureSEC source: 0001415889-24-012771 · form4-05092024_100505.xml · nonDerivative · entry 3 Tanimoto Sarina · CIK 0001951291 · CHIEF MEDICAL OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Lowenthal-Tanimoto Family Trust U/A DTD 4/3/2006 Disclosed balance after: 1,798,499 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F4 · price: The weighted average sales price for the transaction report was $9.3446, and the range of prices were between $9.14 and $9.50. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares old at each separate price will be provided. F5 · ownership.nature: The shares are held in trust for the benefit of the Reporting Person and her spouse. The Reporting Person and her spouse are trustees of the trust. Read SEC document |
| May 07, 2024 Filed May 9, 2024 22:59 UTC |
Tanimoto SarinaCHIEF MEDICAL OFFICER · 10% owner
|
SaleCommon Stock | 50,000 | $9.34 | $467,135.00 |
DisclosureSEC source: 0001415889-24-012771 · form4-05092024_100505.xml · nonDerivative · entry 2 Tanimoto Sarina · CIK 0001951291 · CHIEF MEDICAL OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Richard Lowenthal Charitable Remainder UniTrust Dated January 7, 2020 Disclosed balance after: 1,596,494 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F2 · price: The weighted average sales price for the transaction report was $9.3427, and the range of prices were between $9.14 and $9.50. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares old at each separate price will be provided. F3 · ownership.nature: The Reporting Person's spouse is trustee of the trust. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 07, 2024 Filed May 9, 2024 22:57 UTC |
Lowenthal Richard EDirector · PRESIDENT AND CEO · 10% owner
|
SaleCommon Stock | 50,000 | $9.34 | $467,230.00 |
DisclosureSEC source: 0001415889-24-012768 · form4-05092024_100554.xml · nonDerivative · entry 3 Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Lowenthal-Tanimoto Family Trust U/A DTD 4/3/2006 Disclosed balance after: 1,798,499 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F4 · price: The weighted average sale price for the transaction reported was $9.3446, and the range of prices were between $9.14 and $9.50. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided. F5 · ownership.nature: The shares are held in trust for the benefit of the Reporting Person and his spouse. The Reporting Person and his spouse are trustees of the trust. Read SEC document |
| May 07, 2024 Filed May 9, 2024 22:57 UTC |
Lowenthal Richard EDirector · PRESIDENT AND CEO · 10% owner
|
SaleCommon Stock | 50,000 | $9.34 | $467,135.00 |
DisclosureSEC source: 0001415889-24-012768 · form4-05092024_100554.xml · nonDerivative · entry 2 Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Richard Lowenthal Charitable Remainder UniTrust Dated January 7, 2020 Disclosed balance after: 1,596,494 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F2 · price: The weighted average sale price for the transaction reported was $9.3427, and the range of prices were between $9.14 and $9.50. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided. F3 · ownership.nature: The Reporting Person is trustee of the trust. Read SEC document |
| April 23, 2024 Filed Apr 24, 2024 22:18 UTC |
Tanimoto SarinaCHIEF MEDICAL OFFICER · 10% owner
|
Exercise / conversionStock Option (right to buy) · Derivative | 48,260 | $0.00 Strike: $1.44 | $0.00 |
DisclosureSEC source: 0001415889-24-011471 · form4-04242024_100449.xml · derivative · entry 8 Tanimoto Sarina · CIK 0001951291 · CHIEF MEDICAL OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,473 Underlying: Common Stock · 48,260 shares Expires 2031-12-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 25% of the shares subject to the option vested on the one year anniversary of the vesting commencement date and the balance of the shares vest in a series of thirty-six (36) successive equal monthly installments measured from the first anniversary of the vesting commencement date. Read SEC document |
| April 23, 2024 Filed Apr 24, 2024 22:18 UTC |
Tanimoto SarinaCHIEF MEDICAL OFFICER · 10% owner
|
Exercise / conversionStock Option (right to buy) · Derivative | 82,733 | $0.00 Strike: $0.84 | $0.00 |
DisclosureSEC source: 0001415889-24-011471 · form4-04242024_100449.xml · derivative · entry 7 Tanimoto Sarina · CIK 0001951291 · CHIEF MEDICAL OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 82,733 shares Expires 2029-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 25% of the shares subject to the option vested on the one year anniversary of the vesting commencement date and the balance of the shares vest in a series of thirty-six (36) successive equal monthly installments measured from the first anniversary of the vesting commencement date. Read SEC document |
| April 23, 2024 Filed Apr 24, 2024 22:18 UTC |
Tanimoto SarinaCHIEF MEDICAL OFFICER · 10% owner
|
Exercise / conversionCommon Stock | 48,260 | $1.44 | $69,494.40 |
DisclosureSEC source: 0001415889-24-011471 · form4-04242024_100449.xml · nonDerivative · entry 2 Tanimoto Sarina · CIK 0001951291 · CHIEF MEDICAL OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,407,847 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 23, 2024 Filed Apr 24, 2024 22:18 UTC |
Tanimoto SarinaCHIEF MEDICAL OFFICER · 10% owner
|
Exercise / conversionCommon Stock | 82,733 | $0.84 | $69,495.72 |
DisclosureSEC source: 0001415889-24-011471 · form4-04242024_100449.xml · nonDerivative · entry 1 Tanimoto Sarina · CIK 0001951291 · CHIEF MEDICAL OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,359,587 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 23, 2024 Filed Apr 24, 2024 22:17 UTC |
Lowenthal Richard EDirector · PRESIDENT AND CEO · 10% owner
|
Exercise / conversionStock Option (right to buy) · Derivative | 48,260 | $0.00 Strike: $1.44 | $0.00 |
DisclosureSEC source: 0001415889-24-011469 · form4-04242024_100435.xml · derivative · entry 8 Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 34,473 Underlying: Common Stock · 48,260 shares Expires 2031-12-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 25% of the shares subject to the option vested on the one year anniversary of the vesting commencement date and the balance of the shares vest in a series of thirty-six (36) successive equal monthly installments measured from the first anniversary of the vesting commencement date. Read SEC document |
| April 23, 2024 Filed Apr 24, 2024 22:17 UTC |
Lowenthal Richard EDirector · PRESIDENT AND CEO · 10% owner
|
Exercise / conversionStock Option (right to buy) · Derivative | 82,733 | $0.00 Strike: $0.84 | $0.00 |
DisclosureSEC source: 0001415889-24-011469 · form4-04242024_100435.xml · derivative · entry 7 Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 0 Underlying: Common Stock · 82,733 shares Expires 2029-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 25% of the shares subject to the option vested on the one year anniversary of the vesting commencement date and the balance of the shares vest in a series of thirty-six (36) successive equal monthly installments measured from the first anniversary of the vesting commencement date. Read SEC document |
| April 23, 2024 Filed Apr 24, 2024 22:17 UTC |
Lowenthal Richard EDirector · PRESIDENT AND CEO · 10% owner
|
Exercise / conversionCommon Stock | 48,260 | $1.44 | $69,494.40 |
DisclosureSEC source: 0001415889-24-011469 · form4-04242024_100435.xml · nonDerivative · entry 3 Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 3,407,847 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 23, 2024 Filed Apr 24, 2024 22:17 UTC |
Lowenthal Richard EDirector · PRESIDENT AND CEO · 10% owner
|
Exercise / conversionCommon Stock | 82,733 | $0.84 | $69,495.72 |
DisclosureSEC source: 0001415889-24-011469 · form4-04242024_100435.xml · nonDerivative · entry 2 Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 3,359,587 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 19, 2024 Filed Apr 22, 2024 23:23 UTC |
Tanimoto SarinaCHIEF MEDICAL OFFICER · 10% owner
|
Exercise / conversionStock Option (right to buy) · Derivative | 69,444 | $0.00 Strike: $1.44 | $0.00 |
DisclosureSEC source: 0001415889-24-011335 · form4-04222024_110415.xml · derivative · entry 8 Tanimoto Sarina · CIK 0001951291 · CHIEF MEDICAL OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 166,936 Underlying: Common Stock · 69,444 shares Expires 2031-12-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 25% of the shares subject to the option vested on the one year anniversary of the vesting commencement date and the balance of the shares vest in a series of thirty-six (36) successive equal monthly installments measured from the first anniversary of the vesting commencement date. Read SEC document |
| April 19, 2024 Filed Apr 22, 2024 23:23 UTC |
Tanimoto SarinaCHIEF MEDICAL OFFICER · 10% owner
|
Exercise / conversionStock Option (right to buy) · Derivative | 119,047 | $0.00 Strike: $0.84 | $0.00 |
DisclosureSEC source: 0001415889-24-011335 · form4-04222024_110415.xml · derivative · entry 7 Tanimoto Sarina · CIK 0001951291 · CHIEF MEDICAL OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 117,333 Underlying: Common Stock · 119,047 shares Expires 2029-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 25% of the shares subject to the option vested on the one year anniversary of the vesting commencement date and the balance of the shares vest in a series of thirty-six (36) successive equal monthly installments measured from the first anniversary of the vesting commencement date. Read SEC document |
| April 19, 2024 Filed Apr 22, 2024 23:23 UTC |
Tanimoto SarinaCHIEF MEDICAL OFFICER · 10% owner
|
Exercise / conversionCommon Stock | 69,444 | $1.44 | $99,999.36 |
DisclosureSEC source: 0001415889-24-011335 · form4-04222024_110415.xml · nonDerivative · entry 3 Tanimoto Sarina · CIK 0001951291 · CHIEF MEDICAL OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 4,315,313 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 19, 2024 Filed Apr 22, 2024 23:23 UTC |
Tanimoto SarinaCHIEF MEDICAL OFFICER · 10% owner
|
Exercise / conversionCommon Stock | 119,047 | $0.84 | $99,999.48 |
DisclosureSEC source: 0001415889-24-011335 · form4-04222024_110415.xml · nonDerivative · entry 2 Tanimoto Sarina · CIK 0001951291 · CHIEF MEDICAL OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 4,245,869 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 19, 2024 Filed Apr 22, 2024 23:22 UTC |
Lowenthal Richard EDirector · PRESIDENT AND CEO · 10% owner
|
Exercise / conversionStock Option (right to buy) · Derivative | 69,444 | $0.00 Strike: $1.44 | $0.00 |
DisclosureSEC source: 0001415889-24-011334 · form4-04222024_110419.xml · derivative · entry 8 Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 166,936 Underlying: Common Stock · 69,444 shares Expires 2031-12-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 25% of the shares subject to the option vested on the one year anniversary of the vesting commencement date and the balance of the shares vest in a series of thirty-six (36) successive equal monthly installments measured from the first anniversary of the vesting commencement date. Read SEC document |
| April 19, 2024 Filed Apr 22, 2024 23:22 UTC |
Lowenthal Richard EDirector · PRESIDENT AND CEO · 10% owner
|
Exercise / conversionStock Option (right to buy) · Derivative | 119,047 | $0.00 Strike: $0.84 | $0.00 |
DisclosureSEC source: 0001415889-24-011334 · form4-04222024_110419.xml · derivative · entry 7 Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 117,333 Underlying: Common Stock · 119,047 shares Expires 2029-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 25% of the shares subject to the option vested on the one year anniversary of the vesting commencement date and the balance of the shares vest in a series of thirty-six (36) successive equal monthly installments measured from the first anniversary of the vesting commencement date. Read SEC document |
| April 19, 2024 Filed Apr 22, 2024 23:22 UTC |
Lowenthal Richard EDirector · PRESIDENT AND CEO · 10% owner
|
Exercise / conversionCommon Stock | 69,444 | $1.44 | $99,999.36 |
DisclosureSEC source: 0001415889-24-011334 · form4-04222024_110419.xml · nonDerivative · entry 2 Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,315,313 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 19, 2024 Filed Apr 22, 2024 23:22 UTC |
Lowenthal Richard EDirector · PRESIDENT AND CEO · 10% owner
|
Exercise / conversionCommon Stock | 119,047 | $0.84 | $99,999.48 |
DisclosureSEC source: 0001415889-24-011334 · form4-04222024_110419.xml · nonDerivative · entry 1 Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,245,869 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 16, 2024 Filed Apr 17, 2024 22:42 UTC |
Tanimoto SarinaCHIEF MEDICAL OFFICER · 10% owner
|
SaleCommon Stock | 50,000 | $9.28 | $463,985.00 |
DisclosureSEC source: 0001415889-24-011056 · form4-04172024_100426.xml · nonDerivative · entry 3 Tanimoto Sarina · CIK 0001951291 · CHIEF MEDICAL OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Lowenthal-Tanimoto Family Trust U/A DTD 4/3/2006 Disclosed balance after: 1,848,499 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F4 · price: The weighted average sales price for the transaction report was $9.2797,and the range of prices were between $9.05 and $9.47. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares old at each separate price will be provided. F5 · ownership.nature: The shares are held in trust for the benefit of the Reporting Person and her spouse. The Reporting Person and her spouse are trustees of the trust. Read SEC document |
| April 16, 2024 Filed Apr 17, 2024 22:42 UTC |
Tanimoto SarinaCHIEF MEDICAL OFFICER · 10% owner
|
SaleCommon Stock | 50,000 | $9.28 | $464,020.00 |
DisclosureSEC source: 0001415889-24-011056 · form4-04172024_100426.xml · nonDerivative · entry 2 Tanimoto Sarina · CIK 0001951291 · CHIEF MEDICAL OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Sarina Tanimoto Charitable Remainder UniTrust Dated January 7, 2020 Disclosed balance after: 1,647,447 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F2 · price: The weighted average sales price for the transaction report was $9.2804,and the range of prices were between $9.05 and $9.46. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares old at each separate price will be provided. F3 · ownership.nature: The Reporting Person is trustee of the trust. Read SEC document |
| April 16, 2024 Filed Apr 17, 2024 22:40 UTC |
Lowenthal Richard EDirector · PRESIDENT AND CEO · 10% owner
|
SaleCommon Stock | 50,000 | $9.28 | $463,985.00 |
DisclosureSEC source: 0001415889-24-011055 · form4-04172024_100434.xml · nonDerivative · entry 3 Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Lowenthal-Tanimoto Family Trust U/A DTD 4/3/2006 Disclosed balance after: 1,848,499 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F4 · price: The weighted average sale price for the transaction reported was $9.2797, and the range of prices were between $9.05 and $9.47. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided. F5 · ownership.nature: The shares are held in trust for the benefit of the Reporting Person and his spouse. The Reporting Person and his spouse are trustees of the trust. Read SEC document |
| April 16, 2024 Filed Apr 17, 2024 22:40 UTC |
Lowenthal Richard EDirector · PRESIDENT AND CEO · 10% owner
|
SaleCommon Stock | 50,000 | $9.28 | $464,020.00 |
DisclosureSEC source: 0001415889-24-011055 · form4-04172024_100434.xml · nonDerivative · entry 2 Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Sarina Tanimoto Charitable Remainder UniTrust Dated January 7, 2020 Disclosed balance after: 1,647,447 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F2 · price: The weighted average sale price for the transaction reported was $9.2804, and the range of prices were between $9.05 and $9.46. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided. F3 · ownership.nature: The Reporting Person's spouse is trustee of the trust. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| April 09, 2024 Filed Apr 10, 2024 21:36 UTC |
Lowenthal Richard EDirector · PRESIDENT AND CEO · 10% owner
|
SaleCommon Stock | 50,000 | $9.28 | $463,850.00 |
DisclosureSEC source: 0001415889-24-010659 · form4-04102024_090447.xml · nonDerivative · entry 3 Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Lowenthal-Tanimoto Family Trust U/A DTD 4/3/2006 Disclosed balance after: 1,898,499 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F4 · price: The weighted average sale price for the transaction reported was $9.277, and the range of prices were between $9.13 and $9.91. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided. F5 · ownership.nature: The shares are held in trust for the benefit of the Reporting Person and his spouse. The Reporting Person and his spouse are trustees of the trust. Read SEC document |
| April 09, 2024 Filed Apr 10, 2024 21:36 UTC |
Lowenthal Richard EDirector · PRESIDENT AND CEO · 10% owner
|
SaleCommon Stock | 50,000 | $9.28 | $463,885.00 |
DisclosureSEC source: 0001415889-24-010659 · form4-04102024_090447.xml · nonDerivative · entry 2 Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Richard Lowenthal Charitable Remainder UniTrust Dated January 7, 2020 Disclosed balance after: 1,646,494 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F2 · price: The weighted average sale price for the transaction reported was $9.2777, and the range of prices were between $9.13 and $9.91. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided. F3 · ownership.nature: The Reporting Person is trustee of the trust. Read SEC document |
| April 09, 2024 Filed Apr 10, 2024 21:39 UTC |
Tanimoto SarinaCHIEF MEDICAL OFFICER · 10% owner
|
SaleCommon Stock | 50,000 | $9.28 | $463,850.00 |
DisclosureSEC source: 0001415889-24-010660 · form4-04102024_090450.xml · nonDerivative · entry 3 Tanimoto Sarina · CIK 0001951291 · CHIEF MEDICAL OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Lowenthal-Tanimoto Family Trust U/A DTD 4/3/2006 Disclosed balance after: 1,898,499 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F4 · price: The weighted average sales price for the transaction report was $9.277,and the range of prices were between $9.13 and $9.91. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares old at each separate price will be provided. F5 · ownership.nature: The shares are held in trust for the benefit of the Reporting Person and her spouse. The Reporting Person and her spouse are trustees of the trust. Read SEC document |
| April 09, 2024 Filed Apr 10, 2024 21:39 UTC |
Tanimoto SarinaCHIEF MEDICAL OFFICER · 10% owner
|
SaleCommon Stock | 50,000 | $9.28 | $463,885.00 |
DisclosureSEC source: 0001415889-24-010660 · form4-04102024_090450.xml · nonDerivative · entry 2 Tanimoto Sarina · CIK 0001951291 · CHIEF MEDICAL OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Richard Lowenthal Charitable Remainder UniTrust Dated January 7, 2020 Disclosed balance after: 1,646,494 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F2 · price: The weighted average sales price for the transaction report was $9.2777,and the range of prices were between $9.13 and $9.91. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares old at each separate price will be provided. F3 · ownership.nature: The Reporting Person's spouse is trustee of the trust. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 27, 2024 Filed Mar 27, 2024 23:37 UTC |
RA CAPITAL MANAGEMENT, L.P.Director · 10% owner
RA Capital Healthcare Fund LPDirector
RA Capital Nexus Fund II, L.P.Director
Kolchinsky PeterDirector · 10% owner
Shah Rajeev M.Director · 10% owner
|
PurchaseCommon Stock | 505,954 | $9.79 | $4,953,289.66 |
DisclosureSEC source: 0001415889-24-009268 · form4-03272024_110342.xml · nonDerivative · entry 3 RA CAPITAL MANAGEMENT, L.P. · CIK 0001346824 · Director · 10% owner RA Capital Healthcare Fund LP · CIK 0001315082 · Director RA Capital Nexus Fund II, L.P. · CIK 0001825376 · Director Kolchinsky Peter · CIK 0001384859 · Director · 10% owner Shah Rajeev M. · CIK 0001619841 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 9,958,073 F5 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.75 to $9.95 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.nature: Held directly by RA Capital Healthcare Fund, L.P. (the "Fund"). F3 · ownership.nature: RA Capital Management, L.P. (the "Adviser") is the investment manager for the Fund and RA Capital Nexus Fund II, L.P. (the "Nexus Fund II"). The general partner of the Adviser is RA Capital Management GP, LLC (the "Adviser GP"), of which Dr. Peter Kolchinsky and Mr. Rajeev Shah are the managing members. The Adviser, the Adviser GP, Dr. Kolchinsky, and Mr. Shah disclaim beneficial ownership of any of the reported securities, except to the extent of their pecuniary interest therein. Read SEC document |
| March 26, 2024 Filed Mar 27, 2024 23:37 UTC |
RA CAPITAL MANAGEMENT, L.P.Director · 10% owner
RA Capital Healthcare Fund LPDirector
RA Capital Nexus Fund II, L.P.Director
Kolchinsky PeterDirector · 10% owner
Shah Rajeev M.Director · 10% owner
|
PurchaseCommon Stock | 457,745 | $9.55 | $4,371,464.75 |
DisclosureSEC source: 0001415889-24-009268 · form4-03272024_110342.xml · nonDerivative · entry 2 RA CAPITAL MANAGEMENT, L.P. · CIK 0001346824 · Director · 10% owner RA Capital Healthcare Fund LP · CIK 0001315082 · Director RA Capital Nexus Fund II, L.P. · CIK 0001825376 · Director Kolchinsky Peter · CIK 0001384859 · Director · 10% owner Shah Rajeev M. · CIK 0001619841 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 9,452,119 F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.25 to $10.00 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.nature: Held directly by RA Capital Healthcare Fund, L.P. (the "Fund"). F3 · ownership.nature: RA Capital Management, L.P. (the "Adviser") is the investment manager for the Fund and RA Capital Nexus Fund II, L.P. (the "Nexus Fund II"). The general partner of the Adviser is RA Capital Management GP, LLC (the "Adviser GP"), of which Dr. Peter Kolchinsky and Mr. Rajeev Shah are the managing members. The Adviser, the Adviser GP, Dr. Kolchinsky, and Mr. Shah disclaim beneficial ownership of any of the reported securities, except to the extent of their pecuniary interest therein. Read SEC document |
| March 25, 2024 Filed Mar 26, 2024 22:48 UTC |
Lowenthal Richard EDirector · PRESIDENT AND CEO · 10% owner
|
SaleCommon Stock | 47,632 | $9.12 | $434,575.32 |
DisclosureSEC source: 0001415889-24-009154 · form4-03262024_100309.xml · nonDerivative · entry 5 Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Lowenthal-Tanimoto Family Trust U/A DTD 4/3/2006 Disclosed balance after: 1,948,499 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F7 · price: The weighted average sale price for the transaction reported was $9.1236, and the range of prices were between $9.03 and $9.36. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided. F5 · ownership.nature: The shares are held in trust for the benefit of the Reporting Person and his spouse. The Reporting Person and his spouse are trustees of the trust. Read SEC document |
| March 25, 2024 Filed Mar 26, 2024 22:48 UTC |
Lowenthal Richard EDirector · PRESIDENT AND CEO · 10% owner
|
SaleCommon Stock | 47,635 | $9.12 | $434,612.21 |
DisclosureSEC source: 0001415889-24-009154 · form4-03262024_100309.xml · nonDerivative · entry 4 Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Sarina Tanimoto Charitable Remainder UniTrust Dated January 7, 2020 Disclosed balance after: 1,697,447 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F6 · price: The weighted average sale price for the transaction reported was $9.1238, and the range of prices were between $9.03 and $9.36. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided. F3 · ownership.nature: The Reporting Person's spouse is trustee of the trust. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 25, 2024 Filed Mar 26, 2024 22:47 UTC |
Tanimoto SarinaCHIEF MEDICAL OFFICER · 10% owner
|
SaleCommon Stock | 47,632 | $9.12 | $434,575.32 |
DisclosureSEC source: 0001415889-24-009152 · form4-03262024_100316.xml · nonDerivative · entry 5 Tanimoto Sarina · CIK 0001951291 · CHIEF MEDICAL OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Lowenthal-Tanimoto Family Trust U/A DTD 4/3/2006 Disclosed balance after: 1,948,499 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F7 · price: The weighted average sales price for the transaction report was $9.1236,and the range of prices were between $9.03 and $9.36. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares old at each separate price will be provided. F5 · ownership.nature: The shares are held in trust for the benefit of the Reporting Person and her spouse. The Reporting Person and her spouse are trustees of the trust. Read SEC document |
| March 25, 2024 Filed Mar 26, 2024 22:47 UTC |
Tanimoto SarinaCHIEF MEDICAL OFFICER · 10% owner
|
SaleCommon Stock | 47,635 | $9.12 | $434,612.21 |
DisclosureSEC source: 0001415889-24-009152 · form4-03262024_100316.xml · nonDerivative · entry 4 Tanimoto Sarina · CIK 0001951291 · CHIEF MEDICAL OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Sarina Tanimoto Charitable Remainder UniTrust Dated January 7, 2020 Disclosed balance after: 1,697,447 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F6 · price: The weighted average sales price for the transaction report was $9.1238,and the range of prices were between $9.03 and $9.36. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares old at each separate price will be provided. F3 · ownership.nature: The Reporting Person is trustee of the trust. Read SEC document |
| March 25, 2024 Filed Mar 27, 2024 23:37 UTC |
RA CAPITAL MANAGEMENT, L.P.Director · 10% owner
RA Capital Healthcare Fund LPDirector
RA Capital Nexus Fund II, L.P.Director
Kolchinsky PeterDirector · 10% owner
Shah Rajeev M.Director · 10% owner
|
PurchaseCommon Stock | 437,600 | $9.06 | $3,964,656.00 |
DisclosureSEC source: 0001415889-24-009268 · form4-03272024_110342.xml · nonDerivative · entry 1 RA CAPITAL MANAGEMENT, L.P. · CIK 0001346824 · Director · 10% owner RA Capital Healthcare Fund LP · CIK 0001315082 · Director RA Capital Nexus Fund II, L.P. · CIK 0001825376 · Director Kolchinsky Peter · CIK 0001384859 · Director · 10% owner Shah Rajeev M. · CIK 0001619841 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 8,994,374 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.89 to $9.30 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.nature: Held directly by RA Capital Healthcare Fund, L.P. (the "Fund"). F3 · ownership.nature: RA Capital Management, L.P. (the "Adviser") is the investment manager for the Fund and RA Capital Nexus Fund II, L.P. (the "Nexus Fund II"). The general partner of the Adviser is RA Capital Management GP, LLC (the "Adviser GP"), of which Dr. Peter Kolchinsky and Mr. Rajeev Shah are the managing members. The Adviser, the Adviser GP, Dr. Kolchinsky, and Mr. Shah disclaim beneficial ownership of any of the reported securities, except to the extent of their pecuniary interest therein. Read SEC document |
| March 22, 2024 Filed Mar 26, 2024 22:48 UTC |
Lowenthal Richard EDirector · PRESIDENT AND CEO · 10% owner
|
SaleCommon Stock | 1,326 | $9.01 | $11,951.50 |
DisclosureSEC source: 0001415889-24-009154 · form4-03262024_100309.xml · nonDerivative · entry 3 Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Lowenthal-Tanimoto Family Trust U/A DTD 4/3/2006 Disclosed balance after: 1,996,131 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F4 · price: The weighted average sale price for the transaction reported was $9.0132, and the range of prices were between $9.00 and $9.07. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided. F5 · ownership.nature: The shares are held in trust for the benefit of the Reporting Person and his spouse. The Reporting Person and his spouse are trustees of the trust. Read SEC document |
| March 22, 2024 Filed Mar 26, 2024 22:48 UTC |
Lowenthal Richard EDirector · PRESIDENT AND CEO · 10% owner
|
SaleCommon Stock | 1,017 | $9.03 | $9,183.31 |
DisclosureSEC source: 0001415889-24-009154 · form4-03262024_100309.xml · nonDerivative · entry 2 Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Sarina Tanimoto Charitable Remainder UniTrust Dated January 7, 2020 Disclosed balance after: 1,745,082 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F2 · price: The weighted average sale price for the transaction reported was $9.0298, and the range of prices were between $9.00 and $9.06. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided. F3 · ownership.nature: The Reporting Person's spouse is trustee of the trust. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 22, 2024 Filed Mar 26, 2024 22:47 UTC |
Tanimoto SarinaCHIEF MEDICAL OFFICER · 10% owner
|
SaleCommon Stock | 1,326 | $9.01 | $11,951.50 |
DisclosureSEC source: 0001415889-24-009152 · form4-03262024_100316.xml · nonDerivative · entry 3 Tanimoto Sarina · CIK 0001951291 · CHIEF MEDICAL OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Lowenthal-Tanimoto Family Trust U/A DTD 4/3/2006 Disclosed balance after: 1,996,131 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F4 · price: The weighted average sales price for the transaction report was $9.0132,and the range of prices were between $9.00 and $9.07. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares old at each separate price will be provided. F5 · ownership.nature: The shares are held in trust for the benefit of the Reporting Person and her spouse. The Reporting Person and her spouse are trustees of the trust. Read SEC document |
| March 22, 2024 Filed Mar 26, 2024 22:47 UTC |
Tanimoto SarinaCHIEF MEDICAL OFFICER · 10% owner
|
SaleCommon Stock | 1,017 | $9.03 | $9,183.31 |
DisclosureSEC source: 0001415889-24-009152 · form4-03262024_100316.xml · nonDerivative · entry 2 Tanimoto Sarina · CIK 0001951291 · CHIEF MEDICAL OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Sarina Tanimoto Charitable Remainder UniTrust Dated January 7, 2020 Disclosed balance after: 1,745,082 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F2 · price: The weighted average sales price for the transaction report was $9.0298,and the range of prices were between $9.00 and $9.06. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares old at each separate price will be provided. F3 · ownership.nature: The Reporting Person is trustee of the trust. Read SEC document |
| March 21, 2024 Filed Mar 22, 2024 01:51 UTC |
Lowenthal Richard EDirector · PRESIDENT AND CEO · 10% owner
|
SaleCommon Stock | 100 | $9.00 | $900.00 |
DisclosureSEC source: 0001415889-24-008901 · form4-03222024_010317.xml · nonDerivative · entry 4 Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Lowenthal-Tanimoto Family Trust U/A DTD 4/3/2006 Disclosed balance after: 1,997,457 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F5 · ownership.nature: The shares are held in trust for the benefit of the Reporting Person and his spouse. The Reporting Person and his spouse are trustees of the trust. Read SEC document |
| March 21, 2024 Filed Mar 22, 2024 01:51 UTC |
Lowenthal Richard EDirector · PRESIDENT AND CEO · 10% owner
|
SaleCommon Stock | 372 | $9.00 | $3,348.00 |
DisclosureSEC source: 0001415889-24-008901 · form4-03222024_010317.xml · nonDerivative · entry 3 Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Sarina Tanimoto Charitable Remainder UniTrust Dated January 7, 2020 Disclosed balance after: 1,746,099 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F3 · ownership.nature: The Reporting Person's spouse is trustee of the trust. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 21, 2024 Filed Mar 22, 2024 01:50 UTC |
Tanimoto SarinaCHIEF MEDICAL OFFICER · 10% owner
|
SaleCommon Stock | 100 | $9.00 | $900.00 |
DisclosureSEC source: 0001415889-24-008900 · form4-03222024_010325.xml · nonDerivative · entry 4 Tanimoto Sarina · CIK 0001951291 · CHIEF MEDICAL OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Lowenthal-Tanimoto Family Trust U/A DTD 4/3/2006 Disclosed balance after: 1,997,457 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F5 · ownership.nature: The shares are held in trust for the benefit of the Reporting Person and her spouse. The Reporting Person and her spouse are trustees of the trust. Read SEC document |
| March 21, 2024 Filed Mar 22, 2024 01:50 UTC |
Tanimoto SarinaCHIEF MEDICAL OFFICER · 10% owner
|
SaleCommon Stock | 372 | $9.00 | $3,348.00 |
DisclosureSEC source: 0001415889-24-008900 · form4-03222024_010325.xml · nonDerivative · entry 3 Tanimoto Sarina · CIK 0001951291 · CHIEF MEDICAL OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Sarina Tanimoto Charitable Remainder UniTrust Dated January 7, 2020 Disclosed balance after: 1,746,099 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F3 · ownership.nature: The Reporting Person is trustee of the trust. Read SEC document |
| March 19, 2024 Filed Mar 22, 2024 01:51 UTC |
Lowenthal Richard EDirector · PRESIDENT AND CEO · 10% owner
|
SaleCommon Stock | 942 | $9.04 | $8,513.42 |
DisclosureSEC source: 0001415889-24-008901 · form4-03222024_010317.xml · nonDerivative · entry 2 Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Lowenthal-Tanimoto Family Trust U/A DTD 4/3/2006 Disclosed balance after: 1,997,557 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F4 · price: The weighted average sale price for the transaction reported was $9.0376, and the range of prices were between $9.02 and $9.08. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided. F5 · ownership.nature: The shares are held in trust for the benefit of the Reporting Person and his spouse. The Reporting Person and his spouse are trustees of the trust. Read SEC document |
| March 19, 2024 Filed Mar 22, 2024 01:51 UTC |
Lowenthal Richard EDirector · PRESIDENT AND CEO · 10% owner
|
SaleCommon Stock | 976 | $9.03 | $8,810.64 |
DisclosureSEC source: 0001415889-24-008901 · form4-03222024_010317.xml · nonDerivative · entry 1 Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Sarina Tanimoto Charitable Remainder UniTrust Dated January 7, 2020 Disclosed balance after: 1,746,471 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F2 · price: The weighted average sale price for the transaction reported was $9.0273, and the range of prices were between $9.01 and $9.09. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided. F3 · ownership.nature: The Reporting Person's spouse is trustee of the trust. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 19, 2024 Filed Mar 22, 2024 01:50 UTC |
Tanimoto SarinaCHIEF MEDICAL OFFICER · 10% owner
|
SaleCommon Stock | 942 | $9.04 | $8,513.42 |
DisclosureSEC source: 0001415889-24-008900 · form4-03222024_010325.xml · nonDerivative · entry 2 Tanimoto Sarina · CIK 0001951291 · CHIEF MEDICAL OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Lowenthal-Tanimoto Family Trust U/A DTD 4/3/2006 Disclosed balance after: 1,997,557 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F4 · price: The weighted average sales price for the transaction report was $9.0376,and the range of prices were between $9.02 and $9.08. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares old at each separate price will be provided. F5 · ownership.nature: The shares are held in trust for the benefit of the Reporting Person and her spouse. The Reporting Person and her spouse are trustees of the trust. Read SEC document |
| March 19, 2024 Filed Mar 22, 2024 01:50 UTC |
Tanimoto SarinaCHIEF MEDICAL OFFICER · 10% owner
|
SaleCommon Stock | 976 | $9.03 | $8,810.64 |
DisclosureSEC source: 0001415889-24-008900 · form4-03222024_010325.xml · nonDerivative · entry 1 Tanimoto Sarina · CIK 0001951291 · CHIEF MEDICAL OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Sarina Tanimoto Charitable Remainder UniTrust Dated January 7, 2020 Disclosed balance after: 1,746,471 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F2 · price: The weighted average sales price for the transaction report was $9.0273,and the range of prices were between $9.01 and $9.09. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares old at each separate price will be provided. F3 · ownership.nature: The Reporting Person is trustee of the trust. Read SEC document |
| March 15, 2024 Filed Mar 15, 2024 23:55 UTC |
Lowenthal Richard EDirector · PRESIDENT AND CEO · 10% owner
|
SaleCommon Stock | 48,461 | $9.14 | $442,996.54 |
DisclosureSEC source: 0001415889-24-008172 · form4-03152024_110359.xml · nonDerivative · entry 7 Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Lowenthal-Tanimoto Family Trust U/A DTD 4/3/2006 Disclosed balance after: 1,998,499 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F5 · price: The weighted average sale price for the transaction reported was $9.1413, and the range of prices were between $9.02 and $9.22. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided. F3 · ownership.nature: The shares are held in trust for the benefit of the Reporting Person and his spouse. The Reporting Person and his spouse are trustees of the trust. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.