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Nasdaq · USD

SPRY

ARS Pharmaceuticals, Inc.

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883
SEC CIK
0001671858
Parsed reports
268

Last 12 months

Inside the activity.

0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202503
Dec 202500
Jan 202600
Feb 202600
Mar 202600
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May 202600
Jun 202602
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 14, 2024 Filed May 16, 2024 23:51 UTC
Lowenthal Richard EDirector · PRESIDENT AND CEO · 10% owner
SaleCommon Stock 2,884 $9.01 $25,972.73
Disclosure

SEC source: 0001415889-24-013387 · form4-05162024_110552.xml · nonDerivative · entry 3

Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Lowenthal-Tanimoto Family Trust U/A DTD 4/3/2006

Disclosed balance after: 1,795,615

F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023.

F4 · price: The weighted average sale price for the transaction reported was $9.0058, and the range of prices were between $9.00 and $9.06. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

F5 · ownership.nature: The shares are held in trust for the benefit of the Reporting Person and his spouse. The Reporting Person and his spouse are trustees of the trust.

Read SEC document
May 14, 2024 Filed May 16, 2024 23:51 UTC
Lowenthal Richard EDirector · PRESIDENT AND CEO · 10% owner
SaleCommon Stock 2,873 $9.01 $25,881.13
Disclosure

SEC source: 0001415889-24-013387 · form4-05162024_110552.xml · nonDerivative · entry 2

Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Sarina Tanimoto Charitable Remainder UniTrust Dated January 7, 2020

Disclosed balance after: 1,644,574

F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023.

F2 · price: The weighted average sale price for the transaction reported was $9.0084, and the range of prices were between $9.00 and $9.06. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

F3 · ownership.nature: The Reporting Person's spouse is trustee of the trust. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
May 07, 2024 Filed May 9, 2024 22:59 UTC
Tanimoto SarinaCHIEF MEDICAL OFFICER · 10% owner
SaleCommon Stock 50,000 $9.34 $467,230.00
Disclosure

SEC source: 0001415889-24-012771 · form4-05092024_100505.xml · nonDerivative · entry 3

Tanimoto Sarina · CIK 0001951291 · CHIEF MEDICAL OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Lowenthal-Tanimoto Family Trust U/A DTD 4/3/2006

Disclosed balance after: 1,798,499

F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023.

F4 · price: The weighted average sales price for the transaction report was $9.3446, and the range of prices were between $9.14 and $9.50. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares old at each separate price will be provided.

F5 · ownership.nature: The shares are held in trust for the benefit of the Reporting Person and her spouse. The Reporting Person and her spouse are trustees of the trust.

Read SEC document
May 07, 2024 Filed May 9, 2024 22:59 UTC
Tanimoto SarinaCHIEF MEDICAL OFFICER · 10% owner
SaleCommon Stock 50,000 $9.34 $467,135.00
Disclosure

SEC source: 0001415889-24-012771 · form4-05092024_100505.xml · nonDerivative · entry 2

Tanimoto Sarina · CIK 0001951291 · CHIEF MEDICAL OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Richard Lowenthal Charitable Remainder UniTrust Dated January 7, 2020

Disclosed balance after: 1,596,494

F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023.

F2 · price: The weighted average sales price for the transaction report was $9.3427, and the range of prices were between $9.14 and $9.50. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares old at each separate price will be provided.

F3 · ownership.nature: The Reporting Person's spouse is trustee of the trust. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
May 07, 2024 Filed May 9, 2024 22:57 UTC
Lowenthal Richard EDirector · PRESIDENT AND CEO · 10% owner
SaleCommon Stock 50,000 $9.34 $467,230.00
Disclosure

SEC source: 0001415889-24-012768 · form4-05092024_100554.xml · nonDerivative · entry 3

Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Lowenthal-Tanimoto Family Trust U/A DTD 4/3/2006

Disclosed balance after: 1,798,499

F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023.

F4 · price: The weighted average sale price for the transaction reported was $9.3446, and the range of prices were between $9.14 and $9.50. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

F5 · ownership.nature: The shares are held in trust for the benefit of the Reporting Person and his spouse. The Reporting Person and his spouse are trustees of the trust.

Read SEC document
May 07, 2024 Filed May 9, 2024 22:57 UTC
Lowenthal Richard EDirector · PRESIDENT AND CEO · 10% owner
SaleCommon Stock 50,000 $9.34 $467,135.00
Disclosure

SEC source: 0001415889-24-012768 · form4-05092024_100554.xml · nonDerivative · entry 2

Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Richard Lowenthal Charitable Remainder UniTrust Dated January 7, 2020

Disclosed balance after: 1,596,494

F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023.

F2 · price: The weighted average sale price for the transaction reported was $9.3427, and the range of prices were between $9.14 and $9.50. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

F3 · ownership.nature: The Reporting Person is trustee of the trust.

Read SEC document
April 23, 2024 Filed Apr 24, 2024 22:18 UTC
Tanimoto SarinaCHIEF MEDICAL OFFICER · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 48,260 $0.00 Strike: $1.44 $0.00
Disclosure

SEC source: 0001415889-24-011471 · form4-04242024_100449.xml · derivative · entry 8

Tanimoto Sarina · CIK 0001951291 · CHIEF MEDICAL OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,473

Underlying: Common Stock · 48,260 shares

Expires 2031-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the shares subject to the option vested on the one year anniversary of the vesting commencement date and the balance of the shares vest in a series of thirty-six (36) successive equal monthly installments measured from the first anniversary of the vesting commencement date.

Read SEC document
April 23, 2024 Filed Apr 24, 2024 22:18 UTC
Tanimoto SarinaCHIEF MEDICAL OFFICER · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 82,733 $0.00 Strike: $0.84 $0.00
Disclosure

SEC source: 0001415889-24-011471 · form4-04242024_100449.xml · derivative · entry 7

Tanimoto Sarina · CIK 0001951291 · CHIEF MEDICAL OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 82,733 shares

Expires 2029-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the shares subject to the option vested on the one year anniversary of the vesting commencement date and the balance of the shares vest in a series of thirty-six (36) successive equal monthly installments measured from the first anniversary of the vesting commencement date.

Read SEC document
April 23, 2024 Filed Apr 24, 2024 22:18 UTC
Tanimoto SarinaCHIEF MEDICAL OFFICER · 10% owner
Exercise / conversionCommon Stock 48,260 $1.44 $69,494.40
Disclosure

SEC source: 0001415889-24-011471 · form4-04242024_100449.xml · nonDerivative · entry 2

Tanimoto Sarina · CIK 0001951291 · CHIEF MEDICAL OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,407,847

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 23, 2024 Filed Apr 24, 2024 22:18 UTC
Tanimoto SarinaCHIEF MEDICAL OFFICER · 10% owner
Exercise / conversionCommon Stock 82,733 $0.84 $69,495.72
Disclosure

SEC source: 0001415889-24-011471 · form4-04242024_100449.xml · nonDerivative · entry 1

Tanimoto Sarina · CIK 0001951291 · CHIEF MEDICAL OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,359,587

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 23, 2024 Filed Apr 24, 2024 22:17 UTC
Lowenthal Richard EDirector · PRESIDENT AND CEO · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 48,260 $0.00 Strike: $1.44 $0.00
Disclosure

SEC source: 0001415889-24-011469 · form4-04242024_100435.xml · derivative · entry 8

Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 34,473

Underlying: Common Stock · 48,260 shares

Expires 2031-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the shares subject to the option vested on the one year anniversary of the vesting commencement date and the balance of the shares vest in a series of thirty-six (36) successive equal monthly installments measured from the first anniversary of the vesting commencement date.

Read SEC document
April 23, 2024 Filed Apr 24, 2024 22:17 UTC
Lowenthal Richard EDirector · PRESIDENT AND CEO · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 82,733 $0.00 Strike: $0.84 $0.00
Disclosure

SEC source: 0001415889-24-011469 · form4-04242024_100435.xml · derivative · entry 7

Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 0

Underlying: Common Stock · 82,733 shares

Expires 2029-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the shares subject to the option vested on the one year anniversary of the vesting commencement date and the balance of the shares vest in a series of thirty-six (36) successive equal monthly installments measured from the first anniversary of the vesting commencement date.

Read SEC document
April 23, 2024 Filed Apr 24, 2024 22:17 UTC
Lowenthal Richard EDirector · PRESIDENT AND CEO · 10% owner
Exercise / conversionCommon Stock 48,260 $1.44 $69,494.40
Disclosure

SEC source: 0001415889-24-011469 · form4-04242024_100435.xml · nonDerivative · entry 3

Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 3,407,847

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 23, 2024 Filed Apr 24, 2024 22:17 UTC
Lowenthal Richard EDirector · PRESIDENT AND CEO · 10% owner
Exercise / conversionCommon Stock 82,733 $0.84 $69,495.72
Disclosure

SEC source: 0001415889-24-011469 · form4-04242024_100435.xml · nonDerivative · entry 2

Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 3,359,587

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 19, 2024 Filed Apr 22, 2024 23:23 UTC
Tanimoto SarinaCHIEF MEDICAL OFFICER · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 69,444 $0.00 Strike: $1.44 $0.00
Disclosure

SEC source: 0001415889-24-011335 · form4-04222024_110415.xml · derivative · entry 8

Tanimoto Sarina · CIK 0001951291 · CHIEF MEDICAL OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 166,936

Underlying: Common Stock · 69,444 shares

Expires 2031-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the shares subject to the option vested on the one year anniversary of the vesting commencement date and the balance of the shares vest in a series of thirty-six (36) successive equal monthly installments measured from the first anniversary of the vesting commencement date.

Read SEC document
April 19, 2024 Filed Apr 22, 2024 23:23 UTC
Tanimoto SarinaCHIEF MEDICAL OFFICER · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 119,047 $0.00 Strike: $0.84 $0.00
Disclosure

SEC source: 0001415889-24-011335 · form4-04222024_110415.xml · derivative · entry 7

Tanimoto Sarina · CIK 0001951291 · CHIEF MEDICAL OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 117,333

Underlying: Common Stock · 119,047 shares

Expires 2029-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the shares subject to the option vested on the one year anniversary of the vesting commencement date and the balance of the shares vest in a series of thirty-six (36) successive equal monthly installments measured from the first anniversary of the vesting commencement date.

Read SEC document
April 19, 2024 Filed Apr 22, 2024 23:23 UTC
Tanimoto SarinaCHIEF MEDICAL OFFICER · 10% owner
Exercise / conversionCommon Stock 69,444 $1.44 $99,999.36
Disclosure

SEC source: 0001415889-24-011335 · form4-04222024_110415.xml · nonDerivative · entry 3

Tanimoto Sarina · CIK 0001951291 · CHIEF MEDICAL OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 4,315,313

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 19, 2024 Filed Apr 22, 2024 23:23 UTC
Tanimoto SarinaCHIEF MEDICAL OFFICER · 10% owner
Exercise / conversionCommon Stock 119,047 $0.84 $99,999.48
Disclosure

SEC source: 0001415889-24-011335 · form4-04222024_110415.xml · nonDerivative · entry 2

Tanimoto Sarina · CIK 0001951291 · CHIEF MEDICAL OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 4,245,869

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 19, 2024 Filed Apr 22, 2024 23:22 UTC
Lowenthal Richard EDirector · PRESIDENT AND CEO · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 69,444 $0.00 Strike: $1.44 $0.00
Disclosure

SEC source: 0001415889-24-011334 · form4-04222024_110419.xml · derivative · entry 8

Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,936

Underlying: Common Stock · 69,444 shares

Expires 2031-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the shares subject to the option vested on the one year anniversary of the vesting commencement date and the balance of the shares vest in a series of thirty-six (36) successive equal monthly installments measured from the first anniversary of the vesting commencement date.

Read SEC document
April 19, 2024 Filed Apr 22, 2024 23:22 UTC
Lowenthal Richard EDirector · PRESIDENT AND CEO · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 119,047 $0.00 Strike: $0.84 $0.00
Disclosure

SEC source: 0001415889-24-011334 · form4-04222024_110419.xml · derivative · entry 7

Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,333

Underlying: Common Stock · 119,047 shares

Expires 2029-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the shares subject to the option vested on the one year anniversary of the vesting commencement date and the balance of the shares vest in a series of thirty-six (36) successive equal monthly installments measured from the first anniversary of the vesting commencement date.

Read SEC document
April 19, 2024 Filed Apr 22, 2024 23:22 UTC
Lowenthal Richard EDirector · PRESIDENT AND CEO · 10% owner
Exercise / conversionCommon Stock 69,444 $1.44 $99,999.36
Disclosure

SEC source: 0001415889-24-011334 · form4-04222024_110419.xml · nonDerivative · entry 2

Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,315,313

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 19, 2024 Filed Apr 22, 2024 23:22 UTC
Lowenthal Richard EDirector · PRESIDENT AND CEO · 10% owner
Exercise / conversionCommon Stock 119,047 $0.84 $99,999.48
Disclosure

SEC source: 0001415889-24-011334 · form4-04222024_110419.xml · nonDerivative · entry 1

Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,245,869

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 16, 2024 Filed Apr 17, 2024 22:42 UTC
Tanimoto SarinaCHIEF MEDICAL OFFICER · 10% owner
SaleCommon Stock 50,000 $9.28 $463,985.00
Disclosure

SEC source: 0001415889-24-011056 · form4-04172024_100426.xml · nonDerivative · entry 3

Tanimoto Sarina · CIK 0001951291 · CHIEF MEDICAL OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Lowenthal-Tanimoto Family Trust U/A DTD 4/3/2006

Disclosed balance after: 1,848,499

F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023.

F4 · price: The weighted average sales price for the transaction report was $9.2797,and the range of prices were between $9.05 and $9.47. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares old at each separate price will be provided.

F5 · ownership.nature: The shares are held in trust for the benefit of the Reporting Person and her spouse. The Reporting Person and her spouse are trustees of the trust.

Read SEC document
April 16, 2024 Filed Apr 17, 2024 22:42 UTC
Tanimoto SarinaCHIEF MEDICAL OFFICER · 10% owner
SaleCommon Stock 50,000 $9.28 $464,020.00
Disclosure

SEC source: 0001415889-24-011056 · form4-04172024_100426.xml · nonDerivative · entry 2

Tanimoto Sarina · CIK 0001951291 · CHIEF MEDICAL OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Sarina Tanimoto Charitable Remainder UniTrust Dated January 7, 2020

Disclosed balance after: 1,647,447

F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023.

F2 · price: The weighted average sales price for the transaction report was $9.2804,and the range of prices were between $9.05 and $9.46. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares old at each separate price will be provided.

F3 · ownership.nature: The Reporting Person is trustee of the trust.

Read SEC document
April 16, 2024 Filed Apr 17, 2024 22:40 UTC
Lowenthal Richard EDirector · PRESIDENT AND CEO · 10% owner
SaleCommon Stock 50,000 $9.28 $463,985.00
Disclosure

SEC source: 0001415889-24-011055 · form4-04172024_100434.xml · nonDerivative · entry 3

Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Lowenthal-Tanimoto Family Trust U/A DTD 4/3/2006

Disclosed balance after: 1,848,499

F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023.

F4 · price: The weighted average sale price for the transaction reported was $9.2797, and the range of prices were between $9.05 and $9.47. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

F5 · ownership.nature: The shares are held in trust for the benefit of the Reporting Person and his spouse. The Reporting Person and his spouse are trustees of the trust.

Read SEC document
April 16, 2024 Filed Apr 17, 2024 22:40 UTC
Lowenthal Richard EDirector · PRESIDENT AND CEO · 10% owner
SaleCommon Stock 50,000 $9.28 $464,020.00
Disclosure

SEC source: 0001415889-24-011055 · form4-04172024_100434.xml · nonDerivative · entry 2

Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Sarina Tanimoto Charitable Remainder UniTrust Dated January 7, 2020

Disclosed balance after: 1,647,447

F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023.

F2 · price: The weighted average sale price for the transaction reported was $9.2804, and the range of prices were between $9.05 and $9.46. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

F3 · ownership.nature: The Reporting Person's spouse is trustee of the trust. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
April 09, 2024 Filed Apr 10, 2024 21:36 UTC
Lowenthal Richard EDirector · PRESIDENT AND CEO · 10% owner
SaleCommon Stock 50,000 $9.28 $463,850.00
Disclosure

SEC source: 0001415889-24-010659 · form4-04102024_090447.xml · nonDerivative · entry 3

Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Lowenthal-Tanimoto Family Trust U/A DTD 4/3/2006

Disclosed balance after: 1,898,499

F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023.

F4 · price: The weighted average sale price for the transaction reported was $9.277, and the range of prices were between $9.13 and $9.91. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

F5 · ownership.nature: The shares are held in trust for the benefit of the Reporting Person and his spouse. The Reporting Person and his spouse are trustees of the trust.

Read SEC document
April 09, 2024 Filed Apr 10, 2024 21:36 UTC
Lowenthal Richard EDirector · PRESIDENT AND CEO · 10% owner
SaleCommon Stock 50,000 $9.28 $463,885.00
Disclosure

SEC source: 0001415889-24-010659 · form4-04102024_090447.xml · nonDerivative · entry 2

Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Richard Lowenthal Charitable Remainder UniTrust Dated January 7, 2020

Disclosed balance after: 1,646,494

F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023.

F2 · price: The weighted average sale price for the transaction reported was $9.2777, and the range of prices were between $9.13 and $9.91. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

F3 · ownership.nature: The Reporting Person is trustee of the trust.

Read SEC document
April 09, 2024 Filed Apr 10, 2024 21:39 UTC
Tanimoto SarinaCHIEF MEDICAL OFFICER · 10% owner
SaleCommon Stock 50,000 $9.28 $463,850.00
Disclosure

SEC source: 0001415889-24-010660 · form4-04102024_090450.xml · nonDerivative · entry 3

Tanimoto Sarina · CIK 0001951291 · CHIEF MEDICAL OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Lowenthal-Tanimoto Family Trust U/A DTD 4/3/2006

Disclosed balance after: 1,898,499

F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023.

F4 · price: The weighted average sales price for the transaction report was $9.277,and the range of prices were between $9.13 and $9.91. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares old at each separate price will be provided.

F5 · ownership.nature: The shares are held in trust for the benefit of the Reporting Person and her spouse. The Reporting Person and her spouse are trustees of the trust.

Read SEC document
April 09, 2024 Filed Apr 10, 2024 21:39 UTC
Tanimoto SarinaCHIEF MEDICAL OFFICER · 10% owner
SaleCommon Stock 50,000 $9.28 $463,885.00
Disclosure

SEC source: 0001415889-24-010660 · form4-04102024_090450.xml · nonDerivative · entry 2

Tanimoto Sarina · CIK 0001951291 · CHIEF MEDICAL OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Richard Lowenthal Charitable Remainder UniTrust Dated January 7, 2020

Disclosed balance after: 1,646,494

F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023.

F2 · price: The weighted average sales price for the transaction report was $9.2777,and the range of prices were between $9.13 and $9.91. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares old at each separate price will be provided.

F3 · ownership.nature: The Reporting Person's spouse is trustee of the trust. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
March 27, 2024 Filed Mar 27, 2024 23:37 UTC
RA CAPITAL MANAGEMENT, L.P.Director · 10% owner
Kolchinsky PeterDirector · 10% owner
Shah Rajeev M.Director · 10% owner
PurchaseCommon Stock 505,954 $9.79 $4,953,289.66
Disclosure

SEC source: 0001415889-24-009268 · form4-03272024_110342.xml · nonDerivative · entry 3

RA CAPITAL MANAGEMENT, L.P. · CIK 0001346824 · Director · 10% owner

RA Capital Healthcare Fund LP · CIK 0001315082 · Director

RA Capital Nexus Fund II, L.P. · CIK 0001825376 · Director

Kolchinsky Peter · CIK 0001384859 · Director · 10% owner

Shah Rajeev M. · CIK 0001619841 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 9,958,073

F5 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.75 to $9.95 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Held directly by RA Capital Healthcare Fund, L.P. (the "Fund").

F3 · ownership.nature: RA Capital Management, L.P. (the "Adviser") is the investment manager for the Fund and RA Capital Nexus Fund II, L.P. (the "Nexus Fund II"). The general partner of the Adviser is RA Capital Management GP, LLC (the "Adviser GP"), of which Dr. Peter Kolchinsky and Mr. Rajeev Shah are the managing members. The Adviser, the Adviser GP, Dr. Kolchinsky, and Mr. Shah disclaim beneficial ownership of any of the reported securities, except to the extent of their pecuniary interest therein.

Read SEC document
March 26, 2024 Filed Mar 27, 2024 23:37 UTC
RA CAPITAL MANAGEMENT, L.P.Director · 10% owner
Kolchinsky PeterDirector · 10% owner
Shah Rajeev M.Director · 10% owner
PurchaseCommon Stock 457,745 $9.55 $4,371,464.75
Disclosure

SEC source: 0001415889-24-009268 · form4-03272024_110342.xml · nonDerivative · entry 2

RA CAPITAL MANAGEMENT, L.P. · CIK 0001346824 · Director · 10% owner

RA Capital Healthcare Fund LP · CIK 0001315082 · Director

RA Capital Nexus Fund II, L.P. · CIK 0001825376 · Director

Kolchinsky Peter · CIK 0001384859 · Director · 10% owner

Shah Rajeev M. · CIK 0001619841 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 9,452,119

F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.25 to $10.00 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Held directly by RA Capital Healthcare Fund, L.P. (the "Fund").

F3 · ownership.nature: RA Capital Management, L.P. (the "Adviser") is the investment manager for the Fund and RA Capital Nexus Fund II, L.P. (the "Nexus Fund II"). The general partner of the Adviser is RA Capital Management GP, LLC (the "Adviser GP"), of which Dr. Peter Kolchinsky and Mr. Rajeev Shah are the managing members. The Adviser, the Adviser GP, Dr. Kolchinsky, and Mr. Shah disclaim beneficial ownership of any of the reported securities, except to the extent of their pecuniary interest therein.

Read SEC document
March 25, 2024 Filed Mar 26, 2024 22:48 UTC
Lowenthal Richard EDirector · PRESIDENT AND CEO · 10% owner
SaleCommon Stock 47,632 $9.12 $434,575.32
Disclosure

SEC source: 0001415889-24-009154 · form4-03262024_100309.xml · nonDerivative · entry 5

Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Lowenthal-Tanimoto Family Trust U/A DTD 4/3/2006

Disclosed balance after: 1,948,499

F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023.

F7 · price: The weighted average sale price for the transaction reported was $9.1236, and the range of prices were between $9.03 and $9.36. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

F5 · ownership.nature: The shares are held in trust for the benefit of the Reporting Person and his spouse. The Reporting Person and his spouse are trustees of the trust.

Read SEC document
March 25, 2024 Filed Mar 26, 2024 22:48 UTC
Lowenthal Richard EDirector · PRESIDENT AND CEO · 10% owner
SaleCommon Stock 47,635 $9.12 $434,612.21
Disclosure

SEC source: 0001415889-24-009154 · form4-03262024_100309.xml · nonDerivative · entry 4

Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Sarina Tanimoto Charitable Remainder UniTrust Dated January 7, 2020

Disclosed balance after: 1,697,447

F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023.

F6 · price: The weighted average sale price for the transaction reported was $9.1238, and the range of prices were between $9.03 and $9.36. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

F3 · ownership.nature: The Reporting Person's spouse is trustee of the trust. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
March 25, 2024 Filed Mar 26, 2024 22:47 UTC
Tanimoto SarinaCHIEF MEDICAL OFFICER · 10% owner
SaleCommon Stock 47,632 $9.12 $434,575.32
Disclosure

SEC source: 0001415889-24-009152 · form4-03262024_100316.xml · nonDerivative · entry 5

Tanimoto Sarina · CIK 0001951291 · CHIEF MEDICAL OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Lowenthal-Tanimoto Family Trust U/A DTD 4/3/2006

Disclosed balance after: 1,948,499

F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023.

F7 · price: The weighted average sales price for the transaction report was $9.1236,and the range of prices were between $9.03 and $9.36. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares old at each separate price will be provided.

F5 · ownership.nature: The shares are held in trust for the benefit of the Reporting Person and her spouse. The Reporting Person and her spouse are trustees of the trust.

Read SEC document
March 25, 2024 Filed Mar 26, 2024 22:47 UTC
Tanimoto SarinaCHIEF MEDICAL OFFICER · 10% owner
SaleCommon Stock 47,635 $9.12 $434,612.21
Disclosure

SEC source: 0001415889-24-009152 · form4-03262024_100316.xml · nonDerivative · entry 4

Tanimoto Sarina · CIK 0001951291 · CHIEF MEDICAL OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Sarina Tanimoto Charitable Remainder UniTrust Dated January 7, 2020

Disclosed balance after: 1,697,447

F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023.

F6 · price: The weighted average sales price for the transaction report was $9.1238,and the range of prices were between $9.03 and $9.36. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares old at each separate price will be provided.

F3 · ownership.nature: The Reporting Person is trustee of the trust.

Read SEC document
March 25, 2024 Filed Mar 27, 2024 23:37 UTC
RA CAPITAL MANAGEMENT, L.P.Director · 10% owner
Kolchinsky PeterDirector · 10% owner
Shah Rajeev M.Director · 10% owner
PurchaseCommon Stock 437,600 $9.06 $3,964,656.00
Disclosure

SEC source: 0001415889-24-009268 · form4-03272024_110342.xml · nonDerivative · entry 1

RA CAPITAL MANAGEMENT, L.P. · CIK 0001346824 · Director · 10% owner

RA Capital Healthcare Fund LP · CIK 0001315082 · Director

RA Capital Nexus Fund II, L.P. · CIK 0001825376 · Director

Kolchinsky Peter · CIK 0001384859 · Director · 10% owner

Shah Rajeev M. · CIK 0001619841 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 8,994,374

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.89 to $9.30 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Held directly by RA Capital Healthcare Fund, L.P. (the "Fund").

F3 · ownership.nature: RA Capital Management, L.P. (the "Adviser") is the investment manager for the Fund and RA Capital Nexus Fund II, L.P. (the "Nexus Fund II"). The general partner of the Adviser is RA Capital Management GP, LLC (the "Adviser GP"), of which Dr. Peter Kolchinsky and Mr. Rajeev Shah are the managing members. The Adviser, the Adviser GP, Dr. Kolchinsky, and Mr. Shah disclaim beneficial ownership of any of the reported securities, except to the extent of their pecuniary interest therein.

Read SEC document
March 22, 2024 Filed Mar 26, 2024 22:48 UTC
Lowenthal Richard EDirector · PRESIDENT AND CEO · 10% owner
SaleCommon Stock 1,326 $9.01 $11,951.50
Disclosure

SEC source: 0001415889-24-009154 · form4-03262024_100309.xml · nonDerivative · entry 3

Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Lowenthal-Tanimoto Family Trust U/A DTD 4/3/2006

Disclosed balance after: 1,996,131

F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023.

F4 · price: The weighted average sale price for the transaction reported was $9.0132, and the range of prices were between $9.00 and $9.07. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

F5 · ownership.nature: The shares are held in trust for the benefit of the Reporting Person and his spouse. The Reporting Person and his spouse are trustees of the trust.

Read SEC document
March 22, 2024 Filed Mar 26, 2024 22:48 UTC
Lowenthal Richard EDirector · PRESIDENT AND CEO · 10% owner
SaleCommon Stock 1,017 $9.03 $9,183.31
Disclosure

SEC source: 0001415889-24-009154 · form4-03262024_100309.xml · nonDerivative · entry 2

Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Sarina Tanimoto Charitable Remainder UniTrust Dated January 7, 2020

Disclosed balance after: 1,745,082

F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023.

F2 · price: The weighted average sale price for the transaction reported was $9.0298, and the range of prices were between $9.00 and $9.06. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

F3 · ownership.nature: The Reporting Person's spouse is trustee of the trust. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
March 22, 2024 Filed Mar 26, 2024 22:47 UTC
Tanimoto SarinaCHIEF MEDICAL OFFICER · 10% owner
SaleCommon Stock 1,326 $9.01 $11,951.50
Disclosure

SEC source: 0001415889-24-009152 · form4-03262024_100316.xml · nonDerivative · entry 3

Tanimoto Sarina · CIK 0001951291 · CHIEF MEDICAL OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Lowenthal-Tanimoto Family Trust U/A DTD 4/3/2006

Disclosed balance after: 1,996,131

F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023.

F4 · price: The weighted average sales price for the transaction report was $9.0132,and the range of prices were between $9.00 and $9.07. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares old at each separate price will be provided.

F5 · ownership.nature: The shares are held in trust for the benefit of the Reporting Person and her spouse. The Reporting Person and her spouse are trustees of the trust.

Read SEC document
March 22, 2024 Filed Mar 26, 2024 22:47 UTC
Tanimoto SarinaCHIEF MEDICAL OFFICER · 10% owner
SaleCommon Stock 1,017 $9.03 $9,183.31
Disclosure

SEC source: 0001415889-24-009152 · form4-03262024_100316.xml · nonDerivative · entry 2

Tanimoto Sarina · CIK 0001951291 · CHIEF MEDICAL OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Sarina Tanimoto Charitable Remainder UniTrust Dated January 7, 2020

Disclosed balance after: 1,745,082

F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023.

F2 · price: The weighted average sales price for the transaction report was $9.0298,and the range of prices were between $9.00 and $9.06. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares old at each separate price will be provided.

F3 · ownership.nature: The Reporting Person is trustee of the trust.

Read SEC document
March 21, 2024 Filed Mar 22, 2024 01:51 UTC
Lowenthal Richard EDirector · PRESIDENT AND CEO · 10% owner
SaleCommon Stock 100 $9.00 $900.00
Disclosure

SEC source: 0001415889-24-008901 · form4-03222024_010317.xml · nonDerivative · entry 4

Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Lowenthal-Tanimoto Family Trust U/A DTD 4/3/2006

Disclosed balance after: 1,997,457

F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023.

F5 · ownership.nature: The shares are held in trust for the benefit of the Reporting Person and his spouse. The Reporting Person and his spouse are trustees of the trust.

Read SEC document
March 21, 2024 Filed Mar 22, 2024 01:51 UTC
Lowenthal Richard EDirector · PRESIDENT AND CEO · 10% owner
SaleCommon Stock 372 $9.00 $3,348.00
Disclosure

SEC source: 0001415889-24-008901 · form4-03222024_010317.xml · nonDerivative · entry 3

Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Sarina Tanimoto Charitable Remainder UniTrust Dated January 7, 2020

Disclosed balance after: 1,746,099

F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023.

F3 · ownership.nature: The Reporting Person's spouse is trustee of the trust. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
March 21, 2024 Filed Mar 22, 2024 01:50 UTC
Tanimoto SarinaCHIEF MEDICAL OFFICER · 10% owner
SaleCommon Stock 100 $9.00 $900.00
Disclosure

SEC source: 0001415889-24-008900 · form4-03222024_010325.xml · nonDerivative · entry 4

Tanimoto Sarina · CIK 0001951291 · CHIEF MEDICAL OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Lowenthal-Tanimoto Family Trust U/A DTD 4/3/2006

Disclosed balance after: 1,997,457

F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023.

F5 · ownership.nature: The shares are held in trust for the benefit of the Reporting Person and her spouse. The Reporting Person and her spouse are trustees of the trust.

Read SEC document
March 21, 2024 Filed Mar 22, 2024 01:50 UTC
Tanimoto SarinaCHIEF MEDICAL OFFICER · 10% owner
SaleCommon Stock 372 $9.00 $3,348.00
Disclosure

SEC source: 0001415889-24-008900 · form4-03222024_010325.xml · nonDerivative · entry 3

Tanimoto Sarina · CIK 0001951291 · CHIEF MEDICAL OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Sarina Tanimoto Charitable Remainder UniTrust Dated January 7, 2020

Disclosed balance after: 1,746,099

F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023.

F3 · ownership.nature: The Reporting Person is trustee of the trust.

Read SEC document
March 19, 2024 Filed Mar 22, 2024 01:51 UTC
Lowenthal Richard EDirector · PRESIDENT AND CEO · 10% owner
SaleCommon Stock 942 $9.04 $8,513.42
Disclosure

SEC source: 0001415889-24-008901 · form4-03222024_010317.xml · nonDerivative · entry 2

Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Lowenthal-Tanimoto Family Trust U/A DTD 4/3/2006

Disclosed balance after: 1,997,557

F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023.

F4 · price: The weighted average sale price for the transaction reported was $9.0376, and the range of prices were between $9.02 and $9.08. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

F5 · ownership.nature: The shares are held in trust for the benefit of the Reporting Person and his spouse. The Reporting Person and his spouse are trustees of the trust.

Read SEC document
March 19, 2024 Filed Mar 22, 2024 01:51 UTC
Lowenthal Richard EDirector · PRESIDENT AND CEO · 10% owner
SaleCommon Stock 976 $9.03 $8,810.64
Disclosure

SEC source: 0001415889-24-008901 · form4-03222024_010317.xml · nonDerivative · entry 1

Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Sarina Tanimoto Charitable Remainder UniTrust Dated January 7, 2020

Disclosed balance after: 1,746,471

F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023.

F2 · price: The weighted average sale price for the transaction reported was $9.0273, and the range of prices were between $9.01 and $9.09. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

F3 · ownership.nature: The Reporting Person's spouse is trustee of the trust. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
March 19, 2024 Filed Mar 22, 2024 01:50 UTC
Tanimoto SarinaCHIEF MEDICAL OFFICER · 10% owner
SaleCommon Stock 942 $9.04 $8,513.42
Disclosure

SEC source: 0001415889-24-008900 · form4-03222024_010325.xml · nonDerivative · entry 2

Tanimoto Sarina · CIK 0001951291 · CHIEF MEDICAL OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Lowenthal-Tanimoto Family Trust U/A DTD 4/3/2006

Disclosed balance after: 1,997,557

F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023.

F4 · price: The weighted average sales price for the transaction report was $9.0376,and the range of prices were between $9.02 and $9.08. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares old at each separate price will be provided.

F5 · ownership.nature: The shares are held in trust for the benefit of the Reporting Person and her spouse. The Reporting Person and her spouse are trustees of the trust.

Read SEC document
March 19, 2024 Filed Mar 22, 2024 01:50 UTC
Tanimoto SarinaCHIEF MEDICAL OFFICER · 10% owner
SaleCommon Stock 976 $9.03 $8,810.64
Disclosure

SEC source: 0001415889-24-008900 · form4-03222024_010325.xml · nonDerivative · entry 1

Tanimoto Sarina · CIK 0001951291 · CHIEF MEDICAL OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Sarina Tanimoto Charitable Remainder UniTrust Dated January 7, 2020

Disclosed balance after: 1,746,471

F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023.

F2 · price: The weighted average sales price for the transaction report was $9.0273,and the range of prices were between $9.01 and $9.09. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares old at each separate price will be provided.

F3 · ownership.nature: The Reporting Person is trustee of the trust.

Read SEC document
March 15, 2024 Filed Mar 15, 2024 23:55 UTC
Lowenthal Richard EDirector · PRESIDENT AND CEO · 10% owner
SaleCommon Stock 48,461 $9.14 $442,996.54
Disclosure

SEC source: 0001415889-24-008172 · form4-03152024_110359.xml · nonDerivative · entry 7

Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Lowenthal-Tanimoto Family Trust U/A DTD 4/3/2006

Disclosed balance after: 1,998,499

F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023.

F5 · price: The weighted average sale price for the transaction reported was $9.1413, and the range of prices were between $9.02 and $9.22. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

F3 · ownership.nature: The shares are held in trust for the benefit of the Reporting Person and his spouse. The Reporting Person and his spouse are trustees of the trust.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.