Last 12 months
Inside the activity.
0 purchase rows · 5 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 3 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 15, 2024 Filed Oct 17, 2024 20:30 UTC |
Lowenthal Richard EDirector · PRESIDENT AND CEO · 10% owner
|
SaleCommon Stock | 48,550 | $14.86 | $721,656.91 |
DisclosureSEC source: 0001415889-24-025368 · form4-10172024_041024.xml · nonDerivative · entry 2 Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Sarina Tanimoto Charitable Remainder UniTrust Dated January 7, 2020 Disclosed balance after: 1,398,897 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F2 · price: The weighted average sale price for the transaction reported was $14.8642 and the range of prices were between $14.245 and $15.245. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided. F3 · ownership.nature: The Reporting Person's spouse is trustee of the Trust. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| October 08, 2024 Filed Oct 10, 2024 20:28 UTC |
Tanimoto SarinaCHIEF MEDICAL OFFICER · 10% owner
|
SaleCommon Stock | 50,000 | $13.83 | $691,390.00 |
DisclosureSEC source: 0001415889-24-024981 · form4-10102024_081023.xml · nonDerivative · entry 3 Tanimoto Sarina · CIK 0001951291 · CHIEF MEDICAL OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Lowenthal-Tanimoto Family Trust U/A DTD 4/3/2006 Disclosed balance after: 1,348,499 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F4 · price: The weighted average sale price for the transaction reported was $13.8278, and the range of prices were between $13.60 and $14.035. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided. F5 · ownership.nature: The shares are held in trust for the benefit of the Reporting Person and her spouse. The Reporting Person and her spouse are trustees of the trust. Read SEC document |
| October 08, 2024 Filed Oct 10, 2024 20:28 UTC |
Tanimoto SarinaCHIEF MEDICAL OFFICER · 10% owner
|
SaleCommon Stock | 50,000 | $13.83 | $691,385.00 |
DisclosureSEC source: 0001415889-24-024981 · form4-10102024_081023.xml · nonDerivative · entry 2 Tanimoto Sarina · CIK 0001951291 · CHIEF MEDICAL OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Richard Lowenthal Charitable Remainder UniTrust Dated January 7, 2020 Disclosed balance after: 1,346,494 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F2 · price: The weighted average sale price for the transaction reported was $13.8277, and the range of prices were between $13.60 and $14.025. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided. F3 · ownership.nature: The Reporting Person's spouse is trustee of the trust. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| October 08, 2024 Filed Oct 10, 2024 20:27 UTC |
Lowenthal Richard EDirector · PRESIDENT AND CEO · 10% owner
|
SaleCommon Stock | 50,000 | $13.83 | $691,390.00 |
DisclosureSEC source: 0001415889-24-024980 · form4-10102024_081026.xml · nonDerivative · entry 3 Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Lowenthal-Tanimoto Family Trust U/A DTD 4/3/2006 Disclosed balance after: 1,348,499 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F4 · price: The weighted average sale price for the transaction reported was $13.8278, and the range of prices were between $13.60 and $14.035. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided. F5 · ownership.nature: The shares are held in trust for the benefit of the Reporting Person and his spouse. The Reporting Person and his spouse are trustees of the trust. Read SEC document |
| October 08, 2024 Filed Oct 10, 2024 20:27 UTC |
Lowenthal Richard EDirector · PRESIDENT AND CEO · 10% owner
|
SaleCommon Stock | 50,000 | $13.83 | $691,385.00 |
DisclosureSEC source: 0001415889-24-024980 · form4-10102024_081026.xml · nonDerivative · entry 2 Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Richard Lowenthal Charitable Remainder UniTrust Dated January 7, 2020 Disclosed balance after: 1,346,494 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F2 · price: The weighted average sale price for the transaction reported was $13.8277, and the range of prices were between $13.60 and $14.025. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided. F3 · ownership.nature: The Reporting Person is trustee of the trust. Read SEC document |
| September 18, 2024 Filed Sep 19, 2024 20:30 UTC |
Karas EricChief Commercial Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001415889-24-023712 · form4-09192024_080927.xml · derivative · entry 3 Karas Eric · CIK 0001951287 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 594,588 Underlying: Common Stock · 10,000 shares Expires 2032-05-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Immediately exercisable. Read SEC document |
| September 18, 2024 Filed Sep 19, 2024 20:30 UTC |
Karas EricChief Commercial Officer
|
SaleCommon Stock | 10,000 | $14.00 | $140,000.00 |
DisclosureSEC source: 0001415889-24-023712 · form4-09192024_080927.xml · nonDerivative · entry 2 Karas Eric · CIK 0001951287 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 5,693 F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 26, 2024. Read SEC document |
| September 18, 2024 Filed Sep 19, 2024 20:30 UTC |
Karas EricChief Commercial Officer
|
Exercise / conversionCommon Stock | 10,000 | $1.50 | $15,000.00 |
DisclosureSEC source: 0001415889-24-023712 · form4-09192024_080927.xml · nonDerivative · entry 1 Karas Eric · CIK 0001951287 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 15,693 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 17, 2024 Filed Sep 19, 2024 20:29 UTC |
Tanimoto SarinaCHIEF MEDICAL OFFICER · 10% owner
|
SaleCommon Stock | 50,000 | $12.93 | $646,680.00 |
DisclosureSEC source: 0001415889-24-023710 · form4-09192024_080947.xml · nonDerivative · entry 3 Tanimoto Sarina · CIK 0001951291 · CHIEF MEDICAL OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Lowenthal-Tanimoto Family Trust U/A DTD 4/3/2006 Disclosed balance after: 1,398,499 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F4 · price: The weighted average sale price for the transaction reported was $12.9336,and the range of prices were between $12.65 and $13.31. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided. F5 · ownership.nature: The shares are held in trust for the benefit of the Reporting Person and her spouse. The Reporting Person and her spouse are trustees of the trust. Read SEC document |
| September 17, 2024 Filed Sep 19, 2024 20:29 UTC |
Tanimoto SarinaCHIEF MEDICAL OFFICER · 10% owner
|
SaleCommon Stock | 50,000 | $12.93 | $646,525.00 |
DisclosureSEC source: 0001415889-24-023710 · form4-09192024_080947.xml · nonDerivative · entry 2 Tanimoto Sarina · CIK 0001951291 · CHIEF MEDICAL OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Sarina Tanimoto Charitable Remainder UniTrust Dated January 7, 2020 Disclosed balance after: 1,447,447 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F2 · price: The weighted average sale price for the transaction reported was $12.9305 and the range of prices were between $12.645 and $13.24. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided. F3 · ownership.nature: The Reporting Person is trustee of the trust. Read SEC document |
| September 17, 2024 Filed Sep 19, 2024 20:26 UTC |
Lowenthal Richard EDirector · PRESIDENT AND CEO · 10% owner
|
SaleCommon Stock | 50,000 | $12.93 | $646,680.00 |
DisclosureSEC source: 0001415889-24-023709 · form4-09192024_080917.xml · nonDerivative · entry 3 Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Lowenthal-Tanimoto Family Trust U/A DTD 4/3/2006 Disclosed balance after: 1,398,499 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F4 · price: The weighted average sale price for the transaction reported was $12.9336, and the range of prices were between $12.65 and $13.31. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided. F5 · ownership.nature: The shares are held in trust for the benefit of the Reporting Person and his spouse. The Reporting Person and his spouse are trustees of the trust. Read SEC document |
| September 17, 2024 Filed Sep 19, 2024 20:26 UTC |
Lowenthal Richard EDirector · PRESIDENT AND CEO · 10% owner
|
SaleCommon Stock | 50,000 | $12.93 | $646,525.00 |
DisclosureSEC source: 0001415889-24-023709 · form4-09192024_080917.xml · nonDerivative · entry 2 Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Sarina Tanimoto Charitable Remainder UniTrust Dated January 7, 2020 Disclosed balance after: 1,447,447 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F2 · price: The weighted average sale price for the transaction reported was $12.9305 and the range of prices were between $12.645 and $13.24. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided. F3 · ownership.nature: The Reporting Person's spouse is trustee of the trust. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 10, 2024 Filed Sep 12, 2024 20:25 UTC |
Tanimoto SarinaCHIEF MEDICAL OFFICER · 10% owner
|
SaleCommon Stock | 50,000 | $11.50 | $574,910.00 |
DisclosureSEC source: 0001415889-24-023291 · form4-09122024_080928.xml · nonDerivative · entry 3 Tanimoto Sarina · CIK 0001951291 · CHIEF MEDICAL OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Lowenthal-Tanimoto Family Trust U/A DTD 4/3/2006 Disclosed balance after: 1,448,499 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F4 · price: The weighted average sale price for the transaction reported was $11.4982, and the range of prices were between $11.28 and $11.82. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided. F5 · ownership.nature: The shares are held in trust for the benefit of the Reporting Person and her spouse. The Reporting Person and her spouse are trustees of the trust. Read SEC document |
| September 10, 2024 Filed Sep 12, 2024 20:25 UTC |
Tanimoto SarinaCHIEF MEDICAL OFFICER · 10% owner
|
SaleCommon Stock | 50,000 | $11.50 | $574,865.00 |
DisclosureSEC source: 0001415889-24-023291 · form4-09122024_080928.xml · nonDerivative · entry 2 Tanimoto Sarina · CIK 0001951291 · CHIEF MEDICAL OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Richard Lowenthal Charitable Remainder UniTrust Dated January 7, 2020 Disclosed balance after: 1,396,494 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F2 · price: The weighted average sale price for the transaction reported was $11.4973, and the range of prices were between $11.28 and $11.82. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided. F3 · ownership.nature: The Reporting Person's spouse is trustee of the trust. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 10, 2024 Filed Sep 12, 2024 20:24 UTC |
Lowenthal Richard EDirector · PRESIDENT AND CEO · 10% owner
|
SaleCommon Stock | 50,000 | $11.50 | $574,910.00 |
DisclosureSEC source: 0001415889-24-023290 · form4-09122024_080915.xml · nonDerivative · entry 3 Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Lowenthal-Tanimoto Family Trust U/A DTD 4/3/2006 Disclosed balance after: 1,448,499 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F4 · price: The weighted average sale price for the transaction reported was $11.4982, and the range of prices were between $11.28 and $11.82. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided. F5 · ownership.nature: The shares are held in trust for the benefit of the Reporting Person and his spouse. The Reporting Person and his spouse are trustees of the trust. Read SEC document |
| September 10, 2024 Filed Sep 12, 2024 20:24 UTC |
Lowenthal Richard EDirector · PRESIDENT AND CEO · 10% owner
|
SaleCommon Stock | 50,000 | $11.50 | $574,865.00 |
DisclosureSEC source: 0001415889-24-023290 · form4-09122024_080915.xml · nonDerivative · entry 2 Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Richard Lowenthal Charitable Remainder UniTrust Dated January 7, 2020 Disclosed balance after: 1,396,494 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F2 · price: The weighted average sale price for the transaction reported was $11.4973, and the range of prices were between $11.28 and $11.82. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided. F3 · ownership.nature: The Reporting Person is trustee of the trust. Read SEC document |
| August 26, 2024 Filed Aug 28, 2024 20:26 UTC |
ORBIMED ADVISORS LLCDirector
OrbiMed Capital GP VI LLCDirector
ORBIMED CAPITAL LLCDirector
|
SaleCommon Stock | 83,695 | $13.00 | $1,088,035.00 |
DisclosureSEC source: 0000947871-24-000728 · ownership.xml · nonDerivative · entry 1 ORBIMED ADVISORS LLC · CIK 0001055951 · Director OrbiMed Capital GP VI LLC · CIK 0001682115 · Director ORBIMED CAPITAL LLC · CIK 0001157524 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · price: Represents the weighted average sale price of the shares of the Issuer's common stock sold, ranging from a low of $12.59 to a high of $13.35 per share. The Reporting Persons undertake, upon request by the staff of the Securities and Exchange Commission, the Issuer or a securityholder of the Issuer, to provide full information regarding the number of shares sold at each separate price. F2 · ownership.nature: These securities are held of record by OrbiMed Partners Master Fund Limited ("OPM"). OrbiMed Capital LLC ("OrbiMed Capital") is the investment advisor to OPM. OrbiMed Capital is a relying advisor of OrbiMed Advisors LLC ("OrbiMed Advisors"). OrbiMed Advisors and OrbiMed Capital exercise voting and investment power through a management committee comprised of Carl L. Gordon, Sven H. Borho, and W. Carter Neild, each of whom disclaims beneficial ownership of the shares held by OPM. F5 · ownership.nature: Each of OrbiMed Advisors, GP VI, and OrbiMed Capital disclaim beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein, if any. OrbiMed Advisors and GP VI have designated a representative, Peter Thompson, a member of OrbiMed Advisors, to serve on the Issuer's board of directors. This report shall not be deemed an admission that any such person or entity is a beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose. Read SEC document |
| August 26, 2024 Filed Aug 28, 2024 20:30 UTC |
Thompson Peter A.Director
|
SaleCommon Stock | 83,695 | $13.00 | $1,088,035.00 |
DisclosureSEC source: 0000947871-24-000729 · ownership.xml · nonDerivative · entry 1 Thompson Peter A. · CIK 0001357522 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · price: Represents the weighted average sale price of the shares of the Issuer's common stock sold, ranging from a low of $12.59 to a high of $13.35 per share. The Reporting Person undertakes, upon request by the staff of the Securities and Exchange Commission, the Issuer or a securityholder of the Issuer, to provide full information regarding the number of shares sold at each separate price. F2 · ownership.nature: These securities are held of record by OrbiMed Partners Master Fund Limited ("OPM"). OrbiMed Capital LLC ("OrbiMed Capital") is the investment advisor to OPM. OrbiMed Capital is a relying advisor of OrbiMed Advisors LLC ("OrbiMed Advisors"). OrbiMed Advisors and OrbiMed Capital exercise voting and investment power through a management committee comprised of Carl L. Gordon, Sven H. Borho, and W. Carter Neild, each of whom disclaims beneficial ownership of the shares held by OPM. F5 · ownership.nature: Each of the Reporting Person, OrbiMed Advisors, GP VI, and OrbiMed Capital disclaim beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of his or its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Person, OrbiMed Advisors, GP VI, or OrbiMed Capital is a beneficial owner of such securities for purposes of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| August 23, 2024 Filed Aug 23, 2024 22:38 UTC |
ORBIMED ADVISORS LLCDirector
OrbiMed Capital GP VI LLCDirector
ORBIMED CAPITAL LLCDirector
|
SaleCommon Stock | 69,500 | $13.03 | $905,585.00 |
DisclosureSEC source: 0000947871-24-000720 · ownership.xml · nonDerivative · entry 4 ORBIMED ADVISORS LLC · CIK 0001055951 · Director OrbiMed Capital GP VI LLC · CIK 0001682115 · Director ORBIMED CAPITAL LLC · CIK 0001157524 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 83,695 F4 · price: Represents the weighted average sale price of the shares of the Issuer's common stock sold, ranging from a low of $12.80 to a high of $13.20 per share. The Reporting Persons undertake, upon request by the staff of the Securities and Exchange Commission, the Issuer or a securityholder of the Issuer, to provide full information regarding the number of shares sold at each separate price. F5 · ownership.nature: These securities are held of record by OrbiMed Partners Master Fund Limited ("OPM"). OrbiMed Capital LLC ("OrbiMed Capital") is the investment advisor to OPM. OrbiMed Capital is a relying advisor of OrbiMed Advisors LLC ("OrbiMed Advisors"). OrbiMed Advisors and OrbiMed Capital exercise voting and investment power through a management committee comprised of Carl L. Gordon, Sven H. Borho, and W. Carter Neild, each of whom disclaims beneficial ownership of the shares held by OPM. F8 · ownership.nature: Each of OrbiMed Advisors, GP VI, and OrbiMed Capital disclaim beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein, if any. OrbiMed Advisors and GP VI have designated a representative, Peter Thompson, a member of OrbiMed Advisors, to serve on the Issuer's board of directors. This report shall not be deemed an admission that any such person or entity is a beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose. Read SEC document |
| August 23, 2024 Filed Aug 23, 2024 22:41 UTC |
Thompson Peter A.Director
|
SaleCommon Stock | 69,500 | $13.03 | $905,585.00 |
DisclosureSEC source: 0000947871-24-000721 · ownership.xml · nonDerivative · entry 4 Thompson Peter A. · CIK 0001357522 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 83,695 F4 · price: Represents the weighted average sale price of the shares of the Issuer's common stock sold, ranging from a low of $12.80 to a high of $13.20 per share. The Reporting Person undertakes, upon request by the staff of the Securities and Exchange Commission, the Issuer or a securityholder of the Issuer, to provide full information regarding the number of shares sold at each separate price. F5 · ownership.nature: These securities are held of record by OrbiMed Partners Master Fund Limited ("OPM"). OrbiMed Capital LLC ("OrbiMed Capital") is the investment advisor to OPM. OrbiMed Capital is a relying advisor of OrbiMed Advisors LLC ("OrbiMed Advisors"). OrbiMed Advisors and OrbiMed Capital exercise voting and investment power through a management committee comprised of Carl L. Gordon, Sven H. Borho, and W. Carter Neild, each of whom disclaims beneficial ownership of the shares held by OPM. F8 · ownership.nature: Each of the Reporting Person, OrbiMed Advisors, GP VI, and OrbiMed Capital disclaim beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of his or its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Person, OrbiMed Advisors, GP VI, or OrbiMed Capital is a beneficial owner of such securities for purposes of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| August 22, 2024 Filed Aug 23, 2024 22:38 UTC |
ORBIMED ADVISORS LLCDirector
OrbiMed Capital GP VI LLCDirector
ORBIMED CAPITAL LLCDirector
|
SaleCommon Stock | 391,482 | $12.94 | $5,065,777.08 |
DisclosureSEC source: 0000947871-24-000720 · ownership.xml · nonDerivative · entry 3 ORBIMED ADVISORS LLC · CIK 0001055951 · Director OrbiMed Capital GP VI LLC · CIK 0001682115 · Director ORBIMED CAPITAL LLC · CIK 0001157524 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 153,195 F3 · price: Represents the weighted average sale price of the shares of the Issuer's common stock sold, ranging from a low of $12.765 to a high of $13.475 per share. The Reporting Persons undertake, upon request by the staff of the Securities and Exchange Commission, the Issuer or a securityholder of the Issuer, to provide full information regarding the number of shares sold at each separate price. F5 · ownership.nature: These securities are held of record by OrbiMed Partners Master Fund Limited ("OPM"). OrbiMed Capital LLC ("OrbiMed Capital") is the investment advisor to OPM. OrbiMed Capital is a relying advisor of OrbiMed Advisors LLC ("OrbiMed Advisors"). OrbiMed Advisors and OrbiMed Capital exercise voting and investment power through a management committee comprised of Carl L. Gordon, Sven H. Borho, and W. Carter Neild, each of whom disclaims beneficial ownership of the shares held by OPM. F8 · ownership.nature: Each of OrbiMed Advisors, GP VI, and OrbiMed Capital disclaim beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein, if any. OrbiMed Advisors and GP VI have designated a representative, Peter Thompson, a member of OrbiMed Advisors, to serve on the Issuer's board of directors. This report shall not be deemed an admission that any such person or entity is a beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose. Read SEC document |
| August 22, 2024 Filed Aug 23, 2024 22:41 UTC |
Thompson Peter A.Director
|
SaleCommon Stock | 391,482 | $12.94 | $5,065,777.08 |
DisclosureSEC source: 0000947871-24-000721 · ownership.xml · nonDerivative · entry 3 Thompson Peter A. · CIK 0001357522 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 153,195 F3 · price: Represents the weighted average sale price of the shares of the Issuer's common stock sold, ranging from a low of $12.765 to a high of $13.475 per share. The Reporting Person undertakes, upon request by the staff of the Securities and Exchange Commission, the Issuer or a securityholder of the Issuer, to provide full information regarding the number of shares sold at each separate price. F5 · ownership.nature: These securities are held of record by OrbiMed Partners Master Fund Limited ("OPM"). OrbiMed Capital LLC ("OrbiMed Capital") is the investment advisor to OPM. OrbiMed Capital is a relying advisor of OrbiMed Advisors LLC ("OrbiMed Advisors"). OrbiMed Advisors and OrbiMed Capital exercise voting and investment power through a management committee comprised of Carl L. Gordon, Sven H. Borho, and W. Carter Neild, each of whom disclaims beneficial ownership of the shares held by OPM. F8 · ownership.nature: Each of the Reporting Person, OrbiMed Advisors, GP VI, and OrbiMed Capital disclaim beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of his or its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Person, OrbiMed Advisors, GP VI, or OrbiMed Capital is a beneficial owner of such securities for purposes of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| August 21, 2024 Filed Aug 23, 2024 22:38 UTC |
ORBIMED ADVISORS LLCDirector
OrbiMed Capital GP VI LLCDirector
ORBIMED CAPITAL LLCDirector
|
SaleCommon Stock | 13,300 | $14.61 | $194,313.00 |
DisclosureSEC source: 0000947871-24-000720 · ownership.xml · nonDerivative · entry 2 ORBIMED ADVISORS LLC · CIK 0001055951 · Director OrbiMed Capital GP VI LLC · CIK 0001682115 · Director ORBIMED CAPITAL LLC · CIK 0001157524 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 544,677 F2 · price: Represents the weighted average sale price of the shares of the Issuer's common stock sold, ranging from a low of $14.605 to a high of $14.615 per share. The Reporting Persons undertake, upon request by the staff of the Securities and Exchange Commission, the Issuer or a securityholder of the Issuer, to provide full information regarding the number of shares sold at each separate price. F5 · ownership.nature: These securities are held of record by OrbiMed Partners Master Fund Limited ("OPM"). OrbiMed Capital LLC ("OrbiMed Capital") is the investment advisor to OPM. OrbiMed Capital is a relying advisor of OrbiMed Advisors LLC ("OrbiMed Advisors"). OrbiMed Advisors and OrbiMed Capital exercise voting and investment power through a management committee comprised of Carl L. Gordon, Sven H. Borho, and W. Carter Neild, each of whom disclaims beneficial ownership of the shares held by OPM. F8 · ownership.nature: Each of OrbiMed Advisors, GP VI, and OrbiMed Capital disclaim beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein, if any. OrbiMed Advisors and GP VI have designated a representative, Peter Thompson, a member of OrbiMed Advisors, to serve on the Issuer's board of directors. This report shall not be deemed an admission that any such person or entity is a beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose. Read SEC document |
| August 21, 2024 Filed Aug 23, 2024 22:38 UTC |
ORBIMED ADVISORS LLCDirector
OrbiMed Capital GP VI LLCDirector
ORBIMED CAPITAL LLCDirector
|
SaleCommon Stock | 394,400 | $13.52 | $5,332,288.00 |
DisclosureSEC source: 0000947871-24-000720 · ownership.xml · nonDerivative · entry 1 ORBIMED ADVISORS LLC · CIK 0001055951 · Director OrbiMed Capital GP VI LLC · CIK 0001682115 · Director ORBIMED CAPITAL LLC · CIK 0001157524 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 557,977 F1 · price: Represents the weighted average sale price of the shares of the Issuer's common stock sold, ranging from a low of $13.30 to a high of $13.925 per share. The Reporting Persons undertake, upon request by the staff of the Securities and Exchange Commission, the Issuer or a securityholder of the Issuer, to provide full information regarding the number of shares sold at each separate price. F5 · ownership.nature: These securities are held of record by OrbiMed Partners Master Fund Limited ("OPM"). OrbiMed Capital LLC ("OrbiMed Capital") is the investment advisor to OPM. OrbiMed Capital is a relying advisor of OrbiMed Advisors LLC ("OrbiMed Advisors"). OrbiMed Advisors and OrbiMed Capital exercise voting and investment power through a management committee comprised of Carl L. Gordon, Sven H. Borho, and W. Carter Neild, each of whom disclaims beneficial ownership of the shares held by OPM. F8 · ownership.nature: Each of OrbiMed Advisors, GP VI, and OrbiMed Capital disclaim beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein, if any. OrbiMed Advisors and GP VI have designated a representative, Peter Thompson, a member of OrbiMed Advisors, to serve on the Issuer's board of directors. This report shall not be deemed an admission that any such person or entity is a beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose. Read SEC document |
| August 21, 2024 Filed Aug 23, 2024 22:41 UTC |
Thompson Peter A.Director
|
SaleCommon Stock | 13,300 | $14.61 | $194,313.00 |
DisclosureSEC source: 0000947871-24-000721 · ownership.xml · nonDerivative · entry 2 Thompson Peter A. · CIK 0001357522 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 544,677 F2 · price: Represents the weighted average sale price of the shares of the Issuer's common stock sold, ranging from a low of $14.605 to a high of $14.615 per share. The Reporting Person undertakes, upon request by the staff of the Securities and Exchange Commission, the Issuer or a securityholder of the Issuer, to provide full information regarding the number of shares sold at each separate price. F5 · ownership.nature: These securities are held of record by OrbiMed Partners Master Fund Limited ("OPM"). OrbiMed Capital LLC ("OrbiMed Capital") is the investment advisor to OPM. OrbiMed Capital is a relying advisor of OrbiMed Advisors LLC ("OrbiMed Advisors"). OrbiMed Advisors and OrbiMed Capital exercise voting and investment power through a management committee comprised of Carl L. Gordon, Sven H. Borho, and W. Carter Neild, each of whom disclaims beneficial ownership of the shares held by OPM. F8 · ownership.nature: Each of the Reporting Person, OrbiMed Advisors, GP VI, and OrbiMed Capital disclaim beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of his or its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Person, OrbiMed Advisors, GP VI, or OrbiMed Capital is a beneficial owner of such securities for purposes of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| August 21, 2024 Filed Aug 23, 2024 22:41 UTC |
Thompson Peter A.Director
|
SaleCommon Stock | 394,400 | $13.52 | $5,332,288.00 |
DisclosureSEC source: 0000947871-24-000721 · ownership.xml · nonDerivative · entry 1 Thompson Peter A. · CIK 0001357522 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 557,977 F1 · price: Represents the weighted average sale price of the shares of the Issuer's common stock sold, ranging from a low of $13.30 to a high of $13.925 per share. The Reporting Person undertakes, upon request by the staff of the Securities and Exchange Commission, the Issuer or a securityholder of the Issuer, to provide full information regarding the number of shares sold at each separate price. F5 · ownership.nature: These securities are held of record by OrbiMed Partners Master Fund Limited ("OPM"). OrbiMed Capital LLC ("OrbiMed Capital") is the investment advisor to OPM. OrbiMed Capital is a relying advisor of OrbiMed Advisors LLC ("OrbiMed Advisors"). OrbiMed Advisors and OrbiMed Capital exercise voting and investment power through a management committee comprised of Carl L. Gordon, Sven H. Borho, and W. Carter Neild, each of whom disclaims beneficial ownership of the shares held by OPM. F8 · ownership.nature: Each of the Reporting Person, OrbiMed Advisors, GP VI, and OrbiMed Capital disclaim beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of his or its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Person, OrbiMed Advisors, GP VI, or OrbiMed Capital is a beneficial owner of such securities for purposes of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| August 20, 2024 Filed Aug 21, 2024 22:51 UTC |
Dorsey BrianChief Operating Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $0.64 | $0.00 |
DisclosureSEC source: 0001415889-24-021886 · form4-08212024_100842.xml · derivative · entry 3 Dorsey Brian · CIK 0001380762 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 61,828 Underlying: Common Stock · 50,000 shares Expires 2028-11-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Immediately exercisable. Read SEC document |
| August 20, 2024 Filed Aug 21, 2024 22:51 UTC |
Dorsey BrianChief Operating Officer
|
SaleCommon Stock | 50,000 | $15.00 | $750,000.00 |
DisclosureSEC source: 0001415889-24-021886 · form4-08212024_100842.xml · nonDerivative · entry 2 Dorsey Brian · CIK 0001380762 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 6,024 F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 31, 2023. Read SEC document |
| August 20, 2024 Filed Aug 21, 2024 22:51 UTC |
Dorsey BrianChief Operating Officer
|
Exercise / conversionCommon Stock | 50,000 | $0.64 | $32,000.00 |
DisclosureSEC source: 0001415889-24-021886 · form4-08212024_100842.xml · nonDerivative · entry 1 Dorsey Brian · CIK 0001380762 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 56,024 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 20, 2024 Filed Aug 21, 2024 22:49 UTC |
Scott Kathleen D.Chief Financial Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 12,500 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001415889-24-021882 · form4-08212024_100844.xml · derivative · entry 3 Scott Kathleen D. · CIK 0001794284 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 814,830 Underlying: Common Stock · 12,500 shares Expires 2032-02-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Immediately exercisable. Read SEC document |
| August 20, 2024 Filed Aug 21, 2024 22:49 UTC |
Scott Kathleen D.Chief Financial Officer
|
SaleCommon Stock | 12,500 | $16.00 | $200,000.00 |
DisclosureSEC source: 0001415889-24-021882 · form4-08212024_100844.xml · nonDerivative · entry 2 Scott Kathleen D. · CIK 0001794284 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 13,199 F2 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 27, 2024. Read SEC document |
| August 20, 2024 Filed Aug 21, 2024 22:49 UTC |
Scott Kathleen D.Chief Financial Officer
|
Exercise / conversionCommon Stock | 12,500 | $1.50 | $18,750.00 |
DisclosureSEC source: 0001415889-24-021882 · form4-08212024_100844.xml · nonDerivative · entry 1 Scott Kathleen D. · CIK 0001794284 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 25,699 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 2,969 shares acquired under the Issuer's 2020 Employee Stock Purchase Plan ("ESPP") on June 30, 2023 and 1,980 shares acquired under the ESPP on June 28, 2024. Read SEC document |
| August 20, 2024 Filed Aug 21, 2024 22:48 UTC |
Tanimoto SarinaCHIEF MEDICAL OFFICER · 10% owner
|
SaleCommon Stock | 2,261 | $16.25 | $36,748.49 |
DisclosureSEC source: 0001415889-24-021879 · form4-08212024_100846.xml · nonDerivative · entry 7 Tanimoto Sarina · CIK 0001951291 · CHIEF MEDICAL OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Lowenthal-Tanimoto Family Trust U/A DTD 4/3/2006 Disclosed balance after: 1,498,499 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F9 · price: The weighted average sale price for the transaction report was $16.2532 and the range of prices were between $16.12 and $16.34. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares old at each separate price will be provided. F7 · ownership.nature: The shares are held in trust for the benefit of the Reporting Person and her spouse. The Reporting Person and her spouse are trustees of the trust. Read SEC document |
| August 20, 2024 Filed Aug 21, 2024 22:48 UTC |
Tanimoto SarinaCHIEF MEDICAL OFFICER · 10% owner
|
SaleCommon Stock | 11,523 | $15.62 | $180,028.44 |
DisclosureSEC source: 0001415889-24-021879 · form4-08212024_100846.xml · nonDerivative · entry 6 Tanimoto Sarina · CIK 0001951291 · CHIEF MEDICAL OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Lowenthal-Tanimoto Family Trust U/A DTD 4/3/2006 Disclosed balance after: 1,500,760 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F8 · price: The weighted average sale price for the transaction report was $15.6234,and the range of prices were between $15.10 and $16.09. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares old at each separate price will be provided. F7 · ownership.nature: The shares are held in trust for the benefit of the Reporting Person and her spouse. The Reporting Person and her spouse are trustees of the trust. Read SEC document |
| August 20, 2024 Filed Aug 21, 2024 22:48 UTC |
Tanimoto SarinaCHIEF MEDICAL OFFICER · 10% owner
|
SaleCommon Stock | 36,216 | $14.76 | $534,461.24 |
DisclosureSEC source: 0001415889-24-021879 · form4-08212024_100846.xml · nonDerivative · entry 5 Tanimoto Sarina · CIK 0001951291 · CHIEF MEDICAL OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Lowenthal-Tanimoto Family Trust U/A DTD 4/3/2006 Disclosed balance after: 1,512,283 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F6 · price: The weighted average sale price for the transaction report was $14.7576,and the range of prices were between $14.09 and $15.09. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares old at each separate price will be provided. F7 · ownership.nature: The shares are held in trust for the benefit of the Reporting Person and her spouse. The Reporting Person and her spouse are trustees of the trust. Read SEC document |
| August 20, 2024 Filed Aug 21, 2024 22:48 UTC |
Tanimoto SarinaCHIEF MEDICAL OFFICER · 10% owner
|
SaleCommon Stock | 2,300 | $16.26 | $37,395.47 |
DisclosureSEC source: 0001415889-24-021879 · form4-08212024_100846.xml · nonDerivative · entry 4 Tanimoto Sarina · CIK 0001951291 · CHIEF MEDICAL OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Sarina Tanimoto Charitable Remainder UniTrust Dated January 7, 2020 Disclosed balance after: 1,497,447 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F5 · price: The weighted average sale price for the transaction report was $16.2589 and the range of prices were between $16.15 and $16.36. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares old at each separate price will be provided. F3 · ownership.nature: The Reporting Person is trustee of the trust. Read SEC document |
| August 20, 2024 Filed Aug 21, 2024 22:48 UTC |
Tanimoto SarinaCHIEF MEDICAL OFFICER · 10% owner
|
SaleCommon Stock | 11,756 | $15.61 | $183,545.25 |
DisclosureSEC source: 0001415889-24-021879 · form4-08212024_100846.xml · nonDerivative · entry 3 Tanimoto Sarina · CIK 0001951291 · CHIEF MEDICAL OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Sarina Tanimoto Charitable Remainder UniTrust Dated January 7, 2020 Disclosed balance after: 1,499,747 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F4 · price: The weighted average sale price for the transaction report was $15.6129 and the range of prices were between $15.10 and $16.09. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares old at each separate price will be provided. F3 · ownership.nature: The Reporting Person is trustee of the trust. Read SEC document |
| August 20, 2024 Filed Aug 21, 2024 22:48 UTC |
Tanimoto SarinaCHIEF MEDICAL OFFICER · 10% owner
|
SaleCommon Stock | 35,944 | $14.76 | $530,407.64 |
DisclosureSEC source: 0001415889-24-021879 · form4-08212024_100846.xml · nonDerivative · entry 2 Tanimoto Sarina · CIK 0001951291 · CHIEF MEDICAL OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Sarina Tanimoto Charitable Remainder UniTrust Dated January 7, 2020 Disclosed balance after: 1,511,503 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F2 · price: The weighted average sale price for the transaction report was $14.7565 and the range of prices were between $14.09 and $15.09. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares old at each separate price will be provided. F3 · ownership.nature: The Reporting Person is trustee of the trust. Read SEC document |
| August 20, 2024 Filed Aug 21, 2024 22:47 UTC |
Lowenthal Richard EDirector · PRESIDENT AND CEO · 10% owner
|
SaleCommon Stock | 2,261 | $16.25 | $36,748.49 |
DisclosureSEC source: 0001415889-24-021877 · form4-08212024_100821.xml · nonDerivative · entry 7 Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Lowenthal-Tanimoto Family Trust U/A DTD 4/3/2006 Disclosed balance after: 1,498,499 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F9 · price: The weighted average sale price for the transaction report was $16.2532 and the range of prices were between $16.12 and $16.34. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares old at each separate price will be provided. F7 · ownership.nature: The shares are held in trust for the benefit of the Reporting Person and his spouse. The Reporting Person and his spouse are trustees of the trust. Read SEC document |
| August 20, 2024 Filed Aug 21, 2024 22:47 UTC |
Lowenthal Richard EDirector · PRESIDENT AND CEO · 10% owner
|
SaleCommon Stock | 11,523 | $15.62 | $180,028.44 |
DisclosureSEC source: 0001415889-24-021877 · form4-08212024_100821.xml · nonDerivative · entry 6 Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Lowenthal-Tanimoto Family Trust U/A DTD 4/3/2006 Disclosed balance after: 1,500,760 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F8 · price: The weighted average sale price for the transaction report was $15.6234,and the range of prices were between $15.10 and $16.09. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares old at each separate price will be provided. F7 · ownership.nature: The shares are held in trust for the benefit of the Reporting Person and his spouse. The Reporting Person and his spouse are trustees of the trust. Read SEC document |
| August 20, 2024 Filed Aug 21, 2024 22:47 UTC |
Lowenthal Richard EDirector · PRESIDENT AND CEO · 10% owner
|
SaleCommon Stock | 36,216 | $14.76 | $534,461.24 |
DisclosureSEC source: 0001415889-24-021877 · form4-08212024_100821.xml · nonDerivative · entry 5 Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Lowenthal-Tanimoto Family Trust U/A DTD 4/3/2006 Disclosed balance after: 1,512,283 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F6 · price: The weighted average sale price for the transaction report was $14.7576,and the range of prices were between $14.09 and $15.09. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares old at each separate price will be provided. F7 · ownership.nature: The shares are held in trust for the benefit of the Reporting Person and his spouse. The Reporting Person and his spouse are trustees of the trust. Read SEC document |
| August 20, 2024 Filed Aug 21, 2024 22:47 UTC |
Lowenthal Richard EDirector · PRESIDENT AND CEO · 10% owner
|
SaleCommon Stock | 2,300 | $16.26 | $37,395.47 |
DisclosureSEC source: 0001415889-24-021877 · form4-08212024_100821.xml · nonDerivative · entry 4 Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Sarina Tanimoto Charitable Remainder UniTrust Dated January 7, 2020 Disclosed balance after: 1,497,447 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F5 · price: The weighted average sale price for the transaction report was $16.2589 and the range of prices were between $16.15 and $16.36. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares old at each separate price will be provided. F3 · ownership.nature: The Reporting Person's spouse is trustee of the trust. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 20, 2024 Filed Aug 21, 2024 22:47 UTC |
Lowenthal Richard EDirector · PRESIDENT AND CEO · 10% owner
|
SaleCommon Stock | 11,756 | $15.61 | $183,545.25 |
DisclosureSEC source: 0001415889-24-021877 · form4-08212024_100821.xml · nonDerivative · entry 3 Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Sarina Tanimoto Charitable Remainder UniTrust Dated January 7, 2020 Disclosed balance after: 1,499,747 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F4 · price: The weighted average sale price for the transaction report was $15.6129 and the range of prices were between $15.10 and $16.09. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares old at each separate price will be provided. F3 · ownership.nature: The Reporting Person's spouse is trustee of the trust. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 20, 2024 Filed Aug 21, 2024 22:47 UTC |
Lowenthal Richard EDirector · PRESIDENT AND CEO · 10% owner
|
SaleCommon Stock | 35,944 | $14.76 | $530,407.64 |
DisclosureSEC source: 0001415889-24-021877 · form4-08212024_100821.xml · nonDerivative · entry 2 Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Sarina Tanimoto Charitable Remainder UniTrust Dated January 7, 2020 Disclosed balance after: 1,511,503 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F2 · price: The weighted average sale price for the transaction report was $14.7565 and the range of prices were between $14.09 and $15.09. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares old at each separate price will be provided. F3 · ownership.nature: The Reporting Person's spouse is trustee of the trust. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 19, 2024 Filed Aug 21, 2024 22:51 UTC |
Karas EricChief Commercial Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001415889-24-021885 · form4-08212024_100803.xml · derivative · entry 3 Karas Eric · CIK 0001951287 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 604,588 Underlying: Common Stock · 10,000 shares Expires 2032-05-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Immediately exercisable. Read SEC document |
| August 19, 2024 Filed Aug 21, 2024 22:51 UTC |
Karas EricChief Commercial Officer
|
SaleCommon Stock | 10,000 | $14.00 | $140,000.00 |
DisclosureSEC source: 0001415889-24-021885 · form4-08212024_100803.xml · nonDerivative · entry 2 Karas Eric · CIK 0001951287 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 5,693 F2 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 26, 2024. Read SEC document |
| August 19, 2024 Filed Aug 21, 2024 22:51 UTC |
Karas EricChief Commercial Officer
|
Exercise / conversionCommon Stock | 10,000 | $1.50 | $15,000.00 |
DisclosureSEC source: 0001415889-24-021885 · form4-08212024_100803.xml · nonDerivative · entry 1 Karas Eric · CIK 0001951287 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 15,693 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 1,984 shares acquired under the Issuer's 2020 Employee Stock Purchase Plan ("ESPP") on June 30, 2023, 1,232 shares acquired under the ESPP on December 29, 2023 and 2,477 shares acquired under the ESPP on June 28, 2024. Read SEC document |
| August 13, 2024 Filed Aug 15, 2024 20:30 UTC |
Dorsey BrianChief Operating Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $0.64 | $0.00 |
DisclosureSEC source: 0001415889-24-021364 · form4-08152024_040809.xml · derivative · entry 3 Dorsey Brian · CIK 0001380762 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 111,828 Underlying: Common Stock · 30,000 shares Expires 2028-11-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Immediately exercisable. Read SEC document |
| August 13, 2024 Filed Aug 15, 2024 20:30 UTC |
Dorsey BrianChief Operating Officer
|
SaleCommon Stock | 30,000 | $13.00 | $390,000.00 |
DisclosureSEC source: 0001415889-24-021364 · form4-08152024_040809.xml · nonDerivative · entry 2 Dorsey Brian · CIK 0001380762 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 6,024 F2 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 31, 2023. Read SEC document |
| August 13, 2024 Filed Aug 15, 2024 20:30 UTC |
Dorsey BrianChief Operating Officer
|
Exercise / conversionCommon Stock | 30,000 | $0.64 | $19,200.00 |
DisclosureSEC source: 0001415889-24-021364 · form4-08152024_040809.xml · nonDerivative · entry 1 Dorsey Brian · CIK 0001380762 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 36,024 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 2,159 shares acquired under the Issuer's 2020 Employee Stock Purchase Plan ("ESPP") on June 30, 2023, 1,013 shares acquired under the ESPP on December 29, 2023 and 2,852 shares acquired under the ESPP on June 29, 2024. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.