Last 12 months
Inside the activity.
0 purchase rows · 5 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 3 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 03, 2024 Filed Dec 5, 2024 02:45 UTC |
Chakma JustinChief Business Officer
|
Exercise / conversionCommon Stock | 41,740 | $0.84 | $35,061.60 |
DisclosureSEC source: 0001415889-24-028351 · form4-12042024_091201.xml · nonDerivative · entry 4 Chakma Justin · CIK 0001951238 · Chief Business Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 181,380 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 03, 2024 Filed Dec 5, 2024 02:45 UTC |
Chakma JustinChief Business Officer
|
Exercise / conversionCommon Stock | 3,260 | $0.84 | $2,738.40 |
DisclosureSEC source: 0001415889-24-028351 · form4-12042024_091201.xml · nonDerivative · entry 3 Chakma Justin · CIK 0001951238 · Chief Business Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 139,640 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 03, 2024 Filed Dec 5, 2024 02:40 UTC |
Shawver LauraDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 62,378 | $0.00 Strike: $3.15 | $0.00 |
DisclosureSEC source: 0001415889-24-028350 · form4-12042024_091203.xml · derivative · entry 13 Shawver Laura · CIK 0001551891 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 73,836 Underlying: Common Stock · 62,378 shares Expires 2032-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Immediately exercisable. Read SEC document |
| December 03, 2024 Filed Dec 5, 2024 02:40 UTC |
Shawver LauraDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 25,606 | $0.00 Strike: $1.27 | $0.00 |
DisclosureSEC source: 0001415889-24-028350 · form4-12042024_091203.xml · derivative · entry 12 Shawver Laura · CIK 0001551891 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,606 shares Expires 2030-04-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Immediately exercisable. Read SEC document |
| December 03, 2024 Filed Dec 5, 2024 02:40 UTC |
Shawver LauraDirector
|
SaleCommon Stock | 87,984 | $13.26 | $1,166,896.60 |
DisclosureSEC source: 0001415889-24-028350 · form4-12042024_091203.xml · nonDerivative · entry 7 Shawver Laura · CIK 0001551891 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 210,346 F1 · kind: The shares reported on this Form 4 were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 16, 2024. F4 · price: The weighted average sale price for the transaction reported was $13.2626 and the range of prices were between $12.92 and $13.62. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided. Read SEC document |
| December 03, 2024 Filed Dec 5, 2024 02:40 UTC |
Shawver LauraDirector
|
Exercise / conversionCommon Stock | 62,378 | $3.15 | $196,490.70 |
DisclosureSEC source: 0001415889-24-028350 · form4-12042024_091203.xml · nonDerivative · entry 6 Shawver Laura · CIK 0001551891 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 298,330 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 03, 2024 Filed Dec 5, 2024 02:40 UTC |
Shawver LauraDirector
|
Exercise / conversionCommon Stock | 25,606 | $1.27 | $32,519.62 |
DisclosureSEC source: 0001415889-24-028350 · form4-12042024_091203.xml · nonDerivative · entry 5 Shawver Laura · CIK 0001551891 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 235,952 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 02, 2024 Filed Dec 5, 2024 02:45 UTC |
Chakma JustinChief Business Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 45,000 | $0.00 Strike: $0.84 | $0.00 |
DisclosureSEC source: 0001415889-24-028351 · form4-12042024_091201.xml · derivative · entry 6 Chakma Justin · CIK 0001951238 · Chief Business Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,260 Underlying: Common Stock · 45,000 shares Expires 2029-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Immediately exercisable. Read SEC document |
| December 02, 2024 Filed Dec 5, 2024 02:45 UTC |
Chakma JustinChief Business Officer
|
SaleCommon Stock | 45,000 | $13.67 | $615,217.50 |
DisclosureSEC source: 0001415889-24-028351 · form4-12042024_091201.xml · nonDerivative · entry 2 Chakma Justin · CIK 0001951238 · Chief Business Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 136,380 F1 · price: The weighted average sale price for the transaction reported was $13.6715, and the range of prices were between $13.324 and $14.035. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each price will be provided. Read SEC document |
| December 02, 2024 Filed Dec 5, 2024 02:45 UTC |
Chakma JustinChief Business Officer
|
Exercise / conversionCommon Stock | 45,000 | $0.84 | $37,800.00 |
DisclosureSEC source: 0001415889-24-028351 · form4-12042024_091201.xml · nonDerivative · entry 1 Chakma Justin · CIK 0001951238 · Chief Business Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 181,380 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 02, 2024 Filed Dec 5, 2024 02:40 UTC |
Shawver LauraDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 67,616 | $0.00 Strike: $1.27 | $0.00 |
DisclosureSEC source: 0001415889-24-028350 · form4-12042024_091203.xml · derivative · entry 11 Shawver Laura · CIK 0001551891 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 67,616 shares Expires 2030-04-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · shares: Due to a clerical error, the total number of shares subject to this option grant was underreported by one share on the Reporting Person's Form 3 and is corrected on this filing. F6 · derivative.exercise_date: Immediately exercisable. Read SEC document |
| December 02, 2024 Filed Dec 5, 2024 02:40 UTC |
Shawver LauraDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 29,628 | $0.00 Strike: $1.27 | $0.00 |
DisclosureSEC source: 0001415889-24-028350 · form4-12042024_091203.xml · derivative · entry 10 Shawver Laura · CIK 0001551891 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 25,606 Underlying: Common Stock · 29,628 shares Expires 2030-04-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Immediately exercisable. Read SEC document |
| December 02, 2024 Filed Dec 5, 2024 02:40 UTC |
Shawver LauraDirector
|
SaleCommon Stock | 901 | $14.34 | $12,921.87 |
DisclosureSEC source: 0001415889-24-028350 · form4-12042024_091203.xml · nonDerivative · entry 4 Shawver Laura · CIK 0001551891 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 210,346 F1 · kind: The shares reported on this Form 4 were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 16, 2024. F3 · price: The weighted average sale price for the transaction reported was $14.3417 and the range of prices were between $14.2761 and $14.375. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided. Read SEC document |
| December 02, 2024 Filed Dec 5, 2024 02:40 UTC |
Shawver LauraDirector
|
SaleCommon Stock | 96,343 | $13.55 | $1,305,823.39 |
DisclosureSEC source: 0001415889-24-028350 · form4-12042024_091203.xml · nonDerivative · entry 3 Shawver Laura · CIK 0001551891 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 211,247 F1 · kind: The shares reported on this Form 4 were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 16, 2024. F2 · price: The weighted average sale price for the transaction reported was $13.5539 and the range of prices were between $13.27 and $14.20. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided. Read SEC document |
| December 02, 2024 Filed Dec 5, 2024 02:40 UTC |
Shawver LauraDirector
|
Exercise / conversionCommon Stock | 29,628 | $1.27 | $37,627.56 |
DisclosureSEC source: 0001415889-24-028350 · form4-12042024_091203.xml · nonDerivative · entry 2 Shawver Laura · CIK 0001551891 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 307,590 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 02, 2024 Filed Dec 5, 2024 02:40 UTC |
Shawver LauraDirector
|
Exercise / conversionCommon Stock | 67,616 | $1.27 | $85,872.32 |
DisclosureSEC source: 0001415889-24-028350 · form4-12042024_091203.xml · nonDerivative · entry 1 Shawver Laura · CIK 0001551891 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 277,962 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 02, 2024 Filed Dec 5, 2024 02:40 UTC |
Karas EricChief Commercial Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 3,717 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001415889-24-028349 · form4-12042024_091201.xml · derivative · entry 5 Karas Eric · CIK 0001951287 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 590,871 Underlying: Common Stock · 3,717 shares Expires 2032-05-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Immediately exercisable. Read SEC document |
| December 02, 2024 Filed Dec 5, 2024 02:40 UTC |
Karas EricChief Commercial Officer
|
SaleCommon Stock | 3,717 | $14.11 | $52,461.37 |
DisclosureSEC source: 0001415889-24-028349 · form4-12042024_091201.xml · nonDerivative · entry 2 Karas Eric · CIK 0001951287 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 5,693 F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 26, 2024. F2 · price: The weighted average sale price for the transaction reported was $14.1139, and the range of prices were between $14.00 and $14.35. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided. Read SEC document |
| December 02, 2024 Filed Dec 5, 2024 02:40 UTC |
Karas EricChief Commercial Officer
|
Exercise / conversionCommon Stock | 3,717 | $1.50 | $5,575.50 |
DisclosureSEC source: 0001415889-24-028349 · form4-12042024_091201.xml · nonDerivative · entry 1 Karas Eric · CIK 0001951287 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 9,410 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 27, 2024 Filed Nov 27, 2024 21:11 UTC |
Chakma JustinChief Business Officer
|
SaleCommon Stock | 25,000 | $14.39 | $359,750.00 |
DisclosureSEC source: 0001415889-24-027843 · form4-11272024_091151.xml · nonDerivative · entry 3 Chakma Justin · CIK 0001951238 · Chief Business Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 136,380 Read SEC document |
| November 26, 2024 Filed Nov 27, 2024 21:11 UTC |
Chakma JustinChief Business Officer
|
SaleCommon Stock | 42,186 | $14.05 | $592,569.87 |
DisclosureSEC source: 0001415889-24-027843 · form4-11272024_091151.xml · nonDerivative · entry 2 Chakma Justin · CIK 0001951238 · Chief Business Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 161,380 F2 · price: The weighted average sale price for the transaction reported was $14.0466, and the range of prices were between $13.95 and $14.12. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each price will be provided. Read SEC document |
| November 25, 2024 Filed Nov 27, 2024 21:11 UTC |
Chakma JustinChief Business Officer
|
SaleCommon Stock | 32,814 | $14.00 | $459,422.25 |
DisclosureSEC source: 0001415889-24-027843 · form4-11272024_091151.xml · nonDerivative · entry 1 Chakma Justin · CIK 0001951238 · Chief Business Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 203,566 F1 · price: The weighted average sale price for the transaction reported was $14.0008, and the range of prices were between $14.00 and $14.03. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each price will be provided. Read SEC document |
| November 19, 2024 Filed Nov 21, 2024 21:30 UTC |
Lowenthal Richard EDirector · PRESIDENT AND CEO · 10% owner
|
SaleCommon Stock | 50,000 | $13.95 | $697,450.00 |
DisclosureSEC source: 0001415889-24-027411 · form4-11212024_041104.xml · nonDerivative · entry 3 Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Lowenthal-Tanimoto Family Trust U/A DTD 4/3/2006 Disclosed balance after: 1,198,499 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F4 · price: The weighted average sale price for the transaction reported was $13.949, and the range of prices were between $13.50 and $14.28. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided. F5 · ownership.nature: The shares are held in trust for the benefit of the Reporting Person and his spouse. The Reporting Person and his spouse are trustees of the trust. Read SEC document |
| November 19, 2024 Filed Nov 21, 2024 21:30 UTC |
Lowenthal Richard EDirector · PRESIDENT AND CEO · 10% owner
|
SaleCommon Stock | 50,000 | $13.95 | $697,510.00 |
DisclosureSEC source: 0001415889-24-027411 · form4-11212024_041104.xml · nonDerivative · entry 2 Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Sarina Tanimoto Charitable Remainder UniTrust Dated January 7, 2020 Disclosed balance after: 1,347,447 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F2 · price: The weighted average sale price for the transaction reported was $13.9502 and the range of prices were between $13.50 and $14.25. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided. F3 · ownership.nature: The Reporting Person's spouse is trustee of the trust. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 19, 2024 Filed Nov 21, 2024 21:30 UTC |
Tanimoto SarinaCHIEF MEDICAL OFFICER · 10% owner
|
SaleCommon Stock | 50,000 | $13.95 | $697,450.00 |
DisclosureSEC source: 0001415889-24-027410 · form4-11212024_041101.xml · nonDerivative · entry 3 Tanimoto Sarina · CIK 0001951291 · CHIEF MEDICAL OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Lowenthal-Tanimoto Family Trust U/A DTD 4/3/2006 Disclosed balance after: 1,198,499 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F4 · price: The weighted average sale price for the transaction reported was $13.949,and the range of prices were between $13.50 and $14.28. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided. F5 · ownership.nature: The shares are held in trust for the benefit of the Reporting Person and her spouse. The Reporting Person and her spouse are trustees of the trust. Read SEC document |
| November 19, 2024 Filed Nov 21, 2024 21:30 UTC |
Tanimoto SarinaCHIEF MEDICAL OFFICER · 10% owner
|
SaleCommon Stock | 50,000 | $13.95 | $697,510.00 |
DisclosureSEC source: 0001415889-24-027410 · form4-11212024_041101.xml · nonDerivative · entry 2 Tanimoto Sarina · CIK 0001951291 · CHIEF MEDICAL OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Sarina Tanimoto Charitable Remainder UniTrust Dated January 7, 2020 Disclosed balance after: 1,347,447 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F2 · price: The weighted average sale price for the transaction reported was $13.9502 and the range of prices were between $13.50 and $14.25. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided. F3 · ownership.nature: The Reporting Person is trustee of the trust. Read SEC document |
| November 12, 2024 Filed Nov 14, 2024 01:16 UTC |
Flynn James E10% owner
DEERFIELD MANAGEMENT COMPANY, L.P.10% owner
Deerfield Mgmt III, L.P.10% owner
Deerfield Mgmt IV, L.P.10% owner
|
SaleClass A Common Stock | 9,553 | $17.77 | $169,756.81 |
DisclosureSEC source: 0001193805-24-001348 · e664025_4-arsp.xml · nonDerivative · entry 8 Flynn James E · CIK 0001352546 · 10% owner DEERFIELD MANAGEMENT COMPANY, L.P. (SERIES C) · CIK 0001009258 · 10% owner Deerfield Mgmt III, L.P. · CIK 0001610540 · 10% owner Deerfield Private Design Fund III, L.P. · CIK 0001603333 · 10% owner Deerfield Mgmt IV, L.P. · CIK 0001713467 · 10% owner Deerfield Private Design Fund IV, L.P. · CIK 0001680307 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Through Deerfield Private Design Fund IV, L.P. Disclosed balance after: 5,257,328 F6 · price: The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $17.69 to $17.82, inclusive. F2 · ownership.nature: This Form 4 is being filed by the undersigned as well as the entities listed on the Joint Filer Information Statement attached as an exhibit hereto (the "Reporting Persons"). Deerfield Mgmt III, L.P. is the general partner of Deerfield Private Design Fund III, L.P. ("Fund III"). Deerfield Mgmt IV, L.P. is the general partner of Deerfield Private Design Fund IV, L.P. (collectively with Fund III, the "Funds"). Deerfield Management Company, L.P. is the investment manager of the Funds. James E. Flynn is the sole member of the general partner of each of Deerfield Mgmt III, L.P., Deerfield Mgmt IV, L.P. and Deerfield Management Company, L.P. F3 · ownership.nature: In accordance with Instruction 4 (b)(iv) to Form 4, the entire amount of the Issuer's securities held by the Funds is reported herein. For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each Reporting Person disclaims beneficial ownership of any such securities, except to the extent of his/its indirect pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| November 12, 2024 Filed Nov 14, 2024 01:16 UTC |
Flynn James E10% owner
DEERFIELD MANAGEMENT COMPANY, L.P.10% owner
Deerfield Mgmt III, L.P.10% owner
Deerfield Mgmt IV, L.P.10% owner
|
SaleClass A Common Stock | 9,554 | $17.77 | $169,774.58 |
DisclosureSEC source: 0001193805-24-001348 · e664025_4-arsp.xml · nonDerivative · entry 7 Flynn James E · CIK 0001352546 · 10% owner DEERFIELD MANAGEMENT COMPANY, L.P. (SERIES C) · CIK 0001009258 · 10% owner Deerfield Mgmt III, L.P. · CIK 0001610540 · 10% owner Deerfield Private Design Fund III, L.P. · CIK 0001603333 · 10% owner Deerfield Mgmt IV, L.P. · CIK 0001713467 · 10% owner Deerfield Private Design Fund IV, L.P. · CIK 0001680307 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Through Deerfield Private Design Fund III, L.P. Disclosed balance after: 5,257,329 F6 · price: The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $17.69 to $17.82, inclusive. F2 · ownership.nature: This Form 4 is being filed by the undersigned as well as the entities listed on the Joint Filer Information Statement attached as an exhibit hereto (the "Reporting Persons"). Deerfield Mgmt III, L.P. is the general partner of Deerfield Private Design Fund III, L.P. ("Fund III"). Deerfield Mgmt IV, L.P. is the general partner of Deerfield Private Design Fund IV, L.P. (collectively with Fund III, the "Funds"). Deerfield Management Company, L.P. is the investment manager of the Funds. James E. Flynn is the sole member of the general partner of each of Deerfield Mgmt III, L.P., Deerfield Mgmt IV, L.P. and Deerfield Management Company, L.P. F3 · ownership.nature: In accordance with Instruction 4 (b)(iv) to Form 4, the entire amount of the Issuer's securities held by the Funds is reported herein. For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each Reporting Person disclaims beneficial ownership of any such securities, except to the extent of his/its indirect pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| November 12, 2024 Filed Nov 14, 2024 01:16 UTC |
Flynn James E10% owner
DEERFIELD MANAGEMENT COMPANY, L.P.10% owner
Deerfield Mgmt III, L.P.10% owner
Deerfield Mgmt IV, L.P.10% owner
|
SaleClass A Common Stock | 7,854 | $17.16 | $134,774.64 |
DisclosureSEC source: 0001193805-24-001348 · e664025_4-arsp.xml · nonDerivative · entry 6 Flynn James E · CIK 0001352546 · 10% owner DEERFIELD MANAGEMENT COMPANY, L.P. (SERIES C) · CIK 0001009258 · 10% owner Deerfield Mgmt III, L.P. · CIK 0001610540 · 10% owner Deerfield Private Design Fund III, L.P. · CIK 0001603333 · 10% owner Deerfield Mgmt IV, L.P. · CIK 0001713467 · 10% owner Deerfield Private Design Fund IV, L.P. · CIK 0001680307 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Through Deerfield Private Design Fund IV, L.P. Disclosed balance after: 5,266,881 F5 · price: The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.68 to $17.65, inclusive. F2 · ownership.nature: This Form 4 is being filed by the undersigned as well as the entities listed on the Joint Filer Information Statement attached as an exhibit hereto (the "Reporting Persons"). Deerfield Mgmt III, L.P. is the general partner of Deerfield Private Design Fund III, L.P. ("Fund III"). Deerfield Mgmt IV, L.P. is the general partner of Deerfield Private Design Fund IV, L.P. (collectively with Fund III, the "Funds"). Deerfield Management Company, L.P. is the investment manager of the Funds. James E. Flynn is the sole member of the general partner of each of Deerfield Mgmt III, L.P., Deerfield Mgmt IV, L.P. and Deerfield Management Company, L.P. F3 · ownership.nature: In accordance with Instruction 4 (b)(iv) to Form 4, the entire amount of the Issuer's securities held by the Funds is reported herein. For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each Reporting Person disclaims beneficial ownership of any such securities, except to the extent of his/its indirect pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| November 12, 2024 Filed Nov 14, 2024 01:16 UTC |
Flynn James E10% owner
DEERFIELD MANAGEMENT COMPANY, L.P.10% owner
Deerfield Mgmt III, L.P.10% owner
Deerfield Mgmt IV, L.P.10% owner
|
SaleClass A Common Stock | 7,853 | $17.16 | $134,757.48 |
DisclosureSEC source: 0001193805-24-001348 · e664025_4-arsp.xml · nonDerivative · entry 5 Flynn James E · CIK 0001352546 · 10% owner DEERFIELD MANAGEMENT COMPANY, L.P. (SERIES C) · CIK 0001009258 · 10% owner Deerfield Mgmt III, L.P. · CIK 0001610540 · 10% owner Deerfield Private Design Fund III, L.P. · CIK 0001603333 · 10% owner Deerfield Mgmt IV, L.P. · CIK 0001713467 · 10% owner Deerfield Private Design Fund IV, L.P. · CIK 0001680307 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Through Deerfield Private Design Fund III, L.P. Disclosed balance after: 5,266,883 F5 · price: The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.68 to $17.65, inclusive. F2 · ownership.nature: This Form 4 is being filed by the undersigned as well as the entities listed on the Joint Filer Information Statement attached as an exhibit hereto (the "Reporting Persons"). Deerfield Mgmt III, L.P. is the general partner of Deerfield Private Design Fund III, L.P. ("Fund III"). Deerfield Mgmt IV, L.P. is the general partner of Deerfield Private Design Fund IV, L.P. (collectively with Fund III, the "Funds"). Deerfield Management Company, L.P. is the investment manager of the Funds. James E. Flynn is the sole member of the general partner of each of Deerfield Mgmt III, L.P., Deerfield Mgmt IV, L.P. and Deerfield Management Company, L.P. F3 · ownership.nature: In accordance with Instruction 4 (b)(iv) to Form 4, the entire amount of the Issuer's securities held by the Funds is reported herein. For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each Reporting Person disclaims beneficial ownership of any such securities, except to the extent of his/its indirect pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| November 12, 2024 Filed Nov 14, 2024 21:30 UTC |
Tanimoto SarinaCHIEF MEDICAL OFFICER · 10% owner
|
SaleCommon Stock | 4,876 | $17.64 | $86,020.44 |
DisclosureSEC source: 0001415889-24-026867 · form4-11142024_041106.xml · nonDerivative · entry 5 Tanimoto Sarina · CIK 0001951291 · CHIEF MEDICAL OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Lowenthal-Tanimoto Family Trust U/A DTD 4/3/2006 Disclosed balance after: 1,248,499 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F7 · price: The weighted average sale price for the transaction reported was $17.6416, and the range of prices were between $17.42 and $17.83. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided. F6 · ownership.nature: The shares are held in trust for the benefit of the Reporting Person and her spouse. The Reporting Person and her spouse are trustees of the trust. Read SEC document |
| November 12, 2024 Filed Nov 14, 2024 21:30 UTC |
Tanimoto SarinaCHIEF MEDICAL OFFICER · 10% owner
|
SaleCommon Stock | 45,124 | $16.76 | $756,296.29 |
DisclosureSEC source: 0001415889-24-026867 · form4-11142024_041106.xml · nonDerivative · entry 4 Tanimoto Sarina · CIK 0001951291 · CHIEF MEDICAL OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Lowenthal-Tanimoto Family Trust U/A DTD 4/3/2006 Disclosed balance after: 1,253,375 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F5 · price: The weighted average sale price for the transaction reported was $16.7604, and the range of prices were between $16.40 and $17.39. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided. F6 · ownership.nature: The shares are held in trust for the benefit of the Reporting Person and her spouse. The Reporting Person and her spouse are trustees of the trust. Read SEC document |
| November 12, 2024 Filed Nov 14, 2024 21:30 UTC |
Tanimoto SarinaCHIEF MEDICAL OFFICER · 10% owner
|
SaleCommon Stock | 4,955 | $17.64 | $87,421.07 |
DisclosureSEC source: 0001415889-24-026867 · form4-11142024_041106.xml · nonDerivative · entry 3 Tanimoto Sarina · CIK 0001951291 · CHIEF MEDICAL OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Richard E. Lowenthal Charitable Remainder UniTrust Dated January 7, 2020 Disclosed balance after: 1,296,494 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F4 · price: The weighted average sale price for the transaction reported was $17.643, and the range of prices were between $17.42 and $17.85. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided. F3 · ownership.nature: The Reporting Person's spouse is trustee of the trust. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 12, 2024 Filed Nov 14, 2024 21:30 UTC |
Tanimoto SarinaCHIEF MEDICAL OFFICER · 10% owner
|
SaleCommon Stock | 45,045 | $16.76 | $754,904.65 |
DisclosureSEC source: 0001415889-24-026867 · form4-11142024_041106.xml · nonDerivative · entry 2 Tanimoto Sarina · CIK 0001951291 · CHIEF MEDICAL OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Richard Lowenthal Charitable Remainder UniTrust Dated January 7, 2020 Disclosed balance after: 1,301,449 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F2 · price: The weighted average sale price for the transaction report was $16.7589, and the range of prices were between $16.405 and $17.395. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided. F3 · ownership.nature: The Reporting Person's spouse is trustee of the trust. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 12, 2024 Filed Nov 14, 2024 21:30 UTC |
Lowenthal Richard EDirector · PRESIDENT AND CEO · 10% owner
|
SaleCommon Stock | 4,876 | $17.64 | $86,020.44 |
DisclosureSEC source: 0001415889-24-026866 · form4-11142024_041104.xml · nonDerivative · entry 5 Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Lowenthal-Tanimoto Family Trust U/A DTD 4/3/2006 Disclosed balance after: 1,248,499 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F7 · price: The weighted average sale price for the transaction reported was $17.6416, and the range of prices were between $17.42 and $17.83. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided. F6 · ownership.nature: The shares are held in trust for the benefit of the Reporting Person and his spouse. The Reporting Person and his spouse are trustees of the trust. Read SEC document |
| November 12, 2024 Filed Nov 14, 2024 21:30 UTC |
Lowenthal Richard EDirector · PRESIDENT AND CEO · 10% owner
|
SaleCommon Stock | 45,124 | $16.76 | $756,296.29 |
DisclosureSEC source: 0001415889-24-026866 · form4-11142024_041104.xml · nonDerivative · entry 4 Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Lowenthal-Tanimoto Family Trust U/A DTD 4/3/2006 Disclosed balance after: 1,253,375 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F5 · price: The weighted average sale price for the transaction reported was $16.7604, and the range of prices were between $16.40 and $17.39. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided. F6 · ownership.nature: The shares are held in trust for the benefit of the Reporting Person and his spouse. The Reporting Person and his spouse are trustees of the trust. Read SEC document |
| November 12, 2024 Filed Nov 14, 2024 21:30 UTC |
Lowenthal Richard EDirector · PRESIDENT AND CEO · 10% owner
|
SaleCommon Stock | 4,955 | $17.64 | $87,421.07 |
DisclosureSEC source: 0001415889-24-026866 · form4-11142024_041104.xml · nonDerivative · entry 3 Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Richard E. Lowenthal Charitable Remainder UniTrust Dated January 7, 2020 Disclosed balance after: 1,296,494 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F4 · price: The weighted average sale price for the transaction reported was $17.643, and the range of prices were between $17.42 and $17.85. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided. F3 · ownership.nature: The Reporting Person is trustee of the trust. Read SEC document |
| November 12, 2024 Filed Nov 14, 2024 21:30 UTC |
Lowenthal Richard EDirector · PRESIDENT AND CEO · 10% owner
|
SaleCommon Stock | 45,045 | $16.76 | $754,904.65 |
DisclosureSEC source: 0001415889-24-026866 · form4-11142024_041104.xml · nonDerivative · entry 2 Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Richard E. Lowenthal Charitable Remainder UniTrust Dated January 7, 2020 Disclosed balance after: 1,301,449 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F2 · price: The weighted average sale price for the transaction reported was $16.7589, and the range of prices were between $16.405 and $17.395. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided. F3 · ownership.nature: The Reporting Person is trustee of the trust. Read SEC document |
| November 11, 2024 Filed Nov 14, 2024 01:16 UTC |
Flynn James E10% owner
DEERFIELD MANAGEMENT COMPANY, L.P.10% owner
Deerfield Mgmt III, L.P.10% owner
Deerfield Mgmt IV, L.P.10% owner
|
SaleClass A Common Stock | 223,632 | $18.15 | $4,058,920.80 |
DisclosureSEC source: 0001193805-24-001348 · e664025_4-arsp.xml · nonDerivative · entry 4 Flynn James E · CIK 0001352546 · 10% owner DEERFIELD MANAGEMENT COMPANY, L.P. (SERIES C) · CIK 0001009258 · 10% owner Deerfield Mgmt III, L.P. · CIK 0001610540 · 10% owner Deerfield Private Design Fund III, L.P. · CIK 0001603333 · 10% owner Deerfield Mgmt IV, L.P. · CIK 0001713467 · 10% owner Deerfield Private Design Fund IV, L.P. · CIK 0001680307 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Through Deerfield Private Design Fund IV, L.P. Disclosed balance after: 5,274,735 F4 · price: The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $17.91 to $18.51, inclusive. F2 · ownership.nature: This Form 4 is being filed by the undersigned as well as the entities listed on the Joint Filer Information Statement attached as an exhibit hereto (the "Reporting Persons"). Deerfield Mgmt III, L.P. is the general partner of Deerfield Private Design Fund III, L.P. ("Fund III"). Deerfield Mgmt IV, L.P. is the general partner of Deerfield Private Design Fund IV, L.P. (collectively with Fund III, the "Funds"). Deerfield Management Company, L.P. is the investment manager of the Funds. James E. Flynn is the sole member of the general partner of each of Deerfield Mgmt III, L.P., Deerfield Mgmt IV, L.P. and Deerfield Management Company, L.P. F3 · ownership.nature: In accordance with Instruction 4 (b)(iv) to Form 4, the entire amount of the Issuer's securities held by the Funds is reported herein. For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each Reporting Person disclaims beneficial ownership of any such securities, except to the extent of his/its indirect pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| November 11, 2024 Filed Nov 14, 2024 01:16 UTC |
Flynn James E10% owner
DEERFIELD MANAGEMENT COMPANY, L.P.10% owner
Deerfield Mgmt III, L.P.10% owner
Deerfield Mgmt IV, L.P.10% owner
|
SaleClass A Common Stock | 223,632 | $18.15 | $4,058,920.80 |
DisclosureSEC source: 0001193805-24-001348 · e664025_4-arsp.xml · nonDerivative · entry 3 Flynn James E · CIK 0001352546 · 10% owner DEERFIELD MANAGEMENT COMPANY, L.P. (SERIES C) · CIK 0001009258 · 10% owner Deerfield Mgmt III, L.P. · CIK 0001610540 · 10% owner Deerfield Private Design Fund III, L.P. · CIK 0001603333 · 10% owner Deerfield Mgmt IV, L.P. · CIK 0001713467 · 10% owner Deerfield Private Design Fund IV, L.P. · CIK 0001680307 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Through Deerfield Private Design Fund III, L.P. Disclosed balance after: 5,274,736 F4 · price: The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $17.91 to $18.51, inclusive. F2 · ownership.nature: This Form 4 is being filed by the undersigned as well as the entities listed on the Joint Filer Information Statement attached as an exhibit hereto (the "Reporting Persons"). Deerfield Mgmt III, L.P. is the general partner of Deerfield Private Design Fund III, L.P. ("Fund III"). Deerfield Mgmt IV, L.P. is the general partner of Deerfield Private Design Fund IV, L.P. (collectively with Fund III, the "Funds"). Deerfield Management Company, L.P. is the investment manager of the Funds. James E. Flynn is the sole member of the general partner of each of Deerfield Mgmt III, L.P., Deerfield Mgmt IV, L.P. and Deerfield Management Company, L.P. F3 · ownership.nature: In accordance with Instruction 4 (b)(iv) to Form 4, the entire amount of the Issuer's securities held by the Funds is reported herein. For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each Reporting Person disclaims beneficial ownership of any such securities, except to the extent of his/its indirect pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| November 11, 2024 Filed Nov 14, 2024 01:16 UTC |
Flynn James E10% owner
DEERFIELD MANAGEMENT COMPANY, L.P.10% owner
Deerfield Mgmt III, L.P.10% owner
Deerfield Mgmt IV, L.P.10% owner
|
SaleClass A Common Stock | 40,596 | $17.45 | $708,400.20 |
DisclosureSEC source: 0001193805-24-001348 · e664025_4-arsp.xml · nonDerivative · entry 2 Flynn James E · CIK 0001352546 · 10% owner DEERFIELD MANAGEMENT COMPANY, L.P. (SERIES C) · CIK 0001009258 · 10% owner Deerfield Mgmt III, L.P. · CIK 0001610540 · 10% owner Deerfield Private Design Fund III, L.P. · CIK 0001603333 · 10% owner Deerfield Mgmt IV, L.P. · CIK 0001713467 · 10% owner Deerfield Private Design Fund IV, L.P. · CIK 0001680307 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Through Deerfield Private Design Fund IV, L.P. Disclosed balance after: 5,498,367 F1 · price: The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.90 to $17.90, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1, 4, 5 and 6 of this Form 4. F2 · ownership.nature: This Form 4 is being filed by the undersigned as well as the entities listed on the Joint Filer Information Statement attached as an exhibit hereto (the "Reporting Persons"). Deerfield Mgmt III, L.P. is the general partner of Deerfield Private Design Fund III, L.P. ("Fund III"). Deerfield Mgmt IV, L.P. is the general partner of Deerfield Private Design Fund IV, L.P. (collectively with Fund III, the "Funds"). Deerfield Management Company, L.P. is the investment manager of the Funds. James E. Flynn is the sole member of the general partner of each of Deerfield Mgmt III, L.P., Deerfield Mgmt IV, L.P. and Deerfield Management Company, L.P. F3 · ownership.nature: In accordance with Instruction 4 (b)(iv) to Form 4, the entire amount of the Issuer's securities held by the Funds is reported herein. For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each Reporting Person disclaims beneficial ownership of any such securities, except to the extent of his/its indirect pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| November 11, 2024 Filed Nov 14, 2024 01:16 UTC |
Flynn James E10% owner
DEERFIELD MANAGEMENT COMPANY, L.P.10% owner
Deerfield Mgmt III, L.P.10% owner
Deerfield Mgmt IV, L.P.10% owner
|
SaleClass A Common Stock | 40,596 | $17.45 | $708,400.20 |
DisclosureSEC source: 0001193805-24-001348 · e664025_4-arsp.xml · nonDerivative · entry 1 Flynn James E · CIK 0001352546 · 10% owner DEERFIELD MANAGEMENT COMPANY, L.P. (SERIES C) · CIK 0001009258 · 10% owner Deerfield Mgmt III, L.P. · CIK 0001610540 · 10% owner Deerfield Private Design Fund III, L.P. · CIK 0001603333 · 10% owner Deerfield Mgmt IV, L.P. · CIK 0001713467 · 10% owner Deerfield Private Design Fund IV, L.P. · CIK 0001680307 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Through Deerfield Private Design Fund III, L.P. Disclosed balance after: 5,498,368 F1 · price: The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.90 to $17.90, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1, 4, 5 and 6 of this Form 4. F2 · ownership.nature: This Form 4 is being filed by the undersigned as well as the entities listed on the Joint Filer Information Statement attached as an exhibit hereto (the "Reporting Persons"). Deerfield Mgmt III, L.P. is the general partner of Deerfield Private Design Fund III, L.P. ("Fund III"). Deerfield Mgmt IV, L.P. is the general partner of Deerfield Private Design Fund IV, L.P. (collectively with Fund III, the "Funds"). Deerfield Management Company, L.P. is the investment manager of the Funds. James E. Flynn is the sole member of the general partner of each of Deerfield Mgmt III, L.P., Deerfield Mgmt IV, L.P. and Deerfield Management Company, L.P. F3 · ownership.nature: In accordance with Instruction 4 (b)(iv) to Form 4, the entire amount of the Issuer's securities held by the Funds is reported herein. For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each Reporting Person disclaims beneficial ownership of any such securities, except to the extent of his/its indirect pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| October 16, 2024 Filed Oct 17, 2024 20:30 UTC |
Scott Kathleen D.Chief Financial Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 12,500 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001415889-24-025370 · form4-10172024_041028.xml · derivative · entry 4 Scott Kathleen D. · CIK 0001794284 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 802,330 Underlying: Common Stock · 12,500 shares Expires 2032-02-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Immediately exercisable. Read SEC document |
| October 16, 2024 Filed Oct 17, 2024 20:30 UTC |
Scott Kathleen D.Chief Financial Officer
|
SaleCommon Stock | 12,500 | $16.00 | $200,000.00 |
DisclosureSEC source: 0001415889-24-025370 · form4-10172024_041028.xml · nonDerivative · entry 2 Scott Kathleen D. · CIK 0001794284 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,949 F2 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 27, 2024. Read SEC document |
| October 16, 2024 Filed Oct 17, 2024 20:30 UTC |
Scott Kathleen D.Chief Financial Officer
|
Exercise / conversionCommon Stock | 12,500 | $1.50 | $18,750.00 |
DisclosureSEC source: 0001415889-24-025370 · form4-10172024_041028.xml · nonDerivative · entry 1 Scott Kathleen D. · CIK 0001794284 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 17,449 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The Reporting Person inadvertently added the holdings of Scott 2008 Trust Dated 3/28/08 (the "Trust") as directly held on her Form 4 filed on August 20, 2024. As of the date of that Form 4, the Reporting Person owned 8,250 shares indirectly through the Trust. Read SEC document |
| October 15, 2024 Filed Oct 17, 2024 20:30 UTC |
Tanimoto SarinaCHIEF MEDICAL OFFICER · 10% owner
|
SaleCommon Stock | 50,000 | $14.88 | $743,820.00 |
DisclosureSEC source: 0001415889-24-025369 · form4-10172024_041026.xml · nonDerivative · entry 4 Tanimoto Sarina · CIK 0001951291 · CHIEF MEDICAL OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Lowenthal-Tanimoto Family Trust U/A DTD 4/3/2006 Disclosed balance after: 1,298,499 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F5 · price: The weighted average sale price for the transaction reported was $14.8764, and the range of prices were between $14.26 and $15.26. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided. F6 · ownership.nature: The shares are held in trust for the benefit of the Reporting Person and her spouse. The Reporting Person and her spouse are trustees of the trust. Read SEC document |
| October 15, 2024 Filed Oct 17, 2024 20:30 UTC |
Tanimoto SarinaCHIEF MEDICAL OFFICER · 10% owner
|
SaleCommon Stock | 1,450 | $15.25 | $22,118.16 |
DisclosureSEC source: 0001415889-24-025369 · form4-10172024_041026.xml · nonDerivative · entry 3 Tanimoto Sarina · CIK 0001951291 · CHIEF MEDICAL OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Sarina Tanimoto Charitable Remainder UniTrust Dated January 7, 2020 Disclosed balance after: 1,397,447 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F4 · price: The weighted average sale price for the transaction reported was $15.2539 and the range of prices were between $15.25 and $15.26. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided. F3 · ownership.nature: The Reporting Person is trustee of the trust. Read SEC document |
| October 15, 2024 Filed Oct 17, 2024 20:30 UTC |
Tanimoto SarinaCHIEF MEDICAL OFFICER · 10% owner
|
SaleCommon Stock | 48,550 | $14.86 | $721,656.91 |
DisclosureSEC source: 0001415889-24-025369 · form4-10172024_041026.xml · nonDerivative · entry 2 Tanimoto Sarina · CIK 0001951291 · CHIEF MEDICAL OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Sarina Tanimoto Charitable Remainder UniTrust Dated January 7, 2020 Disclosed balance after: 1,398,897 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F2 · price: The weighted average sale price for the transaction reported was $14.8642 and the range of prices were between $14.245 and $15.245. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided. F3 · ownership.nature: The Reporting Person is trustee of the trust. Read SEC document |
| October 15, 2024 Filed Oct 17, 2024 20:30 UTC |
Lowenthal Richard EDirector · PRESIDENT AND CEO · 10% owner
|
SaleCommon Stock | 50,000 | $14.88 | $743,820.00 |
DisclosureSEC source: 0001415889-24-025368 · form4-10172024_041024.xml · nonDerivative · entry 4 Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Lowenthal-Tanimoto Family Trust U/A DTD 4/3/2006 Disclosed balance after: 1,298,499 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F5 · price: The weighted average sale price for the transaction reported was $14.8764, and the range of prices were between $14.26 and $15.26. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided. F6 · ownership.nature: The shares are held in trust for the benefit of the Reporting Person and his spouse. The Reporting Person and his spouse are trustees of the trust. Read SEC document |
| October 15, 2024 Filed Oct 17, 2024 20:30 UTC |
Lowenthal Richard EDirector · PRESIDENT AND CEO · 10% owner
|
SaleCommon Stock | 1,450 | $15.25 | $22,118.16 |
DisclosureSEC source: 0001415889-24-025368 · form4-10172024_041024.xml · nonDerivative · entry 3 Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Sarina Tanimoto Charitable Remainder UniTrust Dated January 7, 2020 Disclosed balance after: 1,397,447 F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023. F4 · price: The weighted average sale price for the transaction reported was $15.2539 and the range of prices were between $15.25 and $15.26. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided. F3 · ownership.nature: The Reporting Person's spouse is trustee of the Trust. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.