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Nasdaq · USD

SPRY

ARS Pharmaceuticals, Inc.

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883
SEC CIK
0001671858
Parsed reports
268

Last 12 months

Inside the activity.

0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202602
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 25, 2025 Filed Jun 27, 2025 20:30 UTC GrantStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $17.26 $0.00
Disclosure

SEC source: 0001415889-25-018387 · form4-06272025_040612.xml · derivative · entry 1

Thompson Peter A. · CIK 0001357522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2035-06-24

F1 · derivative.exercise_date: The shares subject to the option will vest in full on the earlier of June 25, 2026 or the date of the Issuer's 2026 annual meeting of stockholders, which date has not been set by the Issuer's Board of Directors.

F2 · ownership.direct: Pursuant to an agreement with OrbiMed Advisors LLC and OrbiMed Capital GP VI LLC, the Reporting Person is obligated to transfer any securities issued under any such stock options or other awards, or the economic benefit thereof, to OrbiMed Advisors LLC and OrbiMed Capital GP VI LLC, which will in turn ensure that such securities or economic benefits are provided to OrbiMed Private Investments VI, LP.

Read SEC document
June 25, 2025 Filed Jun 27, 2025 20:30 UTC GrantStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $17.26 $0.00
Disclosure

SEC source: 0001415889-25-018384 · form4-06272025_040607.xml · derivative · entry 1

SAUNDERS BRENT L · CIK 0001268854 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2035-06-24

F1 · derivative.exercise_date: The shares subject to the option will vest in full on the earlier of June 25, 2026 or the date of the Issuer's 2026 annual meeting of stockholders, which date has not been set by the Issuer's Board of Directors.

Read SEC document
June 25, 2025 Filed Jun 27, 2025 20:30 UTC GrantStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $17.26 $0.00
Disclosure

SEC source: 0001415889-25-018382 · form4-06272025_040603.xml · derivative · entry 1

Shawver Laura · CIK 0001551891 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2035-06-24

F1 · derivative.exercise_date: The shares subject to the option will vest in full on the earlier of June 25, 2026 or the date of the Issuer's 2026 annual meeting of stockholders, which date has not been set by the Issuer's Board of Directors.

Read SEC document
June 25, 2025 Filed Jun 27, 2025 20:30 UTC GrantStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $17.26 $0.00
Disclosure

SEC source: 0001415889-25-018383 · form4-06272025_040605.xml · derivative · entry 1

SCHNEIDER PHILLIP M · CIK 0001230051 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2035-06-24

F1 · derivative.exercise_date: The shares subject to the option will vest in full on the earlier of June 25, 2026 or the date of the Issuer's 2026 annual meeting of stockholders, which date has not been set by the Issuer's Board of Directors.

Read SEC document
June 18, 2025 Filed Jun 20, 2025 22:38 UTC
Karas EricChief Commercial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $1.50 $0.00
Disclosure

SEC source: 0001415889-25-017901 · form4-06202025_100641.xml · derivative · entry 3

Karas Eric · CIK 0001951287 · Chief Commercial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 559,588

Underlying: Common Stock · 15,000 shares

Expires 2032-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Immediately exercisable.

Read SEC document
June 18, 2025 Filed Jun 20, 2025 22:38 UTC
Karas EricChief Commercial Officer
SaleCommon Stock 15,000 $16.00 $240,000.00
Disclosure

SEC source: 0001415889-25-017901 · form4-06202025_100641.xml · nonDerivative · entry 2

Karas Eric · CIK 0001951287 · Chief Commercial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,696

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 26, 2024.

Read SEC document
June 18, 2025 Filed Jun 20, 2025 22:38 UTC
Karas EricChief Commercial Officer
Exercise / conversionCommon Stock 15,000 $1.50 $22,500.00
Disclosure

SEC source: 0001415889-25-017901 · form4-06202025_100641.xml · nonDerivative · entry 1

Karas Eric · CIK 0001951287 · Chief Commercial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 22,696

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2025 Filed May 22, 2025 21:00 UTC
Fitzpatrick Alexander AChief Legal Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $5.58 $0.00
Disclosure

SEC source: 0001415889-25-014186 · form4-05222025_050505.xml · derivative · entry 3

Fitzpatrick Alexander A · CIK 0001398595 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 100,000 shares

Expires 2034-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 25% of the shares subject to the option vested on January 1, 2025, and the remaining shares will vest monthly thereafter over three years.

Read SEC document
May 20, 2025 Filed May 22, 2025 21:00 UTC
Fitzpatrick Alexander AChief Legal Officer
SaleCommon Stock 102,969 $14.10 $1,451,512.81
Disclosure

SEC source: 0001415889-25-014186 · form4-05222025_050505.xml · nonDerivative · entry 2

Fitzpatrick Alexander A · CIK 0001398595 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,613

F2 · price: The weighted average sale price for the transaction reported was $14.0966 and the range of prices were between $14.02 and $14.25. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

Read SEC document
May 20, 2025 Filed May 22, 2025 21:00 UTC
Fitzpatrick Alexander AChief Legal Officer
Exercise / conversionCommon Stock 100,000 $5.58 $558,000.00
Disclosure

SEC source: 0001415889-25-014186 · form4-05222025_050505.xml · nonDerivative · entry 1

Fitzpatrick Alexander A · CIK 0001398595 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 192,582

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 3,355 shares acquired under the Issuer's 2020 Employee Stock Purchase Plan on December 31, 2024.

Read SEC document
May 20, 2025 Filed May 22, 2025 21:00 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 120,000 $0.00 Strike: $1.01 $0.00
Disclosure

SEC source: 0001415889-25-014185 · form4-05222025_050503.xml · derivative · entry 3

SAUNDERS BRENT L · CIK 0001268854 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 470,950

Underlying: Common Stock · 120,000 shares

Expires 2031-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Immediately exercisable.

Read SEC document
May 20, 2025 Filed May 22, 2025 21:00 UTC SaleCommon Stock 120,000 $14.25 $1,710,024.00
Disclosure

SEC source: 0001415889-25-014185 · form4-05222025_050503.xml · nonDerivative · entry 2

SAUNDERS BRENT L · CIK 0001268854 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: The weighted average sale price for the transaction reported was $14.2502 and the range of prices were between $14.25 and $14.26. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

Read SEC document
May 20, 2025 Filed May 22, 2025 21:00 UTC Exercise / conversionCommon Stock 120,000 $1.01 $121,200.00
Disclosure

SEC source: 0001415889-25-014185 · form4-05222025_050503.xml · nonDerivative · entry 1

SAUNDERS BRENT L · CIK 0001268854 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2025 Filed May 22, 2025 21:00 UTC
Scott Kathleen D.Chief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $1.50 $0.00
Disclosure

SEC source: 0001415889-25-014184 · form4-05222025_050501.xml · derivative · entry 4

Scott Kathleen D. · CIK 0001794284 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 752,330

Underlying: Common Stock · 50,000 shares

Expires 2032-02-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Immediately exercisable.

Read SEC document
May 20, 2025 Filed May 22, 2025 21:00 UTC
Scott Kathleen D.Chief Financial Officer
SaleCommon Stock 50,000 $14.10 $705,165.00
Disclosure

SEC source: 0001415889-25-014184 · form4-05222025_050501.xml · nonDerivative · entry 2

Scott Kathleen D. · CIK 0001794284 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,424

F2 · price: The weighted average sale price for the transaction reported was $14.1033 and the range of prices were between $14.10 and $14.115. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

Read SEC document
May 20, 2025 Filed May 22, 2025 21:00 UTC
Scott Kathleen D.Chief Financial Officer
Exercise / conversionCommon Stock 50,000 $1.50 $75,000.00
Disclosure

SEC source: 0001415889-25-014184 · form4-05222025_050501.xml · nonDerivative · entry 1

Scott Kathleen D. · CIK 0001794284 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,424

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 2,475 shares acquired under the Issuer's 2020 Employee Stock Purchase Plan on December 31, 2024.

Read SEC document
April 07, 2025 Filed Apr 8, 2025 20:45 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 27,493 $0.00 Strike: $4.85 $0.00
Disclosure

SEC source: 0001415889-25-010395 · form4-04082025_040401.xml · derivative · entry 5

Shawver Laura · CIK 0001551891 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 24,062

Underlying: Common Stock · 27,493 shares

Expires 2032-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Immediately exercisable.

Read SEC document
April 07, 2025 Filed Apr 8, 2025 20:45 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 22,509 $0.00 Strike: $4.85 $0.00
Disclosure

SEC source: 0001415889-25-010395 · form4-04082025_040401.xml · derivative · entry 4

Shawver Laura · CIK 0001551891 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 51,555

Underlying: Common Stock · 22,509 shares

Expires 2032-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Immediately exercisable.

Read SEC document
April 07, 2025 Filed Apr 8, 2025 20:45 UTC SaleCommon Stock 50,002 $12.30 $615,074.60
Disclosure

SEC source: 0001415889-25-010395 · form4-04082025_040401.xml · nonDerivative · entry 3

Shawver Laura · CIK 0001551891 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 210,346

F1 · kind: The shares reported on this Form 4 were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 16, 2024.

F2 · price: The weighted average sale price for the transaction reported was $12.301 and the range of prices were between $12.0063 and $12.64. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

Read SEC document
April 07, 2025 Filed Apr 8, 2025 20:45 UTC Exercise / conversionCommon Stock 27,493 $4.85 $133,341.05
Disclosure

SEC source: 0001415889-25-010395 · form4-04082025_040401.xml · nonDerivative · entry 2

Shawver Laura · CIK 0001551891 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 260,348

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 07, 2025 Filed Apr 8, 2025 20:45 UTC Exercise / conversionCommon Stock 22,509 $4.85 $109,168.65
Disclosure

SEC source: 0001415889-25-010395 · form4-04082025_040401.xml · nonDerivative · entry 1

Shawver Laura · CIK 0001551891 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 232,855

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2025 Filed Mar 21, 2025 22:30 UTC
Karas EricChief Commercial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $1.50 $0.00
Disclosure

SEC source: 0001415889-25-008796 · form4-03212025_060301.xml · derivative · entry 3

Karas Eric · CIK 0001951287 · Chief Commercial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 574,588

Underlying: Common Stock · 10,000 shares

Expires 2032-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Immediately exercisable.

Read SEC document
March 20, 2025 Filed Mar 21, 2025 22:30 UTC
Karas EricChief Commercial Officer
SaleCommon Stock 10,000 $14.00 $140,000.00
Disclosure

SEC source: 0001415889-25-008796 · form4-03212025_060301.xml · nonDerivative · entry 2

Karas Eric · CIK 0001951287 · Chief Commercial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,696

F2 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 26, 2024.

Read SEC document
March 20, 2025 Filed Mar 21, 2025 22:30 UTC
Karas EricChief Commercial Officer
Exercise / conversionCommon Stock 10,000 $1.50 $15,000.00
Disclosure

SEC source: 0001415889-25-008796 · form4-03212025_060301.xml · nonDerivative · entry 1

Karas Eric · CIK 0001951287 · Chief Commercial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 17,696

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 2,003 shares acquired under the Issuer's 2020 Employee Stock Purchase Plan on December 31, 2024.

Read SEC document
March 06, 2025 Filed Mar 7, 2025 22:12 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 49,600 $0.00 Strike: $4.85 $0.00
Disclosure

SEC source: 0001415889-25-007438 · form4-03072025_100311.xml · derivative · entry 6

Shawver Laura · CIK 0001551891 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 74,064

Underlying: Common Stock · 49,600 shares

Expires 2032-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Immediately exercisable.

Read SEC document
March 06, 2025 Filed Mar 7, 2025 22:12 UTC SaleCommon Stock 49,600 $11.21 $556,045.76
Disclosure

SEC source: 0001415889-25-007438 · form4-03072025_100311.xml · nonDerivative · entry 4

Shawver Laura · CIK 0001551891 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 210,346

F1 · kind: The shares reported on this Form 4 were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 16, 2024.

F2 · price: The weighted average sale price for the transaction reported was $11.2106 and the range of prices were between $11.00 and $11.55. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

Read SEC document
March 06, 2025 Filed Mar 7, 2025 22:12 UTC Exercise / conversionCommon Stock 49,600 $4.85 $240,560.00
Disclosure

SEC source: 0001415889-25-007438 · form4-03072025_100311.xml · nonDerivative · entry 3

Shawver Laura · CIK 0001551891 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 259,946

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 05, 2025 Filed Mar 7, 2025 22:12 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 400 $0.00 Strike: $4.85 $0.00
Disclosure

SEC source: 0001415889-25-007438 · form4-03072025_100311.xml · derivative · entry 5

Shawver Laura · CIK 0001551891 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 123,664

Underlying: Common Stock · 400 shares

Expires 2032-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Immediately exercisable.

Read SEC document
March 05, 2025 Filed Mar 7, 2025 22:12 UTC SaleCommon Stock 400 $11.00 $4,400.00
Disclosure

SEC source: 0001415889-25-007438 · form4-03072025_100311.xml · nonDerivative · entry 2

Shawver Laura · CIK 0001551891 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 210,346

F1 · kind: The shares reported on this Form 4 were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 16, 2024.

Read SEC document
March 05, 2025 Filed Mar 7, 2025 22:12 UTC Exercise / conversionCommon Stock 400 $4.85 $1,940.00
Disclosure

SEC source: 0001415889-25-007438 · form4-03072025_100311.xml · nonDerivative · entry 1

Shawver Laura · CIK 0001551891 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 210,746

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2025 Filed Feb 4, 2025 21:35 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 40,936 $0.00 Strike: $4.85 $0.00
Disclosure

SEC source: 0001415889-25-002955 · form4-02042025_040201.xml · derivative · entry 5

Shawver Laura · CIK 0001551891 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 124,064

Underlying: Common Stock · 40,936 shares

Expires 2032-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Immediately exercisable.

Read SEC document
February 03, 2025 Filed Feb 4, 2025 21:35 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 9,064 $0.00 Strike: $3.15 $0.00
Disclosure

SEC source: 0001415889-25-002955 · form4-02042025_040201.xml · derivative · entry 4

Shawver Laura · CIK 0001551891 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,064 shares

Expires 2032-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Immediately exercisable.

Read SEC document
February 03, 2025 Filed Feb 4, 2025 21:35 UTC SaleCommon Stock 50,000 $12.31 $615,565.00
Disclosure

SEC source: 0001415889-25-002955 · form4-02042025_040201.xml · nonDerivative · entry 3

Shawver Laura · CIK 0001551891 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 210,346

F1 · kind: The shares reported on this Form 4 were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 16, 2024.

F2 · price: The weighted average sale price for the transaction reported was $12.3113 and the range of prices were between $11.9732 and $12.76. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

Read SEC document
February 03, 2025 Filed Feb 4, 2025 21:35 UTC Exercise / conversionCommon Stock 40,936 $4.85 $198,539.60
Disclosure

SEC source: 0001415889-25-002955 · form4-02042025_040201.xml · nonDerivative · entry 2

Shawver Laura · CIK 0001551891 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 260,346

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2025 Filed Feb 4, 2025 21:35 UTC Exercise / conversionCommon Stock 9,064 $3.15 $28,551.60
Disclosure

SEC source: 0001415889-25-002955 · form4-02042025_040201.xml · nonDerivative · entry 1

Shawver Laura · CIK 0001551891 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 219,410

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 06, 2025 Filed Jan 7, 2025 23:24 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $3.15 $0.00
Disclosure

SEC source: 0001415889-25-001053 · form4-01072025_110124.xml · derivative · entry 3

Shawver Laura · CIK 0001551891 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 9,064

Underlying: Common Stock · 50,000 shares

Expires 2032-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Immediately exercisable.

Read SEC document
January 06, 2025 Filed Jan 7, 2025 23:24 UTC SaleCommon Stock 50,000 $11.10 $555,065.00
Disclosure

SEC source: 0001415889-25-001053 · form4-01072025_110124.xml · nonDerivative · entry 2

Shawver Laura · CIK 0001551891 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 210,346

F1 · kind: The shares reported on this Form 4 were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 16, 2024.

F2 · price: The weighted average sale price for the transaction reported was $11.1013 and the range of prices were between $11.00 and $11.43. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

Read SEC document
January 06, 2025 Filed Jan 7, 2025 23:24 UTC Exercise / conversionCommon Stock 50,000 $3.15 $157,500.00
Disclosure

SEC source: 0001415889-25-001053 · form4-01072025_110124.xml · nonDerivative · entry 1

Shawver Laura · CIK 0001551891 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 260,346

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2025 Filed Jan 3, 2025 21:30 UTC
Fitzpatrick Alexander AChief Legal Officer
GrantStock option (right to buy) · Derivative 152,300 $0.00 Strike: $10.71 $0.00
Disclosure

SEC source: 0001415889-25-000463 · form4-01032025_040130.xml · derivative · entry 1

Fitzpatrick Alexander A · CIK 0001398595 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,300

Underlying: Common Stock · 152,300 shares

Expires 2035-01-01

F1 · derivative.exercise_date: The shares subject to the option shall vest in a series of 48 equal monthly installments measured from January 1, 2025.

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January 02, 2025 Filed Jan 3, 2025 21:30 UTC
Dorsey BrianChief Operating Officer
GrantStock option (right to buy) · Derivative 261,900 $0.00 Strike: $10.71 $0.00
Disclosure

SEC source: 0001415889-25-000462 · form4-01032025_040128.xml · derivative · entry 1

Dorsey Brian · CIK 0001380762 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 261,900

Underlying: Common Stock · 261,900 shares

Expires 2035-01-01

F1 · derivative.exercise_date: The shares subject to the option shall vest in a series of 48 equal monthly installments measured from January 1, 2025.

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January 02, 2025 Filed Jan 3, 2025 21:30 UTC
Tanimoto SarinaCHIEF MEDICAL OFFICER · 10% owner
GrantStock Option (right to buy) · Derivative 767,600 $0.00 Strike: $10.71 $0.00
Disclosure

SEC source: 0001415889-25-000466 · form4-01032025_040134.xml · derivative · entry 2

Tanimoto Sarina · CIK 0001951291 · CHIEF MEDICAL OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 767,600

Underlying: Common Stock · 767,600 shares

Expires 2035-01-01

F1 · derivative.exercise_date: The shares subject to the option shall vest in a series of 48 equal monthly installments measured from January 1, 2025.

Read SEC document
January 02, 2025 Filed Jan 3, 2025 21:30 UTC
Tanimoto SarinaCHIEF MEDICAL OFFICER · 10% owner
GrantStock option (right to buy) · Derivative 261,900 $0.00 Strike: $10.71 $0.00
Disclosure

SEC source: 0001415889-25-000466 · form4-01032025_040134.xml · derivative · entry 1

Tanimoto Sarina · CIK 0001951291 · CHIEF MEDICAL OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 261,900

Underlying: Common Stock · 261,900 shares

Expires 2035-01-01

F1 · derivative.exercise_date: The shares subject to the option shall vest in a series of 48 equal monthly installments measured from January 1, 2025.

Read SEC document
January 02, 2025 Filed Jan 3, 2025 21:30 UTC
Lowenthal Richard EDirector · PRESIDENT AND CEO · 10% owner
GrantStock Option (right to buy) · Derivative 261,900 $0.00 Strike: $10.71 $0.00
Disclosure

SEC source: 0001415889-25-000464 · form4-01032025_040132.xml · derivative · entry 2

Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 261,900

Underlying: Common Stock · 261,900 shares

Expires 2035-01-01

F1 · derivative.exercise_date: The shares subject to the option shall vest in a series of 48 equal monthly installments measured from January 1, 2025.

Read SEC document
January 02, 2025 Filed Jan 3, 2025 21:30 UTC
Lowenthal Richard EDirector · PRESIDENT AND CEO · 10% owner
GrantStock option (right to buy) · Derivative 767,600 $0.00 Strike: $10.71 $0.00
Disclosure

SEC source: 0001415889-25-000464 · form4-01032025_040132.xml · derivative · entry 1

Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 767,600

Underlying: Common Stock · 767,600 shares

Expires 2035-01-01

F1 · derivative.exercise_date: The shares subject to the option shall vest in a series of 48 equal monthly installments measured from January 1, 2025.

Read SEC document
January 02, 2025 Filed Jan 3, 2025 21:30 UTC
Chakma JustinChief Business Officer
GrantStock option (right to buy) · Derivative 274,100 $0.00 Strike: $10.71 $0.00
Disclosure

SEC source: 0001415889-25-000461 · form4-01032025_040126.xml · derivative · entry 1

Chakma Justin · CIK 0001951238 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 274,100

Underlying: Common Stock · 274,100 shares

Expires 2035-01-01

F1 · derivative.exercise_date: The shares subject to the option shall vest in a series of 48 equal monthly installments measured from January 1, 2025.

Read SEC document
January 02, 2025 Filed Jan 3, 2025 21:30 UTC
Scott Kathleen D.Chief Financial Officer
GrantStock option (right to buy) · Derivative 176,700 $0.00 Strike: $10.71 $0.00
Disclosure

SEC source: 0001415889-25-000460 · form4-01032025_040124.xml · derivative · entry 1

Scott Kathleen D. · CIK 0001794284 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 176,700

Underlying: Common Stock · 176,700 shares

Expires 2035-01-01

F1 · derivative.exercise_date: The shares subject to the option shall vest in a series of 48 equal monthly installments measured from January 1, 2025.

Read SEC document
January 02, 2025 Filed Jan 3, 2025 21:30 UTC
Karas EricChief Commercial Officer
GrantStock option (right to buy) · Derivative 152,300 $0.00 Strike: $10.71 $0.00
Disclosure

SEC source: 0001415889-25-000459 · form4-01032025_040122.xml · derivative · entry 1

Karas Eric · CIK 0001951287 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,300

Underlying: Common Stock · 152,300 shares

Expires 2035-01-01

F1 · derivative.exercise_date: The shares subject to the option shall vest in a series of 48 equal monthly installments measured from January 1, 2025.

Read SEC document
December 17, 2024 Filed Dec 19, 2024 21:20 UTC
Tanimoto SarinaCHIEF MEDICAL OFFICER · 10% owner
SaleCommon Stock 50,000 $11.67 $583,525.00
Disclosure

SEC source: 0001415889-24-029852 · form4-12192024_041203.xml · nonDerivative · entry 3

Tanimoto Sarina · CIK 0001951291 · CHIEF MEDICAL OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Lowenthal-Tanimoto Family Trust U/A DTD 4/3/2006

Disclosed balance after: 1,098,499

F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023.

F4 · price: The weighted average sale price for the transaction reported was $11.6705, and the range of prices were between $11.56 and $11.95. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

F5 · ownership.nature: The shares are held in trust for the benefit of the Reporting Person and her spouse. The Reporting Person and her spouse are trustees of the trust.

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December 17, 2024 Filed Dec 19, 2024 21:20 UTC
Tanimoto SarinaCHIEF MEDICAL OFFICER · 10% owner
SaleCommon Stock 50,000 $11.67 $583,575.00
Disclosure

SEC source: 0001415889-24-029852 · form4-12192024_041203.xml · nonDerivative · entry 2

Tanimoto Sarina · CIK 0001951291 · CHIEF MEDICAL OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Sarina Tanimoto Charitable Remainder UniTrust Dated January 7, 2020

Disclosed balance after: 1,297,447

F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023.

F2 · price: The weighted average sale price for the transaction reported was $11.6715 and the range of prices were between $11.56 and $11.95. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

F3 · ownership.nature: The Reporting Person is trustee of the trust.

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December 17, 2024 Filed Dec 19, 2024 21:20 UTC
Lowenthal Richard EDirector · PRESIDENT AND CEO · 10% owner
SaleCommon Stock 50,000 $11.67 $583,525.00
Disclosure

SEC source: 0001415889-24-029851 · form4-12192024_041201.xml · nonDerivative · entry 3

Lowenthal Richard E · CIK 0001378550 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Lowenthal-Tanimoto Family Trust U/A DTD 4/3/2006

Disclosed balance after: 1,098,499

F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into on March 31, 2023.

F4 · price: The weighted average sale price for the transaction reported was $11.6705, and the range of prices were between $11.56 and $11.95. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

F5 · ownership.nature: The shares are held in trust for the benefit of the Reporting Person and his spouse. The Reporting Person and his spouse are trustees of the trust.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.