Tapewire

Nasdaq · USD

SPOK

Spok Holdings, Inc

Export transactions ↓
Tapewire entity
6239
SEC CIK
0001289945
Parsed reports
568

Last 12 months

Inside the activity.

5 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202621
Jun 202630
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 01, 2019 Filed Jul 1, 2019 20:19 UTC GrantCommon Stock 997 $15.04 $14,994.88
Disclosure

SEC source: 0001209191-19-039705 · doc4.xml · nonDerivative · entry 1

THOMPSON SAMME L · CIK 0001197598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,598

Read SEC document
June 04, 2019 Filed Jun 4, 2019 20:57 UTC
KELLY VINCENT DDirector · President & CEO
SaleCommon Stock 5,000 $15.37 $76,850.00
Disclosure

SEC source: 0001209191-19-034380 · doc4.xml · nonDerivative · entry 2

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 306,763

F1 · kind: The sale reported in this transaction was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on August 23, 2013.

Read SEC document
June 03, 2019 Filed Jun 4, 2019 20:57 UTC
KELLY VINCENT DDirector · President & CEO
SaleCommon Stock 5,000 $15.39 $76,950.00
Disclosure

SEC source: 0001209191-19-034380 · doc4.xml · nonDerivative · entry 1

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 311,763

F1 · kind: The sale reported in this transaction was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on August 23, 2013.

Read SEC document
May 15, 2019 Filed May 16, 2019 20:02 UTC
Stein Todd JDirector
GrantCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-030330 · doc4.xml · nonDerivative · entry 4

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,973

Read SEC document
May 15, 2019 Filed May 16, 2019 20:02 UTC
Stein Todd JDirector
GrantCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-030330 · doc4.xml · nonDerivative · entry 3

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital II, L.P.

Disclosed balance after: 465,594

F2 · ownership.nature: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
May 15, 2019 Filed May 16, 2019 20:02 UTC
Stein Todd JDirector
SaleCommon Stock 29,881 $15.96 $476,826.06
Disclosure

SEC source: 0001209191-19-030330 · doc4.xml · nonDerivative · entry 2

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital, L.P.

Disclosed balance after: 508,001

F1 · ownership.nature: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
May 14, 2019 Filed May 16, 2019 20:02 UTC
Stein Todd JDirector
SaleCommon Stock 35,495 $15.73 $558,471.23
Disclosure

SEC source: 0001209191-19-030330 · doc4.xml · nonDerivative · entry 1

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital, L.P.

Disclosed balance after: 537,882

F1 · ownership.nature: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
April 26, 2019 Filed Apr 26, 2019 20:01 UTC
Goel HemantPresident of Spok, Inc.
Disposition to issuerRestricted Stock Units · Derivative 91,045 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-026166 · doc4.xml · derivative · entry 2

Goel Hemant · CIK 0001621391 · President of Spok, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires not disclosed

F1 · derivative.exercise_date: The Restricted Stock Units granted to Mr. Goel have been forfeited effective with his resignation on April 26, 2019.

F1 · derivative.expiration_date: The Restricted Stock Units granted to Mr. Goel have been forfeited effective with his resignation on April 26, 2019.

Read SEC document
April 26, 2019 Filed Apr 26, 2019 20:01 UTC
Goel HemantPresident of Spok, Inc.
Disposition to issuerCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-026166 · doc4.xml · nonDerivative · entry 1

Goel Hemant · CIK 0001621391 · President of Spok, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,717

Read SEC document
April 01, 2019 Filed Apr 2, 2019 16:05 UTC GrantCommon Stock 1,285 $13.62 $17,501.70
Disclosure

SEC source: 0001209191-19-022348 · doc4.xml · nonDerivative · entry 1

ORISTANO MATTHEW · CIK 0000938257 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,267

Read SEC document
April 01, 2019 Filed Apr 2, 2019 20:08 UTC GrantCommon Stock 1,101 $13.62 $14,995.62
Disclosure

SEC source: 0001209191-19-022370 · doc4.xml · nonDerivative · entry 1

YUDKOFF ROYCE · CIK 0001263584 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,620

Read SEC document
April 01, 2019 Filed Apr 2, 2019 20:07 UTC GrantCommon Stock 1,101 $13.62 $14,995.62
Disclosure

SEC source: 0001209191-19-022360 · doc4.xml · nonDerivative · entry 1

THOMPSON SAMME L · CIK 0001197598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,601

Read SEC document
April 01, 2019 Filed Apr 2, 2019 20:06 UTC
Stein Todd JDirector
GrantCommon Stock 0 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-022354 · doc4.xml · nonDerivative · entry 3

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital II, L.P.

Disclosed balance after: 465,594

F2 · shares: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F2 · price: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 20:06 UTC
Stein Todd JDirector
GrantCommon Stock 0 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-022354 · doc4.xml · nonDerivative · entry 2

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital, L.P.

Disclosed balance after: 573,377

F1 · shares: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F1 · price: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 20:06 UTC
Stein Todd JDirector
GrantCommon Stock 1,101 $13.62 $14,995.62
Disclosure

SEC source: 0001209191-19-022354 · doc4.xml · nonDerivative · entry 1

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,973

Read SEC document
April 01, 2019 Filed Apr 2, 2019 20:04 UTC GrantCommon Stock 1,101 $13.62 $14,995.62
Disclosure

SEC source: 0001209191-19-022340 · doc4.xml · nonDerivative · entry 1

OREILLY BRIAN · CIK 0001263733 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,772

Read SEC document
April 01, 2019 Filed Apr 2, 2019 20:03 UTC GrantCommon Stock 1,101 $13.62 $14,995.62
Disclosure

SEC source: 0001209191-19-022332 · doc4.xml · nonDerivative · entry 1

Hylton Stacia · CIK 0001650242 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,424

Read SEC document
April 01, 2019 Filed Apr 2, 2019 20:02 UTC GrantCommon Stock 1,101 $13.62 $14,995.62
Disclosure

SEC source: 0001209191-19-022323 · doc4.xml · nonDerivative · entry 1

Butterfield Nathaniel Blair · CIK 0001582403 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · N. Blair Butterfield, Trustee of the Butterfield Joint Revocable Trust

Disclosed balance after: 21,045

Read SEC document
March 08, 2019 Filed Mar 8, 2019 21:05 UTC
Rice CalvinController
Disposition to issuerRestricted Stock Units · Derivative 689 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-018070 · doc4.xml · derivative · entry 4

Rice Calvin · CIK 0001757839 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,846

Underlying: Common Stock · 689 shares

Expires not disclosed

F5 · derivative.exercise_price: On March 8, 2019, 689 shares were forfeited due to performance criteria of the 2016 LTIP not being met.

F5 · derivative.exercise_date: On March 8, 2019, 689 shares were forfeited due to performance criteria of the 2016 LTIP not being met.

F5 · derivative.expiration_date: On March 8, 2019, 689 shares were forfeited due to performance criteria of the 2016 LTIP not being met.

Read SEC document
March 08, 2019 Filed Mar 8, 2019 21:05 UTC
Rice CalvinController
Exercise / conversionRestricted Stock Units · Derivative 689 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-018070 · doc4.xml · derivative · entry 3

Rice Calvin · CIK 0001757839 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,535

Underlying: Common Stock · 689 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: RSUs were granted to Mr. Rice under the 2016 LTIP. Each RSU represents a contingent right to receive one share of the issuer's Common Stock.

F4 · derivative.exercise_date: On March 8, 2019, 689 shares vested.

F4 · derivative.expiration_date: On March 8, 2019, 689 shares vested.

Read SEC document
March 08, 2019 Filed Mar 8, 2019 21:05 UTC
Rice CalvinController
Tax withholdingCommon Stock 252 $14.21 $3,580.92
Disclosure

SEC source: 0001209191-19-018070 · doc4.xml · nonDerivative · entry 2

Rice Calvin · CIK 0001757839 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 889

F2 · shares: On March 8, 2019, Mr. Rice surrendered 252 shares of Spok Holdings, Inc. (the "Company") common stock to the Company in payment of required tax withholdings due upon vesting of the time based awards. The price was based on the closing price per share of March 1, 2019 as reported on NASDAQ.

F2 · price: On March 8, 2019, Mr. Rice surrendered 252 shares of Spok Holdings, Inc. (the "Company") common stock to the Company in payment of required tax withholdings due upon vesting of the time based awards. The price was based on the closing price per share of March 1, 2019 as reported on NASDAQ.

Read SEC document
March 08, 2019 Filed Mar 8, 2019 21:05 UTC
Rice CalvinController
Exercise / conversionCommon Stock 689 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-018070 · doc4.xml · nonDerivative · entry 1

Rice Calvin · CIK 0001757839 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,141

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On March 8, 2019, shares were issued upon vesting of Restricted Stock Units ("RSUs") granted to Mr. Rice under the Spok Holdings, Inc. 2016 Long Term Incentive Plan (the "2016 LTIP").

F2 · price: On March 8, 2019, Mr. Rice surrendered 252 shares of Spok Holdings, Inc. (the "Company") common stock to the Company in payment of required tax withholdings due upon vesting of the time based awards. The price was based on the closing price per share of March 1, 2019 as reported on NASDAQ.

Read SEC document
March 08, 2019 Filed Mar 8, 2019 21:07 UTC
Woods-Keisling SharonCorporate Secretary, Treasurer
Disposition to issuerRestricted Stock Unit · Derivative 3,377 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-018076 · doc4.xml · derivative · entry 4

Woods-Keisling Sharon · CIK 0001447706 · Corporate Secretary, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,863

Underlying: Common Stock · 3,377 shares

Expires not disclosed

F5 · derivative.exercise_price: On March 8, 2019, 3,377 shares were forfeited due to performance criteria of the 2016 LTIP not being met.

F5 · derivative.exercise_date: On March 8, 2019, 3,377 shares were forfeited due to performance criteria of the 2016 LTIP not being met.

F5 · derivative.expiration_date: On March 8, 2019, 3,377 shares were forfeited due to performance criteria of the 2016 LTIP not being met.

Read SEC document
March 08, 2019 Filed Mar 8, 2019 21:07 UTC
Woods-Keisling SharonCorporate Secretary, Treasurer
Exercise / conversionRestricted Stock Units · Derivative 3,377 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-018076 · doc4.xml · derivative · entry 3

Woods-Keisling Sharon · CIK 0001447706 · Corporate Secretary, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,240

Underlying: Common Stock · 3,377 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the issuer's Common Stock.

F4 · derivative.exercise_date: On March 8, 2019, 3,377 shares vested.

F4 · derivative.expiration_date: On March 8, 2019, 3,377 shares vested.

Read SEC document
March 08, 2019 Filed Mar 8, 2019 21:07 UTC
Woods-Keisling SharonCorporate Secretary, Treasurer
Tax withholdingCommon Stock 1,017 $14.21 $14,451.57
Disclosure

SEC source: 0001209191-19-018076 · doc4.xml · nonDerivative · entry 2

Woods-Keisling Sharon · CIK 0001447706 · Corporate Secretary, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,904

F2 · shares: On March 8, 2019, Ms. Woods surrendered 1,017 shares of Spok Holdings, Inc. ("the Company") common stock to the Company in payment of required tax withholdings due upon vesting of the time based awards. The price was based on the closing price per share of March 1, 2019 as reported on NASDAQ.

F2 · price: On March 8, 2019, Ms. Woods surrendered 1,017 shares of Spok Holdings, Inc. ("the Company") common stock to the Company in payment of required tax withholdings due upon vesting of the time based awards. The price was based on the closing price per share of March 1, 2019 as reported on NASDAQ.

Read SEC document
March 08, 2019 Filed Mar 8, 2019 21:07 UTC
Woods-Keisling SharonCorporate Secretary, Treasurer
Exercise / conversionCommon Stock 3,377 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-018076 · doc4.xml · nonDerivative · entry 1

Woods-Keisling Sharon · CIK 0001447706 · Corporate Secretary, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,921

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On March 8, 2019, shares were issued upon vesting of Restricted Stock Units ("RSUs") granted to Ms. Woods under the Spok Holdings, Inc. 2016 Long Term Incentive Plan (the "2016 LTIP").

F2 · price: On March 8, 2019, Ms. Woods surrendered 1,017 shares of Spok Holdings, Inc. ("the Company") common stock to the Company in payment of required tax withholdings due upon vesting of the time based awards. The price was based on the closing price per share of March 1, 2019 as reported on NASDAQ.

Read SEC document
March 08, 2019 Filed Mar 8, 2019 16:01 UTC
Culp-Fingerhut BonnieEx. VP, HR & Adminstration
Disposition to issuerRestricted Stock Units · Derivative 4,606 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-018054 · doc4.xml · derivative · entry 4

Culp-Fingerhut Bonnie · CIK 0001425517 · Ex. VP, HR & Adminstration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,133

Underlying: Common Stock · 4,606 shares

Expires not disclosed

F5 · derivative.exercise_price: On March 8, 2019, 4606 shares were forfeited due to performance criteria of the 2016 LTIP not being met.

F5 · derivative.exercise_date: On March 8, 2019, 4606 shares were forfeited due to performance criteria of the 2016 LTIP not being met.

F5 · derivative.expiration_date: On March 8, 2019, 4606 shares were forfeited due to performance criteria of the 2016 LTIP not being met.

Read SEC document
March 08, 2019 Filed Mar 8, 2019 16:01 UTC
Culp-Fingerhut BonnieEx. VP, HR & Adminstration
Exercise / conversionRestricted Stock Units · Derivative 4,605 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-018054 · doc4.xml · derivative · entry 3

Culp-Fingerhut Bonnie · CIK 0001425517 · Ex. VP, HR & Adminstration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,739

Underlying: Common Stock · 4,605 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: RSUs were granted to Ms. Culp under the 2016 LTIP. Each RSU represents a contingent right to receive one share of the issuer's Common Stock.

F4 · derivative.exercise_date: On March 8, 2019, 4605 shares vested under the 2016 LTIP.

F4 · derivative.expiration_date: On March 8, 2019, 4605 shares vested under the 2016 LTIP.

Read SEC document
March 08, 2019 Filed Mar 8, 2019 16:01 UTC
Culp-Fingerhut BonnieEx. VP, HR & Adminstration
Tax withholdingCommon Stock 2,077 $14.21 $29,514.17
Disclosure

SEC source: 0001209191-19-018054 · doc4.xml · nonDerivative · entry 2

Culp-Fingerhut Bonnie · CIK 0001425517 · Ex. VP, HR & Adminstration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,537

F2 · shares: On March 8, 2019 Ms. Culp surrendered 2,077 shares of Spok Holdings, Inc. (the "Company") common stock to the Company in payment of required tax withholdings due upon vesting of the Company's 2016 Long Term Incentive Plan. The price was based on the closing price per share of March 1, 2019 as reported on NASDAQ.

F2 · price: On March 8, 2019 Ms. Culp surrendered 2,077 shares of Spok Holdings, Inc. (the "Company") common stock to the Company in payment of required tax withholdings due upon vesting of the Company's 2016 Long Term Incentive Plan. The price was based on the closing price per share of March 1, 2019 as reported on NASDAQ.

Read SEC document
March 08, 2019 Filed Mar 8, 2019 16:01 UTC
Culp-Fingerhut BonnieEx. VP, HR & Adminstration
Exercise / conversionCommon Stock 4,605 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-018054 · doc4.xml · nonDerivative · entry 1

Culp-Fingerhut Bonnie · CIK 0001425517 · Ex. VP, HR & Adminstration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,614

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On March 8, 2019, shares were issued upon vesting of Restricted Stock Units ("RSUs") granted to Ms. Culp under the Spok Holdings, Inc. 2016 Long Term Incentive Plan (the "2016 LTIP").

F2 · price: On March 8, 2019 Ms. Culp surrendered 2,077 shares of Spok Holdings, Inc. (the "Company") common stock to the Company in payment of required tax withholdings due upon vesting of the Company's 2016 Long Term Incentive Plan. The price was based on the closing price per share of March 1, 2019 as reported on NASDAQ.

Read SEC document
March 08, 2019 Filed Mar 8, 2019 21:04 UTC
KELLY VINCENT DDirector · President & CEO
Disposition to issuerRestricted Stock Units · Derivative 40,939 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-018065 · doc4.xml · derivative · entry 4

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Third Amended and Restated Revocable Trust

Disclosed balance after: 212,017

Underlying: Common Stock · 40,939 shares

Expires not disclosed

F5 · derivative.exercise_price: On March 8, 2019, 40,939 shares were forfeited due to performance criteria of the 2016 LTIP not being met.

F5 · derivative.exercise_date: On March 8, 2019, 40,939 shares were forfeited due to performance criteria of the 2016 LTIP not being met.

F5 · derivative.expiration_date: On March 8, 2019, 40,939 shares were forfeited due to performance criteria of the 2016 LTIP not being met.

Read SEC document
March 08, 2019 Filed Mar 8, 2019 21:04 UTC
KELLY VINCENT DDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 40,938 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-018065 · doc4.xml · derivative · entry 3

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Third Amended and Restated Revocable Trust

Disclosed balance after: 252,956

Underlying: Common Stock · 40,938 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: RSUs were granted to Mr. Kelly under the 2016 LTIP. Each RSU represents a contingent right to receive one share of the issuer's Common Stock.

F4 · derivative.exercise_date: On March 8, 2019, 40,938 shares vested.

F4 · derivative.expiration_date: On March 8, 2019, 40,938 shares vested.

Read SEC document
March 08, 2019 Filed Mar 8, 2019 21:04 UTC
KELLY VINCENT DDirector · President & CEO
Tax withholdingCommon Stock 18,464 $14.21 $262,373.44
Disclosure

SEC source: 0001209191-19-018065 · doc4.xml · nonDerivative · entry 2

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Third Amended and Restated Revocable Trust

Disclosed balance after: 104,746

F2 · shares: On March 8, 2019, Mr. Kelly surrendered 18,464 shares of Spok Holdings, Inc. (the "Company") common stock to the Company in payment of required tax withholdings due upon vesting of the time based awards. The price was based on the closing price per share of March 1, 2019 as reported on NASDAQ.

F2 · price: On March 8, 2019, Mr. Kelly surrendered 18,464 shares of Spok Holdings, Inc. (the "Company") common stock to the Company in payment of required tax withholdings due upon vesting of the time based awards. The price was based on the closing price per share of March 1, 2019 as reported on NASDAQ.

Read SEC document
March 08, 2019 Filed Mar 8, 2019 21:04 UTC
KELLY VINCENT DDirector · President & CEO
Exercise / conversionCommon Stock 40,938 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-018065 · doc4.xml · nonDerivative · entry 1

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Third Amended and Restated Revocable Trust

Disclosed balance after: 123,210

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On March 8, 2019, shares were issued upon vesting of Restricted Stock Units ("RSUs") granted to Mr. Kelly under the Spok Holdings, Inc. 2016 Long Term Incentive Plan (the "2016 LTIP").

F2 · price: On March 8, 2019, Mr. Kelly surrendered 18,464 shares of Spok Holdings, Inc. (the "Company") common stock to the Company in payment of required tax withholdings due upon vesting of the time based awards. The price was based on the closing price per share of March 1, 2019 as reported on NASDAQ.

Read SEC document
March 08, 2019 Filed Mar 8, 2019 21:03 UTC
Goel HemantPresident of Spok, Inc.
Disposition to issuerRestricted Stock Units · Derivative 8,188 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-018061 · doc4.xml · derivative · entry 4

Goel Hemant · CIK 0001621391 · President of Spok, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,046

Underlying: Common Stock · 8,188 shares

Expires not disclosed

F5 · derivative.exercise_price: On March 8, 2019, 8,188 shares were forfeited due to performance criteria of the 2016 LTIP not being met.

F5 · derivative.exercise_date: On March 8, 2019, 8,188 shares were forfeited due to performance criteria of the 2016 LTIP not being met.

F5 · derivative.expiration_date: On March 8, 2019, 8,188 shares were forfeited due to performance criteria of the 2016 LTIP not being met.

Read SEC document
March 08, 2019 Filed Mar 8, 2019 21:03 UTC
Goel HemantPresident of Spok, Inc.
Exercise / conversionRestricted Stock Units · Derivative 8,187 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-018061 · doc4.xml · derivative · entry 3

Goel Hemant · CIK 0001621391 · President of Spok, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,234

Underlying: Common Stock · 8,187 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: RSUs were granted to Mr. Goel under the 2016 LTIP. Each RSU represents a contingent right to receive one share of the issuer's Common Stock.

F4 · derivative.exercise_date: On March 8, 2019, 8,187 shares vested.

F4 · derivative.expiration_date: On March 8, 2019, 8,187 shares vested.

Read SEC document
March 08, 2019 Filed Mar 8, 2019 21:03 UTC
Goel HemantPresident of Spok, Inc.
Tax withholdingCommon Stock 2,506 $14.21 $35,610.26
Disclosure

SEC source: 0001209191-19-018061 · doc4.xml · nonDerivative · entry 2

Goel Hemant · CIK 0001621391 · President of Spok, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,717

F2 · shares: On March 8, 2019, Mr. Goel surrendered 2,506 shares of Spok Holdings, Inc. (the "Company") common stock to the Company in payment of required tax withholdings due upon vesting of the time based awards. The price was based on the closing price per share of March 1, 2019 as reported on NASDAQ.

F2 · price: On March 8, 2019, Mr. Goel surrendered 2,506 shares of Spok Holdings, Inc. (the "Company") common stock to the Company in payment of required tax withholdings due upon vesting of the time based awards. The price was based on the closing price per share of March 1, 2019 as reported on NASDAQ.

Read SEC document
March 08, 2019 Filed Mar 8, 2019 21:03 UTC
Goel HemantPresident of Spok, Inc.
Exercise / conversionCommon Stock 8,187 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-018061 · doc4.xml · nonDerivative · entry 1

Goel Hemant · CIK 0001621391 · President of Spok, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,223

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On March 8, 2019, shares were issued upon vesting of Restricted Stock Units ("RSUs") granted to Mr. Goel under the Spok Holdings, Inc. 2016 Long Term Incentive Plan (the "2016 LTIP").

F2 · price: On March 8, 2019, Mr. Goel surrendered 2,506 shares of Spok Holdings, Inc. (the "Company") common stock to the Company in payment of required tax withholdings due upon vesting of the time based awards. The price was based on the closing price per share of March 1, 2019 as reported on NASDAQ.

Read SEC document
March 06, 2019 Filed Mar 7, 2019 21:07 UTC GrantCommon Stock 4,000 $13.47 $53,880.00
Disclosure

SEC source: 0001209191-19-017740 · doc4.xml · nonDerivative · entry 1

OREILLY BRIAN · CIK 0001263733 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,671

Read SEC document
March 04, 2019 Filed Mar 4, 2019 22:25 UTC
KELLY VINCENT DDirector · President & CEO
SaleCommon Stock 5,000 $13.80 $68,985.00
Disclosure

SEC source: 0001209191-19-015784 · doc4.xml · nonDerivative · entry 2

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 376,166

F1 · kind: The sale reported in this transaction was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on August 23, 2013.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 22:25 UTC
KELLY VINCENT DDirector · President & CEO
SaleCommon Stock 5,000 $14.13 $70,650.00
Disclosure

SEC source: 0001209191-19-015784 · doc4.xml · nonDerivative · entry 1

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 381,166

F1 · kind: The sale reported in this transaction was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on August 23, 2013.

Read SEC document
January 11, 2019 Filed Jan 11, 2019 21:03 UTC
WALLACE MICHAEL WChief Financial Officer & CAO
Exercise / conversionRestricted Stock Units · Derivative 14,057 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-003405 · doc4.xml · derivative · entry 3

WALLACE MICHAEL W · CIK 0001070123 · Chief Financial Officer & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,795

Underlying: Common Stock · 14,057 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the issuer's Common Stock.

F4 · derivative.exercise_date: On January 11, 2019, 14,057 shares vested.

F4 · derivative.expiration_date: On January 11, 2019, 14,057 shares vested.

Read SEC document
January 11, 2019 Filed Jan 11, 2019 21:03 UTC
WALLACE MICHAEL WChief Financial Officer & CAO
Tax withholdingCommon Stock 6,425 $13.59 $87,315.75
Disclosure

SEC source: 0001209191-19-003405 · doc4.xml · nonDerivative · entry 2

WALLACE MICHAEL W · CIK 0001070123 · Chief Financial Officer & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,314

F3 · shares: On January 11, 2019, Mr. Wallace surrendered 6,425 shares of Spok Holdings, Inc. ("the Company") common stock to the Company in payment of required tax withholdings due upon vesting of the time based awards. The price was based on the closing price per share of January 4, 2019 as reported on NASDAQ.

Read SEC document
January 11, 2019 Filed Jan 11, 2019 21:03 UTC
WALLACE MICHAEL WChief Financial Officer & CAO
Exercise / conversionCommon Stock 14,057 $13.59 $191,034.63
Disclosure

SEC source: 0001209191-19-003405 · doc4.xml · nonDerivative · entry 1

WALLACE MICHAEL W · CIK 0001070123 · Chief Financial Officer & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,739

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On January 11, 2019, shares were issued upon vesting of Restricted Stock Units ("RSUs") granted to Mr. Wallace.

F2 · price: Each RSU represents a contingent right to receive one share of the issuer's Common Stock.

Read SEC document
January 11, 2019 Filed Apr 3, 2019 20:14 UTC Amendment
WALLACE MICHAEL WChief Financial Officer & CAO
Exercise / conversionRestricted Stock Units · Derivative 14,057 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-023079 · doc4a.xml · derivative · entry 3

WALLACE MICHAEL W · CIK 0001070123 · Chief Financial Officer & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,068

Underlying: Common Stock · 14,057 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the issuer's Common Stock.

F5 · derivative.exercise_date: On January 11, 2019, 14,057 shares vested.

F5 · derivative.expiration_date: On January 11, 2019, 14,057 shares vested.

F3 · balance_after: The Form4A is being filed to correctly state the number of securities directly held by Mr. Wallace.

Read SEC document
January 11, 2019 Filed Apr 3, 2019 20:14 UTC Amendment
WALLACE MICHAEL WChief Financial Officer & CAO
Tax withholdingCommon Stock 6,425 $13.59 $87,315.75
Disclosure

SEC source: 0001209191-19-023079 · doc4a.xml · nonDerivative · entry 2

WALLACE MICHAEL W · CIK 0001070123 · Chief Financial Officer & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,087

F4 · shares: On January 11, 2019, Mr. Wallace surrendered 6,425 shares of Spok Holdings, Inc. ("the Company")common stock to the Company in payment of required tax withholdings due upon vesting of the time based awards. The price was based on the closing price per share of January 4, 2019 as reported on NASDAQ.

F3 · balance_after: The Form4A is being filed to correctly state the number of securities directly held by Mr. Wallace.

Read SEC document
January 11, 2019 Filed Apr 3, 2019 20:14 UTC Amendment
WALLACE MICHAEL WChief Financial Officer & CAO
Exercise / conversionCommon Stock 14,057 $13.59 $191,034.63
Disclosure

SEC source: 0001209191-19-023079 · doc4a.xml · nonDerivative · entry 1

WALLACE MICHAEL W · CIK 0001070123 · Chief Financial Officer & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,512

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On January 11, 2019, shares were issued upon vesting of Restricted Stock Units ("RSUs") granted to Mr. Wallace.

F2 · price: Each RSU represents a contingent right to receive one share of the issuer's Common Stock.

F3 · balance_after: The Form4A is being filed to correctly state the number of securities directly held by Mr. Wallace.

Read SEC document
January 02, 2019 Filed Jan 2, 2019 16:17 UTC GrantCommon Stock 1,320 $13.26 $17,503.20
Disclosure

SEC source: 0001209191-19-000255 · doc4.xml · nonDerivative · entry 1

ORISTANO MATTHEW · CIK 0000938257 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,982

Read SEC document
January 02, 2019 Filed Jan 2, 2019 21:21 UTC GrantCommon Stock 1,131 $13.26 $14,997.06
Disclosure

SEC source: 0001209191-19-000273 · doc4.xml · nonDerivative · entry 1

Hylton Stacia · CIK 0001650242 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,323

Read SEC document
January 02, 2019 Filed Jan 2, 2019 21:23 UTC
Stein Todd JDirector
GrantCommon Stock 0 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-000275 · doc4.xml · nonDerivative · entry 3

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital II, L.P.

Disclosed balance after: 465,594

F2 · shares: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F2 · price: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.