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NYSE · USD

SPGI

S&P Global Inc.

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Tapewire entity
2879
SEC CIK
0000064040
Parsed reports
1,240

Last 12 months

Inside the activity.

6 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202510
Jan 202600
Feb 202620
Mar 202600
Apr 202620
May 202610
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 02, 2018 Filed Jan 4, 2018 20:00 UTC GrantPhantom Stock Units · Derivative 1,606.72 $168.12 Strike: $0.00 $270,121.77
Disclosure

SEC source: 0000064040-18-000028 · wf-form4_151509598612824.xml · derivative · entry 2

SCHMOKE KURT L · CIK 0001206671 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,174.38

Underlying: Common Stock · 1,606.72 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on January 2, 2018.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 20:04 UTC GrantPhantom Stock Units · Derivative 1,579.8 $168.12 Strike: $0.00 $265,595.98
Disclosure

SEC source: 0000064040-18-000032 · wf-form4_151509624141933.xml · derivative · entry 2

RUST EDWARD B JR · CIK 0001196159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,172.61

Underlying: Common Stock · 1,579.8 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on January 2, 2018.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 20:05 UTC GrantPhantom Stock Units · Derivative 900.92 $168.12 Strike: $0.00 $151,462.67
Disclosure

SEC source: 0000064040-18-000034 · wf-form4_151509634324218.xml · derivative · entry 2

Hill Stephanie C. · CIK 0001696020 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 900.92

Underlying: Common Stock · 900.92 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on January 2, 2018.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 20:07 UTC
Rake MichaelDirector
GrantPhantom Stock Units · Derivative 1,307.17 $168.12 Strike: $0.00 $219,761.42
Disclosure

SEC source: 0000064040-18-000036 · wf-form4_151509645764379.xml · derivative · entry 2

Rake Michael · CIK 0001420787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,634.03

Underlying: Common Stock · 1,307.17 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on January 2, 2018.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 20:09 UTC GrantPhantom Stock Units · Derivative 903.52 $168.12 Strike: $0.00 $151,899.78
Disclosure

SEC source: 0000064040-18-000038 · wf-form4_151509656599333.xml · derivative · entry 2

Leroux Monique F. · CIK 0001686366 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,169.65

Underlying: Common Stock · 903.52 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on January 2, 2018.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 20:10 UTC GrantPhantom Stock Units · Derivative 2,566.48 $168.12 Strike: $0.00 $431,476.62
Disclosure

SEC source: 0000064040-18-000040 · wf-form4_151509663562568.xml · derivative · entry 2

HALDEMAN CHARLES E · CIK 0001202325 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,609.65

Underlying: Common Stock · 2,566.48 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on January 2, 2018.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 20:12 UTC GrantPhantom Stock Units · Derivative 1,687.58 $168.12 Strike: $0.00 $283,715.95
Disclosure

SEC source: 0000064040-18-000042 · wf-form4_151509672207976.xml · derivative · entry 2

THORNBURGH RICHARD E · CIK 0001369635 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,676.59

Underlying: Common Stock · 1,687.58 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on January 2, 2018.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 20:13 UTC GrantPhantom Stock Units · Derivative 988.68 $168.12 Strike: $0.00 $166,216.88
Disclosure

SEC source: 0000064040-18-000044 · wf-form4_151509681035458.xml · derivative · entry 2

GREEN WILLIAM D · CIK 0001232906 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,984.91

Underlying: Common Stock · 988.68 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on January 2, 2018.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 20:14 UTC
Alvera MarcoDirector
GrantPhantom Stock Units · Derivative 748.96 $168.12 Strike: $0.00 $125,915.16
Disclosure

SEC source: 0000064040-18-000046 · wf-form4_151509688306341.xml · derivative · entry 2

Alvera Marco · CIK 0001700756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 748.96

Underlying: Common Stock · 748.96 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on January 2, 2018.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 20:20 UTC GrantPhantom Stock Units · Derivative 903.52 $168.12 Strike: $0.00 $151,899.78
Disclosure

SEC source: 0000064040-18-000048 · wf-form4_151509723932145.xml · derivative · entry 2

Morris Maria R · CIK 0001423154 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,169.65

Underlying: Common Stock · 903.52 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on January 2, 2018.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 20:41 UTC
BERISFORD JOHN LPresident, S&P Ratings
Exercise / conversionRestricted Stock Units · Derivative 995 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-18-000002 · wf-form4_151501206575287.xml · derivative · entry 6

BERISFORD JOHN L · CIK 0001449719 · President, S&P Ratings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,020

Underlying: Common Stock · 995 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F3 · derivative.exercise_date: The restricted stock units vested 33% on 12/31/2017, and will vest 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F3 · derivative.expiration_date: The restricted stock units vested 33% on 12/31/2017, and will vest 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 20:41 UTC
BERISFORD JOHN LPresident, S&P Ratings
Exercise / conversionRestricted Stock Units · Derivative 2,447 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-18-000002 · wf-form4_151501206575287.xml · derivative · entry 5

BERISFORD JOHN L · CIK 0001449719 · President, S&P Ratings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,447 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: The restricted stock units vested on December 31, 2017.

F2 · derivative.expiration_date: The restricted stock units vested on December 31, 2017.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 20:41 UTC
BERISFORD JOHN LPresident, S&P Ratings
Exercise / conversionCommon Stock 995 $169.40 $168,553.00
Disclosure

SEC source: 0000064040-18-000002 · wf-form4_151501206575287.xml · nonDerivative · entry 4

BERISFORD JOHN L · CIK 0001449719 · President, S&P Ratings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,596

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 20:41 UTC
BERISFORD JOHN LPresident, S&P Ratings
Tax withholdingCommon Stock 366 $169.40 $62,000.40
Disclosure

SEC source: 0000064040-18-000002 · wf-form4_151501206575287.xml · nonDerivative · entry 3

BERISFORD JOHN L · CIK 0001449719 · President, S&P Ratings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,601

Read SEC document
December 31, 2017 Filed Jan 3, 2018 20:41 UTC
BERISFORD JOHN LPresident, S&P Ratings
Tax withholdingCommon Stock 935 $169.40 $158,389.00
Disclosure

SEC source: 0000064040-18-000002 · wf-form4_151501206575287.xml · nonDerivative · entry 2

BERISFORD JOHN L · CIK 0001449719 · President, S&P Ratings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,967

Read SEC document
December 31, 2017 Filed Jan 3, 2018 20:41 UTC
BERISFORD JOHN LPresident, S&P Ratings
Exercise / conversionCommon Stock 2,447 $169.40 $414,521.80
Disclosure

SEC source: 0000064040-18-000002 · wf-form4_151501206575287.xml · nonDerivative · entry 1

BERISFORD JOHN L · CIK 0001449719 · President, S&P Ratings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,902

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 20:43 UTC
CHEUNG MARTINAEMD, Head of Global Risk Svcs
Exercise / conversionRestricted Stock Units · Derivative 191 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-18-000004 · wf-form4_151501220047963.xml · derivative · entry 6

CHEUNG MARTINA · CIK 0001657890 · EMD, Head of Global Risk Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 389

Underlying: Common Stock · 191 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: The restricted stock units vested 33% on 12/31/2017 and will vest 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date

F2 · derivative.expiration_date: The restricted stock units vested 33% on 12/31/2017 and will vest 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date

Read SEC document
December 31, 2017 Filed Jan 3, 2018 20:43 UTC
CHEUNG MARTINAEMD, Head of Global Risk Svcs
Exercise / conversionRestricted Stock Units · Derivative 500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-18-000004 · wf-form4_151501220047963.xml · derivative · entry 5

CHEUNG MARTINA · CIK 0001657890 · EMD, Head of Global Risk Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 500 shares

Expires 2017-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 20:43 UTC
CHEUNG MARTINAEMD, Head of Global Risk Svcs
Tax withholdingCommon Stock 89 $169.40 $15,076.60
Disclosure

SEC source: 0000064040-18-000004 · wf-form4_151501220047963.xml · nonDerivative · entry 4

CHEUNG MARTINA · CIK 0001657890 · EMD, Head of Global Risk Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,800

Read SEC document
December 31, 2017 Filed Jan 3, 2018 20:43 UTC
CHEUNG MARTINAEMD, Head of Global Risk Svcs
Tax withholdingCommon Stock 233 $169.40 $39,470.20
Disclosure

SEC source: 0000064040-18-000004 · wf-form4_151501220047963.xml · nonDerivative · entry 3

CHEUNG MARTINA · CIK 0001657890 · EMD, Head of Global Risk Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,889

Read SEC document
December 31, 2017 Filed Jan 3, 2018 20:43 UTC
CHEUNG MARTINAEMD, Head of Global Risk Svcs
Exercise / conversionCommon Stock 191 $169.40 $32,355.40
Disclosure

SEC source: 0000064040-18-000004 · wf-form4_151501220047963.xml · nonDerivative · entry 2

CHEUNG MARTINA · CIK 0001657890 · EMD, Head of Global Risk Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,122

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 20:43 UTC
CHEUNG MARTINAEMD, Head of Global Risk Svcs
Exercise / conversionCommon Stock 500 $169.40 $84,700.00
Disclosure

SEC source: 0000064040-18-000004 · wf-form4_151501220047963.xml · nonDerivative · entry 1

CHEUNG MARTINA · CIK 0001657890 · EMD, Head of Global Risk Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,931

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 20:45 UTC
Chinn MichaelPresident, Market Intelligence
Exercise / conversionRestricted Stock Units · Derivative 804 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-18-000006 · wf-form4_151501231199381.xml · derivative · entry 6

Chinn Michael · CIK 0001652374 · President, Market Intelligence

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,631

Underlying: Common Stock · 804 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: The restricted stock units vested 33% on 12/31/2017 and will vest 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: The restricted stock units vested 33% on 12/31/2017 and will vest 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 20:45 UTC
Chinn MichaelPresident, Market Intelligence
Exercise / conversionRestricted Stock Units · Derivative 2,036 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-18-000006 · wf-form4_151501231199381.xml · derivative · entry 5

Chinn Michael · CIK 0001652374 · President, Market Intelligence

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,036 shares

Expires 2017-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 20:45 UTC
Chinn MichaelPresident, Market Intelligence
Tax withholdingCommon Stock 267 $169.40 $45,229.80
Disclosure

SEC source: 0000064040-18-000006 · wf-form4_151501231199381.xml · nonDerivative · entry 4

Chinn Michael · CIK 0001652374 · President, Market Intelligence

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,058

Read SEC document
December 31, 2017 Filed Jan 3, 2018 20:45 UTC
Chinn MichaelPresident, Market Intelligence
Tax withholdingCommon Stock 711 $169.40 $120,443.40
Disclosure

SEC source: 0000064040-18-000006 · wf-form4_151501231199381.xml · nonDerivative · entry 3

Chinn Michael · CIK 0001652374 · President, Market Intelligence

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,325

Read SEC document
December 31, 2017 Filed Jan 3, 2018 20:45 UTC
Chinn MichaelPresident, Market Intelligence
Exercise / conversionCommon Stock 804 $169.40 $136,197.60
Disclosure

SEC source: 0000064040-18-000006 · wf-form4_151501231199381.xml · nonDerivative · entry 2

Chinn Michael · CIK 0001652374 · President, Market Intelligence

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,036

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 20:45 UTC
Chinn MichaelPresident, Market Intelligence
Exercise / conversionCommon Stock 2,036 $169.40 $344,898.40
Disclosure

SEC source: 0000064040-18-000006 · wf-form4_151501231199381.xml · nonDerivative · entry 1

Chinn Michael · CIK 0001652374 · President, Market Intelligence

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,232

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 20:47 UTC
Fraenkel MartinPresident, Platts
Exercise / conversionRestricted Stock Units · Derivative 383 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-18-000008 · wf-form4_151501243983845.xml · derivative · entry 9

Fraenkel Martin · CIK 0001686618 · President, Platts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 777

Underlying: Common Stock · 383 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: The restricted stock units vested 33% on 12/31/2017 and will vest 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: The restricted stock units vested 33% on 12/31/2017 and will vest 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 20:47 UTC
Fraenkel MartinPresident, Platts
Exercise / conversionRestricted Stock Units · Derivative 34 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-18-000008 · wf-form4_151501243983845.xml · derivative · entry 8

Fraenkel Martin · CIK 0001686618 · President, Platts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69

Underlying: Common Stock · 34 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: The restricted stock units vested 33% on 12/31/2017 and will vest 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: The restricted stock units vested 33% on 12/31/2017 and will vest 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 20:47 UTC
Fraenkel MartinPresident, Platts
Exercise / conversionRestricted Stock Units · Derivative 506 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-18-000008 · wf-form4_151501243983845.xml · derivative · entry 7

Fraenkel Martin · CIK 0001686618 · President, Platts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 506 shares

Expires 2017-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

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December 31, 2017 Filed Jan 3, 2018 20:47 UTC
Fraenkel MartinPresident, Platts
Tax withholdingCommon Stock 16 $169.40 $2,710.40
Disclosure

SEC source: 0000064040-18-000008 · wf-form4_151501243983845.xml · nonDerivative · entry 6

Fraenkel Martin · CIK 0001686618 · President, Platts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 488

Read SEC document
December 31, 2017 Filed Jan 3, 2018 20:47 UTC
Fraenkel MartinPresident, Platts
Tax withholdingCommon Stock 181 $169.40 $30,661.40
Disclosure

SEC source: 0000064040-18-000008 · wf-form4_151501243983845.xml · nonDerivative · entry 5

Fraenkel Martin · CIK 0001686618 · President, Platts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 504

Read SEC document
December 31, 2017 Filed Jan 3, 2018 20:47 UTC
Fraenkel MartinPresident, Platts
Tax withholdingCommon Stock 238 $169.40 $40,317.20
Disclosure

SEC source: 0000064040-18-000008 · wf-form4_151501243983845.xml · nonDerivative · entry 4

Fraenkel Martin · CIK 0001686618 · President, Platts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 685

Read SEC document
December 31, 2017 Filed Jan 3, 2018 20:47 UTC
Fraenkel MartinPresident, Platts
Exercise / conversionCommon Stock 383 $169.40 $64,880.20
Disclosure

SEC source: 0000064040-18-000008 · wf-form4_151501243983845.xml · nonDerivative · entry 3

Fraenkel Martin · CIK 0001686618 · President, Platts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 923

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 20:47 UTC
Fraenkel MartinPresident, Platts
Exercise / conversionCommon Stock 34 $169.40 $5,759.60
Disclosure

SEC source: 0000064040-18-000008 · wf-form4_151501243983845.xml · nonDerivative · entry 2

Fraenkel Martin · CIK 0001686618 · President, Platts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 540

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 20:47 UTC
Fraenkel MartinPresident, Platts
Exercise / conversionCommon Stock 506 $169.40 $85,716.40
Disclosure

SEC source: 0000064040-18-000008 · wf-form4_151501243983845.xml · nonDerivative · entry 1

Fraenkel Martin · CIK 0001686618 · President, Platts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 506

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 20:49 UTC
Geduldig CourtneyEVP, Public Affairs
Exercise / conversionRestricted Stock Units · Derivative 325 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-18-000010 · wf-form4_151501257603717.xml · derivative · entry 9

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 661

Underlying: Common Stock · 325 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: The restricted stock units vested 33% on 12/31/2017 and will vest 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: The restricted stock units vested 33% on 12/31/2017 and will vest 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 20:49 UTC
Geduldig CourtneyEVP, Public Affairs
Exercise / conversionRestricted Stock Units · Derivative 145 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-18-000010 · wf-form4_151501257603717.xml · derivative · entry 8

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 145 shares

Expires 2017-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 20:49 UTC
Geduldig CourtneyEVP, Public Affairs
Exercise / conversionRestricted Stock Units · Derivative 1,144 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-18-000010 · wf-form4_151501257603717.xml · derivative · entry 7

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,144 shares

Expires 2017-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 20:49 UTC
Geduldig CourtneyEVP, Public Affairs
Tax withholdingCommon Stock 108 $169.40 $18,295.20
Disclosure

SEC source: 0000064040-18-000010 · wf-form4_151501257603717.xml · nonDerivative · entry 6

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,301

Read SEC document
December 31, 2017 Filed Jan 3, 2018 20:49 UTC
Geduldig CourtneyEVP, Public Affairs
Tax withholdingCommon Stock 48 $169.40 $8,131.20
Disclosure

SEC source: 0000064040-18-000010 · wf-form4_151501257603717.xml · nonDerivative · entry 5

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,409

Read SEC document
December 31, 2017 Filed Jan 3, 2018 20:49 UTC
Geduldig CourtneyEVP, Public Affairs
Tax withholdingCommon Stock 416 $169.40 $70,470.40
Disclosure

SEC source: 0000064040-18-000010 · wf-form4_151501257603717.xml · nonDerivative · entry 4

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,457

Read SEC document
December 31, 2017 Filed Jan 3, 2018 20:49 UTC
Geduldig CourtneyEVP, Public Affairs
Exercise / conversionCommon Stock 325 $169.40 $55,055.00
Disclosure

SEC source: 0000064040-18-000010 · wf-form4_151501257603717.xml · nonDerivative · entry 3

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,873

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 20:49 UTC
Geduldig CourtneyEVP, Public Affairs
Exercise / conversionCommon Stock 145 $169.40 $24,563.00
Disclosure

SEC source: 0000064040-18-000010 · wf-form4_151501257603717.xml · nonDerivative · entry 2

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,548

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 20:49 UTC
Geduldig CourtneyEVP, Public Affairs
Exercise / conversionCommon Stock 1,144 $169.40 $193,793.60
Disclosure

SEC source: 0000064040-18-000010 · wf-form4_151501257603717.xml · nonDerivative · entry 1

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,403

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 20:51 UTC
Kemps Steven JEVP, General Counsel
Exercise / conversionRestricted Stock Units · Derivative 727 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-18-000012 · wf-form4_151501267097348.xml · derivative · entry 3

Kemps Steven J · CIK 0001438987 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,476

Underlying: Common Stock · 727 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: The restricted stock units vested 33% on 12/31/2017 and will vest 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: The restricted stock units vested 33% on 12/31/2017 and will vest 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 20:51 UTC
Kemps Steven JEVP, General Counsel
Tax withholdingCommon Stock 308 $169.40 $52,175.20
Disclosure

SEC source: 0000064040-18-000012 · wf-form4_151501267097348.xml · nonDerivative · entry 2

Kemps Steven J · CIK 0001438987 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 996

Read SEC document
December 31, 2017 Filed Jan 3, 2018 20:51 UTC
Kemps Steven JEVP, General Counsel
Exercise / conversionCommon Stock 727 $169.40 $123,153.80
Disclosure

SEC source: 0000064040-18-000012 · wf-form4_151501267097348.xml · nonDerivative · entry 1

Kemps Steven J · CIK 0001438987 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,304

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 20:53 UTC
Luquette NancySVP, Chief Risk & Audit Exec
Exercise / conversionRestricted Stock Units · Derivative 191 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-18-000014 · wf-form4_151501277584603.xml · derivative · entry 6

Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 389

Underlying: Common Stock · 191 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: The restricted stock units vested 33% on 12/31/2017 and will vest 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: The restricted stock units vested 33% on 12/31/2017 and will vest 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.