Last 12 months
Inside the activity.
6 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 1 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 2 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 2 | 0 |
| May 2026 | 1 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 31, 2018 Filed Jan 4, 2019 02:05 UTC |
Kocherlakota Sitarama SwamyChief Information Officer
|
Tax withholdingCommon Stock | 105 | $169.94 | $17,843.70 |
DisclosureSEC source: 0000064040-19-000012 · wf-form4_154656750237578.xml · nonDerivative · entry 4 Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,074 Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:05 UTC |
Kocherlakota Sitarama SwamyChief Information Officer
|
Tax withholdingCommon Stock | 114 | $169.94 | $19,373.16 |
DisclosureSEC source: 0000064040-19-000012 · wf-form4_154656750237578.xml · nonDerivative · entry 3 Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,179 Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:05 UTC |
Kocherlakota Sitarama SwamyChief Information Officer
|
Exercise / conversionCommon Stock | 265 | $169.94 | $45,034.10 |
DisclosureSEC source: 0000064040-19-000012 · wf-form4_154656750237578.xml · nonDerivative · entry 2 Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,293 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:05 UTC |
Kocherlakota Sitarama SwamyChief Information Officer
|
Exercise / conversionCommon Stock | 288 | $169.94 | $48,942.72 |
DisclosureSEC source: 0000064040-19-000012 · wf-form4_154656750237578.xml · nonDerivative · entry 1 Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,028 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:09 UTC |
Luquette NancySVP, Chief Risk & Audit Exec
|
Exercise / conversionRestricted Stock Units · Derivative | 159 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-19-000015 · wf-form4_154656773092486.xml · derivative · entry 9 Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 323 Underlying: Common Stock · 159 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F3 · derivative.exercise_date: As previously reported, the reporting person was granted 482 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F3 · derivative.expiration_date: As previously reported, the reporting person was granted 482 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:09 UTC |
Luquette NancySVP, Chief Risk & Audit Exec
|
Exercise / conversionRestricted Stock Units · Derivative | 191 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-19-000015 · wf-form4_154656773092486.xml · derivative · entry 8 Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198 Underlying: Common Stock · 191 shares Expires 2019-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2 · derivative.exercise_date: As previously reported, the reporting person was granted 580 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F2 · derivative.expiration_date: As previously reported, the reporting person was granted 580 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:09 UTC |
Luquette NancySVP, Chief Risk & Audit Exec
|
Exercise / conversionRestricted Stock Units · Derivative | 604 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-19-000015 · wf-form4_154656773092486.xml · derivative · entry 7 Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 604 shares Expires 2018-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:09 UTC |
Luquette NancySVP, Chief Risk & Audit Exec
|
Tax withholdingCommon Stock | 53 | $169.94 | $9,006.82 |
DisclosureSEC source: 0000064040-19-000015 · wf-form4_154656773092486.xml · nonDerivative · entry 6 Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 894 Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:09 UTC |
Luquette NancySVP, Chief Risk & Audit Exec
|
Tax withholdingCommon Stock | 75 | $169.94 | $12,745.50 |
DisclosureSEC source: 0000064040-19-000015 · wf-form4_154656773092486.xml · nonDerivative · entry 5 Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 947 Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:09 UTC |
Luquette NancySVP, Chief Risk & Audit Exec
|
Tax withholdingCommon Stock | 238 | $169.94 | $40,445.72 |
DisclosureSEC source: 0000064040-19-000015 · wf-form4_154656773092486.xml · nonDerivative · entry 4 Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,022 Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:09 UTC |
Luquette NancySVP, Chief Risk & Audit Exec
|
Exercise / conversionCommon Stock | 159 | $169.94 | $27,020.46 |
DisclosureSEC source: 0000064040-19-000015 · wf-form4_154656773092486.xml · nonDerivative · entry 3 Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,260 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:09 UTC |
Luquette NancySVP, Chief Risk & Audit Exec
|
Exercise / conversionCommon Stock | 191 | $169.94 | $32,458.54 |
DisclosureSEC source: 0000064040-19-000015 · wf-form4_154656773092486.xml · nonDerivative · entry 2 Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,101 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:09 UTC |
Luquette NancySVP, Chief Risk & Audit Exec
|
Exercise / conversionCommon Stock | 604 | $169.94 | $102,643.76 |
DisclosureSEC source: 0000064040-19-000015 · wf-form4_154656773092486.xml · nonDerivative · entry 1 Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 910 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:09 UTC |
Craig ChristopherSVP and Controller
|
Exercise / conversionRestricted Stock Units · Derivative | 69 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-19-000016 · wf-form4_154656774863917.xml · derivative · entry 9 Craig Christopher · CIK 0001753369 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140 Underlying: Common Stock · 69 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F3 · derivative.exercise_date: As previously reported, the reporting person was granted 209 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F3 · derivative.expiration_date: As previously reported, the reporting person was granted 209 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:09 UTC |
Craig ChristopherSVP and Controller
|
Exercise / conversionRestricted Stock Units · Derivative | 77 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-19-000016 · wf-form4_154656774863917.xml · derivative · entry 8 Craig Christopher · CIK 0001753369 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78 Underlying: Common Stock · 77 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2 · derivative.exercise_date: As previously reported, the reporting person was granted 232 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F2 · derivative.expiration_date: As previously reported, the reporting person was granted 232 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:09 UTC |
Craig ChristopherSVP and Controller
|
Exercise / conversionRestricted Stock Units · Derivative | 302 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-19-000016 · wf-form4_154656774863917.xml · derivative · entry 7 Craig Christopher · CIK 0001753369 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 302 shares Expires 2018-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:09 UTC |
Craig ChristopherSVP and Controller
|
Tax withholdingCommon Stock | 28 | $169.94 | $4,758.32 |
DisclosureSEC source: 0000064040-19-000016 · wf-form4_154656774863917.xml · nonDerivative · entry 6 Craig Christopher · CIK 0001753369 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,800 Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:09 UTC |
Craig ChristopherSVP and Controller
|
Tax withholdingCommon Stock | 31 | $169.94 | $5,268.14 |
DisclosureSEC source: 0000064040-19-000016 · wf-form4_154656774863917.xml · nonDerivative · entry 5 Craig Christopher · CIK 0001753369 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,828 Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:09 UTC |
Craig ChristopherSVP and Controller
|
Tax withholdingCommon Stock | 120 | $169.94 | $20,392.80 |
DisclosureSEC source: 0000064040-19-000016 · wf-form4_154656774863917.xml · nonDerivative · entry 4 Craig Christopher · CIK 0001753369 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,859 Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:09 UTC |
Craig ChristopherSVP and Controller
|
Exercise / conversionCommon Stock | 69 | $169.94 | $11,725.86 |
DisclosureSEC source: 0000064040-19-000016 · wf-form4_154656774863917.xml · nonDerivative · entry 3 Craig Christopher · CIK 0001753369 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,979 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:09 UTC |
Craig ChristopherSVP and Controller
|
Exercise / conversionCommon Stock | 77 | $169.94 | $13,085.38 |
DisclosureSEC source: 0000064040-19-000016 · wf-form4_154656774863917.xml · nonDerivative · entry 2 Craig Christopher · CIK 0001753369 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,910 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:09 UTC |
Craig ChristopherSVP and Controller
|
Exercise / conversionCommon Stock | 302 | $169.94 | $51,321.88 |
DisclosureSEC source: 0000064040-19-000016 · wf-form4_154656774863917.xml · nonDerivative · entry 1 Craig Christopher · CIK 0001753369 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,833 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:13 UTC |
Fraenkel MartinPresident, Platts
|
Exercise / conversionRestricted Stock Units · Derivative | 371 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-19-000019 · wf-form4_154656796253556.xml · derivative · entry 12 Fraenkel Martin · CIK 0001686618 · President, Platts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 754 Underlying: Common Stock · 371 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F4 · derivative.exercise_date: As previously reported, the reporting person was granted 1,125 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F4 · derivative.expiration_date: As previously reported, the reporting person was granted 1,125 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:13 UTC |
Fraenkel MartinPresident, Platts
|
Exercise / conversionRestricted Stock Units · Derivative | 383 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-19-000019 · wf-form4_154656796253556.xml · derivative · entry 11 Fraenkel Martin · CIK 0001686618 · President, Platts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 394 Underlying: Common Stock · 383 shares Expires 2019-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F3 · derivative.exercise_date: As previously reported, the reporting person was granted 1,160 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F3 · derivative.expiration_date: As previously reported, the reporting person was granted 1,160 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:13 UTC |
Fraenkel MartinPresident, Platts
|
Exercise / conversionRestricted Stock Units · Derivative | 34 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-19-000019 · wf-form4_154656796253556.xml · derivative · entry 10 Fraenkel Martin · CIK 0001686618 · President, Platts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35 Underlying: Common Stock · 34 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2 · derivative.exercise_date: As previously reported, the reporting person was granted 103 restricted stock units on 07/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F2 · derivative.expiration_date: As previously reported, the reporting person was granted 103 restricted stock units on 07/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:13 UTC |
Fraenkel MartinPresident, Platts
|
Exercise / conversionRestricted Stock Units · Derivative | 499 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-19-000019 · wf-form4_154656796253556.xml · derivative · entry 9 Fraenkel Martin · CIK 0001686618 · President, Platts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 499 shares Expires 2018-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:13 UTC |
Fraenkel MartinPresident, Platts
|
Tax withholdingCommon Stock | 175 | $169.94 | $29,739.50 |
DisclosureSEC source: 0000064040-19-000019 · wf-form4_154656796253556.xml · nonDerivative · entry 8 Fraenkel Martin · CIK 0001686618 · President, Platts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,929 Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:13 UTC |
Fraenkel MartinPresident, Platts
|
Tax withholdingCommon Stock | 16 | $169.94 | $2,719.04 |
DisclosureSEC source: 0000064040-19-000019 · wf-form4_154656796253556.xml · nonDerivative · entry 7 Fraenkel Martin · CIK 0001686618 · President, Platts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,104 Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:13 UTC |
Fraenkel MartinPresident, Platts
|
Tax withholdingCommon Stock | 181 | $169.94 | $30,759.14 |
DisclosureSEC source: 0000064040-19-000019 · wf-form4_154656796253556.xml · nonDerivative · entry 6 Fraenkel Martin · CIK 0001686618 · President, Platts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,120 Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:13 UTC |
Fraenkel MartinPresident, Platts
|
Tax withholdingCommon Stock | 235 | $169.94 | $39,935.90 |
DisclosureSEC source: 0000064040-19-000019 · wf-form4_154656796253556.xml · nonDerivative · entry 5 Fraenkel Martin · CIK 0001686618 · President, Platts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,301 Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:13 UTC |
Fraenkel MartinPresident, Platts
|
Exercise / conversionCommon Stock | 371 | $169.94 | $63,047.74 |
DisclosureSEC source: 0000064040-19-000019 · wf-form4_154656796253556.xml · nonDerivative · entry 4 Fraenkel Martin · CIK 0001686618 · President, Platts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,536 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:13 UTC |
Fraenkel MartinPresident, Platts
|
Exercise / conversionCommon Stock | 383 | $169.94 | $65,087.02 |
DisclosureSEC source: 0000064040-19-000019 · wf-form4_154656796253556.xml · nonDerivative · entry 3 Fraenkel Martin · CIK 0001686618 · President, Platts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,165 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:13 UTC |
Fraenkel MartinPresident, Platts
|
Exercise / conversionCommon Stock | 34 | $169.94 | $5,777.96 |
DisclosureSEC source: 0000064040-19-000019 · wf-form4_154656796253556.xml · nonDerivative · entry 2 Fraenkel Martin · CIK 0001686618 · President, Platts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,782 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:13 UTC |
Fraenkel MartinPresident, Platts
|
Exercise / conversionCommon Stock | 499 | $169.94 | $84,800.06 |
DisclosureSEC source: 0000064040-19-000019 · wf-form4_154656796253556.xml · nonDerivative · entry 1 Fraenkel Martin · CIK 0001686618 · President, Platts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,748 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:13 UTC |
Manis DimitraChief People Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 420 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-19-000020 · wf-form4_154656801296310.xml · derivative · entry 3 Manis Dimitra · CIK 0001740534 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 853 Underlying: Common Stock · 420 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2 · derivative.exercise_date: As previously reported, the reporting person was granted 1,273 restricted stock units on 06/01/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F2 · derivative.expiration_date: As previously reported, the reporting person was granted 1,273 restricted stock units on 06/01/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:13 UTC |
Manis DimitraChief People Officer
|
Tax withholdingCommon Stock | 183 | $169.94 | $31,099.02 |
DisclosureSEC source: 0000064040-19-000020 · wf-form4_154656801296310.xml · nonDerivative · entry 2 Manis Dimitra · CIK 0001740534 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237 Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:13 UTC |
Manis DimitraChief People Officer
|
Exercise / conversionCommon Stock | 420 | $169.94 | $71,374.80 |
DisclosureSEC source: 0000064040-19-000020 · wf-form4_154656801296310.xml · nonDerivative · entry 1 Manis Dimitra · CIK 0001740534 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 420 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:16 UTC |
Steenbergen Ewout LEVP & Chief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,207 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-19-000023 · wf-form4_154656815766069.xml · derivative · entry 6 Steenbergen Ewout L · CIK 0001574918 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,450 Underlying: Common Stock · 1,207 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F3 · derivative.exercise_date: As previously reported, the reporting person was granted 3,657 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F3 · derivative.expiration_date: As previously reported, the reporting person was granted 3,657 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:16 UTC |
Steenbergen Ewout LEVP & Chief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,378 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-19-000023 · wf-form4_154656815766069.xml · derivative · entry 5 Steenbergen Ewout L · CIK 0001574918 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,419 Underlying: Common Stock · 1,378 shares Expires 2019-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2 · derivative.exercise_date: As previously reported, the reporting person was granted 4,175 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F2 · derivative.expiration_date: As previously reported, the reporting person was granted 4,175 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:16 UTC |
Steenbergen Ewout LEVP & Chief Financial Officer
|
Tax withholdingCommon Stock | 462 | $169.94 | $78,512.28 |
DisclosureSEC source: 0000064040-19-000023 · wf-form4_154656815766069.xml · nonDerivative · entry 4 Steenbergen Ewout L · CIK 0001574918 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,139 Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:16 UTC |
Steenbergen Ewout LEVP & Chief Financial Officer
|
Tax withholdingCommon Stock | 565 | $169.94 | $96,016.10 |
DisclosureSEC source: 0000064040-19-000023 · wf-form4_154656815766069.xml · nonDerivative · entry 3 Steenbergen Ewout L · CIK 0001574918 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,601 Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:16 UTC |
Steenbergen Ewout LEVP & Chief Financial Officer
|
Exercise / conversionCommon Stock | 1,207 | $169.94 | $205,117.58 |
DisclosureSEC source: 0000064040-19-000023 · wf-form4_154656815766069.xml · nonDerivative · entry 2 Steenbergen Ewout L · CIK 0001574918 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,166 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:16 UTC |
Steenbergen Ewout LEVP & Chief Financial Officer
|
Exercise / conversionCommon Stock | 1,378 | $169.94 | $234,177.32 |
DisclosureSEC source: 0000064040-19-000023 · wf-form4_154656815766069.xml · nonDerivative · entry 1 Steenbergen Ewout L · CIK 0001574918 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,959 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:17 UTC |
Matturri Alexander JRCEO, S&P Dow Jones Indices
|
Exercise / conversionRestricted Stock Units · Derivative | 244 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-19-000024 · wf-form4_154656821364898.xml · derivative · entry 10 Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 495 Underlying: Common Stock · 244 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F5 · derivative.exercise_date: As previously reported, the reporting person was granted 739 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F5 · derivative.expiration_date: As previously reported, the reporting person was granted 739 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:17 UTC |
Matturri Alexander JRCEO, S&P Dow Jones Indices
|
Exercise / conversionRestricted Stock Units · Derivative | 306 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-19-000024 · wf-form4_154656821364898.xml · derivative · entry 9 Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316 Underlying: Common Stock · 306 shares Expires 2019-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F4 · derivative.exercise_date: As previously reported, the reporting person was granted 928 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F4 · derivative.expiration_date: As previously reported, the reporting person was granted 928 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:17 UTC |
Matturri Alexander JRCEO, S&P Dow Jones Indices
|
Exercise / conversionRestricted Stock Units · Derivative | 967 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-19-000024 · wf-form4_154656821364898.xml · derivative · entry 8 Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 967 shares Expires 2018-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:17 UTC |
Matturri Alexander JRCEO, S&P Dow Jones Indices
|
Tax withholdingCommon Stock | 84 | $169.94 | $14,274.96 |
DisclosureSEC source: 0000064040-19-000024 · wf-form4_154656821364898.xml · nonDerivative · entry 7 Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,562.6 Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:17 UTC |
Matturri Alexander JRCEO, S&P Dow Jones Indices
|
Tax withholdingCommon Stock | 103 | $169.94 | $17,503.82 |
DisclosureSEC source: 0000064040-19-000024 · wf-form4_154656821364898.xml · nonDerivative · entry 6 Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,646.6 Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:17 UTC |
Matturri Alexander JRCEO, S&P Dow Jones Indices
|
Tax withholdingCommon Stock | 371 | $169.94 | $63,047.74 |
DisclosureSEC source: 0000064040-19-000024 · wf-form4_154656821364898.xml · nonDerivative · entry 5 Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,749.6 Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:17 UTC |
Matturri Alexander JRCEO, S&P Dow Jones Indices
|
OtherCommon Stock | 23.55 | $0.00 | $0.00 |
DisclosureSEC source: 0000064040-19-000024 · wf-form4_154656821364898.xml · nonDerivative · entry 4 Matturri Alexander JR · CIK 0001606963 · CEO, S&P Dow Jones Indices 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,120.6 F1 · kind: Shares acquired under SPGI Stock Fund. F2 · balance_after: Includes shares acquired under SPGI Stock Fund. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.