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NYSE · USD

SPGI

S&P Global Inc.

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2879
SEC CIK
0000064040
Parsed reports
1,240

Last 12 months

Inside the activity.

6 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202510
Jan 202600
Feb 202620
Mar 202600
Apr 202620
May 202610
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 31, 2020 Filed Jan 6, 2021 02:05 UTC
Kemps Steven JEVP, General Counsel
Exercise / conversionCommon Stock 574 $328.73 $188,691.02
Disclosure

SEC source: 0000064040-21-000025 · wf-form4_160989870459047.xml · nonDerivative · entry 5

Kemps Steven J · CIK 0001438987 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,955

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2020 Filed Jan 6, 2021 02:05 UTC
Kemps Steven JEVP, General Counsel
Tax withholdingCommon Stock 158 $328.73 $51,939.34
Disclosure

SEC source: 0000064040-21-000025 · wf-form4_160989870459047.xml · nonDerivative · entry 4

Kemps Steven J · CIK 0001438987 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,381

Read SEC document
December 31, 2020 Filed Jan 6, 2021 02:05 UTC
Kemps Steven JEVP, General Counsel
Exercise / conversionCommon Stock 512 $328.73 $168,309.76
Disclosure

SEC source: 0000064040-21-000025 · wf-form4_160989870459047.xml · nonDerivative · entry 3

Kemps Steven J · CIK 0001438987 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,539

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2020 Filed Jan 6, 2021 02:05 UTC
Kemps Steven JEVP, General Counsel
Tax withholdingCommon Stock 140 $328.73 $46,022.20
Disclosure

SEC source: 0000064040-21-000025 · wf-form4_160989870459047.xml · nonDerivative · entry 2

Kemps Steven J · CIK 0001438987 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,027

Read SEC document
December 31, 2020 Filed Jan 6, 2021 02:05 UTC
Kemps Steven JEVP, General Counsel
Exercise / conversionCommon Stock 528 $328.73 $173,569.44
Disclosure

SEC source: 0000064040-21-000025 · wf-form4_160989870459047.xml · nonDerivative · entry 1

Kemps Steven J · CIK 0001438987 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,167

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2020 Filed Dec 4, 2020 01:18 UTC
Geduldig CourtneyEVP, Public Affairs
Exercise / conversionRestricted Stock Units · Derivative 123 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-20-000197 · wf-form4_160704469934874.xml · derivative · entry 4

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 0

Underlying: Common Stock · 123 shares

Expires 2020-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F3 · derivative.exercise_date: As previously reported, the reporting person's spouse was granted 361 restricted stock units on 12/01/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/01/2018 and 33% on 12/01/2019 and the remaining 34% vested on 12/01/2020.

F3 · derivative.expiration_date: As previously reported, the reporting person's spouse was granted 361 restricted stock units on 12/01/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/01/2018 and 33% on 12/01/2019 and the remaining 34% vested on 12/01/2020.

Read SEC document
December 01, 2020 Filed Dec 4, 2020 01:18 UTC
Geduldig CourtneyEVP, Public Affairs
Tax withholdingCommon Stock 56 $334.32 $18,721.92
Disclosure

SEC source: 0000064040-20-000197 · wf-form4_160704469934874.xml · nonDerivative · entry 2

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 1,720

F1 · balance_after: The reporting person acquired beneficial ownership of these shares as a result of her marriage to the owner of the shares on 07/14/2018.

Read SEC document
December 01, 2020 Filed Dec 4, 2020 01:18 UTC
Geduldig CourtneyEVP, Public Affairs
Exercise / conversionCommon Stock 123 $334.32 $41,121.36
Disclosure

SEC source: 0000064040-20-000197 · wf-form4_160704469934874.xml · nonDerivative · entry 1

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 1,776

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reporting person acquired beneficial ownership of these shares as a result of her marriage to the owner of the shares on 07/14/2018.

Read SEC document
November 16, 2020 Filed Nov 17, 2020 00:14 UTC
Peterson Douglas L.Director · CEO & President
SaleCommon Stock 207 $341.59 $70,709.13
Disclosure

SEC source: 0000064040-20-000192 · wf-form4_160557204943768.xml · nonDerivative · entry 5

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,604

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/25/2020.

Read SEC document
November 16, 2020 Filed Nov 17, 2020 00:14 UTC
Peterson Douglas L.Director · CEO & President
SaleCommon Stock 2,100 $341.02 $716,142.00
Disclosure

SEC source: 0000064040-20-000192 · wf-form4_160557204943768.xml · nonDerivative · entry 4

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,811

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/25/2020.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $340.95 to $341.11, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (5) to this Form 4.

Read SEC document
November 16, 2020 Filed Nov 17, 2020 00:14 UTC
Peterson Douglas L.Director · CEO & President
SaleCommon Stock 926 $339.88 $314,728.88
Disclosure

SEC source: 0000064040-20-000192 · wf-form4_160557204943768.xml · nonDerivative · entry 3

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,911

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/25/2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $339.46 to $340.02, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) to this Form 4.

Read SEC document
November 16, 2020 Filed Nov 17, 2020 00:14 UTC
Peterson Douglas L.Director · CEO & President
SaleCommon Stock 1,867 $339.06 $633,025.02
Disclosure

SEC source: 0000064040-20-000192 · wf-form4_160557204943768.xml · nonDerivative · entry 2

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,837

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/25/2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $338.46 to $339.40, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.

Read SEC document
November 16, 2020 Filed Nov 17, 2020 00:14 UTC
Peterson Douglas L.Director · CEO & President
SaleCommon Stock 1,900 $337.97 $642,143.00
Disclosure

SEC source: 0000064040-20-000192 · wf-form4_160557204943768.xml · nonDerivative · entry 1

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,704

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/25/2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $337.45 to $338.44, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

Read SEC document
August 03, 2020 Filed Aug 3, 2020 22:59 UTC
Geduldig CourtneyEVP, Public Affairs
SaleCommon Stock 2,580 $352.76 $910,120.80
Disclosure

SEC source: 0000064040-20-000158 · wf-form4_159649554259945.xml · nonDerivative · entry 3

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 1,653

F1 · balance_after: The reporting person acquired beneficial ownership of these shares as a result of her marriage to the owner of the shares on 07/14/2018.

Read SEC document
August 01, 2020 Filed Aug 4, 2020 21:27 UTC
Kocherlakota Sitarama SwamyChief Information Officer
Exercise / conversionRestricted Stock Units · Derivative 1,100 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-20-000164 · wf-form4_159657628324119.xml · derivative · entry 3

Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,100 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: As previously reported, the reporting person was granted 3,234 restricted stock units on 08/01/2017, subject to 3-year vesting. The restricted stock units vested 33% on 08/01/2018 and 33% on 08/01/2019 and the remaining 34% vested on 08/01/2020.

F2 · derivative.expiration_date: As previously reported, the reporting person was granted 3,234 restricted stock units on 08/01/2017, subject to 3-year vesting. The restricted stock units vested 33% on 08/01/2018 and 33% on 08/01/2019 and the remaining 34% vested on 08/01/2020.

Read SEC document
August 01, 2020 Filed Aug 4, 2020 21:27 UTC
Kocherlakota Sitarama SwamyChief Information Officer
Tax withholdingCommon Stock 542 $350.25 $189,835.50
Disclosure

SEC source: 0000064040-20-000164 · wf-form4_159657628324119.xml · nonDerivative · entry 2

Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,935

Read SEC document
August 01, 2020 Filed Aug 4, 2020 21:27 UTC
Kocherlakota Sitarama SwamyChief Information Officer
Exercise / conversionCommon Stock 1,100 $350.25 $385,275.00
Disclosure

SEC source: 0000064040-20-000164 · wf-form4_159657628324119.xml · nonDerivative · entry 1

Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,477

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2020 Filed Aug 3, 2020 22:59 UTC
Geduldig CourtneyEVP, Public Affairs
SaleCommon Stock 2,096 $350.00 $733,600.00
Disclosure

SEC source: 0000064040-20-000158 · wf-form4_159649554259945.xml · nonDerivative · entry 2

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,944

Read SEC document
July 31, 2020 Filed Aug 4, 2020 21:25 UTC
Fraenkel MartinPresident, Platts
SaleCommon Stock 1,400 $346.79 $485,506.00
Disclosure

SEC source: 0000064040-20-000162 · wf-form4_159657602523815.xml · nonDerivative · entry 1

Fraenkel Martin · CIK 0001686618 · President, Platts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,815

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $346.77 to $346.90, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
July 30, 2020 Filed Jul 31, 2020 01:02 UTC
Peterson Douglas L.Director · CEO & President
GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0000064040-20-000149 · wf-form4_159615735192369.xml · nonDerivative · entry 5

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,604

F4 · shares: Represents shares donated by the reporting person to a charitable donor advised fund.

Read SEC document
July 30, 2020 Filed Jul 31, 2020 01:02 UTC
Peterson Douglas L.Director · CEO & President
SaleCommon Stock 100 $353.04 $35,304.00
Disclosure

SEC source: 0000064040-20-000149 · wf-form4_159615735192369.xml · nonDerivative · entry 4

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,604

Read SEC document
July 30, 2020 Filed Jul 31, 2020 01:02 UTC
Peterson Douglas L.Director · CEO & President
SaleCommon Stock 8,066 $352.55 $2,843,668.30
Disclosure

SEC source: 0000064040-20-000149 · wf-form4_159615735192369.xml · nonDerivative · entry 3

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,704

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $352.00 to $352.82, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.

Read SEC document
July 30, 2020 Filed Jul 31, 2020 01:02 UTC
Peterson Douglas L.Director · CEO & President
SaleCommon Stock 12,523 $351.42 $4,400,832.66
Disclosure

SEC source: 0000064040-20-000149 · wf-form4_159615735192369.xml · nonDerivative · entry 2

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,770

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $350.95 to $351.89, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

Read SEC document
July 30, 2020 Filed Jul 31, 2020 01:02 UTC
Peterson Douglas L.Director · CEO & President
SaleCommon Stock 9,311 $350.49 $3,263,412.39
Disclosure

SEC source: 0000064040-20-000149 · wf-form4_159615735192369.xml · nonDerivative · entry 1

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,293

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $349.95 to $350.94, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
July 30, 2020 Filed Jul 31, 2020 01:04 UTC
Steenbergen Ewout LEVP & Chief Financial Officer
GiftCommon Stock 439 $0.00 $0.00
Disclosure

SEC source: 0000064040-20-000150 · wf-form4_159615744973507.xml · nonDerivative · entry 6

Steenbergen Ewout L · CIK 0001574918 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,958

F5 · shares: Represents shares donated by the reporting person to a charitable donor advised fund.

Read SEC document
July 30, 2020 Filed Jul 31, 2020 01:04 UTC
Steenbergen Ewout LEVP & Chief Financial Officer
SaleCommon Stock 200 $352.78 $70,556.00
Disclosure

SEC source: 0000064040-20-000150 · wf-form4_159615744973507.xml · nonDerivative · entry 5

Steenbergen Ewout L · CIK 0001574918 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,397

Read SEC document
July 30, 2020 Filed Jul 31, 2020 01:04 UTC
Steenbergen Ewout LEVP & Chief Financial Officer
SaleCommon Stock 1,300 $352.09 $457,717.00
Disclosure

SEC source: 0000064040-20-000150 · wf-form4_159615744973507.xml · nonDerivative · entry 4

Steenbergen Ewout L · CIK 0001574918 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,597

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $351.80 to $352.68, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) to this Form 4.

Read SEC document
July 30, 2020 Filed Jul 31, 2020 01:04 UTC
Steenbergen Ewout LEVP & Chief Financial Officer
SaleCommon Stock 2,510 $351.44 $882,114.40
Disclosure

SEC source: 0000064040-20-000150 · wf-form4_159615744973507.xml · nonDerivative · entry 3

Steenbergen Ewout L · CIK 0001574918 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,897

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $350.80 to $351.76, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.

Read SEC document
July 30, 2020 Filed Jul 31, 2020 01:04 UTC
Steenbergen Ewout LEVP & Chief Financial Officer
SaleCommon Stock 1,884 $350.22 $659,814.48
Disclosure

SEC source: 0000064040-20-000150 · wf-form4_159615744973507.xml · nonDerivative · entry 2

Steenbergen Ewout L · CIK 0001574918 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,407

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $349.80 to $350.68, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

Read SEC document
July 30, 2020 Filed Jul 31, 2020 01:04 UTC
Steenbergen Ewout LEVP & Chief Financial Officer
SaleCommon Stock 2,906 $349.26 $1,014,949.56
Disclosure

SEC source: 0000064040-20-000150 · wf-form4_159615744973507.xml · nonDerivative · entry 1

Steenbergen Ewout L · CIK 0001574918 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,291

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $348.78 to $349.59, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
July 30, 2020 Filed Aug 3, 2020 22:35 UTC
Kemps Steven JEVP, General Counsel
SaleCommon Stock 1,047 $355.27 $371,967.69
Disclosure

SEC source: 0000064040-20-000152 · wf-form4_159649406938900.xml · nonDerivative · entry 1

Kemps Steven J · CIK 0001438987 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,639

Read SEC document
July 30, 2020 Filed Aug 3, 2020 22:39 UTC
BERISFORD JOHN LPresident, S&P Ratings
SaleCommon Stock 4,140 $350.28 $1,450,159.20
Disclosure

SEC source: 0000064040-20-000154 · wf-form4_159649432420571.xml · nonDerivative · entry 2

BERISFORD JOHN L · CIK 0001449719 · President, S&P Ratings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,073

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $349.80 to $350.71, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

Read SEC document
July 30, 2020 Filed Aug 3, 2020 22:39 UTC
BERISFORD JOHN LPresident, S&P Ratings
SaleCommon Stock 1,800 $349.10 $628,380.00
Disclosure

SEC source: 0000064040-20-000154 · wf-form4_159649432420571.xml · nonDerivative · entry 1

BERISFORD JOHN L · CIK 0001449719 · President, S&P Ratings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,213

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $348.78 to $349.43, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
July 30, 2020 Filed Aug 3, 2020 22:48 UTC
CHEUNG MARTINAPresident, Market Intelligence
Exercise / conversionOptions (Right to Buy) · Derivative 671 $0.00 Strike: $74.07 $0.00
Disclosure

SEC source: 0000064040-20-000156 · wf-form4_159649487067222.xml · derivative · entry 11

CHEUNG MARTINA · CIK 0001657890 · President, Market Intelligence

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 671 shares

Expires 2024-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2020 Filed Aug 3, 2020 22:48 UTC
CHEUNG MARTINAPresident, Market Intelligence
Exercise / conversionOptions (Right to Buy) · Derivative 1,539 $0.00 Strike: $77.81 $0.00
Disclosure

SEC source: 0000064040-20-000156 · wf-form4_159649487067222.xml · derivative · entry 10

CHEUNG MARTINA · CIK 0001657890 · President, Market Intelligence

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,539 shares

Expires 2024-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2020 Filed Aug 3, 2020 22:48 UTC
CHEUNG MARTINAPresident, Market Intelligence
Exercise / conversionOptions (Right to Buy) · Derivative 1,255 $0.00 Strike: $51.55 $0.00
Disclosure

SEC source: 0000064040-20-000156 · wf-form4_159649487067222.xml · derivative · entry 9

CHEUNG MARTINA · CIK 0001657890 · President, Market Intelligence

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,255 shares

Expires 2023-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 30, 2020 Filed Aug 3, 2020 22:48 UTC
CHEUNG MARTINAPresident, Market Intelligence
SaleCommon Stock 765 $354.36 $271,085.40
Disclosure

SEC source: 0000064040-20-000156 · wf-form4_159649487067222.xml · nonDerivative · entry 8

CHEUNG MARTINA · CIK 0001657890 · President, Market Intelligence

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,119

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July 30, 2020 Filed Aug 3, 2020 22:48 UTC
CHEUNG MARTINAPresident, Market Intelligence
SaleCommon Stock 633 $352.28 $222,993.24
Disclosure

SEC source: 0000064040-20-000156 · wf-form4_159649487067222.xml · nonDerivative · entry 7

CHEUNG MARTINA · CIK 0001657890 · President, Market Intelligence

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,884

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July 30, 2020 Filed Aug 3, 2020 22:48 UTC
CHEUNG MARTINAPresident, Market Intelligence
Tax withholdingCommon Stock 432 $354.03 $152,940.96
Disclosure

SEC source: 0000064040-20-000156 · wf-form4_159649487067222.xml · nonDerivative · entry 6

CHEUNG MARTINA · CIK 0001657890 · President, Market Intelligence

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,517

Read SEC document
July 30, 2020 Filed Aug 3, 2020 22:48 UTC
CHEUNG MARTINAPresident, Market Intelligence
Exercise / conversionCommon Stock 671 $74.07 $49,700.97
Disclosure

SEC source: 0000064040-20-000156 · wf-form4_159649487067222.xml · nonDerivative · entry 5

CHEUNG MARTINA · CIK 0001657890 · President, Market Intelligence

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,949

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2020 Filed Aug 3, 2020 22:48 UTC
CHEUNG MARTINAPresident, Market Intelligence
Tax withholdingCommon Stock 998 $354.03 $353,321.94
Disclosure

SEC source: 0000064040-20-000156 · wf-form4_159649487067222.xml · nonDerivative · entry 4

CHEUNG MARTINA · CIK 0001657890 · President, Market Intelligence

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,278

Read SEC document
July 30, 2020 Filed Aug 3, 2020 22:48 UTC
CHEUNG MARTINAPresident, Market Intelligence
Exercise / conversionCommon Stock 1,539 $77.81 $119,749.59
Disclosure

SEC source: 0000064040-20-000156 · wf-form4_159649487067222.xml · nonDerivative · entry 3

CHEUNG MARTINA · CIK 0001657890 · President, Market Intelligence

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,276

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2020 Filed Aug 3, 2020 22:48 UTC
CHEUNG MARTINAPresident, Market Intelligence
Tax withholdingCommon Stock 769 $354.03 $272,249.07
Disclosure

SEC source: 0000064040-20-000156 · wf-form4_159649487067222.xml · nonDerivative · entry 2

CHEUNG MARTINA · CIK 0001657890 · President, Market Intelligence

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,737

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July 30, 2020 Filed Aug 3, 2020 22:48 UTC
CHEUNG MARTINAPresident, Market Intelligence
Exercise / conversionCommon Stock 1,255 $51.55 $64,695.25
Disclosure

SEC source: 0000064040-20-000156 · wf-form4_159649487067222.xml · nonDerivative · entry 1

CHEUNG MARTINA · CIK 0001657890 · President, Market Intelligence

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,506

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2020 Filed Aug 3, 2020 22:59 UTC
Geduldig CourtneyEVP, Public Affairs
SaleCommon Stock 932 $355.00 $330,860.00
Disclosure

SEC source: 0000064040-20-000158 · wf-form4_159649554259945.xml · nonDerivative · entry 1

Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,040

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July 01, 2020 Filed Jul 3, 2020 00:38 UTC
Draper Daniel ECEO, S&P Dow Jones Indices
GrantRestricted Stock Units · Derivative 628 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-20-000137 · wf-form4_159373672338075.xml · derivative · entry 2

Draper Daniel E · CIK 0001816107 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 628

Underlying: Common Stock · 628 shares

Expires not disclosed

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F3 · derivative.exercise_date: The reporting person was granted 628 restricted stock units on 07/01/2020, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2020, 33% on 12/31/2021 and 34% on 12/31/2022.Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F3 · derivative.expiration_date: The reporting person was granted 628 restricted stock units on 07/01/2020, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2020, 33% on 12/31/2021 and 34% on 12/31/2022.Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

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July 01, 2020 Filed Jul 3, 2020 00:38 UTC
Draper Daniel ECEO, S&P Dow Jones Indices
GrantRestricted Stock Units · Derivative 3,811 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-20-000137 · wf-form4_159373672338075.xml · derivative · entry 1

Draper Daniel E · CIK 0001816107 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,811

Underlying: Common Stock · 3,811 shares

Expires not disclosed

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: The reporting person was granted 3,811 restricted stock units on 07/01/2020, subject to 3-year vesting. The restricted stock units will vest 33% on 07/01/2021, 33% on 07/01/2022 and 34% on 07/01/2023.

F2 · derivative.expiration_date: The reporting person was granted 3,811 restricted stock units on 07/01/2020, subject to 3-year vesting. The restricted stock units will vest 33% on 07/01/2021, 33% on 07/01/2022 and 34% on 07/01/2023.

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June 01, 2020 Filed Jun 3, 2020 22:35 UTC
Manis DimitraChief People Officer
Exercise / conversionRestricted Stock Units · Derivative 1,153 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-20-000128 · wf-form4_159122372853003.xml · derivative · entry 3

Manis Dimitra · CIK 0001740534 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,188

Underlying: Common Stock · 1,153 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: As previously reported, the reporting person was granted 3,494 restricted stock units on 06/01/2018, subject to 3-year vesting. The restricted stock units vested 33% on 06/01/2019 and 33% on 06/01/2020 and the remaining 34% will vest on 06/01/2021.

F2 · derivative.expiration_date: As previously reported, the reporting person was granted 3,494 restricted stock units on 06/01/2018, subject to 3-year vesting. The restricted stock units vested 33% on 06/01/2019 and 33% on 06/01/2020 and the remaining 34% will vest on 06/01/2021.

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June 01, 2020 Filed Jun 3, 2020 22:35 UTC
Manis DimitraChief People Officer
Tax withholdingCommon Stock 602 $327.30 $197,034.60
Disclosure

SEC source: 0000064040-20-000128 · wf-form4_159122372853003.xml · nonDerivative · entry 2

Manis Dimitra · CIK 0001740534 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,021

Read SEC document
June 01, 2020 Filed Jun 3, 2020 22:35 UTC
Manis DimitraChief People Officer
Exercise / conversionCommon Stock 1,153 $327.30 $377,376.90
Disclosure

SEC source: 0000064040-20-000128 · wf-form4_159122372853003.xml · nonDerivative · entry 1

Manis Dimitra · CIK 0001740534 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,623

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.