SPGI

SEC source: 0000064040-22-000008 · wf-form4_164132979134265.xml · derivative · entry 7

CHEUNG MARTINA · CIK 0001657890 · President, Market Intelligence

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 539 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: As previously reported, the reporting person was granted 1,585 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and 33% on 12/31/2020 and the remaining 34% vested on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: As previously reported, the reporting person was granted 1,585 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and 33% on 12/31/2020 and the remaining 34% vested on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

SEC source: 0000064040-22-000008 · wf-form4_164132979134265.xml · nonDerivative · entry 6

CHEUNG MARTINA · CIK 0001657890 · President, Market Intelligence

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,354

SEC source: 0000064040-22-000008 · wf-form4_164132979134265.xml · nonDerivative · entry 5

CHEUNG MARTINA · CIK 0001657890 · President, Market Intelligence

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,644

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000064040-22-000008 · wf-form4_164132979134265.xml · nonDerivative · entry 4

CHEUNG MARTINA · CIK 0001657890 · President, Market Intelligence

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,962

SEC source: 0000064040-22-000008 · wf-form4_164132979134265.xml · nonDerivative · entry 3

CHEUNG MARTINA · CIK 0001657890 · President, Market Intelligence

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,276

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000064040-22-000008 · wf-form4_164132979134265.xml · nonDerivative · entry 2

CHEUNG MARTINA · CIK 0001657890 · President, Market Intelligence

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,537

SEC source: 0000064040-22-000008 · wf-form4_164132979134265.xml · nonDerivative · entry 1

CHEUNG MARTINA · CIK 0001657890 · President, Market Intelligence

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,781

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000064040-22-000010 · wf-form4_164133505508298.xml · derivative · entry 6

Draper Daniel E · CIK 0001816107 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 388

Underlying: Common Stock · 191 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F3 · derivative.exercise_date: As previously reported, the reporting person was granted 579 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and will vest 33% on 12/31/2022 and 34% on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F3 · derivative.expiration_date: As previously reported, the reporting person was granted 579 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and will vest 33% on 12/31/2022 and 34% on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

SEC source: 0000064040-22-000010 · wf-form4_164133505508298.xml · derivative · entry 5

Draper Daniel E · CIK 0001816107 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214

Underlying: Common Stock · 207 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: As previously reported, the reporting person was granted 628 restricted stock units on 07/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and 33% on 12/31/2021 and the remaining 34% will vest on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: As previously reported, the reporting person was granted 628 restricted stock units on 07/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and 33% on 12/31/2021 and the remaining 34% will vest on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

SEC source: 0000064040-22-000010 · wf-form4_164133505508298.xml · nonDerivative · entry 4

Draper Daniel E · CIK 0001816107 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 996

SEC source: 0000064040-22-000010 · wf-form4_164133505508298.xml · nonDerivative · entry 3

Draper Daniel E · CIK 0001816107 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,074

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000064040-22-000010 · wf-form4_164133505508298.xml · nonDerivative · entry 2

Draper Daniel E · CIK 0001816107 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 883

SEC source: 0000064040-22-000010 · wf-form4_164133505508298.xml · nonDerivative · entry 1

Draper Daniel E · CIK 0001816107 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 973

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000064040-22-000014 · wf-form4_164133530593840.xml · derivative · entry 9

Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 693

Underlying: Common Stock · 341 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F4 · derivative.exercise_date: As previously reported, the reporting person was granted 1,034 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and will vest 33% on 12/31/2022 and 34% on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F4 · derivative.expiration_date: As previously reported, the reporting person was granted 1,034 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and will vest 33% on 12/31/2022 and 34% on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

SEC source: 0000064040-22-000014 · wf-form4_164133530593840.xml · derivative · entry 8

Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 414

Underlying: Common Stock · 401 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F3 · derivative.exercise_date: As previously reported, the reporting person was granted 1,216 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and 33% on 12/31/2021 and the remaining 34% will vest on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F3 · derivative.expiration_date: As previously reported, the reporting person was granted 1,216 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and 33% on 12/31/2021 and the remaining 34% will vest on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

SEC source: 0000064040-22-000014 · wf-form4_164133530593840.xml · derivative · entry 7

Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 312 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: As previously reported, the reporting person was granted 916 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and 33% on 12/31/2020 and the remaining 34% vested on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: As previously reported, the reporting person was granted 916 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and 33% on 12/31/2020 and the remaining 34% vested on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

SEC source: 0000064040-22-000014 · wf-form4_164133530593840.xml · nonDerivative · entry 6

Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,853

SEC source: 0000064040-22-000014 · wf-form4_164133530593840.xml · nonDerivative · entry 5

Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000064040-22-000014 · wf-form4_164133530593840.xml · nonDerivative · entry 4

Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,643

SEC source: 0000064040-22-000014 · wf-form4_164133530593840.xml · nonDerivative · entry 3

Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,795

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000064040-22-000014 · wf-form4_164133530593840.xml · nonDerivative · entry 2

Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,394

SEC source: 0000064040-22-000014 · wf-form4_164133530593840.xml · nonDerivative · entry 1

Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,530

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000064040-22-000012 · wf-form4_164133518639214.xml · derivative · entry 9

Kemps Steven J · CIK 0001438987 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 693

Underlying: Common Stock · 341 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F4 · derivative.exercise_date: As previously reported, the reporting person was granted 1,034 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and will vest 33% on 12/31/2022 and 34% on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F4 · derivative.expiration_date: As previously reported, the reporting person was granted 1,034 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and will vest 33% on 12/31/2022 and 34% on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

SEC source: 0000064040-22-000012 · wf-form4_164133518639214.xml · derivative · entry 8

Kemps Steven J · CIK 0001438987 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 544

Underlying: Common Stock · 528 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F3 · derivative.exercise_date: As previously reported, the reporting person was granted 1,600 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and 33% on 12/31/2021 and the remaining 34% will vest on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F3 · derivative.expiration_date: As previously reported, the reporting person was granted 1,600 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and 33% on 12/31/2021 and the remaining 34% will vest on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

SEC source: 0000064040-22-000012 · wf-form4_164133518639214.xml · derivative · entry 7

Kemps Steven J · CIK 0001438987 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 526 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: As previously reported, the reporting person was granted 1,550 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and 33% on 12/31/2020 and the remaining 34% vested on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: As previously reported, the reporting person was granted 1,550 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and 33% on 12/31/2020 and the remaining 34% vested on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

SEC source: 0000064040-22-000012 · wf-form4_164133518639214.xml · nonDerivative · entry 6

Kemps Steven J · CIK 0001438987 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,735

SEC source: 0000064040-22-000012 · wf-form4_164133518639214.xml · nonDerivative · entry 5

Kemps Steven J · CIK 0001438987 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,819

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000064040-22-000012 · wf-form4_164133518639214.xml · nonDerivative · entry 4

Kemps Steven J · CIK 0001438987 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,478

SEC source: 0000064040-22-000012 · wf-form4_164133518639214.xml · nonDerivative · entry 3

Kemps Steven J · CIK 0001438987 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,614

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000064040-22-000012 · wf-form4_164133518639214.xml · nonDerivative · entry 2

Kemps Steven J · CIK 0001438987 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,086

SEC source: 0000064040-22-000012 · wf-form4_164133518639214.xml · nonDerivative · entry 1

Kemps Steven J · CIK 0001438987 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,261

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000064040-22-000016 · wf-form4_164133543552540.xml · derivative · entry 9

Luquette Nancy · CIK 0001684373 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333

Underlying: Common Stock · 163 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F4 · derivative.exercise_date: As previously reported, the reporting person was granted 496 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and will vest 33% on 12/31/2022 and 34% on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F4 · derivative.expiration_date: As previously reported, the reporting person was granted 496 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and will vest 33% on 12/31/2022 and 34% on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

SEC source: 0000064040-22-000016 · wf-form4_164133543552540.xml · derivative · entry 8

Luquette Nancy · CIK 0001684373 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262

Underlying: Common Stock · 253 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F3 · derivative.exercise_date: As previously reported, the reporting person was granted 768 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and 33% on 12/31/2021 and the remaining 34% will vest on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F3 · derivative.expiration_date: As previously reported, the reporting person was granted 768 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and 33% on 12/31/2021 and the remaining 34% will vest on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

SEC source: 0000064040-22-000016 · wf-form4_164133543552540.xml · derivative · entry 7

Luquette Nancy · CIK 0001684373 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 216 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: As previously reported, the reporting person was granted 634 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and 33% on 12/31/2020 and the remaining 34% vested on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: As previously reported, the reporting person was granted 634 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and 33% on 12/31/2020 and the remaining 34% vested on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

SEC source: 0000064040-22-000016 · wf-form4_164133543552540.xml · nonDerivative · entry 6

Luquette Nancy · CIK 0001684373 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,965

SEC source: 0000064040-22-000016 · wf-form4_164133543552540.xml · nonDerivative · entry 5

Luquette Nancy · CIK 0001684373 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,021

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000064040-22-000016 · wf-form4_164133543552540.xml · nonDerivative · entry 4

Luquette Nancy · CIK 0001684373 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,858

SEC source: 0000064040-22-000016 · wf-form4_164133543552540.xml · nonDerivative · entry 3

Luquette Nancy · CIK 0001684373 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,949

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000064040-22-000016 · wf-form4_164133543552540.xml · nonDerivative · entry 2

Luquette Nancy · CIK 0001684373 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,696

SEC source: 0000064040-22-000016 · wf-form4_164133543552540.xml · nonDerivative · entry 1

Luquette Nancy · CIK 0001684373 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,781

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000064040-22-000017 · wf-form4_164134844358351.xml · derivative · entry 9

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,405

Underlying: Common Stock · 2,661 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F4 · derivative.exercise_date: As previously reported, the reporting person was granted 8,066 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and will vest 33% on 12/31/2022 and34% on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F5 · derivative.expiration_date: As previously reported, the reporting person was granted 8,066 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2021, 33% on 12/31/2022 and34% on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

SEC source: 0000064040-22-000017 · wf-form4_164134844358351.xml · derivative · entry 8

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,918

Underlying: Common Stock · 3,802 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F3 · derivative.exercise_date: As previously reported, the reporting person was granted 11,522 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and 33% on 12/31/2021 and the remaining 34% will vest on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F3 · derivative.expiration_date: As previously reported, the reporting person was granted 11,522 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and 33% on 12/31/2021 and the remaining 34% will vest on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

SEC source: 0000064040-22-000017 · wf-form4_164134844358351.xml · derivative · entry 7

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: As previously reported, the reporting person was granted 11,273 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and 33% on 12/31/2020 and the remaining 34% vested on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: As previously reported, the reporting person was granted 11,273 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and 33% on 12/31/2020 and the remaining 34% vested on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

SEC source: 0000064040-22-000017 · wf-form4_164134844358351.xml · nonDerivative · entry 6

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,112

SEC source: 0000064040-22-000017 · wf-form4_164134844358351.xml · nonDerivative · entry 5

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,639

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000064040-22-000017 · wf-form4_164134844358351.xml · nonDerivative · entry 4

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,978

SEC source: 0000064040-22-000017 · wf-form4_164134844358351.xml · nonDerivative · entry 3

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,160

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000064040-22-000017 · wf-form4_164134844358351.xml · nonDerivative · entry 2

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,358

SEC source: 0000064040-22-000017 · wf-form4_164134844358351.xml · nonDerivative · entry 1

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,256

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000064040-22-000018 · wf-form4_164134865285449.xml · derivative · entry 9

Steenbergen Ewout L · CIK 0001574918 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,663

Underlying: Common Stock · 819 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F4 · derivative.exercise_date: As previously reported, the reporting person was granted 2,482 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and will vest 33% on 12/31/2022 and 34% on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F4 · derivative.expiration_date: As previously reported, the reporting person was granted 2,482 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and will vest 33% on 12/31/2022 and 34% on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.