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NYSE · USD

SPGI

S&P Global Inc.

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2879
SEC CIK
0000064040
Parsed reports
1,240

Last 12 months

Inside the activity.

6 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202510
Jan 202600
Feb 202620
Mar 202600
Apr 202620
May 202610
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 31, 2023 Filed Jan 3, 2024 23:50 UTC
Kemps Steven JEVP, Chief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 586 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-24-000010 · wk-form4_1704325796.xml · derivative · entry 9

Kemps Steven J · CIK 0001438987 · EVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,190

Underlying: Common Stock · 586 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F4 · derivative.exercise_date: As previously reported, the reporting person was granted 1,776 restricted stock units on 03/01/2023, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2023 and will vest 33% on 12/31/2024 and 34% on 12/31/2025. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F4 · derivative.expiration_date: As previously reported, the reporting person was granted 1,776 restricted stock units on 03/01/2023, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2023 and will vest 33% on 12/31/2024 and 34% on 12/31/2025. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:50 UTC
Kemps Steven JEVP, Chief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 506 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-24-000010 · wk-form4_1704325796.xml · derivative · entry 8

Kemps Steven J · CIK 0001438987 · EVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 524

Underlying: Common Stock · 506 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F3 · derivative.exercise_date: As previously reported, the reporting person was granted 1,536 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and 33% on 12/31/2023 and the remaining 34% will vest on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F3 · derivative.expiration_date: As previously reported, the reporting person was granted 1,536 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and 33% on 12/31/2023 and the remaining 34% will vest on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:50 UTC
Kemps Steven JEVP, Chief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 352 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-24-000010 · wk-form4_1704325796.xml · derivative · entry 7

Kemps Steven J · CIK 0001438987 · EVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 352 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: As previously reported, the reporting person was granted 1,034 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and 33% on 12/31/2022 and the remaining 34% vested on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: As previously reported, the reporting person was granted 1,034 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and 33% on 12/31/2022 and the remaining 34% vested on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:50 UTC
Kemps Steven JEVP, Chief Legal Officer
Tax withholdingCommon Stock 143 $440.52 $62,994.36
Disclosure

SEC source: 0000064040-24-000010 · wk-form4_1704325796.xml · nonDerivative · entry 6

Kemps Steven J · CIK 0001438987 · EVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,219

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:50 UTC
Kemps Steven JEVP, Chief Legal Officer
Exercise / conversionCommon Stock 586 $440.52 $258,144.72
Disclosure

SEC source: 0000064040-24-000010 · wk-form4_1704325796.xml · nonDerivative · entry 5

Kemps Steven J · CIK 0001438987 · EVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,362

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:50 UTC
Kemps Steven JEVP, Chief Legal Officer
Tax withholdingCommon Stock 125 $440.52 $55,065.00
Disclosure

SEC source: 0000064040-24-000010 · wk-form4_1704325796.xml · nonDerivative · entry 4

Kemps Steven J · CIK 0001438987 · EVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,776

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:50 UTC
Kemps Steven JEVP, Chief Legal Officer
Exercise / conversionCommon Stock 506 $440.52 $222,903.12
Disclosure

SEC source: 0000064040-24-000010 · wk-form4_1704325796.xml · nonDerivative · entry 3

Kemps Steven J · CIK 0001438987 · EVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,901

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:50 UTC
Kemps Steven JEVP, Chief Legal Officer
Tax withholdingCommon Stock 105 $440.52 $46,254.60
Disclosure

SEC source: 0000064040-24-000010 · wk-form4_1704325796.xml · nonDerivative · entry 2

Kemps Steven J · CIK 0001438987 · EVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,395

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:50 UTC
Kemps Steven JEVP, Chief Legal Officer
Exercise / conversionCommon Stock 352 $440.52 $155,063.04
Disclosure

SEC source: 0000064040-24-000010 · wk-form4_1704325796.xml · nonDerivative · entry 1

Kemps Steven J · CIK 0001438987 · EVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:53 UTC
Draper Daniel ECEO, S&P Dow Jones Indices
Exercise / conversionRestricted Stock Units · Derivative 234 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-24-000012 · wk-form4_1704325958.xml · derivative · entry 9

Draper Daniel E · CIK 0001816107 · CEO, S&P Dow Jones Indices

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 476

Underlying: Common Stock · 234 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F4 · derivative.exercise_date: As previously reported, the reporting person was granted 710 restricted stock units on 03/01/2023, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2023 and will vest 33% on 12/31/2024 and 34% on 12/31/2025. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F4 · derivative.expiration_date: As previously reported, the reporting person was granted 710 restricted stock units on 03/01/2023, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2023 and will vest 33% on 12/31/2024 and 34% on 12/31/2025. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:53 UTC
Draper Daniel ECEO, S&P Dow Jones Indices
Exercise / conversionRestricted Stock Units · Derivative 202 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-24-000012 · wk-form4_1704325958.xml · derivative · entry 8

Draper Daniel E · CIK 0001816107 · CEO, S&P Dow Jones Indices

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 210

Underlying: Common Stock · 202 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F3 · derivative.exercise_date: As previously reported, the reporting person was granted 614 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and 33% on 12/31/2023 and the remaining 34% will vest on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F3 · derivative.expiration_date: As previously reported, the reporting person was granted 614 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and 33% on 12/31/2023 and the remaining 34% will vest on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:53 UTC
Draper Daniel ECEO, S&P Dow Jones Indices
Exercise / conversionRestricted Stock Units · Derivative 197 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-24-000012 · wk-form4_1704325958.xml · derivative · entry 7

Draper Daniel E · CIK 0001816107 · CEO, S&P Dow Jones Indices

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 197 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: As previously reported, the reporting person was granted 579 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and 33% on 12/31/2022 and the remaining 34% vested on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: As previously reported, the reporting person was granted 579 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and 33% on 12/31/2022 and the remaining 34% vested on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:53 UTC
Draper Daniel ECEO, S&P Dow Jones Indices
Tax withholdingCommon Stock 84 $440.52 $37,003.68
Disclosure

SEC source: 0000064040-24-000012 · wk-form4_1704325958.xml · nonDerivative · entry 6

Draper Daniel E · CIK 0001816107 · CEO, S&P Dow Jones Indices

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,806

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:53 UTC
Draper Daniel ECEO, S&P Dow Jones Indices
Exercise / conversionCommon Stock 234 $440.52 $103,081.68
Disclosure

SEC source: 0000064040-24-000012 · wk-form4_1704325958.xml · nonDerivative · entry 5

Draper Daniel E · CIK 0001816107 · CEO, S&P Dow Jones Indices

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,890

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:53 UTC
Draper Daniel ECEO, S&P Dow Jones Indices
Tax withholdingCommon Stock 83 $440.52 $36,563.16
Disclosure

SEC source: 0000064040-24-000012 · wk-form4_1704325958.xml · nonDerivative · entry 4

Draper Daniel E · CIK 0001816107 · CEO, S&P Dow Jones Indices

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,656

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:53 UTC
Draper Daniel ECEO, S&P Dow Jones Indices
Exercise / conversionCommon Stock 202 $440.52 $88,985.04
Disclosure

SEC source: 0000064040-24-000012 · wk-form4_1704325958.xml · nonDerivative · entry 3

Draper Daniel E · CIK 0001816107 · CEO, S&P Dow Jones Indices

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,739

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:53 UTC
Draper Daniel ECEO, S&P Dow Jones Indices
Tax withholdingCommon Stock 82 $440.52 $36,122.64
Disclosure

SEC source: 0000064040-24-000012 · wk-form4_1704325958.xml · nonDerivative · entry 2

Draper Daniel E · CIK 0001816107 · CEO, S&P Dow Jones Indices

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,537

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:53 UTC
Draper Daniel ECEO, S&P Dow Jones Indices
Exercise / conversionCommon Stock 197 $440.52 $86,782.44
Disclosure

SEC source: 0000064040-24-000012 · wk-form4_1704325958.xml · nonDerivative · entry 1

Draper Daniel E · CIK 0001816107 · CEO, S&P Dow Jones Indices

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,619

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:55 UTC
Manis DimitraEVP, Chief Purpose Officer
Exercise / conversionRestricted Stock Units · Derivative 586 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-24-000014 · wk-form4_1704326115.xml · derivative · entry 9

Manis Dimitra · CIK 0001740534 · EVP, Chief Purpose Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,190

Underlying: Common Stock · 586 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F4 · derivative.exercise_date: As previously reported, the reporting person was granted 1,776 restricted stock units on 03/01/2023, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2023 and will vest 33% on 12/31/2024 and 34% on 12/31/2025. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F4 · derivative.expiration_date: As previously reported, the reporting person was granted 1,776 restricted stock units on 03/01/2023, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2023 and will vest 33% on 12/31/2024 and 34% on 12/31/2025. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:55 UTC
Manis DimitraEVP, Chief Purpose Officer
Exercise / conversionRestricted Stock Units · Derivative 506 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-24-000014 · wk-form4_1704326115.xml · derivative · entry 8

Manis Dimitra · CIK 0001740534 · EVP, Chief Purpose Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 524

Underlying: Common Stock · 506 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F3 · derivative.exercise_date: As previously reported, the reporting person was granted 1,536 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and 33% on 12/31/2023 and the remaining 34% will vest on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F3 · derivative.expiration_date: As previously reported, the reporting person was granted 1,536 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and 33% on 12/31/2023 and the remaining 34% will vest on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:55 UTC
Manis DimitraEVP, Chief Purpose Officer
Exercise / conversionRestricted Stock Units · Derivative 394 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-24-000014 · wk-form4_1704326115.xml · derivative · entry 7

Manis Dimitra · CIK 0001740534 · EVP, Chief Purpose Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 394 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: As previously reported, the reporting person was granted 1,158 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and 33% on 12/31/2022 and the remaining 34% vested on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: As previously reported, the reporting person was granted 1,158 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and 33% on 12/31/2022 and the remaining 34% vested on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:55 UTC
Manis DimitraEVP, Chief Purpose Officer
Tax withholdingCommon Stock 237 $440.52 $104,403.24
Disclosure

SEC source: 0000064040-24-000014 · wk-form4_1704326115.xml · nonDerivative · entry 6

Manis Dimitra · CIK 0001740534 · EVP, Chief Purpose Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,952

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:55 UTC
Manis DimitraEVP, Chief Purpose Officer
Exercise / conversionCommon Stock 586 $440.52 $258,144.72
Disclosure

SEC source: 0000064040-24-000014 · wk-form4_1704326115.xml · nonDerivative · entry 5

Manis Dimitra · CIK 0001740534 · EVP, Chief Purpose Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,189

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:55 UTC
Manis DimitraEVP, Chief Purpose Officer
Tax withholdingCommon Stock 204 $440.52 $89,866.08
Disclosure

SEC source: 0000064040-24-000014 · wk-form4_1704326115.xml · nonDerivative · entry 4

Manis Dimitra · CIK 0001740534 · EVP, Chief Purpose Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,603

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:55 UTC
Manis DimitraEVP, Chief Purpose Officer
Exercise / conversionCommon Stock 506 $440.52 $222,903.12
Disclosure

SEC source: 0000064040-24-000014 · wk-form4_1704326115.xml · nonDerivative · entry 3

Manis Dimitra · CIK 0001740534 · EVP, Chief Purpose Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,807

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:55 UTC
Manis DimitraEVP, Chief Purpose Officer
Tax withholdingCommon Stock 179 $440.52 $78,853.08
Disclosure

SEC source: 0000064040-24-000014 · wk-form4_1704326115.xml · nonDerivative · entry 2

Manis Dimitra · CIK 0001740534 · EVP, Chief Purpose Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,301

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:55 UTC
Manis DimitraEVP, Chief Purpose Officer
Exercise / conversionCommon Stock 394 $440.52 $173,564.88
Disclosure

SEC source: 0000064040-24-000014 · wk-form4_1704326115.xml · nonDerivative · entry 1

Manis Dimitra · CIK 0001740534 · EVP, Chief Purpose Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,480

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:57 UTC
Craig ChristopherSVP and Controller
Exercise / conversionRestricted Stock Units · Derivative 117 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-24-000016 · wk-form4_1704326224.xml · derivative · entry 9

Craig Christopher · CIK 0001753369 · SVP and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 238

Underlying: Common Stock · 117 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F4 · derivative.exercise_date: As previously reported, the reporting person was granted 355 restricted stock units on 03/01/2023, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2023 and will vest 33% on 12/31/2024 and 34% on 12/31/2025. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F4 · derivative.expiration_date: As previously reported, the reporting person was granted 355 restricted stock units on 03/01/2023, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2023 and will vest 33% on 12/31/2024 and 34% on 12/31/2025. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:57 UTC
Craig ChristopherSVP and Controller
Exercise / conversionRestricted Stock Units · Derivative 734 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-24-000016 · wk-form4_1704326224.xml · derivative · entry 8

Craig Christopher · CIK 0001753369 · SVP and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 759

Underlying: Common Stock · 734 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F3 · derivative.exercise_date: As previously reported, the reporting person was granted 2,227 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and 33% on 12/31/2023 and the remaining 34% will vest on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F3 · derivative.expiration_date: As previously reported, the reporting person was granted 2,227 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and 33% on 12/31/2023 and the remaining 34% will vest on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:57 UTC
Craig ChristopherSVP and Controller
Exercise / conversionRestricted Stock Units · Derivative 113 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-24-000016 · wk-form4_1704326224.xml · derivative · entry 7

Craig Christopher · CIK 0001753369 · SVP and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 113 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: As previously reported, the reporting person was granted 331 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and 33% on 12/31/2022 and the remaining 34% vested on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: As previously reported, the reporting person was granted 331 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and 33% on 12/31/2022 and the remaining 34% vested on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:57 UTC
Craig ChristopherSVP and Controller
Tax withholdingCommon Stock 43 $440.52 $18,942.36
Disclosure

SEC source: 0000064040-24-000016 · wk-form4_1704326224.xml · nonDerivative · entry 6

Craig Christopher · CIK 0001753369 · SVP and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,172

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:57 UTC
Craig ChristopherSVP and Controller
Exercise / conversionCommon Stock 117 $440.52 $51,540.84
Disclosure

SEC source: 0000064040-24-000016 · wk-form4_1704326224.xml · nonDerivative · entry 5

Craig Christopher · CIK 0001753369 · SVP and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,215

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:57 UTC
Craig ChristopherSVP and Controller
Tax withholdingCommon Stock 279 $440.52 $122,905.08
Disclosure

SEC source: 0000064040-24-000016 · wk-form4_1704326224.xml · nonDerivative · entry 4

Craig Christopher · CIK 0001753369 · SVP and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,098

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:57 UTC
Craig ChristopherSVP and Controller
Exercise / conversionCommon Stock 734 $440.52 $323,341.68
Disclosure

SEC source: 0000064040-24-000016 · wk-form4_1704326224.xml · nonDerivative · entry 3

Craig Christopher · CIK 0001753369 · SVP and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,377

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:57 UTC
Craig ChristopherSVP and Controller
Tax withholdingCommon Stock 47 $440.52 $20,704.44
Disclosure

SEC source: 0000064040-24-000016 · wk-form4_1704326224.xml · nonDerivative · entry 2

Craig Christopher · CIK 0001753369 · SVP and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,643

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:57 UTC
Craig ChristopherSVP and Controller
Exercise / conversionCommon Stock 113 $440.52 $49,778.76
Disclosure

SEC source: 0000064040-24-000016 · wk-form4_1704326224.xml · nonDerivative · entry 1

Craig Christopher · CIK 0001753369 · SVP and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,690

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2023 Filed Jan 4, 2024 00:00 UTC
Kocherlakota Sitarama SwamyChief Information Officer
Exercise / conversionRestricted Stock Units · Derivative 586 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-24-000018 · wk-form4_1704326417.xml · derivative · entry 9

Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,190

Underlying: Common Stock · 586 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F4 · derivative.exercise_date: The reporting person was granted 1,776 restricted stock units on 03/01/2023, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2023 and will vest 33% on 12/31/2024 and 34% on 12/31/2025. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F4 · derivative.expiration_date: The reporting person was granted 1,776 restricted stock units on 03/01/2023, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2023 and will vest 33% on 12/31/2024 and 34% on 12/31/2025. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2023 Filed Jan 4, 2024 00:00 UTC
Kocherlakota Sitarama SwamyChief Information Officer
Exercise / conversionRestricted Stock Units · Derivative 405 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-24-000018 · wk-form4_1704326417.xml · derivative · entry 8

Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 419

Underlying: Common Stock · 405 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F3 · derivative.exercise_date: As previously reported, the reporting person was granted 1,229 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and 33% on 12/31/2023 and the remaining 34% will vest on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F3 · derivative.expiration_date: As previously reported, the reporting person was granted 1,229 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and 33% on 12/31/2023 and the remaining 34% will vest on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2023 Filed Jan 4, 2024 00:00 UTC
Kocherlakota Sitarama SwamyChief Information Officer
Exercise / conversionRestricted Stock Units · Derivative 352 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-24-000018 · wk-form4_1704326417.xml · derivative · entry 7

Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 352 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: As previously reported, the reporting person was granted 1,034 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and 33% on 12/31/2022 and the remaining 34% vested on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: As previously reported, the reporting person was granted 1,034 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and 33% on 12/31/2022 and the remaining 34% vested on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2023 Filed Jan 4, 2024 00:00 UTC
Kocherlakota Sitarama SwamyChief Information Officer
Tax withholdingCommon Stock 212 $440.52 $93,390.24
Disclosure

SEC source: 0000064040-24-000018 · wk-form4_1704326417.xml · nonDerivative · entry 6

Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,164

Read SEC document
December 31, 2023 Filed Jan 4, 2024 00:00 UTC
Kocherlakota Sitarama SwamyChief Information Officer
Exercise / conversionCommon Stock 586 $440.52 $258,144.72
Disclosure

SEC source: 0000064040-24-000018 · wk-form4_1704326417.xml · nonDerivative · entry 5

Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,376

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2023 Filed Jan 4, 2024 00:00 UTC
Kocherlakota Sitarama SwamyChief Information Officer
Tax withholdingCommon Stock 147 $440.52 $64,756.44
Disclosure

SEC source: 0000064040-24-000018 · wk-form4_1704326417.xml · nonDerivative · entry 4

Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,790

Read SEC document
December 31, 2023 Filed Jan 4, 2024 00:00 UTC
Kocherlakota Sitarama SwamyChief Information Officer
Exercise / conversionCommon Stock 405 $440.52 $178,410.60
Disclosure

SEC source: 0000064040-24-000018 · wk-form4_1704326417.xml · nonDerivative · entry 3

Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,937

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2023 Filed Jan 4, 2024 00:00 UTC
Kocherlakota Sitarama SwamyChief Information Officer
Tax withholdingCommon Stock 146 $440.52 $64,315.92
Disclosure

SEC source: 0000064040-24-000018 · wk-form4_1704326417.xml · nonDerivative · entry 2

Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,532

Read SEC document
December 31, 2023 Filed Jan 4, 2024 00:00 UTC
Kocherlakota Sitarama SwamyChief Information Officer
Exercise / conversionCommon Stock 352 $440.52 $155,063.04
Disclosure

SEC source: 0000064040-24-000018 · wk-form4_1704326417.xml · nonDerivative · entry 1

Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,678

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2023 Filed Jan 4, 2024 00:02 UTC
Moore SallyEVP, Global Head of Strategy
Exercise / conversionRestricted Stock Units · Derivative 293 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-24-000020 · wk-form4_1704326523.xml · derivative · entry 6

Moore Sally · CIK 0001914721 · EVP, Global Head of Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 595

Underlying: Common Stock · 293 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F3 · derivative.exercise_date: As previously reported, the reporting person was granted 888 restricted stock units on 03/01/2023, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2023 and will vest 33% on 12/31/2024 and 34% on 12/31/2025. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F3 · derivative.expiration_date: As previously reported, the reporting person was granted 888 restricted stock units on 03/01/2023, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2023 and will vest 33% on 12/31/2024 and 34% on 12/31/2025. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2023 Filed Jan 4, 2024 00:02 UTC
Moore SallyEVP, Global Head of Strategy
Exercise / conversionRestricted Stock Units · Derivative 253 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-24-000020 · wk-form4_1704326523.xml · derivative · entry 5

Moore Sally · CIK 0001914721 · EVP, Global Head of Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 262

Underlying: Common Stock · 253 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: As previously reported, the reporting person was granted 768 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and 33% on 12/31/2023 and the remaining 34% will vest on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: As previously reported, the reporting person was granted 768 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and 33% on 12/31/2023 and the remaining 34% will vest on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2023 Filed Jan 4, 2024 00:02 UTC
Moore SallyEVP, Global Head of Strategy
Tax withholdingCommon Stock 138 $440.52 $60,791.76
Disclosure

SEC source: 0000064040-24-000020 · wk-form4_1704326523.xml · nonDerivative · entry 4

Moore Sally · CIK 0001914721 · EVP, Global Head of Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,246

Read SEC document
December 31, 2023 Filed Jan 4, 2024 00:02 UTC
Moore SallyEVP, Global Head of Strategy
Exercise / conversionCommon Stock 293 $440.52 $129,072.36
Disclosure

SEC source: 0000064040-24-000020 · wk-form4_1704326523.xml · nonDerivative · entry 3

Moore Sally · CIK 0001914721 · EVP, Global Head of Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,384

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2023 Filed Jan 4, 2024 00:02 UTC
Moore SallyEVP, Global Head of Strategy
Tax withholdingCommon Stock 119 $440.52 $52,421.88
Disclosure

SEC source: 0000064040-24-000020 · wk-form4_1704326523.xml · nonDerivative · entry 2

Moore Sally · CIK 0001914721 · EVP, Global Head of Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,091

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.