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SPB

Spectrum Brands Holdings, Inc.

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4515
SEC CIK
0000109177
Parsed reports
196

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202610
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 27, 2023 Filed Nov 28, 2023 21:19 UTC
Maura David MDirector · Executive Chairman and CEO
PurchaseCommon Stock 10,000 $66.58 $665,800.00
Disclosure

SEC source: 0000109177-23-000057 · wk-form4_1701206341.xml · nonDerivative · entry 3

Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 744,391

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $66.52 to $66.71, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.

Read SEC document
November 27, 2023 Filed Nov 28, 2023 21:19 UTC
Maura David MDirector · Executive Chairman and CEO
PurchaseCommon Stock 10,000 $66.23 $662,300.00
Disclosure

SEC source: 0000109177-23-000057 · wk-form4_1701206341.xml · nonDerivative · entry 2

Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 734,391

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $65.95 to $66.40, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.

Read SEC document
November 24, 2023 Filed Nov 28, 2023 21:21 UTC
Zargar EhsanEVP, GC & Corporate Secretary
GrantCommon Stock 18,874 $0.00 $0.00
Disclosure

SEC source: 0000109177-23-000063 · wk-form4_1701206452.xml · nonDerivative · entry 2

Zargar Ehsan · CIK 0001701893 · EVP, GC & Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,362

F2 · shares: Reporting Person was awarded restricted stock units which are settled in shares of common stock of the Issuer and which are scheduled to vest in equal parts on December 5, 2025 and December 4, 2026, if Reporting Person is an employee of the Issuer on such date.

F2 · price: Reporting Person was awarded restricted stock units which are settled in shares of common stock of the Issuer and which are scheduled to vest in equal parts on December 5, 2025 and December 4, 2026, if Reporting Person is an employee of the Issuer on such date.

Read SEC document
November 24, 2023 Filed Nov 28, 2023 21:21 UTC
Zargar EhsanEVP, GC & Corporate Secretary
GrantCommon Stock 8,153 $0.00 $0.00
Disclosure

SEC source: 0000109177-23-000063 · wk-form4_1701206452.xml · nonDerivative · entry 1

Zargar Ehsan · CIK 0001701893 · EVP, GC & Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,488

F1 · shares: Reporting Person was awarded restricted stock units which are settled in shares of common stock of the Issuer and which are scheduled to vest on December 4, 2026 if Reporting Person is an employee of the Issuer on such date.

F1 · price: Reporting Person was awarded restricted stock units which are settled in shares of common stock of the Issuer and which are scheduled to vest on December 4, 2026 if Reporting Person is an employee of the Issuer on such date.

Read SEC document
November 24, 2023 Filed Nov 28, 2023 21:20 UTC GrantCommon Stock 18,874 $0.00 $0.00
Disclosure

SEC source: 0000109177-23-000062 · wk-form4_1701206430.xml · nonDerivative · entry 2

Smeltser Jeremy W · CIK 0001462723 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,996

F2 · shares: Reporting Person was awarded restricted stock units which are settled in shares of common stock of the Issuer and which are scheduled to vest on in equal parts on December 5, 2025 and December 4, 2026, if Reporting Person is an employee of the Issuer on such date.

F2 · price: Reporting Person was awarded restricted stock units which are settled in shares of common stock of the Issuer and which are scheduled to vest on in equal parts on December 5, 2025 and December 4, 2026, if Reporting Person is an employee of the Issuer on such date.

Read SEC document
November 24, 2023 Filed Nov 28, 2023 21:20 UTC GrantCommon Stock 6,795 $0.00 $0.00
Disclosure

SEC source: 0000109177-23-000062 · wk-form4_1701206430.xml · nonDerivative · entry 1

Smeltser Jeremy W · CIK 0001462723 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,122

F1 · shares: Reporting Person was awarded restricted stock units which are settled in shares of common stock of the Issuer and which are scheduled to vest on December 4, 2026 if Reporting Person is an employee of the Issuer on such date.

F1 · price: Reporting Person was awarded restricted stock units which are settled in shares of common stock of the Issuer and which are scheduled to vest on December 4, 2026 if Reporting Person is an employee of the Issuer on such date.

Read SEC document
November 24, 2023 Filed Nov 28, 2023 21:19 UTC
Rovit Hugh RDirector
GrantCommon Stock 3,473 $0.00 $0.00
Disclosure

SEC source: 0000109177-23-000059 · wk-form4_1701206374.xml · nonDerivative · entry 1

Rovit Hugh R · CIK 0001311214 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,784

F1 · shares: Reporting Person was awarded restricted stock units which are settled in shares of common stock of the Issuer and which are scheduled to vest on October 1, 2024 if Reporting Person is a director of the Issuer on such date.

F1 · price: Reporting Person was awarded restricted stock units which are settled in shares of common stock of the Issuer and which are scheduled to vest on October 1, 2024 if Reporting Person is a director of the Issuer on such date.

Read SEC document
November 24, 2023 Filed Nov 28, 2023 21:20 UTC GrantCommon Stock 3,699 $0.00 $0.00
Disclosure

SEC source: 0000109177-23-000061 · wk-form4_1701206409.xml · nonDerivative · entry 1

James Sherianne · CIK 0001757236 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,615

F1 · shares: Reporting Person was awarded restricted stock units which are settled in shares of common stock of the Issuer and which are scheduled to vest on October 1, 2024 if Reporting Person is a director of the Issuer on such date.

F1 · price: Reporting Person was awarded restricted stock units which are settled in shares of common stock of the Issuer and which are scheduled to vest on October 1, 2024 if Reporting Person is a director of the Issuer on such date.

Read SEC document
November 24, 2023 Filed Nov 28, 2023 21:20 UTC GrantCommon Stock 1,887 $0.00 $0.00
Disclosure

SEC source: 0000109177-23-000060 · wk-form4_1701206391.xml · nonDerivative · entry 1

Chow Joan Kai · CIK 0001390709 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,359

F1 · shares: Reporting Person was awarded restricted stock units which are settled in shares of common stock of the Issuer and which are scheduled to vest on October 1, 2024 if Reporting Person is a director of the Issuer on such date.

F1 · price: Reporting Person was awarded restricted stock units which are settled in shares of common stock of the Issuer and which are scheduled to vest on October 1, 2024 if Reporting Person is a director of the Issuer on such date.

Read SEC document
November 24, 2023 Filed Nov 28, 2023 21:19 UTC
Patel GautamDirector
GrantCommon Stock 3,775 $0.00 $0.00
Disclosure

SEC source: 0000109177-23-000058 · wk-form4_1701206355.xml · nonDerivative · entry 1

Patel Gautam · CIK 0001738054 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,769

F1 · shares: Reporting Person was awarded restricted stock units which are settled in shares of common stock of the Issuer and which are scheduled to vest on October 1, 2024 if Reporting Person is a director of the Issuer on such date.

F1 · price: Reporting Person was awarded restricted stock units which are settled in shares of common stock of the Issuer and which are scheduled to vest on October 1, 2024 if Reporting Person is a director of the Issuer on such date.

Read SEC document
November 24, 2023 Filed Nov 28, 2023 21:19 UTC
Maura David MDirector · Executive Chairman and CEO
GrantCommon Stock 30,575 $0.00 $0.00
Disclosure

SEC source: 0000109177-23-000057 · wk-form4_1701206341.xml · nonDerivative · entry 1

Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 724,391

F1 · shares: Reporting Person was awarded restricted stock units which are settled in shares of common stock of the Issuer and which are scheduled to vest on December 4, 2026 if Reporting Person is an employee of the Issuer on such date.

F1 · price: Reporting Person was awarded restricted stock units which are settled in shares of common stock of the Issuer and which are scheduled to vest on December 4, 2026 if Reporting Person is an employee of the Issuer on such date.

Read SEC document
November 24, 2023 Filed Nov 28, 2023 21:18 UTC GrantCommon Stock 3,473 $0.00 $0.00
Disclosure

SEC source: 0000109177-23-000056 · wk-form4_1701206327.xml · nonDerivative · entry 1

Campbell Leslie Lloyd · CIK 0001857303 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,386

F1 · shares: Reporting Person was awarded restricted stock units which are settled in shares of common stock of the Issuer and which are scheduled to vest on October 1, 2024 if Reporting Person is a director of the Issuer on such date.

F1 · price: Reporting Person was awarded restricted stock units which are settled in shares of common stock of the Issuer and which are scheduled to vest on October 1, 2024 if Reporting Person is a director of the Issuer on such date.

Read SEC document
November 24, 2023 Filed Nov 28, 2023 21:18 UTC GrantCommon Stock 4,605 $0.00 $0.00
Disclosure

SEC source: 0000109177-23-000055 · wk-form4_1701206306.xml · nonDerivative · entry 1

POLISTINA TERRY · CIK 0001231601 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,361

F1 · shares: Reporting Person was awarded restricted stock units which are settled in shares of common stock of the Issuer and which are scheduled to vest on October 1, 2024 if Reporting Person is a director of the Issuer on such date.

F1 · price: Reporting Person was awarded restricted stock units which are settled in shares of common stock of the Issuer and which are scheduled to vest on October 1, 2024 if Reporting Person is a director of the Issuer on such date.

Read SEC document
August 29, 2023 Filed Aug 30, 2023 20:31 UTC
Zargar EhsanEVP, GC & Corporate Secretary
PurchaseCommon Stock 843 $82.98 $69,952.14
Disclosure

SEC source: 0000950142-23-002320 · es230395444_4-zargar.xml · nonDerivative · entry 1

Zargar Ehsan · CIK 0001701893 · EVP, GC & Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,335

Read SEC document
August 29, 2023 Filed Aug 30, 2023 20:30 UTC
Maura David MDirector · Executive Chairman and CEO
PurchaseCommon Stock 5,000 $82.89 $414,450.00
Disclosure

SEC source: 0000950142-23-002319 · es230395443_4-maura.xml · nonDerivative · entry 1

Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 693,816

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $82.76 to $83.13, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.

Read SEC document
August 21, 2023 Filed Aug 21, 2023 21:33 UTC
Maura David MDirector · Executive Chairman and CEO
PurchaseCommon Stock 5,000 $79.22 $396,100.00
Disclosure

SEC source: 0000109177-23-000041 · wf-form4_169265362510670.xml · nonDerivative · entry 2

Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 688,816

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $79.10 to $79.35, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.

Read SEC document
August 18, 2023 Filed Aug 21, 2023 21:33 UTC
Maura David MDirector · Executive Chairman and CEO
PurchaseCommon Stock 5,000 $79.19 $395,950.00
Disclosure

SEC source: 0000109177-23-000041 · wf-form4_169265362510670.xml · nonDerivative · entry 1

Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 683,816

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $79.10 to $79.20, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.

Read SEC document
May 23, 2023 Filed May 24, 2023 21:52 UTC
Maura David MDirector · Executive Chairman and CEO
PurchaseCommon Stock 2,500 $72.10 $180,250.00
Disclosure

SEC source: 0000109177-23-000022 · wf-form4_168496513412270.xml · nonDerivative · entry 3

Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 678,816

Read SEC document
May 23, 2023 Filed May 24, 2023 21:52 UTC
Maura David MDirector · Executive Chairman and CEO
PurchaseCommon Stock 2,500 $72.90 $182,250.00
Disclosure

SEC source: 0000109177-23-000022 · wf-form4_168496513412270.xml · nonDerivative · entry 2

Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 676,316

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $72.86 to $72.93, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.

Read SEC document
May 22, 2023 Filed May 24, 2023 21:52 UTC
Maura David MDirector · Executive Chairman and CEO
PurchaseCommon Stock 5,000 $72.13 $360,650.00
Disclosure

SEC source: 0000109177-23-000022 · wf-form4_168496513412270.xml · nonDerivative · entry 1

Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 673,816

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $72.10 to $72.15, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:41 UTC
Long RebeckahSenior Compensation Executive
Disposition to issuerCommon Stock 3,048 $0.00 $0.00
Disclosure

SEC source: 0000109177-23-000004 · wf-form4_167287205879211.xml · nonDerivative · entry 1

Long Rebeckah · CIK 0001787873 · Senior Compensation Executive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,060

F1 · shares: Includes time based restricted stock units that were forfeited pursuant to the reporting person's separation agreement with the Issuer.

F2 · price: Restricted stock units convert into common stock on one-for-one basis.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:39 UTC Tax withholdingCommon Stock 3,106 $60.92 $189,217.52
Disclosure

SEC source: 0000109177-23-000002 · wf-form4_167287193782478.xml · nonDerivative · entry 2

Lewis Randal D. · CIK 0001757489 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · Lewis Revocable Trust

Disclosed balance after: 72,879

F3 · shares: Represents the disposition or withholding of shares of common stock to the Issuer to satisfy the reporting person's tax liability resulting from the vesting of restricted stock units.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:39 UTC Disposition to issuerCommon Stock 9,626 $0.00 $0.00
Disclosure

SEC source: 0000109177-23-000002 · wf-form4_167287193782478.xml · nonDerivative · entry 1

Lewis Randal D. · CIK 0001757489 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · Lewis Revocable Trust

Disclosed balance after: 75,985

F1 · shares: Includes time based restricted stock units that were forfeited pursuant to the reporting person's separation agreement with the Issuer.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
December 02, 2022 Filed Dec 6, 2022 23:16 UTC
Maura David MDirector · Executive Chairman and CEO
Exercise / conversionRestricted Stock Units · Derivative 26,012 $0.00 $0.00
Disclosure

SEC source: 0000109177-22-000062 · wf-form4_167036858436322.xml · derivative · entry 3

Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on one-for-one basis.

F4 · derivative.exercise_date: On December 16, 2019, the reporting person was granted 26,012 time based restricted stock units that vested on December 2, 2022.

F4 · derivative.expiration_date: On December 16, 2019, the reporting person was granted 26,012 time based restricted stock units that vested on December 2, 2022.

Read SEC document
December 02, 2022 Filed Dec 6, 2022 23:16 UTC
Maura David MDirector · Executive Chairman and CEO
Tax withholdingCommon Stock 29,699 $66.68 $1,980,329.32
Disclosure

SEC source: 0000109177-22-000062 · wf-form4_167036858436322.xml · nonDerivative · entry 2

Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 668,816

F3 · shares: Represents the disposition or withholding of shares of Common Stock to the Issuer to satisfy the reporting person's tax liability resulting from the vesting of restricted stock.

Read SEC document
December 02, 2022 Filed Dec 6, 2022 23:16 UTC
Maura David MDirector · Executive Chairman and CEO
Exercise / conversionCommon Stock 76,587 $0.00 $0.00
Disclosure

SEC source: 0000109177-22-000062 · wf-form4_167036858436322.xml · nonDerivative · entry 1

Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 698,515

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Includes both time based (26,012) and performance based (50,575) restricted stock units that vested on December 2, 2022.

F2 · price: Restricted stock units convert into common stock on one-for-one basis.

Read SEC document
December 02, 2022 Filed Dec 6, 2022 23:15 UTC
Zargar EhsanEVP, GC & Corporate Secretary
Exercise / conversionRestricted Stock Units · Derivative 7,707 $0.00 $0.00
Disclosure

SEC source: 0000109177-22-000060 · wf-form4_167036850797380.xml · derivative · entry 3

Zargar Ehsan · CIK 0001701893 · EVP, GC & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on one-for-one basis.

F4 · derivative.exercise_date: On December 16, 2019, the reporting person was granted 7.707 time based restricted stock units that vested on December 2, 2022.

F4 · derivative.expiration_date: On December 16, 2019, the reporting person was granted 7.707 time based restricted stock units that vested on December 2, 2022.

Read SEC document
December 02, 2022 Filed Dec 6, 2022 23:15 UTC
Zargar EhsanEVP, GC & Corporate Secretary
Tax withholdingCommon Stock 8,930 $66.68 $595,452.40
Disclosure

SEC source: 0000109177-22-000060 · wf-form4_167036850797380.xml · nonDerivative · entry 2

Zargar Ehsan · CIK 0001701893 · EVP, GC & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,492

F3 · shares: Represents the disposition or withholding of shares of Common Stock to the Issuer to satisfy the reporting person's tax liability resulting from the vesting of restricted stock.

Read SEC document
December 02, 2022 Filed Dec 6, 2022 23:15 UTC
Zargar EhsanEVP, GC & Corporate Secretary
Exercise / conversionCommon Stock 22,692 $0.00 $0.00
Disclosure

SEC source: 0000109177-22-000060 · wf-form4_167036850797380.xml · nonDerivative · entry 1

Zargar Ehsan · CIK 0001701893 · EVP, GC & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,422

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Includes both time based (7,707) and performance based (14,985) restricted stock units that vested on December 2, 2022.

F2 · price: Restricted stock units convert into common stock on one-for-one basis.

Read SEC document
December 02, 2022 Filed Dec 6, 2022 23:14 UTC Exercise / conversionRestricted Stock Units · Derivative 4,817 $0.00 $0.00
Disclosure

SEC source: 0000109177-22-000058 · wf-form4_167036844060756.xml · derivative · entry 3

Smeltser Jeremy W · CIK 0001462723 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on one-for-one basis.

F4 · derivative.exercise_date: On December 16, 2019, the reporting person was granted 4,817 time based restricted stock units that vested on December 2, 2022.

F4 · derivative.expiration_date: On December 16, 2019, the reporting person was granted 4,817 time based restricted stock units that vested on December 2, 2022.

Read SEC document
December 02, 2022 Filed Dec 6, 2022 23:14 UTC Tax withholdingCommon Stock 6,333 $66.68 $422,284.44
Disclosure

SEC source: 0000109177-22-000058 · wf-form4_167036844060756.xml · nonDerivative · entry 2

Smeltser Jeremy W · CIK 0001462723 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,327

F3 · shares: Represents the disposition or withholding of shares of common stock to the Issuer to satisfy the reporting person's tax liability resulting from the vesting of restricted stock units.

Read SEC document
December 02, 2022 Filed Dec 6, 2022 23:14 UTC Exercise / conversionCommon Stock 14,183 $0.00 $0.00
Disclosure

SEC source: 0000109177-22-000058 · wf-form4_167036844060756.xml · nonDerivative · entry 1

Smeltser Jeremy W · CIK 0001462723 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,660

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Includes both time based (4,817) and performance based (9,366) restricted stock units that vested on December 2, 2022.

F2 · price: Restricted stock units convert into common stock on one-for-one basis.

Read SEC document
December 02, 2022 Filed Dec 6, 2022 23:13 UTC Exercise / conversionRestricted Stock Units · Derivative 10,597 $0.00 $0.00
Disclosure

SEC source: 0000109177-22-000056 · wf-form4_167036837148848.xml · derivative · entry 3

Lewis Randal D. · CIK 0001757489 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on one-for-one basis.

F4 · derivative.exercise_date: On December 16, 2019, the reporting person was granted 10,597 time based restricted stock units that vested on December 2, 2022.

F4 · derivative.expiration_date: On December 16, 2019, the reporting person was granted 10,597 time based restricted stock units that vested on December 2, 2022.

Read SEC document
December 02, 2022 Filed Dec 6, 2022 23:13 UTC Tax withholdingCommon Stock 13,932 $66.68 $928,985.76
Disclosure

SEC source: 0000109177-22-000056 · wf-form4_167036837148848.xml · nonDerivative · entry 2

Lewis Randal D. · CIK 0001757489 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · Lewis Revocable Trust

Disclosed balance after: 85,611

F3 · shares: Represents the disposition or withholding of shares of Common Stock to the Issuer to satisfy the reporting person's tax liability resulting from the vesting of restricted stock.

Read SEC document
December 02, 2022 Filed Dec 6, 2022 23:13 UTC Exercise / conversionCommon Stock 31,202 $0.00 $0.00
Disclosure

SEC source: 0000109177-22-000056 · wf-form4_167036837148848.xml · nonDerivative · entry 1

Lewis Randal D. · CIK 0001757489 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · Lewis Revocable Trust

Disclosed balance after: 99,543

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Includes both time based (10,597) and performance based (20,605) restricted stock units that vested on December 2, 2022.

F2 · price: Restricted stock units convert into common stock on one-for-one basis.

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December 02, 2022 Filed Dec 6, 2022 23:12 UTC
Long RebeckahSVP & CHRO
Exercise / conversionRestricted Stock Units · Derivative 1,686 $0.00 $0.00
Disclosure

SEC source: 0000109177-22-000054 · wf-form4_167036830687889.xml · derivative · entry 3

Long Rebeckah · CIK 0001787873 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Comm Stock · 0 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On December 16, 2019, the reporting person was granted 1,686 time based restricted stock units that vested on December 2, 2022.

F4 · derivative.expiration_date: On December 16, 2019, the reporting person was granted 1,686 time based restricted stock units that vested on December 2, 2022.

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December 02, 2022 Filed Dec 6, 2022 23:12 UTC
Long RebeckahSVP & CHRO
Tax withholdingCommon Stock 2,217 $66.68 $147,829.56
Disclosure

SEC source: 0000109177-22-000054 · wf-form4_167036830687889.xml · nonDerivative · entry 2

Long Rebeckah · CIK 0001787873 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,108

F3 · shares: Represents the disposition or withholding of shares of Common Stock to the Issuer to satisfy the reporting person's tax liability resulting from the vesting of restricted stock.

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December 02, 2022 Filed Dec 6, 2022 23:12 UTC
Long RebeckahSVP & CHRO
Exercise / conversionCommon Stock 4,964 $0.00 $0.00
Disclosure

SEC source: 0000109177-22-000054 · wf-form4_167036830687889.xml · nonDerivative · entry 1

Long Rebeckah · CIK 0001787873 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,325

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Includes both time based (1,686) and performance based (3,278) restricted stock units that vested on December 2, 2022.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

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November 25, 2022 Filed Nov 29, 2022 21:54 UTC GrantCommon Stock 4,618 $0.00 $0.00
Disclosure

SEC source: 0000109177-22-000048 · wf-form4_166975882983361.xml · nonDerivative · entry 1

Campbell Leslie Lloyd · CIK 0001857303 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,913

F1 · shares: 1. Reporting Person was awarded restricted stock units which are settled in shares of common stock of the Issuer and which are scheduled to vest on October 1, 2023 if Reporting Person is a director of the Issuer on such date.

F1 · price: 1. Reporting Person was awarded restricted stock units which are settled in shares of common stock of the Issuer and which are scheduled to vest on October 1, 2023 if Reporting Person is a director of the Issuer on such date.

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November 25, 2022 Filed Nov 29, 2022 21:56 UTC
Rovit Hugh RDirector
GrantCommon Stock 4,618 $0.00 $0.00
Disclosure

SEC source: 0000109177-22-000052 · wf-form4_166975896852574.xml · nonDerivative · entry 1

Rovit Hugh R · CIK 0001311214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,311

F1 · shares: 1. Reporting Person was awarded restricted stock units which are settled in shares of common stock of the Issuer and which are scheduled to vest on October 1, 2023 if Reporting Person is a director of the Issuer on such date.

F1 · price: 1. Reporting Person was awarded restricted stock units which are settled in shares of common stock of the Issuer and which are scheduled to vest on October 1, 2023 if Reporting Person is a director of the Issuer on such date.

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November 25, 2022 Filed Nov 29, 2022 21:55 UTC GrantCommon Stock 4,618 $0.00 $0.00
Disclosure

SEC source: 0000109177-22-000050 · wf-form4_166975889013545.xml · nonDerivative · entry 1

Chow Joan Kai · CIK 0001390709 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,472

F1 · shares: 1. Reporting Person was awarded restricted stock units which are settled in shares of common stock of the Issuer and which are scheduled to vest on October 1, 2023 if Reporting Person is a director of the Issuer on such date.

F1 · price: 1. Reporting Person was awarded restricted stock units which are settled in shares of common stock of the Issuer and which are scheduled to vest on October 1, 2023 if Reporting Person is a director of the Issuer on such date.

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November 25, 2022 Filed Nov 29, 2022 21:53 UTC
Patel GautamDirector
GrantCommon Stock 5,020 $0.00 $0.00
Disclosure

SEC source: 0000109177-22-000046 · wf-form4_166975876860565.xml · nonDerivative · entry 1

Patel Gautam · CIK 0001738054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,994

F1 · shares: 1. Reporting Person was awarded restricted stock units which are settled in shares of common stock of the Issuer and which are scheduled to vest on October 1, 2023 if Reporting Person is a director of the Issuer on such date.

F1 · price: 1. Reporting Person was awarded restricted stock units which are settled in shares of common stock of the Issuer and which are scheduled to vest on October 1, 2023 if Reporting Person is a director of the Issuer on such date.

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November 25, 2022 Filed Nov 29, 2022 21:52 UTC GrantCommon Stock 4,920 $0.00 $0.00
Disclosure

SEC source: 0000109177-22-000044 · wf-form4_166975870642657.xml · nonDerivative · entry 1

James Sherianne · CIK 0001757236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,916

F1 · shares: 1. Reporting Person was awarded restricted stock units which are settled in shares of common stock of the Issuer and which are scheduled to vest on October 1, 2023 if Reporting Person is a director of the Issuer on such date.

F1 · price: 1. Reporting Person was awarded restricted stock units which are settled in shares of common stock of the Issuer and which are scheduled to vest on October 1, 2023 if Reporting Person is a director of the Issuer on such date.

Read SEC document
November 25, 2022 Filed Nov 29, 2022 21:50 UTC GrantCommon Stock 6,124 $0.00 $0.00
Disclosure

SEC source: 0000109177-22-000042 · wf-form4_166975862991692.xml · nonDerivative · entry 1

POLISTINA TERRY · CIK 0001231601 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,756

F1 · shares: 1. Reporting Person was awarded restricted stock units which are settled in shares of common stock of the Issuer and which are scheduled to vest on October 1, 2023 if Reporting Person is a director of the Issuer on such date.

F1 · price: 1. Reporting Person was awarded restricted stock units which are settled in shares of common stock of the Issuer and which are scheduled to vest on October 1, 2023 if Reporting Person is a director of the Issuer on such date.

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November 25, 2022 Filed Nov 29, 2022 21:49 UTC GrantCommon Stock 7,108 $0.00 $0.00
Disclosure

SEC source: 0000109177-22-000040 · wf-form4_166975856962365.xml · nonDerivative · entry 1

Smeltser Jeremy W · CIK 0001462723 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,477

F1 · shares: 1. Reporting Person was awarded restricted stock units which are settled in shares of common stock of the Issuer and which are scheduled to vest on December 5, 2025 if Reporting Person is an employee of the Issuer on such date.

F1 · price: 1. Reporting Person was awarded restricted stock units which are settled in shares of common stock of the Issuer and which are scheduled to vest on December 5, 2025 if Reporting Person is an employee of the Issuer on such date.

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November 25, 2022 Filed Nov 29, 2022 21:48 UTC
Zargar EhsanEVP, GC & Corporate Secretary
GrantCommon Stock 9,639 $0.00 $0.00
Disclosure

SEC source: 0000109177-22-000038 · wf-form4_166975849939604.xml · nonDerivative · entry 1

Zargar Ehsan · CIK 0001701893 · EVP, GC & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,730

F1 · shares: 1. Reporting Person was awarded restricted stock units which are settled in shares of common stock of the Issuer and which are scheduled to vest on December 5, 2025 if Reporting Person is an employee of the Issuer on such date.

F1 · price: 1. Reporting Person was awarded restricted stock units which are settled in shares of common stock of the Issuer and which are scheduled to vest on December 5, 2025 if Reporting Person is an employee of the Issuer on such date.

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November 25, 2022 Filed Nov 29, 2022 21:47 UTC
Maura David MDirector · Executive Chairman and CEO
GrantCommon Stock 32,530 $0.00 $0.00
Disclosure

SEC source: 0000109177-22-000036 · wf-form4_166975842889241.xml · nonDerivative · entry 1

Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 621,928

F1 · shares: 1. Reporting Person was awarded restricted stock units which are settled in shares of common stock of the Issuer and which are scheduled to vest on December 5, 2025 if Reporting Person is an employee of the Issuer on such date.

F1 · price: 1. Reporting Person was awarded restricted stock units which are settled in shares of common stock of the Issuer and which are scheduled to vest on December 5, 2025 if Reporting Person is an employee of the Issuer on such date.

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March 07, 2022 Filed Mar 8, 2022 22:37 UTC
Long RebeckahSVP & CHRO
GiftCommon Stock 5,416 $0.00 $0.00
Disclosure

SEC source: 0000109177-22-000009 · wf-form4_164677903903696.xml · nonDerivative · entry 2

Long Rebeckah · CIK 0001787873 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Indirect · Long Revocable Trust

Disclosed balance after: 5,416

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March 07, 2022 Filed Mar 8, 2022 22:37 UTC
Long RebeckahSVP & CHRO
GiftCommon Stock 5,416 $0.00 $0.00
Disclosure

SEC source: 0000109177-22-000009 · wf-form4_164677903903696.xml · nonDerivative · entry 1

Long Rebeckah · CIK 0001787873 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,361

F1 · shares: In connection with ordinary tax and estate planning, on March 07, 2022, Mrs. Long transferred these shares to the Long Revocable Trust.

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December 15, 2021 Filed Dec 17, 2021 22:22 UTC GrantCommon Stock 2,392 $0.00 $0.00
Disclosure

SEC source: 0000109177-21-000105 · wf-form4_163977970773977.xml · nonDerivative · entry 1

James Sherianne · CIK 0001757236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,996

F1 · shares: Reporting Person was awarded restricted stock units which are settled in shares of common stock of the Issuer and which are scheduled to vest on October 1, 2022 if the Reporting Person is a director of the Issuer on such date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.