Tapewire

Nasdaq · USD

SOUN

SOUNDHOUND AI, INC.

Export transactions ↓
Tapewire entity
4223
SEC CIK
0001840856
Parsed reports
260

Last 12 months

Inside the activity.

0 purchase rows · 29 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202509
Jan 202601
Feb 202600
Mar 202607
Apr 202600
May 202600
Jun 202605
Jul 202600
Aug 202601
Sep 202605
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 09, 2023 Filed Mar 13, 2023 21:59 UTC
Ball Eric R.Director
SaleClass A Common Stock 10,438 $2.43 $25,321.54
Disclosure

SEC source: 0001562180-23-002724 · primarydocument.xml · nonDerivative · entry 1

Ball Eric R. · CIK 0001588852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,935

F1 · shares: The sale reported herein was made to accommodate taxable income payment obligations in connection with the settlement of shares of restricted stock units granted to the reporting person on August 4, 2022.

Read SEC document
March 09, 2023 Filed Mar 13, 2023 22:01 UTC
EMAMI MAJIDVP, Engineering · 10% owner
SaleClass A Common Stock 33,612 $2.48 $83,340.95
Disclosure

SEC source: 0001562180-23-002729 · primarydocument.xml · nonDerivative · entry 1

EMAMI MAJID · CIK 0001920475 · VP, Engineering · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 381,388

F1 · shares: The sale reported herein was made to satisfy tax withholding obligations in connection with the settlement of shares of restricted stock units granted to the reporting person on August 4, 2022 and September 7, 2022.

Read SEC document
March 09, 2023 Filed Mar 13, 2023 22:00 UTC
SHARAN NITESHChief Financial Officer
SaleClass A Common Stock 60,000 $2.48 $148,770.00
Disclosure

SEC source: 0001562180-23-002726 · primarydocument.xml · nonDerivative · entry 1

SHARAN NITESH · CIK 0001917992 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 465,000

F1 · shares: The sale reported herein was made to satisfy tax withholding obligations in connection with the settlement of shares of restricted stock units granted to the reporting person on July 20, 2022 and September 7, 2022.

Read SEC document
March 09, 2023 Filed Mar 13, 2023 22:00 UTC
MOHAJER KEYVANDirector · CEO · 10% owner
SaleClass A Common Stock 95,000 $2.48 $235,552.50
Disclosure

SEC source: 0001562180-23-002727 · primarydocument.xml · nonDerivative · entry 1

MOHAJER KEYVAN · CIK 0001917995 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,075,000

F1 · shares: The sale reported herein was made to satisfy tax withholding obligations in connection with the settlement of shares of restricted stock units granted to the reporting person on July 20, 2022 and September 7, 2022.

Read SEC document
March 09, 2023 Filed Mar 13, 2023 21:58 UTC
SROKA DIANADirector
SaleClass A Common Stock 5,219 $2.48 $12,940.51
Disclosure

SEC source: 0001562180-23-002723 · primarydocument.xml · nonDerivative · entry 1

SROKA DIANA · CIK 0001920484 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,154

F1 · shares: The sale reported herein was made to accommodate taxable income payment obligations in connection with the settlement of shares of restricted stock units granted to the reporting person on August 4, 2022.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 23:25 UTC
STONEHOCKER TIMOTHYChief Technology Officer
SaleClass A Common Stock 4,152 $3.79 $15,736.08
Disclosure

SEC source: 0001562180-23-001861 · primarydocument.xml · nonDerivative · entry 1

STONEHOCKER TIMOTHY · CIK 0001921376 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,041,228

F1 · shares: The sale reported herein was made to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units granted to the reporting person on August 4, 2022 and September 7, 2022.

Read SEC document
February 07, 2023 Filed Feb 8, 2023 22:06 UTC
STONEHOCKER TIMOTHYChief Technology Officer
SaleClass A Common Stock 10,000 $4.48 $44,750.00
Disclosure

SEC source: 0001562180-23-001125 · primarydocument.xml · nonDerivative · entry 2

STONEHOCKER TIMOTHY · CIK 0001921376 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,045,380

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in August 2022.

F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $4.45 to $4.50. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
February 06, 2023 Filed Feb 8, 2023 22:06 UTC
STONEHOCKER TIMOTHYChief Technology Officer
SaleClass A Common Stock 15,000 $3.77 $56,599.50
Disclosure

SEC source: 0001562180-23-001125 · primarydocument.xml · nonDerivative · entry 1

STONEHOCKER TIMOTHY · CIK 0001921376 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,055,380

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in August 2022.

F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $3.57 to $4.00. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
January 26, 2023 Filed Jan 30, 2023 22:04 UTC
STONEHOCKER TIMOTHYChief Technology Officer
SaleClass A Common Stock 3,736 $1.50 $5,599.14
Disclosure

SEC source: 0001562180-23-000729 · primarydocument.xml · nonDerivative · entry 1

STONEHOCKER TIMOTHY · CIK 0001921376 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,070,380

F1 · shares: The sale reported herein was made to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units granted to the reporting person on August 4, 2022 and September 7, 2022.

Read SEC document
January 20, 2023 Filed Jan 24, 2023 23:03 UTC
Ball Eric R.Director
PurchasePreferred Stock 3,334 $30.00 $100,020.00
Disclosure

SEC source: 0001562180-23-000573 · primarydocument.xml · nonDerivative · entry 1

Ball Eric R. · CIK 0001588852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,334

F1 · security: Pursuant to certain preferred stock purchase agreements (the "Purchase Agreements"), dated on or around January 20, 2023, the Issuer issued and sold an aggregate of 835,011 shares of its newly designated Series A Convertible Preferred Stock, par value $0.0001 per share (the "Series A Preferred Stock"), to certain investors (the "Transactions"). The Transactions were approved by the board of directors of the Issuer, including for Rule 16b-3 purposes.

F2 · security: The Series A Preferred Stock is entitled to dividends payable as an increase in the liquidation preference for such share at the rate of 14% per annum, accreting semi-annually to liquidation preference on January 1 and July 1 of each year. Each share of Series A Preferred Stock is convertible into shares of Class A common stock of the Issuer under certain circumstances.

Read SEC document
January 20, 2023 Filed Jan 24, 2023 23:05 UTC
SHARAN NITESHChief Financial Officer
PurchasePreferred Stock 3,334 $30.00 $100,020.00
Disclosure

SEC source: 0001562180-23-000574 · primarydocument.xml · nonDerivative · entry 1

SHARAN NITESH · CIK 0001917992 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,334

F1 · security: Pursuant to certain preferred stock purchase agreements (the "Purchase Agreements"), dated on or around January 20, 2023, the Issuer issued and sold an aggregate of 835,011 shares of its newly designated Series A Convertible Preferred Stock, par value $0.0001 per share (the "Series A Preferred Stock"), to certain investors (the "Transactions"). The Transactions were approved by the board of directors of the Issuer, including for Rule 16b-3 purposes.

F2 · security: The Series A Preferred Stock is entitled to dividends payable as an increase in the liquidation preference for such share at the rate of 14% per annum, accreting semi-annually to liquidation preference on January 1 and July 1 of each year. Each share of Series A Preferred Stock is convertible into shares of Class A common stock of the Issuer under certain circumstances.

Read SEC document
December 28, 2022 Filed Dec 30, 2022 22:16 UTC
STONEHOCKER TIMOTHYChief Technology Officer
SaleClass A Common Stock 3,385 $1.00 $3,384.66
Disclosure

SEC source: 0001562180-22-008460 · primarydocument.xml · nonDerivative · entry 1

STONEHOCKER TIMOTHY · CIK 0001921376 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,074,116

F1 · shares: The sale reported herein was made to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units granted to the reporting person on August 4, 2022 and September 7, 2022

Read SEC document
December 01, 2022 Filed Dec 5, 2022 22:12 UTC
HOM JAMES MINGDirector · Chief Product Officer
SaleClass A Common Stock 661,192 $1.25 $826,490.00
Disclosure

SEC source: 0001562180-22-008063 · primarydocument.xml · nonDerivative · entry 2

HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 415,000

F3 · shares: Represents shares sold by the reporting person to satisfy tax obligations.

Read SEC document
November 22, 2022 Filed Nov 25, 2022 19:41 UTC
STONEHOCKER TIMOTHYChief Technology Officer
SaleClass A Common Stock 46,213 $1.59 $73,483.29
Disclosure

SEC source: 0001562180-22-007896 · primarydocument.xml · nonDerivative · entry 1

STONEHOCKER TIMOTHY · CIK 0001921376 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,077,501

F1 · shares: The sale reported herein was made to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units granted to the reporting person on March 31, 2022, August 4, 2022 and September 7, 2022.

Read SEC document
November 21, 2022 Filed Dec 5, 2022 22:12 UTC
HOM JAMES MINGDirector · Chief Product Officer
ConversionClass B Common Stock · Derivative 661,192 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-008063 · primarydocument.xml · derivative · entry 3

HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,512,588

Underlying: Class A Common Stock · 661,192 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the reporting person or automatically or on the earliest to occur of certain events specified. The Class B Common Stock has no expiration date.

F1 · kind: Each share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the reporting person or automatically or on the earliest to occur of certain events specified. The Class B Common Stock has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the reporting person or automatically or on the earliest to occur of certain events specified. The Class B Common Stock has no expiration date.

Read SEC document
November 21, 2022 Filed Dec 5, 2022 22:12 UTC
HOM JAMES MINGDirector · Chief Product Officer
ConversionClass A Common Stock 661,192 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-22-008063 · primarydocument.xml · nonDerivative · entry 1

HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,076,192

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the reporting person or automatically or on the earliest to occur of certain events specified. The Class B Common Stock has no expiration date.

Read SEC document
October 28, 2022 Filed Oct 31, 2022 21:41 UTC
STONEHOCKER TIMOTHYChief Technology Officer
SaleClass A Common Stock 66,539 $2.57 $170,865.50
Disclosure

SEC source: 0001562180-22-007385 · primarydocument.xml · nonDerivative · entry 2

STONEHOCKER TIMOTHY · CIK 0001921376 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,123,714

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in August 2022.

F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $2.50 to $2.74. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
October 27, 2022 Filed Oct 31, 2022 21:41 UTC
STONEHOCKER TIMOTHYChief Technology Officer
SaleClass A Common Stock 22,600 $2.75 $62,226.84
Disclosure

SEC source: 0001562180-22-007385 · primarydocument.xml · nonDerivative · entry 1

STONEHOCKER TIMOTHY · CIK 0001921376 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,190,253

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in August 2022.

F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $2.68 to $2.88. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
October 21, 2022 Filed Oct 25, 2022 21:28 UTC
STONEHOCKER TIMOTHYChief Technology Officer
SaleClass A Common Stock 3,280 $2.93 $9,620.57
Disclosure

SEC source: 0001562180-22-007317 · primarydocument.xml · nonDerivative · entry 1

STONEHOCKER TIMOTHY · CIK 0001921376 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,212,853

F1 · shares: The sale reported herein was made to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units granted to the reporting person on August 4, 2022 and September 7, 2022.

Read SEC document
October 03, 2022 Filed Oct 5, 2022 20:37 UTC
STONEHOCKER TIMOTHYChief Technology Officer
SaleClass A Common Stock 2,779 $3.50 $9,726.50
Disclosure

SEC source: 0001562180-22-007048 · primarydocument.xml · nonDerivative · entry 1

STONEHOCKER TIMOTHY · CIK 0001921376 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,216,133

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in August 2022.

Read SEC document
September 21, 2022 Filed Sep 23, 2022 21:08 UTC
STONEHOCKER TIMOTHYChief Technology Officer
SaleClass A Common Stock 3,356 $3.04 $10,202.24
Disclosure

SEC source: 0001562180-22-006810 · primarydocument.xml · nonDerivative · entry 1

STONEHOCKER TIMOTHY · CIK 0001921376 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,218,912

F1 · shares: The sale reported herein was made to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units granted to the reporting person on August 4, 2022 and September 7, 2022.

Read SEC document
September 16, 2022 Filed Sep 21, 2022 00:37 UTC
STONEHOCKER TIMOTHYChief Technology Officer
SaleClass A Common Stock 8,082 $3.59 $28,976.39
Disclosure

SEC source: 0001562180-22-006778 · primarydocument.xml · nonDerivative · entry 1

STONEHOCKER TIMOTHY · CIK 0001921376 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,222,268

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in August 2022.

F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $3.50 to $3.63. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
September 07, 2022 Filed Sep 9, 2022 22:02 UTC
STONEHOCKER TIMOTHYChief Technology Officer
GrantClass A Common Stock 175,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-006601 · primarydocument.xml · nonDerivative · entry 1

STONEHOCKER TIMOTHY · CIK 0001921376 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,230,350

F1 · shares: Represents a grant of restricted stock units under the SoundHound AI, Inc. 2022 Incentive Award Plan. The restricted stock units vest in equal monthly installments over three years.

Read SEC document
September 07, 2022 Filed Sep 9, 2022 18:02 UTC
IRANI ZUBINChief Revenue Officer
GrantClass A Common Stock 225,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-006598 · primarydocument.xml · nonDerivative · entry 1

IRANI ZUBIN · CIK 0001921411 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 525,000

F1 · shares: Represents a grant of restricted stock units under the SoundHound AI, Inc. 2022 Incentive Award Plan. The restricted stock units vest in equal monthly installments over three years.

Read SEC document
September 07, 2022 Filed Sep 9, 2022 22:02 UTC
ZAGORSEK MICHAELChief Operating Officer
GrantClass A Common Stock 225,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-006600 · primarydocument.xml · nonDerivative · entry 1

ZAGORSEK MICHAEL · CIK 0001921640 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 525,000

F1 · shares: Represents a grant of restricted stock units under the SoundHound AI, Inc. 2022 Incentive Award Plan. The restricted stock units vest in equal monthly installments over three years.

Read SEC document
September 07, 2022 Filed Sep 9, 2022 22:01 UTC
HOM JAMES MINGDirector · VP, Products
GrantClass A Common Stock 175,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-006597 · primarydocument.xml · nonDerivative · entry 1

HOM JAMES MING · CIK 0001920481 · Director · VP, Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 415,000

F1 · shares: Represents a grant of restricted stock units under the SoundHound AI, Inc. 2022 Incentive Award Plan. The restricted stock units vest in equal monthly installments over three years.

Read SEC document
September 07, 2022 Filed Sep 9, 2022 22:02 UTC
SHARAN NITESHChief Financial Officer
GrantClass A Common Stock 225,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-006599 · primarydocument.xml · nonDerivative · entry 1

SHARAN NITESH · CIK 0001917992 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 525,000

F1 · shares: Represents a grant of restricted stock units under the SoundHound AI, Inc. 2022 Incentive Award Plan. The restricted stock units vest in equal monthly installments over three years.

Read SEC document
September 07, 2022 Filed Sep 9, 2022 22:01 UTC
MOHAJER KEYVANDirector · CEO · 10% owner
GrantClass A Common Stock 450,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-006596 · primarydocument.xml · nonDerivative · entry 1

MOHAJER KEYVAN · CIK 0001917995 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,170,000

F1 · shares: Represents a grant of restricted stock units under the SoundHound AI, Inc. 2022 Incentive Award Plan. The restricted stock units vest in equal monthly installments over three years.

Read SEC document
September 07, 2022 Filed Sep 9, 2022 22:01 UTC
EMAMI MAJIDVP, Engineering · 10% owner
GrantClass A Common Stock 175,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-006595 · primarydocument.xml · nonDerivative · entry 1

EMAMI MAJID · CIK 0001920475 · VP, Engineering · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 415,000

F1 · shares: Represents a grant of restricted stock units under the SoundHound AI, Inc. 2022 Incentive Award Plan. The restricted stock units vest in equal monthly installments over three years.

Read SEC document
August 20, 2022 Filed Aug 23, 2022 21:59 UTC
STONEHOCKER TIMOTHYChief Technology Officer
SaleClass A Common Stock 5,043 $2.93 $14,775.99
Disclosure

SEC source: 0001562180-22-006292 · primarydocument.xml · nonDerivative · entry 1

STONEHOCKER TIMOTHY · CIK 0001921376 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,055,350

F1 · shares: The sale reported herein was made to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units granted to the reporting person on August 4, 2022.

F2 · balance_after: The number of shares reported has been increased to reflect the aggregation of certain restricted stock units previously reported on a separate line item on Table I.

Read SEC document
August 04, 2022 Filed Aug 9, 2022 01:35 UTC GrantClass A Common Stock 72,118 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-22-005971 · primarydocument.xml · nonDerivative · entry 2

MARCUS LAWRENCE · CIK 0001248294 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,432

F2 · price: Represents a grant of restricted stock units under the Plan. These restricted stock units vest as follows: 1/3 vest on the one year anniversary of the reporting person's appointment to the board and the remaining portion will vest in eight approximately equal quarterly installments thereafter.

Read SEC document
August 04, 2022 Filed Aug 9, 2022 01:35 UTC GrantClass A Common Stock 31,314 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-22-005971 · primarydocument.xml · nonDerivative · entry 1

MARCUS LAWRENCE · CIK 0001248294 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,314

F1 · price: Represents a grant of restricted stock units under the SoundHound AI, Inc. 2022 Incentive Award Plan (the "Plan"). These restricted stock units vest in four approximately equal quarterly installments.

Read SEC document
August 04, 2022 Filed Aug 9, 2022 01:34 UTC
Ball Eric R.Director
GrantStock Options (Right to buy) · Derivative 84,685 $0.00 Strike: $3.80 $0.00
Disclosure

SEC source: 0001562180-22-005969 · primarydocument.xml · derivative · entry 3

Ball Eric R. · CIK 0001588852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,685

Underlying: Class A Common Stock · 84,685 shares

Expires 2032-08-04

F3 · derivative.exercise_date: These stock options were granted under the Plan and vest as follows: 1/3 vest on the one year anniversary of the reporting person's appointment to the board and the remaining portion will vest in eight approximately equal quarterly installments thereafter.

Read SEC document
August 04, 2022 Filed Aug 9, 2022 01:34 UTC
Ball Eric R.Director
GrantClass A Common Stock 36,059 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-005969 · primarydocument.xml · nonDerivative · entry 2

Ball Eric R. · CIK 0001588852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,373

F2 · shares: Represents a grant of restricted stock units under the Plan. These restricted stock units vest as follows: 1/3 vest on the one year anniversary of the reporting person's appointment to the board and the remaining portion will vest in eight approximately equal quarterly installments thereafter.

Read SEC document
August 04, 2022 Filed Aug 9, 2022 01:34 UTC
Ball Eric R.Director
GrantClass A Common Stock 31,314 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-005969 · primarydocument.xml · nonDerivative · entry 1

Ball Eric R. · CIK 0001588852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,314

F1 · shares: Represents a grant of restricted stock units under the SoundHound AI, Inc. 2022 Incentive Award Plan (the "Plan"). These restricted stock units vest in four approximately equal quarterly installments.

Read SEC document
August 04, 2022 Filed Aug 9, 2022 01:35 UTC
SROKA DIANADirector
GrantStock Options (Right to buy) · Derivative 84,685 $0.00 Strike: $3.80 $0.00
Disclosure

SEC source: 0001562180-22-005970 · primarydocument.xml · derivative · entry 3

SROKA DIANA · CIK 0001920484 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,685

Underlying: Class A Common Stock · 84,685 shares

Expires 2032-08-04

F3 · derivative.exercise_date: These stock options were granted under the Plan and vest as follows: 1/3 vest on the one year anniversary of the reporting person's appointment to the board and the remaining portion will vest in eight approximately equal quarterly installments thereafter.

Read SEC document
August 04, 2022 Filed Aug 9, 2022 01:35 UTC
SROKA DIANADirector
GrantClass A Common Stock 36,059 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-005970 · primarydocument.xml · nonDerivative · entry 2

SROKA DIANA · CIK 0001920484 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,373

F2 · price: Represents a grant of restricted stock units under the Plan. These restricted stock units vest as follows: 1/3 vest on the one year anniversary of the reporting person's appointment to the board and the remaining portion will vest in eight approximately equal quarterly installments thereafter.

Read SEC document
August 04, 2022 Filed Aug 9, 2022 01:35 UTC
SROKA DIANADirector
GrantClass A Common Stock 31,314 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-005970 · primarydocument.xml · nonDerivative · entry 1

SROKA DIANA · CIK 0001920484 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,314

F1 · price: Represents a grant of restricted stock units under the SoundHound AI, Inc. 2022 Incentive Award Plan (the "Plan"). These restricted stock units vest in four approximately equal quarterly installments.

Read SEC document
August 04, 2022 Filed Aug 9, 2022 18:18 UTC
IRANI ZUBINChief Revenue Officer
GrantClass A Common Stock 300,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-22-005993 · primarydocument.xml · nonDerivative · entry 1

IRANI ZUBIN · CIK 0001921411 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

F1 · price: Represents a grant of restricted stock units under the SoundHound AI, Inc. 2022 Incentive Award Plan. The restricted stock units vest over four years.

Read SEC document
August 04, 2022 Filed Aug 9, 2022 22:17 UTC
ZAGORSEK MICHAELChief Operating Officer
GrantClass A Common Stock 300,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-22-005991 · primarydocument.xml · nonDerivative · entry 1

ZAGORSEK MICHAEL · CIK 0001921640 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

F1 · price: Represents a grant of restricted stock units under the SoundHound AI, Inc. 2022 Incentive Award Plan. The restricted stock units vest over four years.

Read SEC document
August 04, 2022 Filed Aug 9, 2022 22:17 UTC
HOM JAMES MINGDirector · VP, Products
GrantClass A Common Stock 240,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-22-005990 · primarydocument.xml · nonDerivative · entry 1

HOM JAMES MING · CIK 0001920481 · Director · VP, Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,000

F1 · price: Represents a grant of restricted stock units under the SoundHound AI, Inc. 2022 Incentive Award Plan. The restricted stock units vest over four years.

Read SEC document
August 04, 2022 Filed Aug 9, 2022 22:17 UTC
EMAMI MAJIDVP, Engineering · 10% owner
GrantClass A Common Stock 240,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-22-005992 · primarydocument.xml · nonDerivative · entry 1

EMAMI MAJID · CIK 0001920475 · VP, Engineering · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,000

F1 · price: Represents a grant of restricted stock units under the SoundHound AI, Inc. 2022 Incentive Award Plan. The restricted stock units vest over four years.

Read SEC document
July 20, 2022 Filed Aug 9, 2022 22:17 UTC
STONEHOCKER TIMOTHYChief Technology Officer
GrantClass A Common Stock 210,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-22-005989 · primarydocument.xml · nonDerivative · entry 1

STONEHOCKER TIMOTHY · CIK 0001921376 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 960,964

F1 · price: Represents a grant of restricted stock units under the SoundHound AI, Inc. 2022 Incentive Award Plan. The restricted stock units vest over four years.

Read SEC document
July 20, 2022 Filed Aug 9, 2022 22:16 UTC
SHARAN NITESHChief Financial Officer
GrantClass A Common Stock 300,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-22-005988 · primarydocument.xml · nonDerivative · entry 1

SHARAN NITESH · CIK 0001917992 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

F1 · price: Represents a grant of restricted stock units under the SoundHound AI, Inc. 2022 Incentive Award Plan. The restricted stock units vest over four years.

Read SEC document
July 20, 2022 Filed Aug 9, 2022 22:16 UTC
MOHAJER KEYVANDirector · CEO · 10% owner
GrantClass A Common Stock 720,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-005987 · primarydocument.xml · nonDerivative · entry 1

MOHAJER KEYVAN · CIK 0001917995 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 720,000

F1 · shares: Represents a grant of restricted stock units under the SoundHound AI, Inc. 2022 Incentive Award Plan. The restricted stock units vest over four years.

Read SEC document
May 20, 2022 Filed Aug 4, 2022 22:59 UTC
Ball Eric R.Director
PurchaseClass A Common Stock 20,000 $4.80 $96,000.00
Disclosure

SEC source: 0001562180-22-005898 · primarydocument.xml · nonDerivative · entry 1

Ball Eric R. · CIK 0001588852 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 580,250

F1 · ownership.nature: Represents securities held by the Ball Axline Living Trust (dated July 22, 2014) (the "Trust"). The Reporting Person is a joint trustee of the Trust. The beneficiaries of the Trust are immediate family members currently sharing the Reporting Persons' household. The Reporting Person disclaims beneficial ownership of these securities.

Read SEC document
May 09, 2022 Filed May 11, 2022 21:02 UTC
Ball Eric R.Director
OtherClass A Common Stock 560,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-22-003975 · primarydocument.xml · nonDerivative · entry 1

Ball Eric R. · CIK 0001588852 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 560,250

F1 · kind: Represents the pro rata distribution of the shares of Class A common stock of the registrant held by Archimedes Tech SPAC Sponsors LLC (the "Sponsor") to its members or their permitted transferees.

F1 · price: Represents the pro rata distribution of the shares of Class A common stock of the registrant held by Archimedes Tech SPAC Sponsors LLC (the "Sponsor") to its members or their permitted transferees.

F2 · ownership.nature: Represents securities held by the Ball Axline Living Trust (dated July 22, 2014) (the "Trust"). The Reporting Person is a joint trustee of the Trust, and as such may be deemed to have beneficial ownership of the securities held by the Trust.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 17:14 UTC PurchaseWarrants to purchase Common Stock · Derivative 165,000 Not disclosed Strike: $11.50 Not disclosed
Disclosure

SEC source: 0001213900-21-016114 · ownership.xml · derivative · entry 2

Archimedes Tech SPAC Sponsors LLC · CIK 0001850507 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,000

Underlying: Common Stock · 165,000 shares

Expires not disclosed

F2 · price: One warrant automatically convert into one share of common stock upon the consummation of the registrant's initial business combination, as described in the registrant's prospectus filed with the SEC.

F2 · derivative.exercise_date: One warrant automatically convert into one share of common stock upon the consummation of the registrant's initial business combination, as described in the registrant's prospectus filed with the SEC.

F2 · derivative.expiration_date: One warrant automatically convert into one share of common stock upon the consummation of the registrant's initial business combination, as described in the registrant's prospectus filed with the SEC.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 17:14 UTC PurchaseCommon Stock 330,000 $10.00 $3,300,000.00
Disclosure

SEC source: 0001213900-21-016114 · ownership.xml · nonDerivative · entry 1

Archimedes Tech SPAC Sponsors LLC · CIK 0001850507 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,705,000

F1 · shares: The reporting person acquired units, with each unit consisting of one subunit and one-quarter of one redeemable warrant. Each subunit consists of one share of common stock of the Company, $0.0001 par value, and one-quarter of one warrant. Each whole warrant entitles the holder to purchase one share of common stock for $11.50 per share.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 21:28 UTC
Cannon Stephen NChief Executive Officer · 10% owner
PurchaseWarrants to purchase Common Stock · Derivative 165,000 Not disclosed Strike: $11.50 Not disclosed
Disclosure

SEC source: 0001213900-21-016135 · ownership.xml · derivative · entry 2

Cannon Stephen N · CIK 0001427316 · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 165,000

Underlying: Common Stock · 165,000 shares

Expires not disclosed

F1 · price: The reporting person acquired units, with each unit consisting of one subunit and one-quarter of one redeemable warrant. Each subunit consists of one share of common stock of the Company, $0.0001 par value, and one-quarter of one warrant. Each whole warrant entitles the holder to purchase one share of common stock for $11.50 per share.

F3 · derivative.exercise_date: One warrant automatically convert into one share of common stock upon the consummation of the registrant's initial business combination, as described in the registrant's prospectus filed with the SEC.

F3 · derivative.expiration_date: One warrant automatically convert into one share of common stock upon the consummation of the registrant's initial business combination, as described in the registrant's prospectus filed with the SEC.

F4 · ownership.nature: Warrants underlying the units and subunits, owned by Archimedes Tech SPAC Sponsors LLC, over which Stephen No. Cannon shares voting and dispositive power.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.