Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SOUNDHOUND AI, INC.SOUN · Entity 4223 | Director · Chief Product Officer | September 15, 2026 | September 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SOUNDHOUND AI, INC.
Report date September 15, 2026 · Filed September 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 1,105,555 |
Reported balance
After 2026-09-15 transaction · row 1
1 source rowRow 1 · 2026-09-15 · Sale · Disposed 38,730 · Balance 1,105,555 F1: The sale reported herein was made to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units granted to the reporting person on August 3, 2023, August 1, 2024, July 31, 2025, and July 30, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: The sale reported herein was made to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units granted to the reporting person on August 3, 2023, August 1, 2024, July 31, 2025, and July 30, 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 15, 2026 Filed Sep 17, 2026 21:22 UTC | SOUNDHOUND AI, INC. SOUN · Entity 4223 | SaleClass A Common Stock | 38,730 | $6.33 | $245,106.68 |
DisclosureSEC source: 0001920481-26-000017 · primarydocument.xml · nonDerivative · entry 1 HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,105,555 F1 · shares: The sale reported herein was made to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units granted to the reporting person on August 3, 2023, August 1, 2024, July 31, 2025, and July 30, 2026. Read SEC document |
| July 31, 2026 Filed Aug 3, 2026 23:46 UTC | SOUNDHOUND AI, INC. SOUN · Entity 4223 | GrantClass A Common Stock | 400,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001920481-26-000010 · primarydocument.xml · nonDerivative · entry 1 HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,143,521 F1 · shares: Represents a grant of restricted stock units under the SoundHound AI, Inc. 2022 Incentive Award Plan. These restricted stock units vest in 36 equal monthly installments. Read SEC document |
| July 30, 2026 Filed Sep 17, 2026 21:20 UTC Amendment | SOUNDHOUND AI, INC. SOUN · Entity 4223 | GrantClass A Common Stock | 400,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001920481-26-000016 · primarydocument.xml · nonDerivative · entry 1 HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,144,285 F1 · date: This Form 4/A amends the Form 4 filed on August 3, 2026, to (i) correct the grant date of the restricted stock units reported herein from July 31,2026, to July 30, 2026 and (ii) include 764 shares of common stock acquired in May 2026 through the SoundHound AI, Inc. 2022 Employee Stock Purchase Plan. F2 · shares: Represents a grant of restricted stock units under the SoundHound AI, Inc. 2022 Incentive Award Plan. These restricted stock units vest in 36 equal monthly installments. Read SEC document |
| June 15, 2026 Filed Jun 17, 2026 23:55 UTC | SOUNDHOUND AI, INC. SOUN · Entity 4223 | SaleClass A Common Stock | 28,843 | $7.46 | $215,105.33 |
DisclosureSEC source: 0001920481-26-000007 · primarydocument.xml · nonDerivative · entry 1 HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 743,521 F1 · shares: The sale reported herein was made to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units granted to the reporting person on August 4, 2022, August 3, 2023, August 1, 2024 and July 31, 2025. Read SEC document |
| March 20, 2026 Filed Mar 24, 2026 21:45 UTC | SOUNDHOUND AI, INC. SOUN · Entity 4223 | SaleClass A Common Stock | 31,019 | $6.79 | $210,628.32 |
DisclosureSEC source: 0001920481-26-000003 · primarydocument.xml · nonDerivative · entry 1 HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 772,364 F1 · shares: The sale reported herein was made to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units granted to the reporting person on August 4, 2022, August 3, 2023, August 1, 2024 and July 31, 2025. Read SEC document |
| December 22, 2025 Filed Dec 29, 2025 22:29 UTC | SOUNDHOUND AI, INC. SOUN · Entity 4223 | SaleClass A Common Stock | 42,600 | $11.28 | $480,395.94 |
DisclosureSEC source: 0001920481-25-000007 · primarydocument.xml · nonDerivative · entry 1 HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 803,383 F1 · date: Sales that were executed on December 22, 2025 are being reported on this Form 4 filed on December 29, 2025 given December 24, 2025 and December 26, 2025 were treated as federal holidays for EDGAR filing purposes. F2 · shares: The sale reported herein was made to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units granted to the reporting person on August 4, 2022, August 3, 2023, August 1, 2024 and July 31, 2025. F3 · balance_after: Includes 542 shares of common stock acquired in November 2025 through the SoundHound AI, Inc. 2022 Employee Stock Purchase Plan. Read SEC document |
| September 22, 2025 Filed Sep 24, 2025 22:17 UTC | SOUNDHOUND AI, INC. SOUN · Entity 4223 | SaleClass A Common Stock | 42,119 | $16.00 | $673,971.39 |
DisclosureSEC source: 0001920481-25-000004 · primarydocument.xml · nonDerivative · entry 1 HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 845,441 F1 · shares: The sale reported herein was made to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units granted to the reporting person on August 4, 2022, September 7, 2022, August 3, 2023, August 1, 2024 and July 31, 2025. Read SEC document |
| August 11, 2025 Filed Aug 13, 2025 21:35 UTC | SOUNDHOUND AI, INC. SOUN · Entity 4223 | GrantClass A Common Stock | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-25-005755 · primarydocument.xml · nonDerivative · entry 1 HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 887,560 F1 · date: Represents shares underlying certain restricted stock units which were issued on August 11, 2025. The grant of such restricted stock units was originally approved by the SoundHound AI, Inc. Board of Directors on July 31, 2025, subject to certain conditions. F2 · kind: Represents a grant of restricted stock units under the SoundHound AI, Inc. 2022 Incentive Award Plan (the "Plan"). These restricted stock units vest over three years in approximately equal monthly installments. Read SEC document |
| June 20, 2025 Filed Jun 24, 2025 22:35 UTC | SOUNDHOUND AI, INC. SOUN · Entity 4223 | SaleClass A Common Stock | 40,697 | $9.36 | $380,757.06 |
DisclosureSEC source: 0001562180-25-005034 · primarydocument.xml · nonDerivative · entry 3 HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 637,560 F3 · shares: The sale reported herein was made to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units granted to the reporting person on August 4, 2022, September 7, 2022, August 3, 2023 and August 1, 2024. Read SEC document |
| June 20, 2025 Filed Jun 24, 2025 22:35 UTC | SOUNDHOUND AI, INC. SOUN · Entity 4223 | SaleClass A Common Stock | 38,833 | $9.36 | $363,317.66 |
DisclosureSEC source: 0001562180-25-005034 · primarydocument.xml · nonDerivative · entry 2 HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 678,257 F2 · shares: The sale reported herein was made to satisfy tax withholding obligations in connection with the vesting of shares of performance stock units granted to the reporting person on August 4, 2022. Read SEC document |
| June 20, 2025 Filed Jun 24, 2025 22:35 UTC | SOUNDHOUND AI, INC. SOUN · Entity 4223 | GrantClass A Common Stock | 80,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-25-005034 · primarydocument.xml · nonDerivative · entry 1 HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 717,090 F1 · shares: Represents the number of shares of common stock issued upon the vesting of certain Performance Stock Units ("PSUs") originally granted on August 4, 2022, the vesting of which was subject to the achievement of certain performance criteria. A portion of the PSUs has vested as a result of the achievement of the applicable performance criteria. Read SEC document |
| May 12, 2025 Filed May 14, 2025 23:15 UTC | SOUNDHOUND AI, INC. SOUN · Entity 4223 | SaleClass A Common Stock | 3,815 | $10.00 | $38,150.00 |
DisclosureSEC source: 0001562180-25-003837 · primarydocument.xml · nonDerivative · entry 1 HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 637,090 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in November 2024. F2 · balance_after: Includes 2,449 shares of common stock acquired in May 2025 through the SoundHound AI, Inc. 2022 Employee Stock Purchase Plan. Read SEC document |
| March 24, 2025 Filed Mar 24, 2025 22:46 UTC | SOUNDHOUND AI, INC. SOUN · Entity 4223 | SaleClass A Common Stock | 51,196 | $10.25 | $524,830.67 |
DisclosureSEC source: 0001562180-25-002708 · primarydocument.xml · nonDerivative · entry 2 HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 638,456 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in August 2024. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $10.10 to $10.50. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| March 20, 2025 Filed Mar 24, 2025 22:46 UTC | SOUNDHOUND AI, INC. SOUN · Entity 4223 | SaleClass A Common Stock | 28,388 | $9.90 | $281,092.30 |
DisclosureSEC source: 0001562180-25-002708 · primarydocument.xml · nonDerivative · entry 1 HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 689,652 F1 · shares: The sale reported herein was made to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units granted to the reporting person on August 4, 2022, September 7, 2022, August 3, 2023 and August 1, 2024. Read SEC document |
| December 20, 2024 Filed Dec 26, 2024 22:31 UTC | SOUNDHOUND AI, INC. SOUN · Entity 4223 | SaleClass A Common Stock | 36,771 | $20.30 | $746,605.74 |
DisclosureSEC source: 0001562180-24-008589 · primarydocument.xml · nonDerivative · entry 1 HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 718,040 F1 · shares: The sale reported herein was made to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units granted to the reporting person on August 4, 2022, September 7, 2022, August 3, 2023 and August 1, 2024. Read SEC document |
| December 16, 2024 Filed Dec 18, 2024 23:42 UTC | SOUNDHOUND AI, INC. SOUN · Entity 4223 | SaleClass B Common Stock · Derivative | 200,000 | $19.95 | $3,990,000.00 |
DisclosureSEC source: 0001562180-24-008484 · primarydocument.xml · derivative · entry 5 HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,812,588 Underlying: Class A Common Stock · 200,000 shares Expires not disclosed F6 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the reporting person or automatically or on the earliest to occur of certain events specified. The Class B Common Stock has no expiration date. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in August 2024. F7 · price: On December 16, 2024, a 10b5-1 transaction executed and sold 200,000 shares of this reporting person's Class B Common Stock, resulting in the automatic conversion of such shares into Class A Common Stock upon execution of the sale. F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the reporting person or automatically or on the earliest to occur of certain events specified. The Class B Common Stock has no expiration date. F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the reporting person or automatically or on the earliest to occur of certain events specified. The Class B Common Stock has no expiration date. Read SEC document |
| December 16, 2024 Filed Dec 18, 2024 23:42 UTC | SOUNDHOUND AI, INC. SOUN · Entity 4223 | SaleClass A Common Stock | 12,789 | $19.76 | $252,736.22 |
DisclosureSEC source: 0001562180-24-008484 · primarydocument.xml · nonDerivative · entry 4 HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 754,811 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in August 2024. F5 · price: This transaction was executed in multiple trades during the day at prices ranging from $19.68 to $19.94. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| December 16, 2024 Filed Dec 18, 2024 23:42 UTC | SOUNDHOUND AI, INC. SOUN · Entity 4223 | SaleClass A Common Stock | 14,522 | $19.26 | $279,689.36 |
DisclosureSEC source: 0001562180-24-008484 · primarydocument.xml · nonDerivative · entry 3 HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 767,600 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in August 2024. F4 · price: This transaction was executed in multiple trades during the day at prices ranging from $18.68 to $19.67. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| December 16, 2024 Filed Dec 18, 2024 23:42 UTC | SOUNDHOUND AI, INC. SOUN · Entity 4223 | SaleClass A Common Stock | 9,193 | $17.92 | $164,783.61 |
DisclosureSEC source: 0001562180-24-008484 · primarydocument.xml · nonDerivative · entry 2 HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 782,122 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in August 2024. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $17.61 to $18.56. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| December 16, 2024 Filed Dec 18, 2024 23:42 UTC | SOUNDHOUND AI, INC. SOUN · Entity 4223 | SaleClass A Common Stock | 21,878 | $17.11 | $374,236.32 |
DisclosureSEC source: 0001562180-24-008484 · primarydocument.xml · nonDerivative · entry 1 HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 791,315 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in August 2024. F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $16.61 to $17.60. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| December 04, 2024 Filed Dec 6, 2024 22:26 UTC | SOUNDHOUND AI, INC. SOUN · Entity 4223 | SaleClass A Common Stock | 53,891 | $10.00 | $538,910.00 |
DisclosureSEC source: 0001562180-24-008219 · primarydocument.xml · nonDerivative · entry 1 HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 813,193 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in May 2024. F2 · balance_after: Includes 1,119 shares of common stock acquired in November 2024 through the SoundHound AI, Inc. 2022 Employee Stock Purchase Plan. Read SEC document |
| September 20, 2024 Filed Sep 24, 2024 21:01 UTC | SOUNDHOUND AI, INC. SOUN · Entity 4223 | SaleClass A Common Stock | 21,024 | $4.88 | $102,586.61 |
DisclosureSEC source: 0001562180-24-006935 · primarydocument.xml · nonDerivative · entry 1 HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 865,965 F1 · shares: The sale reported herein was made to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units granted to the reporting person on August 4, 2022, September 7, 2022, August 3, 2023 and August 1, 2024. Read SEC document |
| August 01, 2024 Filed Aug 5, 2024 21:47 UTC | SOUNDHOUND AI, INC. SOUN · Entity 4223 | GrantClass A Common Stock | 400,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-24-006000 · primarydocument.xml · nonDerivative · entry 1 HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 886,989 F1 · kind: Represents a grant of restricted stock units under the SoundHound AI, Inc. 2022 Incentive Award Plan (the "Plan"). These restricted stock units vest over three years in approximately equal monthly installments. Read SEC document |
| June 20, 2024 Filed Jun 24, 2024 22:24 UTC | SOUNDHOUND AI, INC. SOUN · Entity 4223 | SaleClass A Common Stock | 16,716 | $4.04 | $67,530.97 |
DisclosureSEC source: 0001562180-24-005260 · primarydocument.xml · nonDerivative · entry 1 HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 486,989 F1 · shares: The sale reported herein was made to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units granted to the reporting person on August 4, 2022, September 7, 2022, and August 3, 2023. F2 · balance_after: Includes 8,014 shares of common stock acquired in May 2024 through the SoundHound AI, Inc. 2022 Employee Stock Purchase Plan. Read SEC document |
| March 19, 2024 Filed Mar 22, 2024 01:19 UTC | SOUNDHOUND AI, INC. SOUN · Entity 4223 | SaleClass A Common Stock | 17,041 | $8.37 | $142,558.19 |
DisclosureSEC source: 0001562180-24-002931 · primarydocument.xml · nonDerivative · entry 1 HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 495,691 F1 · shares: The sale reported herein was made to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units granted to the reporting person on August 4, 2022, September 7, 2022, and August 3, 2023. Read SEC document |
| March 13, 2024 Filed Mar 13, 2024 22:35 UTC | SOUNDHOUND AI, INC. SOUN · Entity 4223 | SaleClass B Common Stock · Derivative | 200,000 | $8.01 | $1,601,780.00 |
DisclosureSEC source: 0001562180-24-002662 · primarydocument.xml · derivative · entry 2 HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,962,172 Underlying: Class A Common Stock · 200,000 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the reporting person or automatically or on the earliest to occur of certain events specified. The Class B Common Stock has no expiration date. F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in December 2023. F4 · price: On March 13, 2024, a 10b5-1 transaction executed and sold 200,000 shares of this reporting person's Class B Common Stock, resulting in the automatic conversion of such shares into Class A Common Stock upon execution of the sale. This transaction was executed in multiple trades during the day at prices ranging from $8.00 to $8.06. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the reporting person or automatically or on the earliest to occur of certain events specified. The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the reporting person or automatically or on the earliest to occur of certain events specified. The Class B Common Stock has no expiration date. Read SEC document |
| March 13, 2024 Filed Mar 22, 2024 01:19 UTC Amendment | SOUNDHOUND AI, INC. SOUN · Entity 4223 | SaleClass B Common Stock · Derivative | 200,000 | $8.01 | $1,601,780.00 |
DisclosureSEC source: 0001562180-24-002930 · primarydocument.xml · derivative · entry 2 HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,012,588 Underlying: Class A Common Stock · 200,000 shares Expires not disclosed F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the reporting person or automatically or on the earliest to occur of certain events specified. The Class B Common Stock has no expiration date. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in December 2023. F5 · price: On March 13, 2024, a 10b5-1 transaction executed and sold 200,000 shares of this reporting person's Class B Common Stock, resulting in the automatic conversion of such shares into Class A Common Stock upon execution of the sale. This transaction was executed in multiple trades during the day at prices ranging from $8.00 to $8.06. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the reporting person or automatically or on the earliest to occur of certain events specified. The Class B Common Stock has no expiration date. F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the reporting person or automatically or on the earliest to occur of certain events specified. The Class B Common Stock has no expiration date. Read SEC document |
| March 11, 2024 Filed Mar 13, 2024 22:35 UTC | SOUNDHOUND AI, INC. SOUN · Entity 4223 | SaleClass B Common Stock · Derivative | 50,416 | $5.97 | $301,084.35 |
DisclosureSEC source: 0001562180-24-002662 · primarydocument.xml · derivative · entry 1 HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,162,172 Underlying: Class A Common Stock · 50,416 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the reporting person or automatically or on the earliest to occur of certain events specified. The Class B Common Stock has no expiration date. F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in December 2023. F3 · price: On March 11, 2024, a 10b5-1 transaction executed and sold 50,416 shares of this reporting person's Class B Common Stock, resulting in the automatic conversion of such shares into Class A Common Stock upon execution of the sale. This transaction was executed in multiple trades during the day at prices ranging from $5.69 to $6.25. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the reporting person or automatically or on the earliest to occur of certain events specified. The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the reporting person or automatically or on the earliest to occur of certain events specified. The Class B Common Stock has no expiration date. Read SEC document |
| March 11, 2024 Filed Mar 22, 2024 01:19 UTC Amendment | SOUNDHOUND AI, INC. SOUN · Entity 4223 | SaleClass A Common Stock | 50,416 | $5.97 | $301,084.35 |
DisclosureSEC source: 0001562180-24-002930 · primarydocument.xml · nonDerivative · entry 1 HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 512,732 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in December 2023. F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $5.69 to 6.25. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F3 · balance_after: Includes 5,853 shares of common stock acquired in November 2023 through the SoundHound AI, Inc. 2022 Employee Stock Purchase Plan. Read SEC document |
| February 27, 2024 Filed Feb 29, 2024 00:03 UTC | SOUNDHOUND AI, INC. SOUN · Entity 4223 | SaleClass B Common Stock · Derivative | 500,000 | $6.80 | $3,400,250.00 |
DisclosureSEC source: 0001562180-24-001924 · primarydocument.xml · derivative · entry 3 HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,212,588 Underlying: Class A Common Stock · 500,000 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the reporting person or automatically or on the earliest to occur of certain events specified. The Class B Common Stock has no expiration date. F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2023. F5 · price: On February 27, 2024, a 10b5-1 transaction executed and sold 500,000 shares of this reporting person's Class B Common Stock, resulting in the automatic conversion of such shares into Class A Common Stock upon execution of the sale. This transaction was executed in multiple trades during the day at prices ranging from $6.51 to $7.16. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the reporting person or automatically or on the earliest to occur of certain events specified. The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the reporting person or automatically or on the earliest to occur of certain events specified. The Class B Common Stock has no expiration date. Read SEC document |
| February 26, 2024 Filed Feb 29, 2024 00:03 UTC | SOUNDHOUND AI, INC. SOUN · Entity 4223 | SaleClass B Common Stock · Derivative | 400,000 | $5.46 | $2,184,600.00 |
DisclosureSEC source: 0001562180-24-001924 · primarydocument.xml · derivative · entry 2 HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,712,588 Underlying: Class A Common Stock · 400,000 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the reporting person or automatically or on the earliest to occur of certain events specified. The Class B Common Stock has no expiration date. F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2023. F4 · price: On February 26, 2024, a 10b5-1 transaction executed and sold 400,000 shares of this reporting person's Class B Common Stock, resulting in the automatic conversion of such shares into Class A Common Stock upon execution of the sale. This transaction was executed in multiple trades during the day at prices ranging from $5.45 to $5.49. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the reporting person or automatically or on the earliest to occur of certain events specified. The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the reporting person or automatically or on the earliest to occur of certain events specified. The Class B Common Stock has no expiration date. Read SEC document |
| February 26, 2024 Filed Feb 29, 2024 00:03 UTC | SOUNDHOUND AI, INC. SOUN · Entity 4223 | SaleClass B Common Stock · Derivative | 900,000 | $4.68 | $4,208,580.00 |
DisclosureSEC source: 0001562180-24-001924 · primarydocument.xml · derivative · entry 1 HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,112,588 Underlying: Class A Common Stock · 900,000 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the reporting person or automatically or on the earliest to occur of certain events specified. The Class B Common Stock has no expiration date. F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2023. F3 · price: On February 26, 2024, a 10b5-1 transaction executed and sold 900,000 shares of this reporting person's Class B Common Stock, resulting in the automatic conversion of such shares into Class A Common Stock upon execution of the sale. This transaction was executed in multiple trades during the day at prices ranging from $4.45 to $4.98. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the reporting person or automatically or on the earliest to occur of certain events specified. The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the reporting person or automatically or on the earliest to occur of certain events specified. The Class B Common Stock has no expiration date. Read SEC document |
| December 15, 2023 Filed Dec 19, 2023 22:28 UTC | SOUNDHOUND AI, INC. SOUN · Entity 4223 | SaleClass A Common Stock | 17,077 | $2.20 | $37,569.40 |
DisclosureSEC source: 0001562180-23-008481 · primarydocument.xml · nonDerivative · entry 1 HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 557,295 F1 · shares: The sale reported herein was made to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units granted to the reporting person on August 4, 2022, September 7, 2022, and August 3, 2023. F2 · shares: The sale reported herein was made to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units granted to the reporting person on August 4, 2022, September 7, 2022, and August 1, 2023. Read SEC document |
| September 15, 2023 Filed Sep 19, 2023 20:37 UTC | SOUNDHOUND AI, INC. SOUN · Entity 4223 | SaleClass A Common Stock | 21,820 | $2.07 | $45,167.40 |
DisclosureSEC source: 0001562180-23-006951 · primarydocument.xml · nonDerivative · entry 1 HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 574,372 F1 · shares: The sale reported herein was made to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units granted to the reporting person on August 4, 2022, September 7, 2022, August 1, 2023, and August 4, 2023. Read SEC document |
| August 21, 2023 Filed Aug 23, 2023 22:25 UTC | SOUNDHOUND AI, INC. SOUN · Entity 4223 | GrantClass A Common Stock | 22,655 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-006542 · primarydocument.xml · nonDerivative · entry 1 HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 596,192 F1 · shares: Represents a grant of restricted stock units under the SoundHound AI, Inc. 2022 Incentive Award Plan. The restricted stock units vest 100% at grant. Read SEC document |
| August 03, 2023 Filed Aug 4, 2023 20:29 UTC | SOUNDHOUND AI, INC. SOUN · Entity 4223 | GrantClass A Common Stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-006187 · primarydocument.xml · nonDerivative · entry 1 HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 573,537 F1 · shares: Represents a grant of restricted stock units under the SoundHound AI, Inc. 2022 Incentive Award Plan. The restricted stock units vest over three years. Read SEC document |
| June 23, 2023 Filed Jun 27, 2023 22:00 UTC | SOUNDHOUND AI, INC. SOUN · Entity 4223 | SaleClass B Common Stock · Derivative | 500,000 | $3.61 | $1,806,350.00 |
DisclosureSEC source: 0001562180-23-005523 · primarydocument.xml · derivative · entry 1 HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,012,588 Underlying: Class A Common Stock · 500,000 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the reporting person or automatically or on the earliest to occur of certain events specified. The Class B Common Stock has no expiration date. F2 · price: On June 23, 2023, the reporting person directed the sale of 500,000 shares of his Class B Common Stock, resulting in the automatic conversion of such shares into Class A Common Stock upon execution of the sale. This transaction was executed in multiple trades during the day at prices ranging from $3.50 to $3.79. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the reporting person or automatically or on the earliest to occur of certain events specified. The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the reporting person or automatically or on the earliest to occur of certain events specified. The Class B Common Stock has no expiration date. Read SEC document |
| June 21, 2023 Filed Jun 22, 2023 01:15 UTC | SOUNDHOUND AI, INC. SOUN · Entity 4223 | SaleClass A Common Stock | 11,666 | $3.66 | $42,708.06 |
DisclosureSEC source: 0001562180-23-005426 · primarydocument.xml · nonDerivative · entry 1 HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 373,537 F1 · shares: The sale reported herein was made to satisfy tax withholding obligations in connection with the settlement of shares of restricted stock units granted to the reporting person on August 4, 2022 and September 7, 2022. F2 · balance_after: Includes 3,815 shares of common stock acquired in May 2023 through the SoundHound AI, Inc. 2022 Employee Stock Purchase Plan. Read SEC document |
| March 09, 2023 Filed Mar 13, 2023 22:00 UTC | SOUNDHOUND AI, INC. SOUN · Entity 4223 | SaleClass A Common Stock | 33,612 | $2.48 | $83,340.95 |
DisclosureSEC source: 0001562180-23-002725 · primarydocument.xml · nonDerivative · entry 1 HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 381,388 F1 · shares: The sale reported herein was made to satisfy tax withholding obligations in connection with the settlement of shares of restricted stock units granted to the reporting person on August 4, 2022 and September 7, 2022. Read SEC document |
| December 01, 2022 Filed Dec 5, 2022 22:12 UTC | SOUNDHOUND AI, INC. SOUN · Entity 4223 | SaleClass A Common Stock | 661,192 | $1.25 | $826,490.00 |
DisclosureSEC source: 0001562180-22-008063 · primarydocument.xml · nonDerivative · entry 2 HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 415,000 F3 · shares: Represents shares sold by the reporting person to satisfy tax obligations. Read SEC document |
| November 21, 2022 Filed Dec 5, 2022 22:12 UTC | SOUNDHOUND AI, INC. SOUN · Entity 4223 | ConversionClass B Common Stock · Derivative | 661,192 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-008063 · primarydocument.xml · derivative · entry 3 HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,512,588 Underlying: Class A Common Stock · 661,192 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the reporting person or automatically or on the earliest to occur of certain events specified. The Class B Common Stock has no expiration date. F1 · kind: Each share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the reporting person or automatically or on the earliest to occur of certain events specified. The Class B Common Stock has no expiration date. F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the reporting person or automatically or on the earliest to occur of certain events specified. The Class B Common Stock has no expiration date. Read SEC document |
| November 21, 2022 Filed Dec 5, 2022 22:12 UTC | SOUNDHOUND AI, INC. SOUN · Entity 4223 | ConversionClass A Common Stock | 661,192 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-22-008063 · primarydocument.xml · nonDerivative · entry 1 HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,076,192 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock. F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the reporting person or automatically or on the earliest to occur of certain events specified. The Class B Common Stock has no expiration date. Read SEC document |
| September 07, 2022 Filed Sep 9, 2022 22:01 UTC | SOUNDHOUND AI, INC. SOUN · Entity 4223 | GrantClass A Common Stock | 175,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-006597 · primarydocument.xml · nonDerivative · entry 1 HOM JAMES MING · CIK 0001920481 · Director · VP, Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 415,000 F1 · shares: Represents a grant of restricted stock units under the SoundHound AI, Inc. 2022 Incentive Award Plan. The restricted stock units vest in equal monthly installments over three years. Read SEC document |
| August 04, 2022 Filed Aug 9, 2022 22:17 UTC | SOUNDHOUND AI, INC. SOUN · Entity 4223 | GrantClass A Common Stock | 240,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-22-005990 · primarydocument.xml · nonDerivative · entry 1 HOM JAMES MING · CIK 0001920481 · Director · VP, Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,000 F1 · price: Represents a grant of restricted stock units under the SoundHound AI, Inc. 2022 Incentive Award Plan. The restricted stock units vest over four years. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.