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HOM JAMES MING

Disclosed activity across 1 company

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27219
SEC CIK
0001920481

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CompanyLast reported asReport datePublished
SOUNDHOUND AI, INC.SOUN · Entity 4223Director · Chief Product OfficerSeptember 15, 2026September 17, 2026

Disclosed balances

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Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

SOUNDHOUND AI, INC.

Report date September 15, 2026 · Filed September 17, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect1,105,555 Reported balance After 2026-09-15 transaction · row 1
1 source row

Row 1 · 2026-09-15 · Sale · Disposed 38,730 · Balance 1,105,555

F1: The sale reported herein was made to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units granted to the reporting person on August 3, 2023, August 1, 2024, July 31, 2025, and July 30, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: The sale reported herein was made to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units granted to the reporting person on August 3, 2023, August 1, 2024, July 31, 2025, and July 30, 2026.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 15, 2026 Filed Sep 17, 2026 21:22 UTC SOUNDHOUND AI, INC. SOUN · Entity 4223 SaleClass A Common Stock 38,730 $6.33 $245,106.68
Disclosure

SEC source: 0001920481-26-000017 · primarydocument.xml · nonDerivative · entry 1

HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,105,555

F1 · shares: The sale reported herein was made to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units granted to the reporting person on August 3, 2023, August 1, 2024, July 31, 2025, and July 30, 2026.

Read SEC document
July 31, 2026 Filed Aug 3, 2026 23:46 UTC SOUNDHOUND AI, INC. SOUN · Entity 4223 GrantClass A Common Stock 400,000 $0.00 $0.00
Disclosure

SEC source: 0001920481-26-000010 · primarydocument.xml · nonDerivative · entry 1

HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,143,521

F1 · shares: Represents a grant of restricted stock units under the SoundHound AI, Inc. 2022 Incentive Award Plan. These restricted stock units vest in 36 equal monthly installments.

Read SEC document
July 30, 2026 Filed Sep 17, 2026 21:20 UTC Amendment SOUNDHOUND AI, INC. SOUN · Entity 4223 GrantClass A Common Stock 400,000 $0.00 $0.00
Disclosure

SEC source: 0001920481-26-000016 · primarydocument.xml · nonDerivative · entry 1

HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,144,285

F1 · date: This Form 4/A amends the Form 4 filed on August 3, 2026, to (i) correct the grant date of the restricted stock units reported herein from July 31,2026, to July 30, 2026 and (ii) include 764 shares of common stock acquired in May 2026 through the SoundHound AI, Inc. 2022 Employee Stock Purchase Plan.

F2 · shares: Represents a grant of restricted stock units under the SoundHound AI, Inc. 2022 Incentive Award Plan. These restricted stock units vest in 36 equal monthly installments.

Read SEC document
June 15, 2026 Filed Jun 17, 2026 23:55 UTC SOUNDHOUND AI, INC. SOUN · Entity 4223 SaleClass A Common Stock 28,843 $7.46 $215,105.33
Disclosure

SEC source: 0001920481-26-000007 · primarydocument.xml · nonDerivative · entry 1

HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 743,521

F1 · shares: The sale reported herein was made to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units granted to the reporting person on August 4, 2022, August 3, 2023, August 1, 2024 and July 31, 2025.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 21:45 UTC SOUNDHOUND AI, INC. SOUN · Entity 4223 SaleClass A Common Stock 31,019 $6.79 $210,628.32
Disclosure

SEC source: 0001920481-26-000003 · primarydocument.xml · nonDerivative · entry 1

HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 772,364

F1 · shares: The sale reported herein was made to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units granted to the reporting person on August 4, 2022, August 3, 2023, August 1, 2024 and July 31, 2025.

Read SEC document
December 22, 2025 Filed Dec 29, 2025 22:29 UTC SOUNDHOUND AI, INC. SOUN · Entity 4223 SaleClass A Common Stock 42,600 $11.28 $480,395.94
Disclosure

SEC source: 0001920481-25-000007 · primarydocument.xml · nonDerivative · entry 1

HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 803,383

F1 · date: Sales that were executed on December 22, 2025 are being reported on this Form 4 filed on December 29, 2025 given December 24, 2025 and December 26, 2025 were treated as federal holidays for EDGAR filing purposes.

F2 · shares: The sale reported herein was made to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units granted to the reporting person on August 4, 2022, August 3, 2023, August 1, 2024 and July 31, 2025.

F3 · balance_after: Includes 542 shares of common stock acquired in November 2025 through the SoundHound AI, Inc. 2022 Employee Stock Purchase Plan.

Read SEC document
September 22, 2025 Filed Sep 24, 2025 22:17 UTC SOUNDHOUND AI, INC. SOUN · Entity 4223 SaleClass A Common Stock 42,119 $16.00 $673,971.39
Disclosure

SEC source: 0001920481-25-000004 · primarydocument.xml · nonDerivative · entry 1

HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 845,441

F1 · shares: The sale reported herein was made to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units granted to the reporting person on August 4, 2022, September 7, 2022, August 3, 2023, August 1, 2024 and July 31, 2025.

Read SEC document
August 11, 2025 Filed Aug 13, 2025 21:35 UTC SOUNDHOUND AI, INC. SOUN · Entity 4223 GrantClass A Common Stock 250,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-005755 · primarydocument.xml · nonDerivative · entry 1

HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 887,560

F1 · date: Represents shares underlying certain restricted stock units which were issued on August 11, 2025. The grant of such restricted stock units was originally approved by the SoundHound AI, Inc. Board of Directors on July 31, 2025, subject to certain conditions.

F2 · kind: Represents a grant of restricted stock units under the SoundHound AI, Inc. 2022 Incentive Award Plan (the "Plan"). These restricted stock units vest over three years in approximately equal monthly installments.

Read SEC document
June 20, 2025 Filed Jun 24, 2025 22:35 UTC SOUNDHOUND AI, INC. SOUN · Entity 4223 SaleClass A Common Stock 40,697 $9.36 $380,757.06
Disclosure

SEC source: 0001562180-25-005034 · primarydocument.xml · nonDerivative · entry 3

HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 637,560

F3 · shares: The sale reported herein was made to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units granted to the reporting person on August 4, 2022, September 7, 2022, August 3, 2023 and August 1, 2024.

Read SEC document
June 20, 2025 Filed Jun 24, 2025 22:35 UTC SOUNDHOUND AI, INC. SOUN · Entity 4223 SaleClass A Common Stock 38,833 $9.36 $363,317.66
Disclosure

SEC source: 0001562180-25-005034 · primarydocument.xml · nonDerivative · entry 2

HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 678,257

F2 · shares: The sale reported herein was made to satisfy tax withholding obligations in connection with the vesting of shares of performance stock units granted to the reporting person on August 4, 2022.

Read SEC document
June 20, 2025 Filed Jun 24, 2025 22:35 UTC SOUNDHOUND AI, INC. SOUN · Entity 4223 GrantClass A Common Stock 80,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-005034 · primarydocument.xml · nonDerivative · entry 1

HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 717,090

F1 · shares: Represents the number of shares of common stock issued upon the vesting of certain Performance Stock Units ("PSUs") originally granted on August 4, 2022, the vesting of which was subject to the achievement of certain performance criteria. A portion of the PSUs has vested as a result of the achievement of the applicable performance criteria.

Read SEC document
May 12, 2025 Filed May 14, 2025 23:15 UTC SOUNDHOUND AI, INC. SOUN · Entity 4223 SaleClass A Common Stock 3,815 $10.00 $38,150.00
Disclosure

SEC source: 0001562180-25-003837 · primarydocument.xml · nonDerivative · entry 1

HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 637,090

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in November 2024.

F2 · balance_after: Includes 2,449 shares of common stock acquired in May 2025 through the SoundHound AI, Inc. 2022 Employee Stock Purchase Plan.

Read SEC document
March 24, 2025 Filed Mar 24, 2025 22:46 UTC SOUNDHOUND AI, INC. SOUN · Entity 4223 SaleClass A Common Stock 51,196 $10.25 $524,830.67
Disclosure

SEC source: 0001562180-25-002708 · primarydocument.xml · nonDerivative · entry 2

HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 638,456

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in August 2024.

F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $10.10 to $10.50. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
March 20, 2025 Filed Mar 24, 2025 22:46 UTC SOUNDHOUND AI, INC. SOUN · Entity 4223 SaleClass A Common Stock 28,388 $9.90 $281,092.30
Disclosure

SEC source: 0001562180-25-002708 · primarydocument.xml · nonDerivative · entry 1

HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 689,652

F1 · shares: The sale reported herein was made to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units granted to the reporting person on August 4, 2022, September 7, 2022, August 3, 2023 and August 1, 2024.

Read SEC document
December 20, 2024 Filed Dec 26, 2024 22:31 UTC SOUNDHOUND AI, INC. SOUN · Entity 4223 SaleClass A Common Stock 36,771 $20.30 $746,605.74
Disclosure

SEC source: 0001562180-24-008589 · primarydocument.xml · nonDerivative · entry 1

HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 718,040

F1 · shares: The sale reported herein was made to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units granted to the reporting person on August 4, 2022, September 7, 2022, August 3, 2023 and August 1, 2024.

Read SEC document
December 16, 2024 Filed Dec 18, 2024 23:42 UTC SOUNDHOUND AI, INC. SOUN · Entity 4223 SaleClass B Common Stock · Derivative 200,000 $19.95 $3,990,000.00
Disclosure

SEC source: 0001562180-24-008484 · primarydocument.xml · derivative · entry 5

HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,812,588

Underlying: Class A Common Stock · 200,000 shares

Expires not disclosed

F6 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the reporting person or automatically or on the earliest to occur of certain events specified. The Class B Common Stock has no expiration date.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in August 2024.

F7 · price: On December 16, 2024, a 10b5-1 transaction executed and sold 200,000 shares of this reporting person's Class B Common Stock, resulting in the automatic conversion of such shares into Class A Common Stock upon execution of the sale.

F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the reporting person or automatically or on the earliest to occur of certain events specified. The Class B Common Stock has no expiration date.

F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the reporting person or automatically or on the earliest to occur of certain events specified. The Class B Common Stock has no expiration date.

Read SEC document
December 16, 2024 Filed Dec 18, 2024 23:42 UTC SOUNDHOUND AI, INC. SOUN · Entity 4223 SaleClass A Common Stock 12,789 $19.76 $252,736.22
Disclosure

SEC source: 0001562180-24-008484 · primarydocument.xml · nonDerivative · entry 4

HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 754,811

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in August 2024.

F5 · price: This transaction was executed in multiple trades during the day at prices ranging from $19.68 to $19.94. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
December 16, 2024 Filed Dec 18, 2024 23:42 UTC SOUNDHOUND AI, INC. SOUN · Entity 4223 SaleClass A Common Stock 14,522 $19.26 $279,689.36
Disclosure

SEC source: 0001562180-24-008484 · primarydocument.xml · nonDerivative · entry 3

HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 767,600

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in August 2024.

F4 · price: This transaction was executed in multiple trades during the day at prices ranging from $18.68 to $19.67. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
December 16, 2024 Filed Dec 18, 2024 23:42 UTC SOUNDHOUND AI, INC. SOUN · Entity 4223 SaleClass A Common Stock 9,193 $17.92 $164,783.61
Disclosure

SEC source: 0001562180-24-008484 · primarydocument.xml · nonDerivative · entry 2

HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 782,122

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in August 2024.

F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $17.61 to $18.56. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
December 16, 2024 Filed Dec 18, 2024 23:42 UTC SOUNDHOUND AI, INC. SOUN · Entity 4223 SaleClass A Common Stock 21,878 $17.11 $374,236.32
Disclosure

SEC source: 0001562180-24-008484 · primarydocument.xml · nonDerivative · entry 1

HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 791,315

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in August 2024.

F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $16.61 to $17.60. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
December 04, 2024 Filed Dec 6, 2024 22:26 UTC SOUNDHOUND AI, INC. SOUN · Entity 4223 SaleClass A Common Stock 53,891 $10.00 $538,910.00
Disclosure

SEC source: 0001562180-24-008219 · primarydocument.xml · nonDerivative · entry 1

HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 813,193

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in May 2024.

F2 · balance_after: Includes 1,119 shares of common stock acquired in November 2024 through the SoundHound AI, Inc. 2022 Employee Stock Purchase Plan.

Read SEC document
September 20, 2024 Filed Sep 24, 2024 21:01 UTC SOUNDHOUND AI, INC. SOUN · Entity 4223 SaleClass A Common Stock 21,024 $4.88 $102,586.61
Disclosure

SEC source: 0001562180-24-006935 · primarydocument.xml · nonDerivative · entry 1

HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 865,965

F1 · shares: The sale reported herein was made to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units granted to the reporting person on August 4, 2022, September 7, 2022, August 3, 2023 and August 1, 2024.

Read SEC document
August 01, 2024 Filed Aug 5, 2024 21:47 UTC SOUNDHOUND AI, INC. SOUN · Entity 4223 GrantClass A Common Stock 400,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-006000 · primarydocument.xml · nonDerivative · entry 1

HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 886,989

F1 · kind: Represents a grant of restricted stock units under the SoundHound AI, Inc. 2022 Incentive Award Plan (the "Plan"). These restricted stock units vest over three years in approximately equal monthly installments.

Read SEC document
June 20, 2024 Filed Jun 24, 2024 22:24 UTC SOUNDHOUND AI, INC. SOUN · Entity 4223 SaleClass A Common Stock 16,716 $4.04 $67,530.97
Disclosure

SEC source: 0001562180-24-005260 · primarydocument.xml · nonDerivative · entry 1

HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 486,989

F1 · shares: The sale reported herein was made to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units granted to the reporting person on August 4, 2022, September 7, 2022, and August 3, 2023.

F2 · balance_after: Includes 8,014 shares of common stock acquired in May 2024 through the SoundHound AI, Inc. 2022 Employee Stock Purchase Plan.

Read SEC document
March 19, 2024 Filed Mar 22, 2024 01:19 UTC SOUNDHOUND AI, INC. SOUN · Entity 4223 SaleClass A Common Stock 17,041 $8.37 $142,558.19
Disclosure

SEC source: 0001562180-24-002931 · primarydocument.xml · nonDerivative · entry 1

HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 495,691

F1 · shares: The sale reported herein was made to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units granted to the reporting person on August 4, 2022, September 7, 2022, and August 3, 2023.

Read SEC document
March 13, 2024 Filed Mar 13, 2024 22:35 UTC SOUNDHOUND AI, INC. SOUN · Entity 4223 SaleClass B Common Stock · Derivative 200,000 $8.01 $1,601,780.00
Disclosure

SEC source: 0001562180-24-002662 · primarydocument.xml · derivative · entry 2

HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,962,172

Underlying: Class A Common Stock · 200,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the reporting person or automatically or on the earliest to occur of certain events specified. The Class B Common Stock has no expiration date.

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in December 2023.

F4 · price: On March 13, 2024, a 10b5-1 transaction executed and sold 200,000 shares of this reporting person's Class B Common Stock, resulting in the automatic conversion of such shares into Class A Common Stock upon execution of the sale. This transaction was executed in multiple trades during the day at prices ranging from $8.00 to $8.06. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the reporting person or automatically or on the earliest to occur of certain events specified. The Class B Common Stock has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the reporting person or automatically or on the earliest to occur of certain events specified. The Class B Common Stock has no expiration date.

Read SEC document
March 13, 2024 Filed Mar 22, 2024 01:19 UTC Amendment SOUNDHOUND AI, INC. SOUN · Entity 4223 SaleClass B Common Stock · Derivative 200,000 $8.01 $1,601,780.00
Disclosure

SEC source: 0001562180-24-002930 · primarydocument.xml · derivative · entry 2

HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,012,588

Underlying: Class A Common Stock · 200,000 shares

Expires not disclosed

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the reporting person or automatically or on the earliest to occur of certain events specified. The Class B Common Stock has no expiration date.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in December 2023.

F5 · price: On March 13, 2024, a 10b5-1 transaction executed and sold 200,000 shares of this reporting person's Class B Common Stock, resulting in the automatic conversion of such shares into Class A Common Stock upon execution of the sale. This transaction was executed in multiple trades during the day at prices ranging from $8.00 to $8.06. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the reporting person or automatically or on the earliest to occur of certain events specified. The Class B Common Stock has no expiration date.

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the reporting person or automatically or on the earliest to occur of certain events specified. The Class B Common Stock has no expiration date.

Read SEC document
March 11, 2024 Filed Mar 13, 2024 22:35 UTC SOUNDHOUND AI, INC. SOUN · Entity 4223 SaleClass B Common Stock · Derivative 50,416 $5.97 $301,084.35
Disclosure

SEC source: 0001562180-24-002662 · primarydocument.xml · derivative · entry 1

HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,162,172

Underlying: Class A Common Stock · 50,416 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the reporting person or automatically or on the earliest to occur of certain events specified. The Class B Common Stock has no expiration date.

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in December 2023.

F3 · price: On March 11, 2024, a 10b5-1 transaction executed and sold 50,416 shares of this reporting person's Class B Common Stock, resulting in the automatic conversion of such shares into Class A Common Stock upon execution of the sale. This transaction was executed in multiple trades during the day at prices ranging from $5.69 to $6.25. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the reporting person or automatically or on the earliest to occur of certain events specified. The Class B Common Stock has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the reporting person or automatically or on the earliest to occur of certain events specified. The Class B Common Stock has no expiration date.

Read SEC document
March 11, 2024 Filed Mar 22, 2024 01:19 UTC Amendment SOUNDHOUND AI, INC. SOUN · Entity 4223 SaleClass A Common Stock 50,416 $5.97 $301,084.35
Disclosure

SEC source: 0001562180-24-002930 · primarydocument.xml · nonDerivative · entry 1

HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 512,732

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in December 2023.

F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $5.69 to 6.25. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F3 · balance_after: Includes 5,853 shares of common stock acquired in November 2023 through the SoundHound AI, Inc. 2022 Employee Stock Purchase Plan.

Read SEC document
February 27, 2024 Filed Feb 29, 2024 00:03 UTC SOUNDHOUND AI, INC. SOUN · Entity 4223 SaleClass B Common Stock · Derivative 500,000 $6.80 $3,400,250.00
Disclosure

SEC source: 0001562180-24-001924 · primarydocument.xml · derivative · entry 3

HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,212,588

Underlying: Class A Common Stock · 500,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the reporting person or automatically or on the earliest to occur of certain events specified. The Class B Common Stock has no expiration date.

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2023.

F5 · price: On February 27, 2024, a 10b5-1 transaction executed and sold 500,000 shares of this reporting person's Class B Common Stock, resulting in the automatic conversion of such shares into Class A Common Stock upon execution of the sale. This transaction was executed in multiple trades during the day at prices ranging from $6.51 to $7.16. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the reporting person or automatically or on the earliest to occur of certain events specified. The Class B Common Stock has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the reporting person or automatically or on the earliest to occur of certain events specified. The Class B Common Stock has no expiration date.

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February 26, 2024 Filed Feb 29, 2024 00:03 UTC SOUNDHOUND AI, INC. SOUN · Entity 4223 SaleClass B Common Stock · Derivative 400,000 $5.46 $2,184,600.00
Disclosure

SEC source: 0001562180-24-001924 · primarydocument.xml · derivative · entry 2

HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,712,588

Underlying: Class A Common Stock · 400,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the reporting person or automatically or on the earliest to occur of certain events specified. The Class B Common Stock has no expiration date.

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2023.

F4 · price: On February 26, 2024, a 10b5-1 transaction executed and sold 400,000 shares of this reporting person's Class B Common Stock, resulting in the automatic conversion of such shares into Class A Common Stock upon execution of the sale. This transaction was executed in multiple trades during the day at prices ranging from $5.45 to $5.49. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the reporting person or automatically or on the earliest to occur of certain events specified. The Class B Common Stock has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the reporting person or automatically or on the earliest to occur of certain events specified. The Class B Common Stock has no expiration date.

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February 26, 2024 Filed Feb 29, 2024 00:03 UTC SOUNDHOUND AI, INC. SOUN · Entity 4223 SaleClass B Common Stock · Derivative 900,000 $4.68 $4,208,580.00
Disclosure

SEC source: 0001562180-24-001924 · primarydocument.xml · derivative · entry 1

HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,112,588

Underlying: Class A Common Stock · 900,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the reporting person or automatically or on the earliest to occur of certain events specified. The Class B Common Stock has no expiration date.

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2023.

F3 · price: On February 26, 2024, a 10b5-1 transaction executed and sold 900,000 shares of this reporting person's Class B Common Stock, resulting in the automatic conversion of such shares into Class A Common Stock upon execution of the sale. This transaction was executed in multiple trades during the day at prices ranging from $4.45 to $4.98. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the reporting person or automatically or on the earliest to occur of certain events specified. The Class B Common Stock has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the reporting person or automatically or on the earliest to occur of certain events specified. The Class B Common Stock has no expiration date.

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December 15, 2023 Filed Dec 19, 2023 22:28 UTC SOUNDHOUND AI, INC. SOUN · Entity 4223 SaleClass A Common Stock 17,077 $2.20 $37,569.40
Disclosure

SEC source: 0001562180-23-008481 · primarydocument.xml · nonDerivative · entry 1

HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 557,295

F1 · shares: The sale reported herein was made to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units granted to the reporting person on August 4, 2022, September 7, 2022, and August 3, 2023.

F2 · shares: The sale reported herein was made to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units granted to the reporting person on August 4, 2022, September 7, 2022, and August 1, 2023.

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September 15, 2023 Filed Sep 19, 2023 20:37 UTC SOUNDHOUND AI, INC. SOUN · Entity 4223 SaleClass A Common Stock 21,820 $2.07 $45,167.40
Disclosure

SEC source: 0001562180-23-006951 · primarydocument.xml · nonDerivative · entry 1

HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 574,372

F1 · shares: The sale reported herein was made to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units granted to the reporting person on August 4, 2022, September 7, 2022, August 1, 2023, and August 4, 2023.

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August 21, 2023 Filed Aug 23, 2023 22:25 UTC SOUNDHOUND AI, INC. SOUN · Entity 4223 GrantClass A Common Stock 22,655 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-006542 · primarydocument.xml · nonDerivative · entry 1

HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 596,192

F1 · shares: Represents a grant of restricted stock units under the SoundHound AI, Inc. 2022 Incentive Award Plan. The restricted stock units vest 100% at grant.

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August 03, 2023 Filed Aug 4, 2023 20:29 UTC SOUNDHOUND AI, INC. SOUN · Entity 4223 GrantClass A Common Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-006187 · primarydocument.xml · nonDerivative · entry 1

HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 573,537

F1 · shares: Represents a grant of restricted stock units under the SoundHound AI, Inc. 2022 Incentive Award Plan. The restricted stock units vest over three years.

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June 23, 2023 Filed Jun 27, 2023 22:00 UTC SOUNDHOUND AI, INC. SOUN · Entity 4223 SaleClass B Common Stock · Derivative 500,000 $3.61 $1,806,350.00
Disclosure

SEC source: 0001562180-23-005523 · primarydocument.xml · derivative · entry 1

HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,012,588

Underlying: Class A Common Stock · 500,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the reporting person or automatically or on the earliest to occur of certain events specified. The Class B Common Stock has no expiration date.

F2 · price: On June 23, 2023, the reporting person directed the sale of 500,000 shares of his Class B Common Stock, resulting in the automatic conversion of such shares into Class A Common Stock upon execution of the sale. This transaction was executed in multiple trades during the day at prices ranging from $3.50 to $3.79. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the reporting person or automatically or on the earliest to occur of certain events specified. The Class B Common Stock has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the reporting person or automatically or on the earliest to occur of certain events specified. The Class B Common Stock has no expiration date.

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June 21, 2023 Filed Jun 22, 2023 01:15 UTC SOUNDHOUND AI, INC. SOUN · Entity 4223 SaleClass A Common Stock 11,666 $3.66 $42,708.06
Disclosure

SEC source: 0001562180-23-005426 · primarydocument.xml · nonDerivative · entry 1

HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 373,537

F1 · shares: The sale reported herein was made to satisfy tax withholding obligations in connection with the settlement of shares of restricted stock units granted to the reporting person on August 4, 2022 and September 7, 2022.

F2 · balance_after: Includes 3,815 shares of common stock acquired in May 2023 through the SoundHound AI, Inc. 2022 Employee Stock Purchase Plan.

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March 09, 2023 Filed Mar 13, 2023 22:00 UTC SOUNDHOUND AI, INC. SOUN · Entity 4223 SaleClass A Common Stock 33,612 $2.48 $83,340.95
Disclosure

SEC source: 0001562180-23-002725 · primarydocument.xml · nonDerivative · entry 1

HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 381,388

F1 · shares: The sale reported herein was made to satisfy tax withholding obligations in connection with the settlement of shares of restricted stock units granted to the reporting person on August 4, 2022 and September 7, 2022.

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December 01, 2022 Filed Dec 5, 2022 22:12 UTC SOUNDHOUND AI, INC. SOUN · Entity 4223 SaleClass A Common Stock 661,192 $1.25 $826,490.00
Disclosure

SEC source: 0001562180-22-008063 · primarydocument.xml · nonDerivative · entry 2

HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 415,000

F3 · shares: Represents shares sold by the reporting person to satisfy tax obligations.

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November 21, 2022 Filed Dec 5, 2022 22:12 UTC SOUNDHOUND AI, INC. SOUN · Entity 4223 ConversionClass B Common Stock · Derivative 661,192 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-008063 · primarydocument.xml · derivative · entry 3

HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,512,588

Underlying: Class A Common Stock · 661,192 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the reporting person or automatically or on the earliest to occur of certain events specified. The Class B Common Stock has no expiration date.

F1 · kind: Each share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the reporting person or automatically or on the earliest to occur of certain events specified. The Class B Common Stock has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the reporting person or automatically or on the earliest to occur of certain events specified. The Class B Common Stock has no expiration date.

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November 21, 2022 Filed Dec 5, 2022 22:12 UTC SOUNDHOUND AI, INC. SOUN · Entity 4223 ConversionClass A Common Stock 661,192 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-22-008063 · primarydocument.xml · nonDerivative · entry 1

HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,076,192

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the reporting person or automatically or on the earliest to occur of certain events specified. The Class B Common Stock has no expiration date.

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September 07, 2022 Filed Sep 9, 2022 22:01 UTC SOUNDHOUND AI, INC. SOUN · Entity 4223 GrantClass A Common Stock 175,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-006597 · primarydocument.xml · nonDerivative · entry 1

HOM JAMES MING · CIK 0001920481 · Director · VP, Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 415,000

F1 · shares: Represents a grant of restricted stock units under the SoundHound AI, Inc. 2022 Incentive Award Plan. The restricted stock units vest in equal monthly installments over three years.

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August 04, 2022 Filed Aug 9, 2022 22:17 UTC SOUNDHOUND AI, INC. SOUN · Entity 4223 GrantClass A Common Stock 240,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-22-005990 · primarydocument.xml · nonDerivative · entry 1

HOM JAMES MING · CIK 0001920481 · Director · VP, Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,000

F1 · price: Represents a grant of restricted stock units under the SoundHound AI, Inc. 2022 Incentive Award Plan. The restricted stock units vest over four years.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.