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SOUN

SOUNDHOUND AI, INC.

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4223
SEC CIK
0001840856
Parsed reports
260

Last 12 months

Inside the activity.

0 purchase rows · 29 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202509
Jan 202601
Feb 202600
Mar 202607
Apr 202600
May 202600
Jun 202605
Jul 202600
Aug 202601
Sep 202605
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 15, 2023 Filed Sep 19, 2023 20:43 UTC
SHARAN NITESHChief Financial Officer
SaleClass A Common Stock 22,535 $2.07 $46,647.45
Disclosure

SEC source: 0001562180-23-006953 · primarydocument.xml · nonDerivative · entry 1

SHARAN NITESH · CIK 0001917992 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 798,913

F1 · shares: The sale reported herein was made to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units granted to the reporting person on August 4, 2022, September 7, 2022, August 1, 2023, and August 4, 2023.

Read SEC document
September 15, 2023 Filed Sep 19, 2023 20:38 UTC
MOHAJER KEYVANDirector · CEO · 10% owner
SaleClass A Common Stock 53,642 $2.07 $111,038.94
Disclosure

SEC source: 0001562180-23-006952 · primarydocument.xml · nonDerivative · entry 1

MOHAJER KEYVAN · CIK 0001917995 · Director · CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,396,737

F1 · shares: The sale reported herein was made to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units granted to the reporting person on July 20, 2022, September 7, 2022, August 1, 2023

Read SEC document
September 15, 2023 Filed Sep 19, 2023 20:37 UTC
EMAMI MAJIDVP, Engineering · 10% owner
SaleClass A Common Stock 21,449 $2.07 $44,399.43
Disclosure

SEC source: 0001562180-23-006950 · primarydocument.xml · nonDerivative · entry 1

EMAMI MAJID · CIK 0001920475 · VP, Engineering · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 501,610

F1 · shares: The sale reported herein was made to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units granted to the reporting person on August 4, 2022, September 7, 2022, August 1, 2023, and August 4, 2023.

Read SEC document
August 21, 2023 Filed Aug 23, 2023 22:26 UTC
ZAGORSEK MICHAELChief Operating Officer
GrantClass A Common Stock 25,723 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-006545 · primarydocument.xml · nonDerivative · entry 1

ZAGORSEK MICHAEL · CIK 0001921640 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 847,637

F1 · shares: Represents a grant of restricted stock units under the SoundHound AI, Inc. 2022 Incentive Award Plan. The restricted stock units vest 100% at grant.

Read SEC document
August 21, 2023 Filed Aug 23, 2023 22:24 UTC
STONEHOCKER TIMOTHYChief Technology Officer
GrantClass A Common Stock 22,458 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-006541 · primarydocument.xml · nonDerivative · entry 2

STONEHOCKER TIMOTHY · CIK 0001921376 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,026,218

F2 · shares: Represents a grant of restricted stock units under the SoundHound AI, Inc. 2022 Incentive Award Plan. The restricted stock units vest 100% at grant.

Read SEC document
August 21, 2023 Filed Aug 23, 2023 22:24 UTC
STONEHOCKER TIMOTHYChief Technology Officer
SaleClass A Common Stock 3,104 $2.34 $7,267.08
Disclosure

SEC source: 0001562180-23-006541 · primarydocument.xml · nonDerivative · entry 1

STONEHOCKER TIMOTHY · CIK 0001921376 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,003,760

F1 · shares: The sale reported herein was made to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units granted to the reporting person on August 4, 2022 and September 7, 2022.

Read SEC document
August 21, 2023 Filed Aug 23, 2023 22:25 UTC
HOM JAMES MINGDirector · Chief Product Officer
GrantClass A Common Stock 22,655 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-006542 · primarydocument.xml · nonDerivative · entry 1

HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 596,192

F1 · shares: Represents a grant of restricted stock units under the SoundHound AI, Inc. 2022 Incentive Award Plan. The restricted stock units vest 100% at grant.

Read SEC document
August 21, 2023 Filed Aug 23, 2023 22:26 UTC
SHARAN NITESHChief Financial Officer
GrantClass A Common Stock 22,636 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-006544 · primarydocument.xml · nonDerivative · entry 1

SHARAN NITESH · CIK 0001917992 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 821,448

F1 · shares: Represents a grant of restricted stock units under the SoundHound AI, Inc. 2022 Incentive Award Plan. The restricted stock units vest 100% at grant.

Read SEC document
August 21, 2023 Filed Aug 23, 2023 22:25 UTC
EMAMI MAJIDVP, Engineering · 10% owner
GrantClass A Common Stock 21,670 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-006543 · primarydocument.xml · nonDerivative · entry 1

EMAMI MAJID · CIK 0001920475 · VP, Engineering · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 523,059

F1 · shares: Represents a grant of restricted stock units under the SoundHound AI, Inc. 2022 Incentive Award Plan. The restricted stock units vest 100% at grant.

Read SEC document
August 03, 2023 Filed Aug 4, 2023 20:30 UTC
STONEHOCKER TIMOTHYChief Technology Officer
GrantClass A Common Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-006189 · primarydocument.xml · nonDerivative · entry 1

STONEHOCKER TIMOTHY · CIK 0001921376 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,006,864

F1 · shares: Represents a grant of restricted stock units under the SoundHound AI, Inc. 2022 Incentive Award Plan. The restricted stock units vest over three years.

Read SEC document
August 03, 2023 Filed Aug 4, 2023 20:30 UTC
ZAGORSEK MICHAELChief Operating Officer
GrantClass A Common Stock 350,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-006190 · primarydocument.xml · nonDerivative · entry 1

ZAGORSEK MICHAEL · CIK 0001921640 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 821,914

F1 · shares: Represents a grant of restricted stock units under the SoundHound AI, Inc. 2022 Incentive Award Plan. The restricted stock units vest over three years.

Read SEC document
August 03, 2023 Filed Aug 4, 2023 20:29 UTC
HOM JAMES MINGDirector · Chief Product Officer
GrantClass A Common Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-006187 · primarydocument.xml · nonDerivative · entry 1

HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 573,537

F1 · shares: Represents a grant of restricted stock units under the SoundHound AI, Inc. 2022 Incentive Award Plan. The restricted stock units vest over three years.

Read SEC document
August 03, 2023 Filed Aug 4, 2023 20:29 UTC
SHARAN NITESHChief Financial Officer
GrantClass A Common Stock 350,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-006188 · primarydocument.xml · nonDerivative · entry 1

SHARAN NITESH · CIK 0001917992 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 798,812

F1 · shares: Represents a grant of restricted stock units under the SoundHound AI, Inc. 2022 Incentive Award Plan. The restricted stock units vest over three years.

Read SEC document
August 03, 2023 Filed Aug 4, 2023 20:29 UTC
EMAMI MAJIDVP, Engineering · 10% owner
GrantClass A Common Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-006186 · primarydocument.xml · nonDerivative · entry 1

EMAMI MAJID · CIK 0001920475 · VP, Engineering · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 501,389

F1 · shares: Represents a grant of restricted stock units under the SoundHound AI, Inc. 2022 Incentive Award Plan. The restricted stock units vest over three years.

Read SEC document
August 03, 2023 Filed Aug 4, 2023 20:29 UTC
MOHAJER KEYVANDirector · CEO · 10% owner
GrantClass A Common Stock 600,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-006185 · primarydocument.xml · nonDerivative · entry 1

MOHAJER KEYVAN · CIK 0001917995 · Director · CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,450,379

F1 · shares: Represents a grant of restricted stock units under the SoundHound AI, Inc. 2022 Incentive Award Plan. The restricted stock units vest over three years.

Read SEC document
July 21, 2023 Filed Jul 25, 2023 22:03 UTC
STONEHOCKER TIMOTHYChief Technology Officer
SaleClass A Common Stock 3,261 $3.16 $10,317.80
Disclosure

SEC source: 0001562180-23-006016 · primarydocument.xml · nonDerivative · entry 1

STONEHOCKER TIMOTHY · CIK 0001921376 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 806,864

F1 · shares: The sale reported herein was made to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units granted to the reporting person on August 4, 2022 and September 7, 2022.

Read SEC document
July 10, 2023 Filed Jul 12, 2023 16:15 UTC OtherClass A Common Stock 5,000,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-017369 · doc4.xml · nonDerivative · entry 1

Global Catalyst Partners III L P · CIK 0001323582 · 10% owner

Global Catalyst Venture Management III, LLC · CIK 0001927271 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,150,565

F1 · kind: On July 10, 2023, Global Catalyst Partners III, L.P. ("GCP III") distributed in-kind, without consideration, 5,000,000 shares of Class A Common Stock pro-rata to its partners, including its limited partners and its general partner, Global Catalyst Venture Management III, LLC ("GCVM III"), in accordance with the exemptions under Rule 16a-9 and Rule 16a-13 of the Securities Exchange Act of 1934, as amended. Upon receipt by GCVM III of its pro rata interest of the distribution (667,141 shares of Class A Common Stock), GCVM III distributed in-kind, without consideration, all such shares pro-rata to its members in accordance with the exemptions under Rule 16a-9 and Rule 16a-13 of the Securities Exchange Act of 1934, as amended.

F1 · price: On July 10, 2023, Global Catalyst Partners III, L.P. ("GCP III") distributed in-kind, without consideration, 5,000,000 shares of Class A Common Stock pro-rata to its partners, including its limited partners and its general partner, Global Catalyst Venture Management III, LLC ("GCVM III"), in accordance with the exemptions under Rule 16a-9 and Rule 16a-13 of the Securities Exchange Act of 1934, as amended. Upon receipt by GCVM III of its pro rata interest of the distribution (667,141 shares of Class A Common Stock), GCVM III distributed in-kind, without consideration, all such shares pro-rata to its members in accordance with the exemptions under Rule 16a-9 and Rule 16a-13 of the Securities Exchange Act of 1934, as amended.

F2 · ownership.direct: The shares are held directly by GCP III, of which GCVM III is the general partner. GCVM III disclaims beneficial ownership of such shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by it for Section 16 or any other purpose.

Read SEC document
July 05, 2023 Filed Jul 10, 2023 16:15 UTC OtherClass A Common Stock 8,000,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-017331 · doc4.xml · nonDerivative · entry 1

Global Catalyst Partners III L P · CIK 0001323582 · 10% owner

Global Catalyst Venture Management III, LLC · CIK 0001927271 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,150,565

F1 · kind: On July 5, 2023, Global Catalyst Partners III, L.P. ("GCP III") distributed in-kind, without consideration, 8,000,000 shares of Class A Common Stock pro-rata to its partners, including its limited partners and its general partner, Global Catalyst Venture Management III, LLC ("GCVM III"), in accordance with the exemptions under Rule 16a-9 and Rule 16a-13 of the Securities Exchange Act of 1934, as amended. Upon receipt by GCVM III of its pro rata interest of the distribution (1,269,540 shares of Class A Common Stock), GCVM III distributed in-kind, without consideration, all such shares pro-rata to its members in accordance with the exemptions under Rule 16a-9 and Rule 16a-13 of the Securities Exchange Act of 1934, as amended.

F1 · price: On July 5, 2023, Global Catalyst Partners III, L.P. ("GCP III") distributed in-kind, without consideration, 8,000,000 shares of Class A Common Stock pro-rata to its partners, including its limited partners and its general partner, Global Catalyst Venture Management III, LLC ("GCVM III"), in accordance with the exemptions under Rule 16a-9 and Rule 16a-13 of the Securities Exchange Act of 1934, as amended. Upon receipt by GCVM III of its pro rata interest of the distribution (1,269,540 shares of Class A Common Stock), GCVM III distributed in-kind, without consideration, all such shares pro-rata to its members in accordance with the exemptions under Rule 16a-9 and Rule 16a-13 of the Securities Exchange Act of 1934, as amended.

F2 · ownership.direct: The shares are held directly by GCP III, of which GCVM III is the general partner. GCVM III disclaims beneficial ownership of such shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by it for Section 16 or any other purpose.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 22:04 UTC
EMAMI MAJIDVP, Engineering · 10% owner
SaleClass B Common Stock · Derivative 550,000 $4.48 $2,465,210.00
Disclosure

SEC source: 0001562180-23-005727 · primarydocument.xml · derivative · entry 2

EMAMI MAJID · CIK 0001920475 · VP, Engineering · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 18,033,756

Underlying: Class A Common Stock · 550,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the reporting person or automatically or on the earliest to occur of certain events specified. The Class B Common Stock has no expiration date.

F4 · price: On June 30, 2023, the reporting person directed the sale of 550,000 shares of his Class B Common Stock, resulting in the automatic conversion of such shares into Class A Common Stock upon execution of the sale. This transaction was executed in multiple trades during the day at prices ranging from $4.20 to $4.66. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the reporting person or automatically or on the earliest to occur of certain events specified. The Class B Common Stock has no expiration date.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the reporting person or automatically or on the earliest to occur of certain events specified. The Class B Common Stock has no expiration date.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 22:04 UTC
EMAMI MAJIDVP, Engineering · 10% owner
SaleClass A Common Stock 68,333 $4.42 $302,161.69
Disclosure

SEC source: 0001562180-23-005727 · primarydocument.xml · nonDerivative · entry 1

EMAMI MAJID · CIK 0001920475 · VP, Engineering · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 301,389

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in March 2023.

F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $4.21 to $4.64. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
June 29, 2023 Filed Jul 3, 2023 21:43 UTC
STONEHOCKER TIMOTHYChief Technology Officer
SaleClass A Common Stock 10,000 $5.00 $50,000.00
Disclosure

SEC source: 0001562180-23-005639 · primarydocument.xml · nonDerivative · entry 1

STONEHOCKER TIMOTHY · CIK 0001921376 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 810,125

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in March 2023.

Read SEC document
June 29, 2023 Filed Jul 3, 2023 21:44 UTC GrantClass A Common Stock 48,111 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-005642 · primarydocument.xml · nonDerivative · entry 1

MARCUS LAWRENCE · CIK 0001248294 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,448

F1 · shares: Represents a grant of restricted stock units under the SoundHound AI, Inc. 2022 Incentive Award Plan (the "Plan"). These restricted stock units vest in four approximately equal quarterly installments.

Read SEC document
June 29, 2023 Filed Jul 3, 2023 21:44 UTC
Ball Eric R.Director
GrantClass A Common Stock 48,111 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-005640 · primarydocument.xml · nonDerivative · entry 1

Ball Eric R. · CIK 0001588852 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,046

F1 · shares: Represents a grant of restricted stock units under the SoundHound AI, Inc. 2022 Incentive Award Plan (the "Plan"). These restricted stock units vest in four approximately equal quarterly installments.

Read SEC document
June 29, 2023 Filed Jul 3, 2023 21:44 UTC
SROKA DIANADirector
GrantClass A Common Stock 48,111 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-005641 · primarydocument.xml · nonDerivative · entry 1

SROKA DIANA · CIK 0001920484 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,793

F1 · shares: Represents a grant of restricted stock units under the SoundHound AI, Inc. 2022 Incentive Award Plan (the "Plan"). These restricted stock units vest in four approximately equal quarterly installments.

Read SEC document
June 26, 2023 Filed Jun 28, 2023 21:08 UTC
STONEHOCKER TIMOTHYChief Technology Officer
SaleClass A Common Stock 10,000 $4.50 $45,000.00
Disclosure

SEC source: 0001562180-23-005526 · primarydocument.xml · nonDerivative · entry 1

STONEHOCKER TIMOTHY · CIK 0001921376 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 820,125

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in March 2023.

Read SEC document
June 23, 2023 Filed Jun 27, 2023 22:00 UTC
HOM JAMES MINGDirector · Chief Product Officer
SaleClass B Common Stock · Derivative 500,000 $3.61 $1,806,350.00
Disclosure

SEC source: 0001562180-23-005523 · primarydocument.xml · derivative · entry 1

HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,012,588

Underlying: Class A Common Stock · 500,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the reporting person or automatically or on the earliest to occur of certain events specified. The Class B Common Stock has no expiration date.

F2 · price: On June 23, 2023, the reporting person directed the sale of 500,000 shares of his Class B Common Stock, resulting in the automatic conversion of such shares into Class A Common Stock upon execution of the sale. This transaction was executed in multiple trades during the day at prices ranging from $3.50 to $3.79. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the reporting person or automatically or on the earliest to occur of certain events specified. The Class B Common Stock has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the reporting person or automatically or on the earliest to occur of certain events specified. The Class B Common Stock has no expiration date.

Read SEC document
June 21, 2023 Filed Jun 22, 2023 01:17 UTC
ZAGORSEK MICHAELChief Operating Officer
SaleClass A Common Stock 14,786 $3.66 $54,130.07
Disclosure

SEC source: 0001562180-23-005427 · primarydocument.xml · nonDerivative · entry 1

ZAGORSEK MICHAEL · CIK 0001921640 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 471,914

F1 · shares: The sale reported herein was made to satisfy tax withholding obligations in connection with the settlement of shares of restricted stock units granted to the reporting person on August 4, 2022 and September 7, 2022.

F2 · balance_after: Includes 4,200 shares of common stock acquired in May 2023 through the SoundHound AI, Inc. 2022 Employee Stock Purchase Plan.

Read SEC document
June 21, 2023 Filed Jun 22, 2023 01:06 UTC
STONEHOCKER TIMOTHYChief Technology Officer
SaleClass A Common Stock 4,178 $3.66 $15,295.24
Disclosure

SEC source: 0001562180-23-005423 · primarydocument.xml · nonDerivative · entry 3

STONEHOCKER TIMOTHY · CIK 0001921376 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 830,125

F2 · shares: The sale reported herein was made to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units granted to the reporting person on August 4, 2022 and September 7, 2022.

Read SEC document
June 21, 2023 Filed Jun 22, 2023 01:15 UTC
HOM JAMES MINGDirector · Chief Product Officer
SaleClass A Common Stock 11,666 $3.66 $42,708.06
Disclosure

SEC source: 0001562180-23-005426 · primarydocument.xml · nonDerivative · entry 1

HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 373,537

F1 · shares: The sale reported herein was made to satisfy tax withholding obligations in connection with the settlement of shares of restricted stock units granted to the reporting person on August 4, 2022 and September 7, 2022.

F2 · balance_after: Includes 3,815 shares of common stock acquired in May 2023 through the SoundHound AI, Inc. 2022 Employee Stock Purchase Plan.

Read SEC document
June 21, 2023 Filed Jun 22, 2023 01:24 UTC
MOHAJER KEYVANDirector · CEO · 10% owner
SaleClass A Common Stock 32,522 $3.66 $119,059.79
Disclosure

SEC source: 0001562180-23-005428 · primarydocument.xml · nonDerivative · entry 2

MOHAJER KEYVAN · CIK 0001917995 · Director · CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 850,379

F2 · shares: The sale reported herein was made to satisfy tax withholding obligations in connection with the settlement of shares of restricted stock units granted to the reporting person on July 20, 2022 and September 7, 2022.

Read SEC document
June 21, 2023 Filed Jun 22, 2023 01:11 UTC
SHARAN NITESHChief Financial Officer
SaleClass A Common Stock 16,188 $3.66 $59,262.65
Disclosure

SEC source: 0001562180-23-005425 · primarydocument.xml · nonDerivative · entry 1

SHARAN NITESH · CIK 0001917992 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 448,812

F1 · shares: The sale reported herein was made to satisfy tax withholding obligations in connection with the settlement of shares of restricted stock units granted to the reporting person on July 20, 2022 and September 7, 2022.

Read SEC document
June 21, 2023 Filed Jun 22, 2023 01:09 UTC
EMAMI MAJIDVP, Engineering · 10% owner
SaleClass A Common Stock 11,666 $3.66 $42,708.06
Disclosure

SEC source: 0001562180-23-005424 · primarydocument.xml · nonDerivative · entry 1

EMAMI MAJID · CIK 0001920475 · VP, Engineering · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 369,722

F1 · shares: The sale reported herein was made to satisfy tax withholding obligations in connection with the settlement of shares of restricted stock units granted to the reporting person on August 4, 2022 and September 7, 2022.

Read SEC document
June 20, 2023 Filed Jun 22, 2023 01:06 UTC
STONEHOCKER TIMOTHYChief Technology Officer
SaleClass A Common Stock 50,000 $4.00 $200,000.00
Disclosure

SEC source: 0001562180-23-005423 · primarydocument.xml · nonDerivative · entry 2

STONEHOCKER TIMOTHY · CIK 0001921376 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 834,303

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in March 2023.

Read SEC document
June 20, 2023 Filed Jun 22, 2023 01:24 UTC
MOHAJER KEYVANDirector · CEO · 10% owner
SaleClass B Common Stock · Derivative 387,461 $3.60 $1,396,719.41
Disclosure

SEC source: 0001562180-23-005428 · primarydocument.xml · derivative · entry 4

MOHAJER KEYVAN · CIK 0001917995 · Director · CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,439,064

Underlying: Class A Common Stock · 387,461 shares

Expires not disclosed

F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the reporting person or automatically or on the earliest to occur of certain events specified. The Class B Common Stock has no expiration date.

F5 · price: On June 20, 2023, the reporting person directed the sale of 387,461 shares of his Class B Common Stock, resulting in the automatic conversion of such shares into Class A Common Stock upon execution of the sale. This transaction was executed in multiple trades during the day at prices ranging from $3.47 to $3.74. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the reporting person or automatically or on the earliest to occur of certain events specified. The Class B Common Stock has no expiration date.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the reporting person or automatically or on the earliest to occur of certain events specified. The Class B Common Stock has no expiration date.

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June 20, 2023 Filed Jun 22, 2023 01:24 UTC
MOHAJER KEYVANDirector · CEO · 10% owner
SaleClass A Common Stock 192,099 $3.57 $685,236.34
Disclosure

SEC source: 0001562180-23-005428 · primarydocument.xml · nonDerivative · entry 1

MOHAJER KEYVAN · CIK 0001917995 · Director · CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 882,901

F1 · price: This transaction was executed in multiple trades during the day at prices ranging from $3.52 to $3.67. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

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June 20, 2023 Filed Jun 22, 2023 01:04 UTC
SROKA DIANADirector
SaleClass A Common Stock 472 $3.98 $1,879.41
Disclosure

SEC source: 0001562180-23-005422 · primarydocument.xml · nonDerivative · entry 1

SROKA DIANA · CIK 0001920484 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,682

F1 · shares: The sale reported herein was made to accommodate taxable income payment obligations in connection with the settlement of shares of restricted stock units granted to the reporting person on August 4, 2022.

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June 16, 2023 Filed Jun 22, 2023 01:06 UTC
STONEHOCKER TIMOTHYChief Technology Officer
SaleClass A Common Stock 50,000 $3.50 $175,005.00
Disclosure

SEC source: 0001562180-23-005423 · primarydocument.xml · nonDerivative · entry 1

STONEHOCKER TIMOTHY · CIK 0001921376 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 884,303

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in March 2023.

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June 16, 2023 Filed Jun 22, 2023 01:24 UTC
MOHAJER KEYVANDirector · CEO · 10% owner
SaleClass B Common Stock · Derivative 812,539 $3.51 $2,854,855.78
Disclosure

SEC source: 0001562180-23-005428 · primarydocument.xml · derivative · entry 3

MOHAJER KEYVAN · CIK 0001917995 · Director · CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,826,525

Underlying: Class A Common Stock · 812,539 shares

Expires not disclosed

F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the reporting person or automatically or on the earliest to occur of certain events specified. The Class B Common Stock has no expiration date.

F4 · price: On June 16, 2023, the reporting person directed the sale of 812,539 shares of his Class B Common Stock, resulting in the automatic conversion of such shares into Class A Common Stock upon execution of the sale. This transaction was executed in multiple trades during the day at prices ranging from $3.40 to $3.67. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the reporting person or automatically or on the earliest to occur of certain events specified. The Class B Common Stock has no expiration date.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the reporting person or automatically or on the earliest to occur of certain events specified. The Class B Common Stock has no expiration date.

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June 14, 2023 Filed Jun 15, 2023 23:20 UTC
STONEHOCKER TIMOTHYChief Technology Officer
SaleClass A Common Stock 50,000 $3.07 $153,450.00
Disclosure

SEC source: 0001562180-23-005231 · primarydocument.xml · nonDerivative · entry 2

STONEHOCKER TIMOTHY · CIK 0001921376 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 934,303

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in March 2023.

F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $3.01 to $3.16. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

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June 13, 2023 Filed Jun 15, 2023 23:20 UTC
STONEHOCKER TIMOTHYChief Technology Officer
SaleClass A Common Stock 50,000 $3.12 $156,225.00
Disclosure

SEC source: 0001562180-23-005231 · primarydocument.xml · nonDerivative · entry 1

STONEHOCKER TIMOTHY · CIK 0001921376 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 984,303

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in March 2023.

F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $3.02 to $3.23. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

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June 05, 2023 Filed Jun 7, 2023 16:15 UTC OtherClass A Common Stock 7,037,640 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-014708 · doc4.xml · nonDerivative · entry 1

Global Catalyst Partners III L P · CIK 0001323582 · 10% owner

Global Catalyst Venture Management III, LLC · CIK 0001927271 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,150,565

F1 · kind: On June 5, 2023, Global Catalyst Partners III, L.P. ("GCP III") distributed in-kind, without consideration, 7,037,640 shares of Class A Common Stock pro-rata to its partners, including its limited partners and its general partner, Global Catalyst Venture Management III, LLC ("GCVM III"), in accordance with the exemptions under Rule 16a-9 and Rule 16a-13 of the Securities Exchange Act of 1934, as amended. Upon receipt by GCVM III of its pro rata interest of the distribution (751,690 shares of Class A Common Stock), GCVM III distributed in-kind, without consideration, all such shares pro-rata to its members in accordance with the exemptions under Rule 16a-9 and Rule 16a-13 of the Securities Exchange Act of 1934, as amended.

F1 · price: On June 5, 2023, Global Catalyst Partners III, L.P. ("GCP III") distributed in-kind, without consideration, 7,037,640 shares of Class A Common Stock pro-rata to its partners, including its limited partners and its general partner, Global Catalyst Venture Management III, LLC ("GCVM III"), in accordance with the exemptions under Rule 16a-9 and Rule 16a-13 of the Securities Exchange Act of 1934, as amended. Upon receipt by GCVM III of its pro rata interest of the distribution (751,690 shares of Class A Common Stock), GCVM III distributed in-kind, without consideration, all such shares pro-rata to its members in accordance with the exemptions under Rule 16a-9 and Rule 16a-13 of the Securities Exchange Act of 1934, as amended.

F2 · ownership.direct: The shares are held directly by GCP III, of which GCVM III is the general partner. GCVM III disclaims beneficial ownership of such shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by it for Section 16 or any other purpose.

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May 22, 2023 Filed May 24, 2023 21:36 UTC
STONEHOCKER TIMOTHYChief Technology Officer
SaleClass A Common Stock 3,368 $3.14 $10,575.18
Disclosure

SEC source: 0001562180-23-004463 · primarydocument.xml · nonDerivative · entry 1

STONEHOCKER TIMOTHY · CIK 0001921376 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,034,303

F1 · shares: The sale reported herein was made to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units granted to the reporting person on August 4, 2022 and September 7, 2022.

F2 · balance_after: Includes 3,473 shares of common stock acquired in May 2023 through the SoundHound AI, Inc. 2022 Employee Stock Purchase Plan.

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May 15, 2023 Filed May 17, 2023 22:03 UTC SaleClass A Common Stock 200,000 $2.52 $504,600.00
Disclosure

SEC source: 0001562180-23-004212 · primarydocument.xml · nonDerivative · entry 1

MARCUS LAWRENCE · CIK 0001248294 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Marcus Family Trust, Dated 7/8/04

Disclosed balance after: 595,846

F1 · price: This transaction was executed in multiple trades during the day at prices ranging from $2.45 to $2.57. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

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April 21, 2023 Filed Apr 25, 2023 21:36 UTC
STONEHOCKER TIMOTHYChief Technology Officer
SaleClass A Common Stock 3,949 $2.49 $9,827.48
Disclosure

SEC source: 0001562180-23-003681 · primarydocument.xml · nonDerivative · entry 1

STONEHOCKER TIMOTHY · CIK 0001921376 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,034,198

F1 · shares: The sale reported herein was made to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units granted to the reporting person on August 4, 2022 and September 7, 2022.

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March 24, 2023 Filed Mar 25, 2023 00:08 UTC SaleClass A Common Stock 75,000 $2.02 $151,155.00
Disclosure

SEC source: 0001562180-23-003117 · primarydocument.xml · nonDerivative · entry 3

MARCUS LAWRENCE · CIK 0001248294 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Marcus Family Trust, Dated 7/8/04

Disclosed balance after: 795,846

F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $1.95 to $2.11. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

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March 23, 2023 Filed Mar 25, 2023 00:08 UTC SaleClass A Common Stock 48,905 $1.95 $95,291.39
Disclosure

SEC source: 0001562180-23-003117 · primarydocument.xml · nonDerivative · entry 2

MARCUS LAWRENCE · CIK 0001248294 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Marcus Family Trust, Dated 7/8/04

Disclosed balance after: 870,846

F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $1.91 to $1.99. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

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March 23, 2023 Filed Mar 25, 2023 00:08 UTC SaleClass A Common Stock 26,095 $2.01 $52,359.62
Disclosure

SEC source: 0001562180-23-003117 · primarydocument.xml · nonDerivative · entry 1

MARCUS LAWRENCE · CIK 0001248294 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,337

F1 · price: This transaction was executed in multiple trades during the day at prices ranging from $1.99 to $2.04. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

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March 21, 2023 Filed Mar 23, 2023 21:39 UTC
STONEHOCKER TIMOTHYChief Technology Officer
SaleClass A Common Stock 3,081 $1.98 $6,097.30
Disclosure

SEC source: 0001562180-23-003086 · primarydocument.xml · nonDerivative · entry 1

STONEHOCKER TIMOTHY · CIK 0001921376 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,038,147

F1 · shares: The sale reported herein was made to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units granted to the reporting person on August 4, 2022 and September 7, 2022.

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March 09, 2023 Filed Mar 13, 2023 22:01 UTC
ZAGORSEK MICHAELChief Operating Officer
SaleClass A Common Stock 42,500 $2.48 $105,378.75
Disclosure

SEC source: 0001562180-23-002728 · primarydocument.xml · nonDerivative · entry 1

ZAGORSEK MICHAEL · CIK 0001921640 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 482,500

F1 · shares: The sale reported herein was made to satisfy tax withholding obligations in connection with the settlement of shares of restricted stock units granted to the reporting person on August 4, 2022 and September 7, 2022.

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March 09, 2023 Filed Mar 13, 2023 22:00 UTC
HOM JAMES MINGDirector · Chief Product Officer
SaleClass A Common Stock 33,612 $2.48 $83,340.95
Disclosure

SEC source: 0001562180-23-002725 · primarydocument.xml · nonDerivative · entry 1

HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 381,388

F1 · shares: The sale reported herein was made to satisfy tax withholding obligations in connection with the settlement of shares of restricted stock units granted to the reporting person on August 4, 2022 and September 7, 2022.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.