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Nasdaq · USD

SOUN

SOUNDHOUND AI, INC.

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Tapewire entity
4223
SEC CIK
0001840856
Parsed reports
260

Last 12 months

Inside the activity.

0 purchase rows · 29 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202509
Jan 202601
Feb 202600
Mar 202607
Apr 202600
May 202600
Jun 202605
Jul 202600
Aug 202601
Sep 202605
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 09, 2024 Filed Dec 11, 2024 02:30 UTC
EMAMI MAJIDVP, Engineering · 10% owner
Exercise / conversionClass A Common Stock 298,086 $2.18 $649,141.88
Disclosure

SEC source: 0001562180-24-008316 · primarydocument.xml · nonDerivative · entry 3

EMAMI MAJID · CIK 0001920475 · VP, Engineering · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,033,771

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in August 2024.

Read SEC document
December 09, 2024 Filed Dec 11, 2024 02:30 UTC
MOHAJER KEYVANDirector · CEO · 10% owner
Exercise / conversionStock Options (Right to buy) · Derivative 465,394 $0.00 Strike: $2.18 $0.00
Disclosure

SEC source: 0001562180-24-008315 · primarydocument.xml · derivative · entry 6

MOHAJER KEYVAN · CIK 0001917995 · Director · CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 465,394 shares

Expires 2027-03-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in August 2024.

F4 · derivative.exercise_date: Represents stock options issued in the Transaction in exchange for SoundHound stock options granted on March 28, 2017. The shares subject to the option vested 100% at grant date.

Read SEC document
December 09, 2024 Filed Dec 11, 2024 02:30 UTC
MOHAJER KEYVANDirector · CEO · 10% owner
SaleClass A Common Stock 465,394 $15.04 $7,000,084.23
Disclosure

SEC source: 0001562180-24-008315 · primarydocument.xml · nonDerivative · entry 4

MOHAJER KEYVAN · CIK 0001917995 · Director · CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,299,148

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in August 2024.

F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $15.00 to $15.23. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
December 09, 2024 Filed Dec 11, 2024 02:30 UTC
MOHAJER KEYVANDirector · CEO · 10% owner
Exercise / conversionClass A Common Stock 465,394 $2.18 $1,013,488.51
Disclosure

SEC source: 0001562180-24-008315 · primarydocument.xml · nonDerivative · entry 3

MOHAJER KEYVAN · CIK 0001917995 · Director · CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,764,542

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in August 2024.

Read SEC document
December 06, 2024 Filed Dec 6, 2024 22:31 UTC
Ball Eric R.Director
SaleClass A Common Stock 121,506 $15.00 $1,822,590.00
Disclosure

SEC source: 0001562180-24-008220 · primarydocument.xml · nonDerivative · entry 2

Ball Eric R. · CIK 0001588852 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See footnote

Disclosed balance after: 330,250

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in June 2023 and modified on June 28, 2024.

F2 · ownership.nature: Represents securities held by the Ball Axline Living Trust (dated July 22, 2014) (the "Trust"). The Reporting Person is a joint trustee of the Trust. The beneficiaries of the Trust are immediate family members currently sharing the Reporting Persons' household. The Reporting Person disclaims beneficial ownership of these securities.

Read SEC document
December 06, 2024 Filed Dec 11, 2024 02:30 UTC
EMAMI MAJIDVP, Engineering · 10% owner
Exercise / conversionStock Options (Right to buy) · Derivative 368,662 $0.00 Strike: $2.18 $0.00
Disclosure

SEC source: 0001562180-24-008316 · primarydocument.xml · derivative · entry 5

EMAMI MAJID · CIK 0001920475 · VP, Engineering · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 298,086

Underlying: Class A Common Stock · 368,662 shares

Expires 2027-03-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in August 2024.

F4 · derivative.exercise_date: Represents stock options issued in the Transaction in exchange for SoundHound stock options granted on March 28, 2017. The shares subject to the option vested 100% at grant date.

Read SEC document
December 06, 2024 Filed Dec 11, 2024 02:30 UTC
EMAMI MAJIDVP, Engineering · 10% owner
SaleClass A Common Stock 368,662 $15.00 $5,530,151.20
Disclosure

SEC source: 0001562180-24-008316 · primarydocument.xml · nonDerivative · entry 2

EMAMI MAJID · CIK 0001920475 · VP, Engineering · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 735,685

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in August 2024.

F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $15.00 to $15.01. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
December 06, 2024 Filed Dec 11, 2024 02:30 UTC
EMAMI MAJIDVP, Engineering · 10% owner
Exercise / conversionClass A Common Stock 368,662 $2.18 $802,835.24
Disclosure

SEC source: 0001562180-24-008316 · primarydocument.xml · nonDerivative · entry 1

EMAMI MAJID · CIK 0001920475 · VP, Engineering · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,104,347

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in August 2024.

Read SEC document
December 06, 2024 Filed Dec 11, 2024 02:30 UTC
MOHAJER KEYVANDirector · CEO · 10% owner
Exercise / conversionStock Options (Right to buy) · Derivative 368,041 $0.00 Strike: $2.18 $0.00
Disclosure

SEC source: 0001562180-24-008315 · primarydocument.xml · derivative · entry 5

MOHAJER KEYVAN · CIK 0001917995 · Director · CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 465,394

Underlying: Class A Common Stock · 368,041 shares

Expires 2027-03-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in August 2024.

F4 · derivative.exercise_date: Represents stock options issued in the Transaction in exchange for SoundHound stock options granted on March 28, 2017. The shares subject to the option vested 100% at grant date.

Read SEC document
December 06, 2024 Filed Dec 11, 2024 02:30 UTC
MOHAJER KEYVANDirector · CEO · 10% owner
SaleClass A Common Stock 368,041 $15.00 $5,520,946.24
Disclosure

SEC source: 0001562180-24-008315 · primarydocument.xml · nonDerivative · entry 2

MOHAJER KEYVAN · CIK 0001917995 · Director · CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,299,148

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in August 2024.

F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $15.00 to $15.08. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
December 06, 2024 Filed Dec 11, 2024 02:30 UTC
MOHAJER KEYVANDirector · CEO · 10% owner
Exercise / conversionClass A Common Stock 368,041 $2.18 $801,482.89
Disclosure

SEC source: 0001562180-24-008315 · primarydocument.xml · nonDerivative · entry 1

MOHAJER KEYVAN · CIK 0001917995 · Director · CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,667,189

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in August 2024.

Read SEC document
December 05, 2024 Filed Dec 6, 2024 22:31 UTC
Ball Eric R.Director
SaleClass A Common Stock 50,000 $12.00 $600,000.00
Disclosure

SEC source: 0001562180-24-008220 · primarydocument.xml · nonDerivative · entry 1

Ball Eric R. · CIK 0001588852 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See footnote

Disclosed balance after: 451,756

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in June 2023 and modified on June 28, 2024.

F2 · ownership.nature: Represents securities held by the Ball Axline Living Trust (dated July 22, 2014) (the "Trust"). The Reporting Person is a joint trustee of the Trust. The beneficiaries of the Trust are immediate family members currently sharing the Reporting Persons' household. The Reporting Person disclaims beneficial ownership of these securities.

Read SEC document
December 04, 2024 Filed Dec 6, 2024 22:26 UTC
HOM JAMES MINGDirector · Chief Product Officer
SaleClass A Common Stock 53,891 $10.00 $538,910.00
Disclosure

SEC source: 0001562180-24-008219 · primarydocument.xml · nonDerivative · entry 1

HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 813,193

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in May 2024.

F2 · balance_after: Includes 1,119 shares of common stock acquired in November 2024 through the SoundHound AI, Inc. 2022 Employee Stock Purchase Plan.

Read SEC document
December 02, 2024 Filed Dec 4, 2024 22:04 UTC
EMAMI MAJIDVP, Engineering · 10% owner
SaleClass A Common Stock 94,067 $9.05 $851,692.02
Disclosure

SEC source: 0001562180-24-008153 · primarydocument.xml · nonDerivative · entry 1

EMAMI MAJID · CIK 0001920475 · VP, Engineering · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 735,685

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in August 2024.

F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $8.81 to $9.51. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
November 25, 2024 Filed Nov 25, 2024 22:24 UTC
Ball Eric R.Director
SaleClass A Common Stock 30,000 $8.03 $241,035.00
Disclosure

SEC source: 0001562180-24-007961 · primarydocument.xml · nonDerivative · entry 3

Ball Eric R. · CIK 0001588852 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 110,907

F4 · price: This transaction was executed in multiple trades during the day at prices ranging from $8.03 to $8.05. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
November 22, 2024 Filed Nov 25, 2024 22:25 UTC SaleClass A Common Stock 25,000 $7.50 $187,500.00
Disclosure

SEC source: 0001562180-24-007962 · primarydocument.xml · nonDerivative · entry 2

MARCUS LAWRENCE · CIK 0001248294 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Marcus Family Trust, Dated 7/8/04

Disclosed balance after: 153,117

Read SEC document
November 22, 2024 Filed Nov 25, 2024 22:24 UTC
Ball Eric R.Director
SaleClass A Common Stock 20,000 $8.42 $168,456.00
Disclosure

SEC source: 0001562180-24-007961 · primarydocument.xml · nonDerivative · entry 2

Ball Eric R. · CIK 0001588852 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See footnote

Disclosed balance after: 501,756

F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $8.41 to $8.43. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F2 · ownership.nature: Represents securities held by the Ball Axline Living Trust (dated July 22, 2014) (the "Trust"). The Reporting Person is a joint trustee of the Trust. The beneficiaries of the Trust are immediate family members currently sharing the Reporting Persons' household. The Reporting Person disclaims beneficial ownership of these securities.

Read SEC document
November 22, 2024 Filed Nov 25, 2024 22:24 UTC
Ball Eric R.Director
SaleClass A Common Stock 50,000 $8.00 $400,000.00
Disclosure

SEC source: 0001562180-24-007961 · primarydocument.xml · nonDerivative · entry 1

Ball Eric R. · CIK 0001588852 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See footnote

Disclosed balance after: 521,756

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in June 2023 and modified on June 28, 2024.

F2 · ownership.nature: Represents securities held by the Ball Axline Living Trust (dated July 22, 2014) (the "Trust"). The Reporting Person is a joint trustee of the Trust. The beneficiaries of the Trust are immediate family members currently sharing the Reporting Persons' household. The Reporting Person disclaims beneficial ownership of these securities.

Read SEC document
November 21, 2024 Filed Nov 25, 2024 22:25 UTC SaleClass A Common Stock 30,000 $7.15 $214,500.00
Disclosure

SEC source: 0001562180-24-007962 · primarydocument.xml · nonDerivative · entry 1

MARCUS LAWRENCE · CIK 0001248294 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Marcus Family Trust, Dated 7/8/04

Disclosed balance after: 178,117

Read SEC document
September 23, 2024 Filed Sep 24, 2024 21:00 UTC
MOHAJER KEYVANDirector · CEO · 10% owner
SaleClass A Common Stock 63,544 $4.92 $312,395.01
Disclosure

SEC source: 0001562180-24-006933 · primarydocument.xml · nonDerivative · entry 2

MOHAJER KEYVAN · CIK 0001917995 · Director · CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,299,148

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in March 2024.

F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $4.87 to $5.02. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
September 20, 2024 Filed Sep 24, 2024 21:02 UTC
ZAGORSEK MICHAELChief Operating Officer
SaleClass A Common Stock 42,001 $4.88 $204,943.88
Disclosure

SEC source: 0001562180-24-006937 · primarydocument.xml · nonDerivative · entry 1

ZAGORSEK MICHAEL · CIK 0001921640 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,473,322

F1 · shares: The sale reported herein was made to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units granted to the reporting person on August 4, 2022, September 7, 2022, August 3, 2023 and August 1, 2024.

Read SEC document
September 20, 2024 Filed Sep 24, 2024 21:01 UTC
STONEHOCKER TIMOTHYChief Technology Officer
SaleClass A Common Stock 20,337 $4.88 $99,234.39
Disclosure

SEC source: 0001562180-24-006936 · primarydocument.xml · nonDerivative · entry 1

STONEHOCKER TIMOTHY · CIK 0001921376 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,039,194

F1 · shares: The sale reported herein was made to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units granted to the reporting person on August 4, 2022, September 7, 2022, August 3, 2023 and August 1, 2024.

Read SEC document
September 20, 2024 Filed Sep 24, 2024 21:01 UTC
HOM JAMES MINGDirector · Chief Product Officer
SaleClass A Common Stock 21,024 $4.88 $102,586.61
Disclosure

SEC source: 0001562180-24-006935 · primarydocument.xml · nonDerivative · entry 1

HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 865,965

F1 · shares: The sale reported herein was made to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units granted to the reporting person on August 4, 2022, September 7, 2022, August 3, 2023 and August 1, 2024.

Read SEC document
September 20, 2024 Filed Sep 24, 2024 21:02 UTC
SHARAN NITESHChief Financial Officer
SaleClass A Common Stock 39,728 $4.88 $193,852.78
Disclosure

SEC source: 0001562180-24-006938 · primarydocument.xml · nonDerivative · entry 1

SHARAN NITESH · CIK 0001917992 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,560,411

F1 · shares: The sale reported herein was made to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units granted to the reporting person on July 20, 2022, September 7, 2022, August 3, 2023 and August 1, 2024.

Read SEC document
September 20, 2024 Filed Sep 24, 2024 21:00 UTC
EMAMI MAJIDVP, Engineering · 10% owner
SaleClass A Common Stock 21,024 $4.88 $102,586.61
Disclosure

SEC source: 0001562180-24-006934 · primarydocument.xml · nonDerivative · entry 1

EMAMI MAJID · CIK 0001920475 · VP, Engineering · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 829,752

F1 · shares: The sale reported herein was made to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units granted to the reporting person on August 4, 2022, September 7, 2022, August 3, 2023 and August 1, 2024.

Read SEC document
September 20, 2024 Filed Sep 24, 2024 21:00 UTC
MOHAJER KEYVANDirector · CEO · 10% owner
SaleClass A Common Stock 90,641 $4.88 $442,282.76
Disclosure

SEC source: 0001562180-24-006933 · primarydocument.xml · nonDerivative · entry 1

MOHAJER KEYVAN · CIK 0001917995 · Director · CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,362,692

F1 · shares: The sale reported herein was made to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units granted to the reporting person on July 20, 2022, September 7, 2022, August 3, 2023 and August 1, 2024.

Read SEC document
August 20, 2024 Filed Aug 22, 2024 21:32 UTC SaleClass A Common Stock 50,000 $5.02 $250,970.00
Disclosure

SEC source: 0001562180-24-006469 · primarydocument.xml · nonDerivative · entry 1

MARCUS LAWRENCE · CIK 0001248294 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,038

F1 · price: This transaction was executed in multiple trades during the day at prices ranging from $5.00 to $5.04. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
August 01, 2024 Filed Aug 5, 2024 21:46 UTC
ZAGORSEK MICHAELChief Operating Officer
GrantClass A Common Stock 750,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-005998 · primarydocument.xml · nonDerivative · entry 1

ZAGORSEK MICHAEL · CIK 0001921640 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,515,323

F1 · kind: Represents a grant of restricted stock units under the SoundHound AI, Inc. 2022 Incentive Award Plan (the "Plan"). These restricted stock units vest over three years in approximately equal monthly installments.

Read SEC document
August 01, 2024 Filed Aug 5, 2024 21:46 UTC
STONEHOCKER TIMOTHYChief Technology Officer
GrantClass A Common Stock 400,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-005997 · primarydocument.xml · nonDerivative · entry 1

STONEHOCKER TIMOTHY · CIK 0001921376 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,059,531

F1 · kind: Represents a grant of restricted stock units under the SoundHound AI, Inc. 2022 Incentive Award Plan (the "Plan"). These restricted stock units vest over three years in approximately equal monthly installments.

Read SEC document
August 01, 2024 Filed Aug 5, 2024 21:47 UTC
HOM JAMES MINGDirector · Chief Product Officer
GrantClass A Common Stock 400,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-006000 · primarydocument.xml · nonDerivative · entry 1

HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 886,989

F1 · kind: Represents a grant of restricted stock units under the SoundHound AI, Inc. 2022 Incentive Award Plan (the "Plan"). These restricted stock units vest over three years in approximately equal monthly installments.

Read SEC document
August 01, 2024 Filed Aug 5, 2024 21:48 UTC GrantClass A Common Stock 2,525 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-006004 · primarydocument.xml · nonDerivative · entry 1

MARCUS LAWRENCE · CIK 0001248294 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,038

F1 · kind: Represents a grant of restricted stock units under the SoundHound AI, Inc. 2022 Incentive Award Plan (the "Plan"). These restricted stock units vest in four approximately equal quarterly installments.

Read SEC document
August 01, 2024 Filed Aug 5, 2024 21:49 UTC
Ball Eric R.Director
GrantClass A Common Stock 2,525 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-006005 · primarydocument.xml · nonDerivative · entry 3

Ball Eric R. · CIK 0001588852 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,907

F2 · kind: Represents a grant of restricted stock units under the SoundHound AI, Inc. 2022 Incentive Award Plan (the "Plan"). These restricted stock units vest in four approximately equal quarterly installments.

Read SEC document
August 01, 2024 Filed Aug 5, 2024 21:48 UTC
SROKA DIANADirector
GrantClass A Common Stock 2,525 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-006003 · primarydocument.xml · nonDerivative · entry 1

SROKA DIANA · CIK 0001920484 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,654

F1 · kind: Represents a grant of restricted stock units under the SoundHound AI, Inc. 2022 Incentive Award Plan (the "Plan"). These restricted stock units vest in four approximately equal quarterly installments.

Read SEC document
August 01, 2024 Filed Aug 5, 2024 21:47 UTC
MOHAJER KEYVANDirector · CEO · 10% owner
GrantClass A Common Stock 1,500,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-006002 · primarydocument.xml · nonDerivative · entry 1

MOHAJER KEYVAN · CIK 0001917995 · Director · CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,453,333

F1 · kind: Represents a grant of restricted stock units under the SoundHound AI, Inc. 2022 Incentive Award Plan (the "Plan"). These restricted stock units vest over three years in approximately equal monthly installments.

Read SEC document
August 01, 2024 Filed Aug 5, 2024 21:47 UTC
SHARAN NITESHChief Financial Officer
GrantClass A Common Stock 750,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-005999 · primarydocument.xml · nonDerivative · entry 1

SHARAN NITESH · CIK 0001917992 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,600,139

F1 · kind: Represents a grant of restricted stock units under the SoundHound AI, Inc. 2022 Incentive Award Plan (the "Plan"). These restricted stock units vest over three years in approximately equal monthly installments.

Read SEC document
August 01, 2024 Filed Aug 5, 2024 21:47 UTC
EMAMI MAJIDVP, Engineering · 10% owner
GrantClass A Common Stock 400,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-006001 · primarydocument.xml · nonDerivative · entry 1

EMAMI MAJID · CIK 0001920475 · VP, Engineering · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 850,776

F1 · kind: Represents a grant of restricted stock units under the SoundHound AI, Inc. 2022 Incentive Award Plan (the "Plan"). These restricted stock units vest over three years in approximately equal monthly installments.

Read SEC document
July 18, 2024 Filed Aug 5, 2024 21:49 UTC
Ball Eric R.Director
GiftClass A Common Stock 121,506 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-006005 · primarydocument.xml · nonDerivative · entry 2

Ball Eric R. · CIK 0001588852 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 571,756

F1 · kind: Reflects the transfer of 121,506 shares of Class A Common Stock from the Reporting Individual to The Ball Axline Living Trust on July 18, 2024 for no consideration.

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July 18, 2024 Filed Aug 5, 2024 21:49 UTC
Ball Eric R.Director
GiftClass A Common Stock 121,506 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-006005 · primarydocument.xml · nonDerivative · entry 1

Ball Eric R. · CIK 0001588852 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,382

F1 · kind: Reflects the transfer of 121,506 shares of Class A Common Stock from the Reporting Individual to The Ball Axline Living Trust on July 18, 2024 for no consideration.

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July 11, 2024 Filed Jul 15, 2024 21:31 UTC
STONEHOCKER TIMOTHYChief Technology Officer
SaleClass A Common Stock 208,000 $5.75 $1,196,478.40
Disclosure

SEC source: 0001562180-24-005733 · primarydocument.xml · nonDerivative · entry 1

STONEHOCKER TIMOTHY · CIK 0001921376 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 659,531

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in March 2024.

F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $5.50 to $6.01. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

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June 27, 2024 Filed Jul 1, 2024 21:11 UTC
Ball Eric R.Director
ConversionSeries A Preferred Stock · Derivative 3,334 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-005404 · primarydocument.xml · derivative · entry 2

Ball Eric R. · CIK 0001588852 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 121,506 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Series A Preferred Stock was automatically converted on June 27, 2024 at the conversion ratio, which conversion ratio was determined by taking the sum of the original issue price of $30.00 per share of Series A Preferred Stock, plus all accrued dividends, divided by the conversion price of $1.00 per share.

F3 · derivative.exercise_date: The Series A Preferred Stock was convertible at the option of the holder beginning on May 2, 2023 following the completion by the registrant of certain conditions.

F4 · derivative.expiration_date: The Series A Preferred Stock was perpetual and therefore had no expiration date.

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June 27, 2024 Filed Jul 1, 2024 21:11 UTC
Ball Eric R.Director
ConversionClass A Common Stock 121,506 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-24-005404 · primarydocument.xml · nonDerivative · entry 1

Ball Eric R. · CIK 0001588852 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 259,888

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The acquisition of the Series A Preferred Stock was previously reported on a Form 4 in January 2023 in Table I and the disposition of the Series A Preferred Stock is being corrected in this Form 4 to be reported in Table II.

F2 · price: Each share of Series A Preferred Stock was automatically converted on June 27, 2024 at the conversion ratio, which conversion ratio was determined by taking the sum of the original issue price of $30.00 per share of Series A Preferred Stock, plus all accrued dividends, divided by the conversion price of $1.00 per share.

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June 27, 2024 Filed Jul 1, 2024 21:11 UTC
SHARAN NITESHChief Financial Officer
ConversionSeries A Preferred Stock · Derivative 3,334 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-005405 · primarydocument.xml · derivative · entry 2

SHARAN NITESH · CIK 0001917992 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 121,506 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Series A Preferred Stock was automatically converted on June 27, 2024 at the conversion ratio, which conversion ratio was determined by taking the sum of the original issue price of $30.00 per share of Series A Preferred Stock, plus all accrued dividends, divided by the conversion price of $1.00 per share.

F3 · derivative.exercise_date: The Series A Preferred Stock was convertible at the option of the holder beginning on May 2, 2023 following the completion by the registrant of certain conditions.

F4 · derivative.expiration_date: The Series A Preferred Stock was perpetual and therefore had no expiration date.

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June 27, 2024 Filed Jul 1, 2024 21:11 UTC
SHARAN NITESHChief Financial Officer
ConversionClass A Common Stock 121,506 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-24-005405 · primarydocument.xml · nonDerivative · entry 1

SHARAN NITESH · CIK 0001917992 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 850,139

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The acquisition of the Series A Preferred Stock was previously reported on a Form 4 in January 2023 in Table I and the disposition of the Series A Preferred Stock is being corrected in this Form 4 to be reported in Table II.

F2 · price: Each share of Series A Preferred Stock was automatically converted on June 27, 2024 at the conversion ratio, which conversion ratio was determined by taking the sum of the original issue price of $30.00 per share of Series A Preferred Stock, plus all accrued dividends, divided by the conversion price of $1.00 per share.

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June 24, 2024 Filed Jun 24, 2024 22:25 UTC
MOHAJER KEYVANDirector · CEO · 10% owner
SaleClass A Common Stock 116,504 $3.95 $459,852.94
Disclosure

SEC source: 0001562180-24-005263 · primarydocument.xml · nonDerivative · entry 2

MOHAJER KEYVAN · CIK 0001917995 · Director · CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 953,333

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in March 2024.

F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $3.88 to $4.06. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

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June 20, 2024 Filed Jun 24, 2024 22:25 UTC
ZAGORSEK MICHAELChief Operating Officer
SaleClass A Common Stock 24,091 $4.04 $97,325.23
Disclosure

SEC source: 0001562180-24-005262 · primarydocument.xml · nonDerivative · entry 1

ZAGORSEK MICHAEL · CIK 0001921640 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 765,323

F1 · shares: The sale reported herein was made to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units granted to the reporting person on August 4, 2022, September 7, 2022, and August 3, 2023.

F2 · balance_after: Includes 12,562 shares of common stock acquired in May 2024 through the SoundHound AI, Inc. 2022 Employee Stock Purchase Plan.

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June 20, 2024 Filed Jun 24, 2024 22:24 UTC
STONEHOCKER TIMOTHYChief Technology Officer
SaleClass A Common Stock 16,039 $4.04 $64,795.96
Disclosure

SEC source: 0001562180-24-005261 · primarydocument.xml · nonDerivative · entry 1

STONEHOCKER TIMOTHY · CIK 0001921376 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 867,531

F1 · shares: The sale reported herein was made to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units granted to the reporting person on August 4, 2022, September 7, 2022, and August 3, 2023.

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June 20, 2024 Filed Jun 24, 2024 22:24 UTC
HOM JAMES MINGDirector · Chief Product Officer
SaleClass A Common Stock 16,716 $4.04 $67,530.97
Disclosure

SEC source: 0001562180-24-005260 · primarydocument.xml · nonDerivative · entry 1

HOM JAMES MING · CIK 0001920481 · Director · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 486,989

F1 · shares: The sale reported herein was made to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units granted to the reporting person on August 4, 2022, September 7, 2022, and August 3, 2023.

F2 · balance_after: Includes 8,014 shares of common stock acquired in May 2024 through the SoundHound AI, Inc. 2022 Employee Stock Purchase Plan.

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June 20, 2024 Filed Jun 24, 2024 22:25 UTC
SHARAN NITESHChief Financial Officer
SaleClass A Common Stock 22,384 $4.04 $90,429.12
Disclosure

SEC source: 0001562180-24-005264 · primarydocument.xml · nonDerivative · entry 1

SHARAN NITESH · CIK 0001917992 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 728,633

F1 · shares: The sale reported herein was made to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units granted to the reporting person on July 20, 2022, September 7, 2022, and August 3, 2023.

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June 20, 2024 Filed Jun 24, 2024 22:25 UTC
MOHAJER KEYVANDirector · CEO · 10% owner
SaleClass A Common Stock 67,994 $4.04 $274,688.96
Disclosure

SEC source: 0001562180-24-005263 · primarydocument.xml · nonDerivative · entry 1

MOHAJER KEYVAN · CIK 0001917995 · Director · CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,069,837

F1 · shares: The sale reported herein was made to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units granted to the reporting person on July 20, 2022, September 7, 2022, and August 3, 2023.

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June 20, 2024 Filed Jun 24, 2024 22:23 UTC
EMAMI MAJIDVP, Engineering · 10% owner
SaleClass A Common Stock 16,716 $4.04 $67,530.97
Disclosure

SEC source: 0001562180-24-005259 · primarydocument.xml · nonDerivative · entry 1

EMAMI MAJID · CIK 0001920475 · VP, Engineering · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 450,776

F1 · shares: The sale reported herein was made to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units granted to the reporting person on August 4, 2022, September 7, 2022, and August 3, 2023.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.