Tapewire

Nasdaq · USD

SONO

Sonos Inc

Export transactions ↓
Tapewire entity
1773
SEC CIK
0001314727
Parsed reports
419

Last 12 months

Inside the activity.

17 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202501
Jan 202600
Feb 202690
Mar 202660
Apr 202600
May 202610
Jun 202600
Jul 202602
Aug 202600
Sep 202603
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 15, 2024 Filed May 17, 2024 22:18 UTC
Spence PatrickDirector · Chief Executive Officer
Exercise / conversionCommon Stock 58,806 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-015932 · form4.xml · nonDerivative · entry 1

Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,070,292

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

Read SEC document
May 15, 2024 Filed May 17, 2024 22:10 UTC
Millington NicholasChief Innovation Officer
Exercise / conversionRestricted Stock Units · Derivative 9,787 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-015929 · form4.xml · derivative · entry 4

Millington Nicholas · CIK 0001743324 · Chief Innovation Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 179,639

Underlying: Common Stock · 9,787 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F5 · derivative.exercise_date: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F5 · derivative.expiration_date: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
May 15, 2024 Filed May 17, 2024 22:10 UTC
Millington NicholasChief Innovation Officer
Exercise / conversionRestricted Stock Units · Derivative 12,040 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-015929 · form4.xml · derivative · entry 3

Millington Nicholas · CIK 0001743324 · Chief Innovation Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 189,426

Underlying: Common Stock · 12,040 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F4 · derivative.exercise_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F4 · derivative.expiration_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
May 15, 2024 Filed May 17, 2024 22:10 UTC
Millington NicholasChief Innovation Officer
Tax withholdingCommon Stock 7,790 $17.32 $134,922.80
Disclosure

SEC source: 0001127602-24-015929 · form4.xml · nonDerivative · entry 2

Millington Nicholas · CIK 0001743324 · Chief Innovation Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 371,614

F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs.

Read SEC document
May 15, 2024 Filed May 17, 2024 22:10 UTC
Millington NicholasChief Innovation Officer
Exercise / conversionCommon Stock 21,827 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-015929 · form4.xml · nonDerivative · entry 1

Millington Nicholas · CIK 0001743324 · Chief Innovation Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 379,404

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

Read SEC document
May 15, 2024 Filed May 17, 2024 22:07 UTC
Mason Christopher ScottPrincipal Accounting Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $11.28 $0.00
Disclosure

SEC source: 0001127602-24-015925 · form4.xml · derivative · entry 8

Mason Christopher Scott · CIK 0001747554 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 20,000 shares

Expires 2024-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person prior to the effectiveness of the revised requirements of Rule 10b5-1(c).

F8 · derivative.exercise_date: The stock option is fully vested.

Read SEC document
May 15, 2024 Filed May 17, 2024 22:07 UTC
Mason Christopher ScottPrincipal Accounting Officer
GrantRestricted Stock Units · Derivative 40,881 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-015925 · form4.xml · derivative · entry 7

Mason Christopher Scott · CIK 0001747554 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,782

Underlying: Common Stock · 40,881 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F7 · derivative.exercise_date: One half of the shares subject to the RSUs will vest on each of the second and third anniversaries of the grant date of May 15, 2024, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F7 · derivative.expiration_date: One half of the shares subject to the RSUs will vest on each of the second and third anniversaries of the grant date of May 15, 2024, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
May 15, 2024 Filed May 17, 2024 22:07 UTC
Mason Christopher ScottPrincipal Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 4,500 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-015925 · form4.xml · derivative · entry 6

Mason Christopher Scott · CIK 0001747554 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,901

Underlying: Common Stock · 4,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F6 · derivative.exercise_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F6 · derivative.expiration_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
May 15, 2024 Filed May 17, 2024 22:07 UTC
Mason Christopher ScottPrincipal Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 169 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-015925 · form4.xml · derivative · entry 5

Mason Christopher Scott · CIK 0001747554 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,401

Underlying: Common Stock · 169 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F5 · derivative.exercise_date: These RSUs will vest on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1 following the vesting commencement date of November 15, 2021; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F5 · derivative.expiration_date: These RSUs will vest on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1 following the vesting commencement date of November 15, 2021; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
May 15, 2024 Filed May 17, 2024 22:07 UTC
Mason Christopher ScottPrincipal Accounting Officer
SaleCommon Stock 20,000 $17.57 $351,400.00
Disclosure

SEC source: 0001127602-24-015925 · form4.xml · nonDerivative · entry 4

Mason Christopher Scott · CIK 0001747554 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,009

F4 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person prior to the effectiveness of the revised requirements of Rule 10b5-1(c).

Read SEC document
May 15, 2024 Filed May 17, 2024 22:07 UTC
Mason Christopher ScottPrincipal Accounting Officer
Exercise / conversionCommon Stock 20,000 $11.28 $225,500.00
Disclosure

SEC source: 0001127602-24-015925 · form4.xml · nonDerivative · entry 3

Mason Christopher Scott · CIK 0001747554 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,009

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person prior to the effectiveness of the revised requirements of Rule 10b5-1(c).

Read SEC document
May 15, 2024 Filed May 17, 2024 22:07 UTC
Mason Christopher ScottPrincipal Accounting Officer
Tax withholdingCommon Stock 1,839 $17.32 $31,851.48
Disclosure

SEC source: 0001127602-24-015925 · form4.xml · nonDerivative · entry 2

Mason Christopher Scott · CIK 0001747554 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,009

F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs.

Read SEC document
May 15, 2024 Filed May 17, 2024 22:07 UTC
Mason Christopher ScottPrincipal Accounting Officer
Exercise / conversionCommon Stock 4,669 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-015925 · form4.xml · nonDerivative · entry 1

Mason Christopher Scott · CIK 0001747554 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,848

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

Read SEC document
May 15, 2024 Filed May 17, 2024 21:51 UTC
Braman ShamayneChief People Officer
Exercise / conversionRestricted Stock Units · Derivative 8,062 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-015913 · form4.xml · derivative · entry 4

Braman Shamayne · CIK 0001963743 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,127

Underlying: Common Stock · 8,062 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F5 · derivative.exercise_date: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F5 · derivative.expiration_date: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
May 15, 2024 Filed May 17, 2024 21:51 UTC
Braman ShamayneChief People Officer
Exercise / conversionRestricted Stock Units · Derivative 1,218 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-015913 · form4.xml · derivative · entry 3

Braman Shamayne · CIK 0001963743 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,189

Underlying: Common Stock · 1,218 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F4 · derivative.exercise_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F4 · derivative.expiration_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
May 15, 2024 Filed May 17, 2024 21:51 UTC
Braman ShamayneChief People Officer
Tax withholdingCommon Stock 2,840 $17.32 $49,188.80
Disclosure

SEC source: 0001127602-24-015913 · form4.xml · nonDerivative · entry 2

Braman Shamayne · CIK 0001963743 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,588

F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs.

Read SEC document
May 15, 2024 Filed May 17, 2024 21:51 UTC
Braman ShamayneChief People Officer
Exercise / conversionCommon Stock 9,280 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-015913 · form4.xml · nonDerivative · entry 1

Braman Shamayne · CIK 0001963743 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,428

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

Read SEC document
May 15, 2024 Filed May 17, 2024 21:47 UTC
Bouvat-Merlin MaximeChief Product Officer
Exercise / conversionRestricted Stock Units · Derivative 17,358 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-015911 · form4.xml · derivative · entry 5

Bouvat-Merlin Maxime · CIK 0001589082 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,734

Underlying: Common Stock · 17,358 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F6 · derivative.exercise_date: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F6 · derivative.expiration_date: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
May 15, 2024 Filed May 17, 2024 21:47 UTC
Bouvat-Merlin MaximeChief Product Officer
Exercise / conversionRestricted Stock Units · Derivative 5,267 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-015911 · form4.xml · derivative · entry 4

Bouvat-Merlin Maxime · CIK 0001589082 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 178,092

Underlying: Common Stock · 5,267 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F5 · derivative.exercise_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F5 · derivative.expiration_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
May 15, 2024 Filed May 17, 2024 21:47 UTC
Bouvat-Merlin MaximeChief Product Officer
Exercise / conversionRestricted Stock Units · Derivative 1,593 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-015911 · form4.xml · derivative · entry 3

Bouvat-Merlin Maxime · CIK 0001589082 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 183,359

Underlying: Common Stock · 1,593 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F4 · derivative.exercise_date: These RSUs will vest on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1 following the vesting commencement date of November 15, 2021; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F4 · derivative.expiration_date: These RSUs will vest on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1 following the vesting commencement date of November 15, 2021; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
May 15, 2024 Filed May 17, 2024 21:47 UTC
Bouvat-Merlin MaximeChief Product Officer
Tax withholdingCommon Stock 8,645 $17.32 $149,731.40
Disclosure

SEC source: 0001127602-24-015911 · form4.xml · nonDerivative · entry 2

Bouvat-Merlin Maxime · CIK 0001589082 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,872

F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs.

Read SEC document
May 15, 2024 Filed May 17, 2024 21:47 UTC
Bouvat-Merlin MaximeChief Product Officer
Exercise / conversionCommon Stock 24,218 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-015911 · form4.xml · nonDerivative · entry 1

Bouvat-Merlin Maxime · CIK 0001589082 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,517

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

Read SEC document
May 06, 2024 Filed May 8, 2024 20:15 UTC
Coles JoannaDirector
SaleCommon Stock 905 $17.23 $15,593.15
Disclosure

SEC source: 0001127602-24-014580 · form4.xml · nonDerivative · entry 1

Coles Joanna · CIK 0001699323 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 22,759

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 7, 2023.

Read SEC document
April 10, 2024 Filed Apr 12, 2024 20:36 UTC
Mason Christopher ScottPrincipal Accounting Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $11.28 $0.00
Disclosure

SEC source: 0001127602-24-012830 · form4.xml · derivative · entry 3

Mason Christopher Scott · CIK 0001747554 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 20,000 shares

Expires 2024-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person prior to the effectiveness of the revised requirements of Rule 10b5-1(c).

F2 · derivative.exercise_date: The stock option is fully vested.

Read SEC document
April 10, 2024 Filed Apr 12, 2024 20:36 UTC
Mason Christopher ScottPrincipal Accounting Officer
SaleCommon Stock 20,000 $17.62 $352,400.00
Disclosure

SEC source: 0001127602-24-012830 · form4.xml · nonDerivative · entry 2

Mason Christopher Scott · CIK 0001747554 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,179

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person prior to the effectiveness of the revised requirements of Rule 10b5-1(c).

Read SEC document
April 10, 2024 Filed Apr 12, 2024 20:36 UTC
Mason Christopher ScottPrincipal Accounting Officer
Exercise / conversionCommon Stock 20,000 $11.28 $225,500.00
Disclosure

SEC source: 0001127602-24-012830 · form4.xml · nonDerivative · entry 1

Mason Christopher Scott · CIK 0001747554 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,179

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person prior to the effectiveness of the revised requirements of Rule 10b5-1(c).

Read SEC document
April 04, 2024 Filed Apr 8, 2024 20:27 UTC
Coles JoannaDirector
SaleCommon Stock 905 $19.16 $17,339.80
Disclosure

SEC source: 0001127602-24-012676 · form4.xml · nonDerivative · entry 1

Coles Joanna · CIK 0001699323 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 23,664

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 7, 2023.

Read SEC document
March 11, 2024 Filed Mar 13, 2024 21:43 UTC GrantCommon Stock 10,656 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-010035 · form4.xml · nonDerivative · entry 1

Darrell Bracken · CIK 0001452606 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,613

F1 · kind: Represents the number of shares subject to restricted stock units ("RSUs") that were granted on March 11, 2024.

F2 · kind: The RSUs will vest in full upon the earlier of March 11, 2025 or the next annual meeting of stockholders, subject to the continuing service of the Reporting Person on the vesting date.

F3 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

Read SEC document
March 11, 2024 Filed Mar 13, 2024 21:50 UTC GrantCommon Stock 10,656 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-010037 · form4.xml · nonDerivative · entry 1

GENACHOWSKI JULIUS · CIK 0001184231 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,119

F1 · kind: Represents the number of shares subject to restricted stock units ("RSUs") that were granted on March 11, 2024.

F2 · kind: The RSUs will vest in full upon the earlier of March 11, 2025 or the next annual meeting of stockholders, subject to the continuing service of the Reporting Person on the vesting date. Vested shares will be delivered to the Reporting Person on January 1, 2028.

F3 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

Read SEC document
March 11, 2024 Filed Mar 13, 2024 21:53 UTC GrantCommon Stock 10,656 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-010039 · form4.xml · nonDerivative · entry 1

Mildenhall Jonathan · CIK 0001828806 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,120

F1 · kind: Represents the number of shares subject to restricted stock units ("RSUs") that were granted on March 11, 2024.

F2 · kind: The RSUs will vest in full upon the earlier of March 11, 2025 or the next annual meeting of stockholders, subject to the continuing service of the Reporting Person on the vesting date.

F3 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

Read SEC document
March 11, 2024 Filed Mar 13, 2024 21:41 UTC GrantCommon Stock 10,656 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-010032 · form4.xml · nonDerivative · entry 1

Conrad Thomas · CIK 0001522484 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,990

F1 · kind: Represents the number of shares subject to restricted stock units ("RSUs") that were granted on March 11, 2024.

F2 · kind: The RSUs will vest in full upon the earlier of March 11, 2025 or the next annual meeting of stockholders, subject to the continuing service of the Reporting Person on the vesting date. Vested shares will be delivered to the Reporting Person on January 1, 2027.

F3 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

Read SEC document
March 11, 2024 Filed Mar 13, 2024 21:36 UTC
Coles JoannaDirector
GrantCommon Stock 10,656 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-010029 · form4.xml · nonDerivative · entry 1

Coles Joanna · CIK 0001699323 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,569

F1 · kind: Represents the number of shares subject to restricted stock units ("RSUs") that were granted on March 11, 2024.

F2 · kind: The RSUs will vest in full upon the earlier of March 11, 2025 or the next annual meeting of stockholders, subject to the continuing service of the Reporting Person on the vesting date.

F3 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

Read SEC document
March 11, 2024 Filed Mar 13, 2024 21:33 UTC
Boone KarenDirector
GrantCommon Stock 10,656 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-010026 · form4.xml · nonDerivative · entry 1

Boone Karen · CIK 0001561290 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,119

F1 · kind: Represents the number of shares subject to restricted stock units ("RSUs") that were granted on March 11, 2024.

F2 · kind: The RSUs will vest in full upon the earlier of March 11, 2025 or the next annual meeting of stockholders, subject to the continuing service of the Reporting Person on the vesting date. Vested shares will be delivered to the Reporting Person following the Reporting Person's separation of service.

F3 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 21:03 UTC
Coles JoannaDirector
SaleCommon Stock 905 $19.35 $17,511.75
Disclosure

SEC source: 0001127602-24-008784 · form4.xml · nonDerivative · entry 1

Coles Joanna · CIK 0001699323 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,913

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person, entered into prior to the effectiveness of the revised requirements of Rule 10b5-1(c).

Read SEC document
February 15, 2024 Filed Feb 20, 2024 21:55 UTC
Casey SaoriChief Financial Officer
GrantRestricted Stock Units · Derivative 298,500 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-005783 · form4.xml · derivative · entry 1

Casey Saori · CIK 0002007626 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 298,500

Underlying: Common Stock · 298,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F2 · derivative.exercise_date: These RSUs will vest on the following schedule: 33.33% of the shares subject to the RSU will vest on the first anniversary of the grant date of February 15, 2024 and thereafter will vest in equal quarterly installments over the next two years, until such time as the RSUs are 100% vested, subject to the continued employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F2 · derivative.expiration_date: These RSUs will vest on the following schedule: 33.33% of the shares subject to the RSU will vest on the first anniversary of the grant date of February 15, 2024 and thereafter will vest in equal quarterly installments over the next two years, until such time as the RSUs are 100% vested, subject to the continued employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 21:57 UTC
Lazarus Edward PChief Legal & Strategy Officer
Exercise / conversionRestricted Stock Units · Derivative 9,459 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-005785 · form4.xml · derivative · entry 4

Lazarus Edward P · CIK 0001610766 · Chief Legal & Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 236,571

Underlying: Common Stock · 9,459 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F5 · derivative.exercise_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F5 · derivative.expiration_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 21:57 UTC
Lazarus Edward PChief Legal & Strategy Officer
Exercise / conversionRestricted Stock Units · Derivative 1,751 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-005785 · form4.xml · derivative · entry 3

Lazarus Edward P · CIK 0001610766 · Chief Legal & Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 246,030

Underlying: Common Stock · 1,751 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F4 · derivative.exercise_date: These RSUs will vest on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1 following the vesting commencement date of November 15, 2021; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F4 · derivative.expiration_date: These RSUs will vest on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1 following the vesting commencement date of November 15, 2021; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 21:57 UTC
Lazarus Edward PChief Legal & Strategy Officer
Tax withholdingCommon Stock 4,254 $18.69 $79,507.26
Disclosure

SEC source: 0001127602-24-005785 · form4.xml · nonDerivative · entry 2

Lazarus Edward P · CIK 0001610766 · Chief Legal & Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 260,895

F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 21:57 UTC
Lazarus Edward PChief Legal & Strategy Officer
Exercise / conversionCommon Stock 11,210 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-005785 · form4.xml · nonDerivative · entry 1

Lazarus Edward P · CIK 0001610766 · Chief Legal & Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 265,149

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting for no consideration.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 22:05 UTC
Spence PatrickDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 4,683 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-005799 · form4.xml · derivative · entry 5

Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 350,862

Underlying: Common Stock · 4,683 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F6 · derivative.exercise_date: These RSUs will vest based on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F6 · derivative.expiration_date: These RSUs will vest based on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 22:05 UTC
Spence PatrickDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 21,498 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-005799 · form4.xml · derivative · entry 4

Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 355,545

Underlying: Common Stock · 21,498 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F5 · derivative.exercise_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F5 · derivative.expiration_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 22:05 UTC
Spence PatrickDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 32,624 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-005799 · form4.xml · derivative · entry 3

Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 377,043

Underlying: Common Stock · 32,624 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F4 · derivative.exercise_date: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F4 · derivative.expiration_date: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 22:05 UTC
Spence PatrickDirector · Chief Executive Officer
Tax withholdingCommon Stock 23,633 $18.69 $441,700.77
Disclosure

SEC source: 0001127602-24-005799 · form4.xml · nonDerivative · entry 2

Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,011,486

F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 22:05 UTC
Spence PatrickDirector · Chief Executive Officer
Exercise / conversionCommon Stock 58,805 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-005799 · form4.xml · nonDerivative · entry 1

Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,035,119

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 22:03 UTC
Millington NicholasChief Innovation Officer
Exercise / conversionRestricted Stock Units · Derivative 9,787 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-005795 · form4.xml · derivative · entry 4

Millington Nicholas · CIK 0001743324 · Chief Innovation Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 201,466

Underlying: Common Stock · 9,787 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F5 · derivative.exercise_date: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F5 · derivative.expiration_date: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 22:03 UTC
Millington NicholasChief Innovation Officer
Exercise / conversionRestricted Stock Units · Derivative 12,040 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-005795 · form4.xml · derivative · entry 3

Millington Nicholas · CIK 0001743324 · Chief Innovation Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 211,253

Underlying: Common Stock · 12,040 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F4 · derivative.exercise_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F4 · derivative.expiration_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 22:03 UTC
Millington NicholasChief Innovation Officer
Tax withholdingCommon Stock 8,058 $18.69 $150,604.02
Disclosure

SEC source: 0001127602-24-005795 · form4.xml · nonDerivative · entry 2

Millington Nicholas · CIK 0001743324 · Chief Innovation Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 357,577

F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 22:03 UTC
Millington NicholasChief Innovation Officer
Exercise / conversionCommon Stock 21,827 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-005795 · form4.xml · nonDerivative · entry 1

Millington Nicholas · CIK 0001743324 · Chief Innovation Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 365,635

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting for no consideration.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 22:01 UTC
Mason Christopher ScottPrincipal Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 6,972 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-005789 · form4.xml · derivative · entry 5

Mason Christopher Scott · CIK 0001747554 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,570

Underlying: Common Stock · 6,972 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F6 · derivative.exercise_date: One half of the shares subject to the RSUs will vest on each annual anniversary date following the vesting commencement date of February 15, 2022, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double - trigger acceleration.

F6 · derivative.expiration_date: One half of the shares subject to the RSUs will vest on each annual anniversary date following the vesting commencement date of February 15, 2022, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double - trigger acceleration.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 22:01 UTC
Mason Christopher ScottPrincipal Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 4,498 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-005789 · form4.xml · derivative · entry 4

Mason Christopher Scott · CIK 0001747554 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,542

Underlying: Common Stock · 4,498 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F5 · derivative.exercise_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F5 · derivative.expiration_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.