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Nasdaq · USD

SONO

Sonos Inc

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Tapewire entity
1773
SEC CIK
0001314727
Parsed reports
419

Last 12 months

Inside the activity.

17 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202501
Jan 202600
Feb 202690
Mar 202660
Apr 202600
May 202610
Jun 202600
Jul 202602
Aug 202600
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 15, 2024 Filed Nov 19, 2024 22:53 UTC
Lazarus Edward PChief Legal & Strategy Officer
Exercise / conversionRestricted Stock Units · Derivative 8,959 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-027652 · form4.xml · derivative · entry 5

Lazarus Edward P · CIK 0001610766 · Chief Legal & Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,552

Underlying: Common Stock · 8,959 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F6 · derivative.exercise_date: These RSUs will vest based on the following schedule: (i) 1/12 of the shares subject to the RSUs vested on November 15, 2024 and (ii) the remaining RSUs vest quarterly over the next eleven quarters in equal quarterly installments, until such time as the RSUs are 100% vested, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F6 · derivative.expiration_date: These RSUs will vest based on the following schedule: (i) 1/12 of the shares subject to the RSUs vested on November 15, 2024 and (ii) the remaining RSUs vest quarterly over the next eleven quarters in equal quarterly installments, until such time as the RSUs are 100% vested, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 22:53 UTC
Lazarus Edward PChief Legal & Strategy Officer
Exercise / conversionRestricted Stock Units · Derivative 2,223 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-027652 · form4.xml · derivative · entry 4

Lazarus Edward P · CIK 0001610766 · Chief Legal & Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,511

Underlying: Common Stock · 2,223 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F5 · derivative.exercise_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date of until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F5 · derivative.expiration_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date of until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 22:53 UTC
Lazarus Edward PChief Legal & Strategy Officer
Exercise / conversionRestricted Stock Units · Derivative 1,752 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-027652 · form4.xml · derivative · entry 3

Lazarus Edward P · CIK 0001610766 · Chief Legal & Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,734

Underlying: Common Stock · 1,752 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F4 · derivative.exercise_date: These RSUs will vest on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1 following the vesting commencement date of November 15, 2021; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F4 · derivative.expiration_date: These RSUs will vest on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1 following the vesting commencement date of November 15, 2021; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 22:53 UTC
Lazarus Edward PChief Legal & Strategy Officer
Tax withholdingCommon Stock 6,513 $13.75 $89,553.75
Disclosure

SEC source: 0001127602-24-027652 · form4.xml · nonDerivative · entry 2

Lazarus Edward P · CIK 0001610766 · Chief Legal & Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 338,850

F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 22:53 UTC
Lazarus Edward PChief Legal & Strategy Officer
Exercise / conversionCommon Stock 12,934 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-027652 · form4.xml · nonDerivative · entry 1

Lazarus Edward P · CIK 0001610766 · Chief Legal & Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 345,363

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 23:07 UTC
Spence PatrickDirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 188,958 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-027654 · form4.xml · derivative · entry 6

Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 396,293

Underlying: Common Stock · 188,958 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F7 · derivative.exercise_date: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of November 15, 2024, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F7 · derivative.expiration_date: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of November 15, 2024, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 23:07 UTC
Spence PatrickDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 32,624 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-027654 · form4.xml · derivative · entry 5

Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 207,335

Underlying: Common Stock · 32,624 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F6 · derivative.exercise_date: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F6 · derivative.expiration_date: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 23:07 UTC
Spence PatrickDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 4,684 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-027654 · form4.xml · derivative · entry 4

Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 239,959

Underlying: Common Stock · 4,684 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F5 · derivative.exercise_date: These RSUs will vest based on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F5 · derivative.expiration_date: These RSUs will vest based on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 23:07 UTC
Spence PatrickDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 5,052 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-027654 · form4.xml · derivative · entry 3

Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 244,643

Underlying: Common Stock · 5,052 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F4 · derivative.exercise_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F4 · derivative.expiration_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 23:07 UTC
Spence PatrickDirector · Chief Executive Officer
Tax withholdingCommon Stock 22,244 $13.75 $305,855.00
Disclosure

SEC source: 0001127602-24-027654 · form4.xml · nonDerivative · entry 2

Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,080,643

F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 23:07 UTC
Spence PatrickDirector · Chief Executive Officer
Exercise / conversionCommon Stock 42,360 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-027654 · form4.xml · nonDerivative · entry 1

Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,102,887

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 23:00 UTC
Millington NicholasChief Innovation Officer
GrantRestricted Stock Units · Derivative 56,688 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-027653 · form4.xml · derivative · entry 6

Millington Nicholas · CIK 0001743324 · Chief Innovation Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 164,992

Underlying: Common Stock · 56,688 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F7 · derivative.exercise_date: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of November 15, 2024, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F7 · derivative.expiration_date: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of November 15, 2024, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 23:00 UTC
Millington NicholasChief Innovation Officer
Exercise / conversionRestricted Stock Units · Derivative 46,102 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-027653 · form4.xml · derivative · entry 5

Millington Nicholas · CIK 0001743324 · Chief Innovation Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,304

Underlying: Common Stock · 46,102 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F6 · derivative.exercise_date: One half of the shares subject to the RSUs vest on each annual anniversary date following the vesting commencement date of November 15, 2023, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double - trigger acceleration.

F6 · derivative.expiration_date: One half of the shares subject to the RSUs vest on each annual anniversary date following the vesting commencement date of November 15, 2023, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double - trigger acceleration.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 23:00 UTC
Millington NicholasChief Innovation Officer
Exercise / conversionRestricted Stock Units · Derivative 9,788 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-027653 · form4.xml · derivative · entry 4

Millington Nicholas · CIK 0001743324 · Chief Innovation Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 154,406

Underlying: Common Stock · 9,788 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F5 · derivative.exercise_date: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F5 · derivative.expiration_date: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 23:00 UTC
Millington NicholasChief Innovation Officer
Exercise / conversionRestricted Stock Units · Derivative 2,829 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-027653 · form4.xml · derivative · entry 3

Millington Nicholas · CIK 0001743324 · Chief Innovation Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 164,194

Underlying: Common Stock · 2,829 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F4 · derivative.exercise_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F4 · derivative.expiration_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 23:00 UTC
Millington NicholasChief Innovation Officer
Tax withholdingCommon Stock 28,442 $13.75 $391,077.50
Disclosure

SEC source: 0001127602-24-027653 · form4.xml · nonDerivative · entry 2

Millington Nicholas · CIK 0001743324 · Chief Innovation Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 410,004

F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 23:00 UTC
Millington NicholasChief Innovation Officer
Exercise / conversionCommon Stock 58,719 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-027653 · form4.xml · nonDerivative · entry 1

Millington Nicholas · CIK 0001743324 · Chief Innovation Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 438,446

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 22:15 UTC
Bouvat-Merlin MaximeChief Product Officer
GrantRestricted Stock Units · Derivative 52,909 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-027639 · form4.xml · derivative · entry 6

Bouvat-Merlin Maxime · CIK 0001589082 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 169,453

Underlying: Common Stock · 52,909 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F7 · derivative.exercise_date: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of November 15, 2024, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F7 · derivative.expiration_date: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of November 15, 2024, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 22:15 UTC
Bouvat-Merlin MaximeChief Product Officer
Exercise / conversionRestricted Stock Units · Derivative 17,359 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-027639 · form4.xml · derivative · entry 5

Bouvat-Merlin Maxime · CIK 0001589082 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,544

Underlying: Common Stock · 17,359 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F6 · derivative.exercise_date: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F5 · derivative.expiration_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 22:15 UTC
Bouvat-Merlin MaximeChief Product Officer
Exercise / conversionRestricted Stock Units · Derivative 3,144 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-027639 · form4.xml · derivative · entry 4

Bouvat-Merlin Maxime · CIK 0001589082 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,903

Underlying: Common Stock · 3,144 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F5 · derivative.exercise_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F5 · derivative.expiration_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 22:15 UTC
Bouvat-Merlin MaximeChief Product Officer
Exercise / conversionRestricted Stock Units · Derivative 1,593 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-027639 · form4.xml · derivative · entry 3

Bouvat-Merlin Maxime · CIK 0001589082 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,047

Underlying: Common Stock · 1,593 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F4 · derivative.exercise_date: These RSUs will vest on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1 following the vesting commencement date of November 15, 2021; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F4 · derivative.expiration_date: These RSUs will vest on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1 following the vesting commencement date of November 15, 2021; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 22:15 UTC
Bouvat-Merlin MaximeChief Product Officer
Tax withholdingCommon Stock 11,061 $13.75 $152,088.75
Disclosure

SEC source: 0001127602-24-027639 · form4.xml · nonDerivative · entry 2

Bouvat-Merlin Maxime · CIK 0001589082 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,738

F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 22:15 UTC
Bouvat-Merlin MaximeChief Product Officer
Exercise / conversionCommon Stock 22,096 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-027639 · form4.xml · nonDerivative · entry 1

Bouvat-Merlin Maxime · CIK 0001589082 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,799

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 22:07 UTC
Braman ShamayneChief People Officer
GrantRestricted Stock Units · Derivative 52,909 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-027638 · form4.xml · derivative · entry 5

Braman Shamayne · CIK 0001963743 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,477

Underlying: Common Stock · 52,909 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F6 · derivative.exercise_date: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of November 15, 2024, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F6 · derivative.expiration_date: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of November 15, 2024, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 22:07 UTC
Braman ShamayneChief People Officer
Exercise / conversionRestricted Stock Units · Derivative 8,061 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-027638 · form4.xml · derivative · entry 4

Braman Shamayne · CIK 0001963743 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,568

Underlying: Common Stock · 8,061 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F5 · derivative.exercise_date: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F5 · derivative.expiration_date: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 22:07 UTC
Braman ShamayneChief People Officer
Exercise / conversionRestricted Stock Units · Derivative 1,218 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-027638 · form4.xml · derivative · entry 3

Braman Shamayne · CIK 0001963743 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,629

Underlying: Common Stock · 1,218 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F4 · derivative.exercise_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F4 · derivative.expiration_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 22:07 UTC
Braman ShamayneChief People Officer
Tax withholdingCommon Stock 2,841 $13.75 $39,063.75
Disclosure

SEC source: 0001127602-24-027638 · form4.xml · nonDerivative · entry 2

Braman Shamayne · CIK 0001963743 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,026

F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 22:07 UTC
Braman ShamayneChief People Officer
Exercise / conversionCommon Stock 9,279 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-027638 · form4.xml · nonDerivative · entry 1

Braman Shamayne · CIK 0001963743 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,867

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 22:01 UTC
Mason Christopher ScottPrincipal Accounting Officer
GrantRestricted Stock Units · Derivative 20,777 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-027637 · form4.xml · derivative · entry 7

Mason Christopher Scott · CIK 0001747554 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,911

Underlying: Common Stock · 20,777 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F7 · derivative.exercise_date: 100% of the shares subject to the RSUs will vest on November 15, 2025, subject to the continuing employment of the Reporting Person on the vesting date. The RSUs are subject to double-trigger acceleration.

F7 · derivative.expiration_date: 100% of the shares subject to the RSUs will vest on November 15, 2025, subject to the continuing employment of the Reporting Person on the vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 22:01 UTC
Mason Christopher ScottPrincipal Accounting Officer
GrantRestricted Stock Units · Derivative 58,174 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-027637 · form4.xml · derivative · entry 6

Mason Christopher Scott · CIK 0001747554 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,134

Underlying: Common Stock · 58,174 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F6 · derivative.exercise_date: 1/16 of the shares subject to the RSUs vest in equal installments beginning November 15, 2024 and on each quarterly anniversary date thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration

F6 · derivative.expiration_date: 1/16 of the shares subject to the RSUs vest in equal installments beginning November 15, 2024 and on each quarterly anniversary date thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration

Read SEC document
November 15, 2024 Filed Nov 19, 2024 22:01 UTC
Mason Christopher ScottPrincipal Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 3,635 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-027637 · form4.xml · derivative · entry 5

Mason Christopher Scott · CIK 0001747554 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,960

Underlying: Common Stock · 3,635 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F6 · derivative.exercise_date: 1/16 of the shares subject to the RSUs vest in equal installments beginning November 15, 2024 and on each quarterly anniversary date thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration

F6 · derivative.expiration_date: 1/16 of the shares subject to the RSUs vest in equal installments beginning November 15, 2024 and on each quarterly anniversary date thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration

Read SEC document
November 15, 2024 Filed Nov 19, 2024 22:01 UTC
Mason Christopher ScottPrincipal Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 1,712 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-027637 · form4.xml · derivative · entry 4

Mason Christopher Scott · CIK 0001747554 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,595

Underlying: Common Stock · 1,712 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F5 · derivative.exercise_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration

F5 · derivative.expiration_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration

Read SEC document
November 15, 2024 Filed Nov 19, 2024 22:01 UTC
Mason Christopher ScottPrincipal Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 169 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-027637 · form4.xml · derivative · entry 3

Mason Christopher Scott · CIK 0001747554 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,307

Underlying: Common Stock · 169 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F4 · derivative.exercise_date: These RSUs will vest on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1 following the vesting commencement date of November 15, 2021; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F4 · derivative.expiration_date: These RSUs will vest on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1 following the vesting commencement date of November 15, 2021; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 22:01 UTC
Mason Christopher ScottPrincipal Accounting Officer
Tax withholdingCommon Stock 2,173 $13.75 $29,878.75
Disclosure

SEC source: 0001127602-24-027637 · form4.xml · nonDerivative · entry 2

Mason Christopher Scott · CIK 0001747554 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 182,560

F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 22:01 UTC
Mason Christopher ScottPrincipal Accounting Officer
Exercise / conversionCommon Stock 5,516 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-027637 · form4.xml · nonDerivative · entry 1

Mason Christopher Scott · CIK 0001747554 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 184,733

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

Read SEC document
November 14, 2024 Filed Nov 15, 2024 21:03 UTC
Coles JoannaDirector
SaleCommon Stock 905 $15.45 $13,982.25
Disclosure

SEC source: 0001127602-24-027382 · form4.xml · nonDerivative · entry 1

Coles Joanna · CIK 0001699323 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,044

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 7, 2023.

Read SEC document
November 01, 2024 Filed Nov 5, 2024 22:10 UTC
Lazarus Edward PChief Legal & Strategy Officer
Exercise / conversionPerformance Share Units · Derivative 1,570 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-026511 · form4.xml · derivative · entry 3

Lazarus Edward P · CIK 0001610766 · Chief Legal & Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,570 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each PSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of performance share units ("PSUs") previously granted to the Reporting Person and earned in November 2023.

F4 · derivative.exercise_date: Each PSU represents the right to receive, following vesting, between 0% and 200% of the target award based upon achievement of pre-established one year performance goals, as determined by the Compensation, People, and Diversity & Inclusion Committee (the "Committee"). The number of shares reported represents the number of PSUs that were earned for fiscal 2023 as a result of the achievement of performance criteria, as determined by the Committee on November 6, 2023. These PSUs were granted on November 15, 2021. Such PSUs vested on November 1, 2024.

F4 · derivative.expiration_date: Each PSU represents the right to receive, following vesting, between 0% and 200% of the target award based upon achievement of pre-established one year performance goals, as determined by the Compensation, People, and Diversity & Inclusion Committee (the "Committee"). The number of shares reported represents the number of PSUs that were earned for fiscal 2023 as a result of the achievement of performance criteria, as determined by the Committee on November 6, 2023. These PSUs were granted on November 15, 2021. Such PSUs vested on November 1, 2024.

Read SEC document
November 01, 2024 Filed Nov 5, 2024 22:10 UTC
Lazarus Edward PChief Legal & Strategy Officer
Tax withholdingCommon Stock 796 $12.53 $9,973.88
Disclosure

SEC source: 0001127602-24-026511 · form4.xml · nonDerivative · entry 2

Lazarus Edward P · CIK 0001610766 · Chief Legal & Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 332,429

F3 · kind: Reflects shares withheld to cover tax liability with respect to the vesting of PSUs. Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the PSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and subsequent settlement of PSUs.

Read SEC document
November 01, 2024 Filed Nov 5, 2024 22:10 UTC
Lazarus Edward PChief Legal & Strategy Officer
Exercise / conversionCommon Stock 1,570 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-026511 · form4.xml · nonDerivative · entry 1

Lazarus Edward P · CIK 0001610766 · Chief Legal & Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 333,225

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of performance share units ("PSUs") previously granted to the Reporting Person and earned in November 2023.

F2 · price: Each PSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

Read SEC document
November 01, 2024 Filed Nov 5, 2024 22:21 UTC
Spence PatrickDirector · Chief Executive Officer
Exercise / conversionPerformance Share Units · Derivative 4,197 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-026513 · form4.xml · derivative · entry 3

Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,197 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each PSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of performance share units ("PSUs") previously granted to the Reporting Person and earned in November 2023.

F4 · derivative.exercise_date: Each PSU represents the right to receive, following vesting, between 0% and 200% of the target award based upon achievement of pre-established one year performance goals, as determined by the Compensation, People, and Diversity & Inclusion Committee (the "Committee"). The number of shares reported represents the number of PSUs that were earned for fiscal 2023 as a result of the achievement of performance criteria, as determined by the Committee on November 6, 2023. These PSUs were granted on November 15, 2021. Such PSUs vested on November 1, 2024.

F4 · derivative.expiration_date: Each PSU represents the right to receive, following vesting, between 0% and 200% of the target award based upon achievement of pre-established one year performance goals, as determined by the Compensation, People, and Diversity & Inclusion Committee (the "Committee"). The number of shares reported represents the number of PSUs that were earned for fiscal 2023 as a result of the achievement of performance criteria, as determined by the Committee on November 6, 2023. These PSUs were granted on November 15, 2021. Such PSUs vested on November 1, 2024.

Read SEC document
November 01, 2024 Filed Nov 5, 2024 22:21 UTC
Spence PatrickDirector · Chief Executive Officer
Tax withholdingCommon Stock 2,244 $12.53 $28,117.32
Disclosure

SEC source: 0001127602-24-026513 · form4.xml · nonDerivative · entry 2

Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,060,527

F3 · kind: Reflects shares withheld to cover tax liability with respect to the vesting of PSUs. Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the PSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and subsequent settlement of PSUs.

Read SEC document
November 01, 2024 Filed Nov 5, 2024 22:21 UTC
Spence PatrickDirector · Chief Executive Officer
Exercise / conversionCommon Stock 4,197 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-026513 · form4.xml · nonDerivative · entry 1

Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,062,771

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of performance share units ("PSUs") previously granted to the Reporting Person and earned in November 2023.

F2 · price: Each PSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

Read SEC document
November 01, 2024 Filed Nov 5, 2024 22:17 UTC
Bouvat-Merlin MaximeChief Product Officer
Exercise / conversionPerformance Share Units · Derivative 1,427 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-026512 · form4.xml · derivative · entry 3

Bouvat-Merlin Maxime · CIK 0001589082 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,427 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each PSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of performance share units ("PSUs") previously granted to the Reporting Person and earned in November 2023.

F4 · derivative.exercise_date: Each PSU represents the right to receive, following vesting, between 0% and 200% of the target award based upon achievement of pre-established one year performance goals, as determined by the Compensation, People, and Diversity & Inclusion Committee (the "Committee"). The number of shares reported represents the number of PSUs that were earned for fiscal 2023 as a result of the achievement of performance criteria, as determined by the Committee on November 6, 2023. These PSUs were granted on November 15, 2021. Such PSUs vested on November 1, 2024.

F4 · derivative.expiration_date: Each PSU represents the right to receive, following vesting, between 0% and 200% of the target award based upon achievement of pre-established one year performance goals, as determined by the Compensation, People, and Diversity & Inclusion Committee (the "Committee"). The number of shares reported represents the number of PSUs that were earned for fiscal 2023 as a result of the achievement of performance criteria, as determined by the Committee on November 6, 2023. These PSUs were granted on November 15, 2021. Such PSUs vested on November 1, 2024.

Read SEC document
November 01, 2024 Filed Nov 5, 2024 22:17 UTC
Bouvat-Merlin MaximeChief Product Officer
Tax withholdingCommon Stock 724 $12.53 $9,071.72
Disclosure

SEC source: 0001127602-24-026512 · form4.xml · nonDerivative · entry 2

Bouvat-Merlin Maxime · CIK 0001589082 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 703

F3 · kind: Reflects shares withheld to cover tax liability with respect to the vesting of PSUs. Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the PSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and subsequent settlement of PSUs.

Read SEC document
November 01, 2024 Filed Nov 5, 2024 22:17 UTC
Bouvat-Merlin MaximeChief Product Officer
Exercise / conversionCommon Stock 1,427 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-026512 · form4.xml · nonDerivative · entry 1

Bouvat-Merlin Maxime · CIK 0001589082 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,427

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of performance share units ("PSUs") previously granted to the Reporting Person and earned in November 2023.

F2 · price: Each PSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

Read SEC document
August 30, 2024 Filed Sep 4, 2024 20:05 UTC
Lazarus Edward PChief Legal & Strategy Officer
Exercise / conversionRestricted Stock Units · Derivative 109,898 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-023391 · form4.xml · derivative · entry 3

Lazarus Edward P · CIK 0001610766 · Chief Legal & Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,486

Underlying: Common Stock · 109,898 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F4 · derivative.exercise_date: One half of the shares subject to the RSUs will vest on each of the one year and two year anniversaries of the grant date of September 1, 2022, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double - trigger acceleration.

F4 · derivative.expiration_date: One half of the shares subject to the RSUs will vest on each of the one year and two year anniversaries of the grant date of September 1, 2022, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double - trigger acceleration.

Read SEC document
August 30, 2024 Filed Sep 4, 2024 20:05 UTC
Lazarus Edward PChief Legal & Strategy Officer
Tax withholdingCommon Stock 48,902 $12.18 $595,626.36
Disclosure

SEC source: 0001127602-24-023391 · form4.xml · nonDerivative · entry 2

Lazarus Edward P · CIK 0001610766 · Chief Legal & Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 331,655

F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs.

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August 30, 2024 Filed Sep 4, 2024 20:05 UTC
Lazarus Edward PChief Legal & Strategy Officer
Exercise / conversionCommon Stock 109,898 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-023391 · form4.xml · nonDerivative · entry 1

Lazarus Edward P · CIK 0001610766 · Chief Legal & Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 380,557

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

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August 30, 2024 Filed Sep 4, 2024 20:12 UTC
Mason Christopher ScottPrincipal Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 82,424 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-023394 · form4.xml · derivative · entry 3

Mason Christopher Scott · CIK 0001747554 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,476

Underlying: Common Stock · 82,424 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F4 · derivative.exercise_date: One half of the shares subject to the RSUs will vest on each of the one year and two year anniversaries of the grant date of September 1, 2022, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double - trigger acceleration.

F4 · derivative.expiration_date: One half of the shares subject to the RSUs will vest on each of the one year and two year anniversaries of the grant date of September 1, 2022, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double - trigger acceleration.

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August 30, 2024 Filed Sep 4, 2024 20:12 UTC
Mason Christopher ScottPrincipal Accounting Officer
Tax withholdingCommon Stock 26,638 $12.18 $324,450.84
Disclosure

SEC source: 0001127602-24-023394 · form4.xml · nonDerivative · entry 2

Mason Christopher Scott · CIK 0001747554 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 179,217

F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.