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Nasdaq · USD

SONO

Sonos Inc

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Tapewire entity
1773
SEC CIK
0001314727
Parsed reports
419

Last 12 months

Inside the activity.

17 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202501
Jan 202600
Feb 202690
Mar 202660
Apr 202600
May 202610
Jun 202600
Jul 202602
Aug 202600
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 27, 2020 Filed Dec 1, 2020 21:00 UTC SaleCommon Stock 525 $21.47 $11,269.76
Disclosure

SEC source: 0000899243-20-032370 · doc4.xml · nonDerivative · entry 3

Volpi Michelangelo · CIK 0001626464 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,988

F1 · price: On November 27, 2020, Index Venture Growth Associates I Limited ("IVGA I") sold 27,561 shares of common stock of the Issuer, Index Ventures Growth I Parallel Entrepreneur Fund (Jersey) L.P. ("Index I Parallel") sold 9,282 shares of common stock of the Issuer and Yucca (Jersey) SLP ("Yucca") sold 525 shares of common stock of the Issuer. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.40 - $21.55. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: Michelangelo Volpi, a member of the Issuer's Board of Directors, is a partner with the Index Ventures group. Advisors within the Index Ventures group provide advice to Index I Parallel and Yucca (together, the "Index Funds"). IVGA I is the general partner of Index I Parallel. Yucca is a co-investment vehicle that is contractually required to mirror the investment of Index I Parallel. Mr. Volpi is involved in making recommendations to the Index Funds, but does not hold voting or dispositive power over the shares held by the Index Funds. Mr. Volpi disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

F5 · ownership.nature: The shares are held directly by Yucca.

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November 27, 2020 Filed Dec 1, 2020 21:00 UTC SaleCommon Stock 9,282 $21.47 $199,249.27
Disclosure

SEC source: 0000899243-20-032370 · doc4.xml · nonDerivative · entry 2

Volpi Michelangelo · CIK 0001626464 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 35,129

F1 · price: On November 27, 2020, Index Venture Growth Associates I Limited ("IVGA I") sold 27,561 shares of common stock of the Issuer, Index Ventures Growth I Parallel Entrepreneur Fund (Jersey) L.P. ("Index I Parallel") sold 9,282 shares of common stock of the Issuer and Yucca (Jersey) SLP ("Yucca") sold 525 shares of common stock of the Issuer. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.40 - $21.55. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: Michelangelo Volpi, a member of the Issuer's Board of Directors, is a partner with the Index Ventures group. Advisors within the Index Ventures group provide advice to Index I Parallel and Yucca (together, the "Index Funds"). IVGA I is the general partner of Index I Parallel. Yucca is a co-investment vehicle that is contractually required to mirror the investment of Index I Parallel. Mr. Volpi is involved in making recommendations to the Index Funds, but does not hold voting or dispositive power over the shares held by the Index Funds. Mr. Volpi disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

F4 · ownership.nature: The shares are held directly by Index I Parallel.

Read SEC document
November 27, 2020 Filed Dec 1, 2020 21:00 UTC SaleCommon Stock 27,561 $21.47 $591,629.94
Disclosure

SEC source: 0000899243-20-032370 · doc4.xml · nonDerivative · entry 1

Volpi Michelangelo · CIK 0001626464 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 999,590

F1 · price: On November 27, 2020, Index Venture Growth Associates I Limited ("IVGA I") sold 27,561 shares of common stock of the Issuer, Index Ventures Growth I Parallel Entrepreneur Fund (Jersey) L.P. ("Index I Parallel") sold 9,282 shares of common stock of the Issuer and Yucca (Jersey) SLP ("Yucca") sold 525 shares of common stock of the Issuer. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.40 - $21.55. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The shares are held directly by IVGA I.

F3 · ownership.nature: Michelangelo Volpi, a member of the Issuer's Board of Directors, is a partner with the Index Ventures group. Advisors within the Index Ventures group provide advice to Index I Parallel and Yucca (together, the "Index Funds"). IVGA I is the general partner of Index I Parallel. Yucca is a co-investment vehicle that is contractually required to mirror the investment of Index I Parallel. Mr. Volpi is involved in making recommendations to the Index Funds, but does not hold voting or dispositive power over the shares held by the Index Funds. Mr. Volpi disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

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November 25, 2020 Filed Nov 25, 2020 22:32 UTC SaleCommon Stock 2,015 $21.44 $43,210.26
Disclosure

SEC source: 0000899243-20-032186 · doc4.xml · nonDerivative · entry 9

Volpi Michelangelo · CIK 0001626464 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,513

F8 · price: On November 25, 2020, IVGA I sold 105,755 shares of common stock of the Issuer, Index I Parallel sold 35,617 shares of common stock of the Issuer and Yucca sold 2,015 shares of common stock of the Issuer. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.40 - $21.57. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F6 · ownership.nature: The shares are held directly by Yucca.

F4 · ownership.nature: Michelangelo Volpi, a member of the Issuer's Board of Directors, is a partner with the Index Ventures group. Advisors within the Index Ventures group provide advice to Index I, Index I Parallel and Yucca (together with Index I and Index I Parallel, the "Index Funds"). IVGA I is the general partner of Index I and Index I Parallel. Yucca is a co-investment vehicle that is contractually required to mirror the investment of Index I and Index I Parallel. Mr. Volpi is involved in making recommendations to the Index Funds, but does not hold voting or dispositive power over the shares held by the Index Funds. Mr. Volpi disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

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November 25, 2020 Filed Nov 25, 2020 22:32 UTC SaleCommon Stock 35,617 $21.44 $763,781.63
Disclosure

SEC source: 0000899243-20-032186 · doc4.xml · nonDerivative · entry 8

Volpi Michelangelo · CIK 0001626464 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 44,441

F8 · price: On November 25, 2020, IVGA I sold 105,755 shares of common stock of the Issuer, Index I Parallel sold 35,617 shares of common stock of the Issuer and Yucca sold 2,015 shares of common stock of the Issuer. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.40 - $21.57. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5 · ownership.nature: The shares are held directly by Index I Parallel.

F4 · ownership.nature: Michelangelo Volpi, a member of the Issuer's Board of Directors, is a partner with the Index Ventures group. Advisors within the Index Ventures group provide advice to Index I, Index I Parallel and Yucca (together with Index I and Index I Parallel, the "Index Funds"). IVGA I is the general partner of Index I and Index I Parallel. Yucca is a co-investment vehicle that is contractually required to mirror the investment of Index I and Index I Parallel. Mr. Volpi is involved in making recommendations to the Index Funds, but does not hold voting or dispositive power over the shares held by the Index Funds. Mr. Volpi disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

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November 25, 2020 Filed Nov 25, 2020 22:32 UTC SaleCommon Stock 105,755 $21.44 $2,267,841.95
Disclosure

SEC source: 0000899243-20-032186 · doc4.xml · nonDerivative · entry 7

Volpi Michelangelo · CIK 0001626464 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,027,151

F8 · price: On November 25, 2020, IVGA I sold 105,755 shares of common stock of the Issuer, Index I Parallel sold 35,617 shares of common stock of the Issuer and Yucca sold 2,015 shares of common stock of the Issuer. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.40 - $21.57. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The shares are held directly by IVGA I.

F4 · ownership.nature: Michelangelo Volpi, a member of the Issuer's Board of Directors, is a partner with the Index Ventures group. Advisors within the Index Ventures group provide advice to Index I, Index I Parallel and Yucca (together with Index I and Index I Parallel, the "Index Funds"). IVGA I is the general partner of Index I and Index I Parallel. Yucca is a co-investment vehicle that is contractually required to mirror the investment of Index I and Index I Parallel. Mr. Volpi is involved in making recommendations to the Index Funds, but does not hold voting or dispositive power over the shares held by the Index Funds. Mr. Volpi disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

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November 24, 2020 Filed Nov 25, 2020 22:32 UTC SaleCommon Stock 11,860 $21.49 $254,865.47
Disclosure

SEC source: 0000899243-20-032186 · doc4.xml · nonDerivative · entry 6

Volpi Michelangelo · CIK 0001626464 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 4,528

F7 · price: On November 24, 2020, IVGA I sold 622,459 shares of common stock of the Issuer, Index I Parallel sold 209,638 shares of common stock of the Issuer and Yucca sold 11,860 shares of common stock of the Issuer. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.40 - $21.63. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F6 · ownership.nature: The shares are held directly by Yucca.

F4 · ownership.nature: Michelangelo Volpi, a member of the Issuer's Board of Directors, is a partner with the Index Ventures group. Advisors within the Index Ventures group provide advice to Index I, Index I Parallel and Yucca (together with Index I and Index I Parallel, the "Index Funds"). IVGA I is the general partner of Index I and Index I Parallel. Yucca is a co-investment vehicle that is contractually required to mirror the investment of Index I and Index I Parallel. Mr. Volpi is involved in making recommendations to the Index Funds, but does not hold voting or dispositive power over the shares held by the Index Funds. Mr. Volpi disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

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November 24, 2020 Filed Nov 25, 2020 22:32 UTC SaleCommon Stock 209,638 $21.49 $4,505,015.80
Disclosure

SEC source: 0000899243-20-032186 · doc4.xml · nonDerivative · entry 5

Volpi Michelangelo · CIK 0001626464 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 80,028

F7 · price: On November 24, 2020, IVGA I sold 622,459 shares of common stock of the Issuer, Index I Parallel sold 209,638 shares of common stock of the Issuer and Yucca sold 11,860 shares of common stock of the Issuer. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.40 - $21.63. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5 · ownership.nature: The shares are held directly by Index I Parallel.

F4 · ownership.nature: Michelangelo Volpi, a member of the Issuer's Board of Directors, is a partner with the Index Ventures group. Advisors within the Index Ventures group provide advice to Index I, Index I Parallel and Yucca (together with Index I and Index I Parallel, the "Index Funds"). IVGA I is the general partner of Index I and Index I Parallel. Yucca is a co-investment vehicle that is contractually required to mirror the investment of Index I and Index I Parallel. Mr. Volpi is involved in making recommendations to the Index Funds, but does not hold voting or dispositive power over the shares held by the Index Funds. Mr. Volpi disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
November 24, 2020 Filed Nov 25, 2020 22:32 UTC SaleCommon Stock 622,459 $21.49 $13,376,332.68
Disclosure

SEC source: 0000899243-20-032186 · doc4.xml · nonDerivative · entry 4

Volpi Michelangelo · CIK 0001626464 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,132,906

F7 · price: On November 24, 2020, IVGA I sold 622,459 shares of common stock of the Issuer, Index I Parallel sold 209,638 shares of common stock of the Issuer and Yucca sold 11,860 shares of common stock of the Issuer. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.40 - $21.63. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The shares are held directly by IVGA I.

F4 · ownership.nature: Michelangelo Volpi, a member of the Issuer's Board of Directors, is a partner with the Index Ventures group. Advisors within the Index Ventures group provide advice to Index I, Index I Parallel and Yucca (together with Index I and Index I Parallel, the "Index Funds"). IVGA I is the general partner of Index I and Index I Parallel. Yucca is a co-investment vehicle that is contractually required to mirror the investment of Index I and Index I Parallel. Mr. Volpi is involved in making recommendations to the Index Funds, but does not hold voting or dispositive power over the shares held by the Index Funds. Mr. Volpi disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
November 23, 2020 Filed Nov 25, 2020 22:32 UTC SaleCommon Stock 2,958 $21.52 $63,644.62
Disclosure

SEC source: 0000899243-20-032186 · doc4.xml · nonDerivative · entry 3

Volpi Michelangelo · CIK 0001626464 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 16,388

F2 · price: On November 23, 2020, IVGA I sold 155,232 shares of common stock of the Issuer, Index Ventures Growth I Parallel Entrepreneur Fund (Jersey) L.P. ("Index I Parallel") sold 52,280 shares of common stock of the Issuer and Yucca (Jersey) SLP ("Yucca") sold 2,958 shares of common stock of the Issuer. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.46 - $21.78. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F6 · ownership.nature: The shares are held directly by Yucca.

F4 · ownership.nature: Michelangelo Volpi, a member of the Issuer's Board of Directors, is a partner with the Index Ventures group. Advisors within the Index Ventures group provide advice to Index I, Index I Parallel and Yucca (together with Index I and Index I Parallel, the "Index Funds"). IVGA I is the general partner of Index I and Index I Parallel. Yucca is a co-investment vehicle that is contractually required to mirror the investment of Index I and Index I Parallel. Mr. Volpi is involved in making recommendations to the Index Funds, but does not hold voting or dispositive power over the shares held by the Index Funds. Mr. Volpi disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
November 23, 2020 Filed Nov 25, 2020 22:32 UTC SaleCommon Stock 52,280 $21.52 $1,124,861.71
Disclosure

SEC source: 0000899243-20-032186 · doc4.xml · nonDerivative · entry 2

Volpi Michelangelo · CIK 0001626464 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 289,666

F2 · price: On November 23, 2020, IVGA I sold 155,232 shares of common stock of the Issuer, Index Ventures Growth I Parallel Entrepreneur Fund (Jersey) L.P. ("Index I Parallel") sold 52,280 shares of common stock of the Issuer and Yucca (Jersey) SLP ("Yucca") sold 2,958 shares of common stock of the Issuer. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.46 - $21.78. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5 · ownership.nature: The shares are held directly by Index I Parallel.

F4 · ownership.nature: Michelangelo Volpi, a member of the Issuer's Board of Directors, is a partner with the Index Ventures group. Advisors within the Index Ventures group provide advice to Index I, Index I Parallel and Yucca (together with Index I and Index I Parallel, the "Index Funds"). IVGA I is the general partner of Index I and Index I Parallel. Yucca is a co-investment vehicle that is contractually required to mirror the investment of Index I and Index I Parallel. Mr. Volpi is involved in making recommendations to the Index Funds, but does not hold voting or dispositive power over the shares held by the Index Funds. Mr. Volpi disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
November 23, 2020 Filed Nov 25, 2020 22:32 UTC SaleCommon Stock 155,232 $21.52 $3,339,987.24
Disclosure

SEC source: 0000899243-20-032186 · doc4.xml · nonDerivative · entry 1

Volpi Michelangelo · CIK 0001626464 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,755,365

F2 · price: On November 23, 2020, IVGA I sold 155,232 shares of common stock of the Issuer, Index Ventures Growth I Parallel Entrepreneur Fund (Jersey) L.P. ("Index I Parallel") sold 52,280 shares of common stock of the Issuer and Yucca (Jersey) SLP ("Yucca") sold 2,958 shares of common stock of the Issuer. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.46 - $21.78. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: On November 20, 2020, Index Ventures Growth I (Jersey) L.P. ("Index I") distributed, for no consideration, an aggregate of 3,426,899 shares of common stock of the Issuer to its limited partners and to Index Venture Growth Associates I Limited ("IVGA I"), the general partner of Index I, representing each such partner's pro rata interest in the shares held by Index I. IVGA I received 895,285 shares through such distribution. The aforementioned distributions were made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended.

F3 · ownership.nature: The shares are held directly by IVGA I.

F4 · ownership.nature: Michelangelo Volpi, a member of the Issuer's Board of Directors, is a partner with the Index Ventures group. Advisors within the Index Ventures group provide advice to Index I, Index I Parallel and Yucca (together with Index I and Index I Parallel, the "Index Funds"). IVGA I is the general partner of Index I and Index I Parallel. Yucca is a co-investment vehicle that is contractually required to mirror the investment of Index I and Index I Parallel. Mr. Volpi is involved in making recommendations to the Index Funds, but does not hold voting or dispositive power over the shares held by the Index Funds. Mr. Volpi disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
November 19, 2020 Filed Nov 20, 2020 22:03 UTC Exercise / conversionStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001562180-20-006822 · primarydocument.xml · derivative · entry 6

GENACHOWSKI JULIUS · CIK 0001184231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2023-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · derivative.exercise_date: The stock option is fully vested.

Read SEC document
November 19, 2020 Filed Nov 20, 2020 22:03 UTC Exercise / conversionStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001562180-20-006822 · primarydocument.xml · derivative · entry 5

GENACHOWSKI JULIUS · CIK 0001184231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 15,000 shares

Expires 2023-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · derivative.exercise_date: The stock option is fully vested.

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November 19, 2020 Filed Nov 20, 2020 22:03 UTC SaleCommon Stock 15,000 $22.03 $330,418.50
Disclosure

SEC source: 0001562180-20-006822 · primarydocument.xml · nonDerivative · entry 4

GENACHOWSKI JULIUS · CIK 0001184231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,622

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $22.00 to $22.13 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

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November 19, 2020 Filed Nov 20, 2020 22:03 UTC SaleCommon Stock 15,000 $20.51 $307,593.00
Disclosure

SEC source: 0001562180-20-006822 · primarydocument.xml · nonDerivative · entry 3

GENACHOWSKI JULIUS · CIK 0001184231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,622

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $20.28 to $21.24 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

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November 19, 2020 Filed Nov 20, 2020 22:03 UTC Exercise / conversionCommon Stock 15,000 $5.00 $75,000.00
Disclosure

SEC source: 0001562180-20-006822 · primarydocument.xml · nonDerivative · entry 2

GENACHOWSKI JULIUS · CIK 0001184231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,622

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
November 19, 2020 Filed Nov 20, 2020 22:03 UTC Exercise / conversionCommon Stock 15,000 $5.00 $75,000.00
Disclosure

SEC source: 0001562180-20-006822 · primarydocument.xml · nonDerivative · entry 1

GENACHOWSKI JULIUS · CIK 0001184231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,622

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

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November 16, 2020 Filed Nov 17, 2020 18:48 UTC
Fraser AnnaChief People Officer
Exercise / conversionRestricted Stock Units · Derivative 17,599 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-006737 · primarydocument.xml · derivative · entry 4

Fraser Anna · CIK 0001765328 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,363

Underlying: Common Stock · 17,599 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F5 · derivative.exercise_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F5 · derivative.expiration_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

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November 16, 2020 Filed Nov 17, 2020 18:48 UTC
Fraser AnnaChief People Officer
Tax withholdingCommon Stock 9,267 $16.62 $154,017.54
Disclosure

SEC source: 0001562180-20-006737 · primarydocument.xml · nonDerivative · entry 2

Fraser Anna · CIK 0001765328 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,355

F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs.

Read SEC document
November 16, 2020 Filed Nov 17, 2020 18:48 UTC
Fraser AnnaChief People Officer
Exercise / conversionCommon Stock 17,599 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-20-006737 · primarydocument.xml · nonDerivative · entry 1

Fraser Anna · CIK 0001765328 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,622

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

Read SEC document
November 16, 2020 Filed Nov 17, 2020 23:42 UTC
Bagley BrittanyChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 33,993 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-006736 · primarydocument.xml · derivative · entry 3

Bagley Brittany · CIK 0001743490 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 339,939

Underlying: Common Stock · 33,993 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F4 · derivative.exercise_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F4 · derivative.expiration_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
November 16, 2020 Filed Nov 17, 2020 23:42 UTC
Bagley BrittanyChief Financial Officer
Tax withholdingCommon Stock 16,854 $16.62 $280,113.48
Disclosure

SEC source: 0001562180-20-006736 · primarydocument.xml · nonDerivative · entry 2

Bagley Brittany · CIK 0001743490 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,486

F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs.

Read SEC document
November 16, 2020 Filed Nov 17, 2020 23:42 UTC
Bagley BrittanyChief Financial Officer
Exercise / conversionCommon Stock 33,993 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-20-006736 · primarydocument.xml · nonDerivative · entry 1

Bagley Brittany · CIK 0001743490 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,340

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

Read SEC document
November 16, 2020 Filed Nov 17, 2020 23:41 UTC
Lazarus Edward PChief Legal Officer & Secty.
Exercise / conversionRestricted Stock Units · Derivative 14,841 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-006735 · primarydocument.xml · derivative · entry 4

Lazarus Edward P · CIK 0001610766 · Chief Legal Officer & Secty.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,587

Underlying: Common Stock · 14,841 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F5 · derivative.exercise_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F5 · derivative.expiration_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
November 16, 2020 Filed Nov 17, 2020 23:41 UTC
Lazarus Edward PChief Legal Officer & Secty.
Tax withholdingCommon Stock 6,448 $16.62 $107,165.76
Disclosure

SEC source: 0001562180-20-006735 · primarydocument.xml · nonDerivative · entry 2

Lazarus Edward P · CIK 0001610766 · Chief Legal Officer & Secty.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,600

F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs.

Read SEC document
November 16, 2020 Filed Nov 17, 2020 23:41 UTC
Lazarus Edward PChief Legal Officer & Secty.
Exercise / conversionCommon Stock 14,841 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-20-006735 · primarydocument.xml · nonDerivative · entry 1

Lazarus Edward P · CIK 0001610766 · Chief Legal Officer & Secty.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,048

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

Read SEC document
November 16, 2020 Filed Nov 17, 2020 23:52 UTC Exercise / conversionStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001562180-20-006740 · primarydocument.xml · derivative · entry 3

GENACHOWSKI JULIUS · CIK 0001184231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 15,000 shares

Expires 2023-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · derivative.exercise_date: The stock option is fully vested.

Read SEC document
November 16, 2020 Filed Nov 17, 2020 23:52 UTC SaleCommon Stock 15,000 $17.00 $255,000.00
Disclosure

SEC source: 0001562180-20-006740 · primarydocument.xml · nonDerivative · entry 2

GENACHOWSKI JULIUS · CIK 0001184231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,622

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
November 16, 2020 Filed Nov 17, 2020 23:52 UTC Exercise / conversionCommon Stock 15,000 $5.00 $75,000.00
Disclosure

SEC source: 0001562180-20-006740 · primarydocument.xml · nonDerivative · entry 1

GENACHOWSKI JULIUS · CIK 0001184231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,622

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
November 16, 2020 Filed Nov 17, 2020 23:49 UTC
Siegel Matthew O.Chief Commercial Officer
Exercise / conversionRestricted Stock Units · Derivative 26,050 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-006738 · primarydocument.xml · derivative · entry 4

Siegel Matthew O. · CIK 0001744461 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,024

Underlying: Common Stock · 26,050 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F5 · derivative.exercise_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F5 · derivative.expiration_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
November 16, 2020 Filed Nov 17, 2020 23:49 UTC
Siegel Matthew O.Chief Commercial Officer
Tax withholdingCommon Stock 12,916 $16.62 $214,663.92
Disclosure

SEC source: 0001562180-20-006738 · primarydocument.xml · nonDerivative · entry 2

Siegel Matthew O. · CIK 0001744461 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,936

F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs.

Read SEC document
November 16, 2020 Filed Nov 17, 2020 23:49 UTC
Siegel Matthew O.Chief Commercial Officer
Exercise / conversionCommon Stock 26,050 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-20-006738 · primarydocument.xml · nonDerivative · entry 1

Siegel Matthew O. · CIK 0001744461 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,852

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

Read SEC document
November 16, 2020 Filed Nov 17, 2020 23:40 UTC
Millington NicholasChief Innovation Officer
Exercise / conversionRestricted Stock Units · Derivative 26,593 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-006734 · primarydocument.xml · derivative · entry 4

Millington Nicholas · CIK 0001743324 · Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 435,912

Underlying: Common Stock · 26,593 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F5 · derivative.exercise_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F5 · derivative.expiration_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
November 16, 2020 Filed Nov 17, 2020 23:40 UTC
Millington NicholasChief Innovation Officer
Tax withholdingCommon Stock 13,185 $16.62 $219,134.70
Disclosure

SEC source: 0001562180-20-006734 · primarydocument.xml · nonDerivative · entry 2

Millington Nicholas · CIK 0001743324 · Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,220

F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs.

Read SEC document
November 16, 2020 Filed Nov 17, 2020 23:40 UTC
Millington NicholasChief Innovation Officer
Exercise / conversionCommon Stock 26,593 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-20-006734 · primarydocument.xml · nonDerivative · entry 1

Millington Nicholas · CIK 0001743324 · Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,405

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

Read SEC document
November 16, 2020 Filed Nov 17, 2020 23:51 UTC
Spence PatrickDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 40,075 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-006739 · primarydocument.xml · derivative · entry 4

Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,113

Underlying: Common Stock · 40,075 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F5 · derivative.exercise_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F5 · derivative.expiration_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
November 16, 2020 Filed Nov 17, 2020 23:51 UTC
Spence PatrickDirector · Chief Executive Officer
Tax withholdingCommon Stock 19,870 $16.62 $330,239.40
Disclosure

SEC source: 0001562180-20-006739 · primarydocument.xml · nonDerivative · entry 2

Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,676

F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs.

Read SEC document
November 16, 2020 Filed Nov 17, 2020 23:51 UTC
Spence PatrickDirector · Chief Executive Officer
Exercise / conversionCommon Stock 40,075 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-20-006739 · primarydocument.xml · nonDerivative · entry 1

Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,546

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

Read SEC document
November 15, 2020 Filed Nov 17, 2020 18:48 UTC
Fraser AnnaChief People Officer
GrantRestricted Stock Units · Derivative 29,098 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-006737 · primarydocument.xml · derivative · entry 3

Fraser Anna · CIK 0001765328 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 339,962

Underlying: Common Stock · 29,098 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F4 · derivative.exercise_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the vesting commencement date of November 15, 2020, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F4 · derivative.expiration_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the vesting commencement date of November 15, 2020, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
November 15, 2020 Filed Nov 17, 2020 23:41 UTC
Lazarus Edward PChief Legal Officer & Secty.
GrantRestricted Stock Units · Derivative 35,564 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-006735 · primarydocument.xml · derivative · entry 3

Lazarus Edward P · CIK 0001610766 · Chief Legal Officer & Secty.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,428

Underlying: Common Stock · 35,564 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F4 · derivative.exercise_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the vesting commencement date of November 15, 2020, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F4 · derivative.expiration_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the vesting commencement date of November 15, 2020, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
November 15, 2020 Filed Nov 17, 2020 23:49 UTC
Siegel Matthew O.Chief Commercial Officer
GrantRestricted Stock Units · Derivative 45,263 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-006738 · primarydocument.xml · derivative · entry 3

Siegel Matthew O. · CIK 0001744461 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 457,074

Underlying: Common Stock · 45,263 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F4 · derivative.exercise_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the vesting commencement date of November 15, 2020, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F4 · derivative.expiration_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the vesting commencement date of November 15, 2020, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
November 15, 2020 Filed Nov 17, 2020 23:40 UTC
Millington NicholasChief Innovation Officer
GrantRestricted Stock Units · Derivative 45,263 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-006734 · primarydocument.xml · derivative · entry 3

Millington Nicholas · CIK 0001743324 · Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 462,505

Underlying: Common Stock · 45,263 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F4 · derivative.exercise_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the vesting commencement date of November 15, 2020, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F4 · derivative.expiration_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the vesting commencement date of November 15, 2020, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
November 15, 2020 Filed Nov 17, 2020 23:51 UTC
Spence PatrickDirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 80,827 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-006739 · primarydocument.xml · derivative · entry 3

Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 540,188

Underlying: Common Stock · 80,827 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F4 · derivative.exercise_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the vesting commencement date of November 15, 2020, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F4 · derivative.expiration_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the vesting commencement date of November 15, 2020, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
September 23, 2020 Filed Sep 24, 2020 23:45 UTC
Spence PatrickDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 18,726 $0.00 Strike: $4.38 $0.00
Disclosure

SEC source: 0001562180-20-006099 · primarydocument.xml · derivative · entry 6

Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,069

Underlying: Common Stock · 18,726 shares

Expires 2022-10-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · derivative.exercise_date: The stock option is fully vested.

Read SEC document
September 23, 2020 Filed Sep 24, 2020 23:45 UTC
Spence PatrickDirector · Chief Executive Officer
SaleCommon Stock 18,726 $15.03 $281,412.46
Disclosure

SEC source: 0001562180-20-006099 · primarydocument.xml · nonDerivative · entry 4

Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,471

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $15.00 to $15.10 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
September 23, 2020 Filed Sep 24, 2020 23:45 UTC
Spence PatrickDirector · Chief Executive Officer
Exercise / conversionCommon Stock 18,726 $4.38 $81,926.25
Disclosure

SEC source: 0001562180-20-006099 · primarydocument.xml · nonDerivative · entry 3

Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,197

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
September 22, 2020 Filed Sep 24, 2020 23:45 UTC
Spence PatrickDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 8,297 $0.00 Strike: $4.38 $0.00
Disclosure

SEC source: 0001562180-20-006099 · primarydocument.xml · derivative · entry 5

Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,795

Underlying: Common Stock · 8,297 shares

Expires 2022-10-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · derivative.exercise_date: The stock option is fully vested.

Read SEC document
September 22, 2020 Filed Sep 24, 2020 23:45 UTC
Spence PatrickDirector · Chief Executive Officer
SaleCommon Stock 8,297 $15.01 $124,557.05
Disclosure

SEC source: 0001562180-20-006099 · primarydocument.xml · nonDerivative · entry 2

Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,471

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $15.00 to $15.17 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

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September 22, 2020 Filed Sep 24, 2020 23:45 UTC
Spence PatrickDirector · Chief Executive Officer
Exercise / conversionCommon Stock 8,297 $4.38 $36,299.38
Disclosure

SEC source: 0001562180-20-006099 · primarydocument.xml · nonDerivative · entry 1

Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,768

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.