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Nasdaq · USD

SONO

Sonos Inc

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Tapewire entity
1773
SEC CIK
0001314727
Parsed reports
419

Last 12 months

Inside the activity.

17 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202501
Jan 202600
Feb 202690
Mar 202660
Apr 202600
May 202610
Jun 202600
Jul 202602
Aug 202600
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 15, 2021 Filed Feb 17, 2021 17:56 UTC
Fraser AnnaChief People Officer
Exercise / conversionRestricted Stock Units · Derivative 19,418 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001231 · primarydocument.xml · derivative · entry 3

Fraser Anna · CIK 0001765328 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,945

Underlying: Common Stock · 19,418 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of RSUs previously granted to the Reporting Person.

F4 · derivative.exercise_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F4 · derivative.expiration_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 17:56 UTC
Fraser AnnaChief People Officer
Tax withholdingCommon Stock 10,369 $35.48 $367,892.12
Disclosure

SEC source: 0001562180-21-001231 · primarydocument.xml · nonDerivative · entry 2

Fraser Anna · CIK 0001765328 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,494

F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 17:56 UTC
Fraser AnnaChief People Officer
Exercise / conversionCommon Stock 19,418 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-21-001231 · primarydocument.xml · nonDerivative · entry 1

Fraser Anna · CIK 0001765328 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,863

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of RSUs previously granted to the Reporting Person.

F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 22:53 UTC
Bagley BrittanyChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 33,994 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001228 · primarydocument.xml · derivative · entry 3

Bagley Brittany · CIK 0001743490 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,945

Underlying: Common Stock · 33,994 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of RSUs previously granted to the Reporting Person.

F4 · derivative.exercise_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F4 · derivative.expiration_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 22:53 UTC
Bagley BrittanyChief Financial Officer
Tax withholdingCommon Stock 13,040 $35.48 $462,659.20
Disclosure

SEC source: 0001562180-21-001228 · primarydocument.xml · nonDerivative · entry 2

Bagley Brittany · CIK 0001743490 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,440

F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 22:53 UTC
Bagley BrittanyChief Financial Officer
Exercise / conversionCommon Stock 33,994 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-21-001228 · primarydocument.xml · nonDerivative · entry 1

Bagley Brittany · CIK 0001743490 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,480

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of RSUs previously granted to the Reporting Person.

F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 22:44 UTC
Lazarus Edward PChief Legal Officer & Secty.
Exercise / conversionRestricted Stock Units · Derivative 17,065 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001225 · primarydocument.xml · derivative · entry 3

Lazarus Edward P · CIK 0001610766 · Chief Legal Officer & Secty.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,522

Underlying: Common Stock · 17,065 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of RSUs previously granted to the Reporting Person.

F4 · derivative.exercise_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F4 · derivative.expiration_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 22:44 UTC
Lazarus Edward PChief Legal Officer & Secty.
Tax withholdingCommon Stock 6,040 $35.48 $214,299.20
Disclosure

SEC source: 0001562180-21-001225 · primarydocument.xml · nonDerivative · entry 2

Lazarus Edward P · CIK 0001610766 · Chief Legal Officer & Secty.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,625

F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs.

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February 15, 2021 Filed Feb 17, 2021 22:44 UTC
Lazarus Edward PChief Legal Officer & Secty.
Exercise / conversionCommon Stock 17,065 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-21-001225 · primarydocument.xml · nonDerivative · entry 1

Lazarus Edward P · CIK 0001610766 · Chief Legal Officer & Secty.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,665

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of RSUs previously granted to the Reporting Person.

F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 23:02 UTC
Spence PatrickDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 45,126 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001237 · primarydocument.xml · derivative · entry 3

Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 454,987

Underlying: Common Stock · 45,126 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of RSUs previously granted to the Reporting Person.

F4 · derivative.exercise_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F4 · derivative.expiration_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 23:02 UTC
Spence PatrickDirector · Chief Executive Officer
Tax withholdingCommon Stock 22,375 $35.48 $793,865.00
Disclosure

SEC source: 0001562180-21-001237 · primarydocument.xml · nonDerivative · entry 2

Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,034

F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 23:02 UTC
Spence PatrickDirector · Chief Executive Officer
Exercise / conversionCommon Stock 45,126 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-21-001237 · primarydocument.xml · nonDerivative · entry 1

Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,409

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of RSUs previously granted to the Reporting Person.

F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 22:48 UTC
Millington NicholasChief Innovation Officer
Exercise / conversionRestricted Stock Units · Derivative 29,420 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001226 · primarydocument.xml · derivative · entry 3

Millington Nicholas · CIK 0001743324 · Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 406,492

Underlying: Common Stock · 29,420 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of RSUs previously granted to the Reporting Person.

F4 · derivative.exercise_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F4 · derivative.expiration_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 22:48 UTC
Millington NicholasChief Innovation Officer
Tax withholdingCommon Stock 14,588 $35.48 $517,582.24
Disclosure

SEC source: 0001562180-21-001226 · primarydocument.xml · nonDerivative · entry 2

Millington Nicholas · CIK 0001743324 · Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,814

F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 22:48 UTC
Millington NicholasChief Innovation Officer
Exercise / conversionCommon Stock 29,420 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-21-001226 · primarydocument.xml · nonDerivative · entry 1

Millington Nicholas · CIK 0001743324 · Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,402

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of RSUs previously granted to the Reporting Person.

F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 22:59 UTC
Siegel Matthew O.Chief Commercial Officer
Exercise / conversionRestricted Stock Units · Derivative 28,877 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001236 · primarydocument.xml · derivative · entry 3

Siegel Matthew O. · CIK 0001744461 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 402,147

Underlying: Common Stock · 28,877 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of RSUs previously granted to the Reporting Person.

F4 · derivative.exercise_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F4 · derivative.expiration_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 22:59 UTC
Siegel Matthew O.Chief Commercial Officer
Tax withholdingCommon Stock 10,478 $35.48 $371,759.44
Disclosure

SEC source: 0001562180-21-001236 · primarydocument.xml · nonDerivative · entry 2

Siegel Matthew O. · CIK 0001744461 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,335

F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 22:59 UTC
Siegel Matthew O.Chief Commercial Officer
Exercise / conversionCommon Stock 28,877 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-21-001236 · primarydocument.xml · nonDerivative · entry 1

Siegel Matthew O. · CIK 0001744461 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,813

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of RSUs previously granted to the Reporting Person.

F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 23:14 UTC SaleCommon Stock 253,975 $35.29 $8,963,666.66
Disclosure

SEC source: 0000899243-21-006964 · doc4.xml · nonDerivative · entry 1

Volpi Michelangelo · CIK 0001626464 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 641,310

F1 · price: On February 12, 2021, Index Venture Growth Associates I Limited ("IVGA I") sold 253,975 shares of common stock of the Issuer. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.80 - $35.64. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The shares are held directly by IVGA I.

F3 · ownership.nature: Michelangelo Volpi, a member of the Issuer's Board of Directors, is a partner with the Index Ventures group. Advisors within the Index Ventures group provide advice to IVGA I. Mr. Volpi is involved in making recommendations to IVGA I, but does not hold voting or dispositive power over the shares held by the IVGA I. Mr. Volpi disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
February 11, 2021 Filed Feb 12, 2021 22:26 UTC Exercise / conversionStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001562180-21-001134 · primarydocument.xml · derivative · entry 3

GENACHOWSKI JULIUS · CIK 0001184231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2023-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · derivative.exercise_date: The stock option is fully vested.

Read SEC document
February 11, 2021 Filed Feb 12, 2021 22:26 UTC SaleCommon Stock 15,000 $35.73 $535,926.00
Disclosure

SEC source: 0001562180-21-001134 · primarydocument.xml · nonDerivative · entry 2

GENACHOWSKI JULIUS · CIK 0001184231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,622

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $34.82 to $37.97 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
February 11, 2021 Filed Feb 12, 2021 22:26 UTC Exercise / conversionCommon Stock 15,000 $5.00 $75,000.00
Disclosure

SEC source: 0001562180-21-001134 · primarydocument.xml · nonDerivative · entry 1

GENACHOWSKI JULIUS · CIK 0001184231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,622

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 22:27 UTC
Spence PatrickDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 27,023 $0.00 Strike: $4.38 $0.00
Disclosure

SEC source: 0001562180-21-000861 · primarydocument.xml · derivative · entry 3

Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 566,041

Underlying: Common Stock · 27,023 shares

Expires 2022-10-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · derivative.exercise_date: The stock option is fully vested.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 22:27 UTC
Spence PatrickDirector · Chief Executive Officer
SaleCommon Stock 27,023 $26.03 $703,481.65
Disclosure

SEC source: 0001562180-21-000861 · primarydocument.xml · nonDerivative · entry 2

Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,283

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $25.87 to $26.25 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 22:27 UTC
Spence PatrickDirector · Chief Executive Officer
Exercise / conversionCommon Stock 27,023 $4.38 $118,225.63
Disclosure

SEC source: 0001562180-21-000861 · primarydocument.xml · nonDerivative · entry 1

Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,306

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 22:16 UTC
Spence PatrickDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 98,844 $0.00 Strike: $4.38 $0.00
Disclosure

SEC source: 0001562180-21-000387 · primarydocument.xml · derivative · entry 4

Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 593,064

Underlying: Common Stock · 98,844 shares

Expires 2022-10-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · derivative.exercise_date: The stock option is fully vested.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 22:16 UTC
Spence PatrickDirector · Chief Executive Officer
SaleCommon Stock 51,440 $25.86 $1,330,022.35
Disclosure

SEC source: 0001562180-21-000387 · primarydocument.xml · nonDerivative · entry 3

Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,283

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $25.26 to $26.25 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 22:16 UTC
Spence PatrickDirector · Chief Executive Officer
SaleCommon Stock 13,797 $26.36 $363,637.87
Disclosure

SEC source: 0001562180-21-000387 · primarydocument.xml · nonDerivative · entry 2

Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,723

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $26.26 to $26.68 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 22:16 UTC
Spence PatrickDirector · Chief Executive Officer
Exercise / conversionCommon Stock 98,844 $4.38 $432,442.50
Disclosure

SEC source: 0001562180-21-000387 · primarydocument.xml · nonDerivative · entry 1

Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,520

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
January 11, 2021 Filed Jan 11, 2021 23:03 UTC
Millington NicholasChief Innovation Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 76,441 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001562180-21-000294 · primarydocument.xml · derivative · entry 9

Millington Nicholas · CIK 0001743324 · Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,898

Underlying: Common Stock · 76,441 shares

Expires 2023-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F5 · derivative.exercise_date: The stock option is fully vested.

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January 11, 2021 Filed Jan 11, 2021 23:03 UTC
Millington NicholasChief Innovation Officer
SaleCommon Stock 76,441 $25.27 $1,931,365.95
Disclosure

SEC source: 0001562180-21-000294 · primarydocument.xml · nonDerivative · entry 6

Millington Nicholas · CIK 0001743324 · Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,982

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $24.98 to $25.66 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

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January 11, 2021 Filed Jan 11, 2021 23:03 UTC
Millington NicholasChief Innovation Officer
Exercise / conversionCommon Stock 76,441 $5.00 $382,205.00
Disclosure

SEC source: 0001562180-21-000294 · primarydocument.xml · nonDerivative · entry 5

Millington Nicholas · CIK 0001743324 · Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,423

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

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January 08, 2021 Filed Jan 11, 2021 23:03 UTC
Millington NicholasChief Innovation Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 4,354 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001562180-21-000294 · primarydocument.xml · derivative · entry 8

Millington Nicholas · CIK 0001743324 · Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,339

Underlying: Common Stock · 4,354 shares

Expires 2023-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F5 · derivative.exercise_date: The stock option is fully vested.

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January 08, 2021 Filed Jan 11, 2021 23:03 UTC
Millington NicholasChief Innovation Officer
SaleCommon Stock 4,354 $25.03 $108,982.80
Disclosure

SEC source: 0001562180-21-000294 · primarydocument.xml · nonDerivative · entry 4

Millington Nicholas · CIK 0001743324 · Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,982

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $24.98 to $25.14 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

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January 08, 2021 Filed Jan 11, 2021 23:03 UTC
Millington NicholasChief Innovation Officer
Exercise / conversionCommon Stock 4,354 $5.00 $21,770.00
Disclosure

SEC source: 0001562180-21-000294 · primarydocument.xml · nonDerivative · entry 3

Millington Nicholas · CIK 0001743324 · Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,336

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

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January 07, 2021 Filed Jan 11, 2021 23:03 UTC
Millington NicholasChief Innovation Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 11,461 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001562180-21-000294 · primarydocument.xml · derivative · entry 7

Millington Nicholas · CIK 0001743324 · Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,693

Underlying: Common Stock · 11,461 shares

Expires 2023-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F5 · derivative.exercise_date: The stock option is fully vested.

Read SEC document
January 07, 2021 Filed Jan 11, 2021 23:03 UTC
Millington NicholasChief Innovation Officer
SaleCommon Stock 11,461 $24.98 $286,307.24
Disclosure

SEC source: 0001562180-21-000294 · primarydocument.xml · nonDerivative · entry 2

Millington Nicholas · CIK 0001743324 · Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,982

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $24.98 to $24.99 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

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January 07, 2021 Filed Jan 11, 2021 23:03 UTC
Millington NicholasChief Innovation Officer
Exercise / conversionCommon Stock 11,461 $5.00 $57,305.00
Disclosure

SEC source: 0001562180-21-000294 · primarydocument.xml · nonDerivative · entry 1

Millington Nicholas · CIK 0001743324 · Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,443

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

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January 05, 2021 Filed Jan 7, 2021 00:29 UTC
Millington NicholasChief Innovation Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 27,762 $0.00 Strike: $2.50 $0.00
Disclosure

SEC source: 0001562180-21-000238 · primarydocument.xml · derivative · entry 5

Millington Nicholas · CIK 0001743324 · Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,762 shares

Expires 2022-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option is fully vested.

Read SEC document
January 05, 2021 Filed Jan 7, 2021 00:29 UTC
Millington NicholasChief Innovation Officer
Exercise / conversionCommon Stock 27,762 $2.50 $69,405.00
Disclosure

SEC source: 0001562180-21-000238 · primarydocument.xml · nonDerivative · entry 3

Millington Nicholas · CIK 0001743324 · Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,982

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 17:19 UTC
Fraser AnnaChief People Officer
SaleCommon Stock 12,910 $23.33 $301,219.99
Disclosure

SEC source: 0001562180-21-000218 · primarydocument.xml · nonDerivative · entry 1

Fraser Anna · CIK 0001765328 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,445

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $23.12 to $23.50 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

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January 04, 2021 Filed Jan 7, 2021 00:29 UTC
Millington NicholasChief Innovation Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 22,638 $0.00 Strike: $2.50 $0.00
Disclosure

SEC source: 0001562180-21-000238 · primarydocument.xml · derivative · entry 4

Millington Nicholas · CIK 0001743324 · Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,762

Underlying: Common Stock · 22,638 shares

Expires 2022-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · derivative.exercise_date: The stock option is fully vested.

Read SEC document
January 04, 2021 Filed Jan 7, 2021 00:29 UTC
Millington NicholasChief Innovation Officer
SaleCommon Stock 22,638 $23.28 $526,926.62
Disclosure

SEC source: 0001562180-21-000238 · primarydocument.xml · nonDerivative · entry 2

Millington Nicholas · CIK 0001743324 · Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,220

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $23.19 to $23.50 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

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January 04, 2021 Filed Jan 7, 2021 00:29 UTC
Millington NicholasChief Innovation Officer
Exercise / conversionCommon Stock 22,638 $2.50 $56,595.00
Disclosure

SEC source: 0001562180-21-000238 · primarydocument.xml · nonDerivative · entry 1

Millington Nicholas · CIK 0001743324 · Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,858

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 22:06 UTC
Spence PatrickDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 27,023 $0.00 Strike: $4.38 $0.00
Disclosure

SEC source: 0001562180-20-007052 · primarydocument.xml · derivative · entry 3

Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,046

Underlying: Common Stock · 27,023 shares

Expires 2022-10-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · derivative.exercise_date: The stock option is fully vested.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 22:06 UTC
Spence PatrickDirector · Chief Executive Officer
SaleCommon Stock 27,023 $22.19 $599,740.36
Disclosure

SEC source: 0001562180-20-007052 · primarydocument.xml · nonDerivative · entry 2

Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,676

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $22.12 to $22.44 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

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December 01, 2020 Filed Dec 3, 2020 22:06 UTC
Spence PatrickDirector · Chief Executive Officer
Exercise / conversionCommon Stock 27,023 $4.38 $118,225.63
Disclosure

SEC source: 0001562180-20-007052 · primarydocument.xml · nonDerivative · entry 1

Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,699

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
November 30, 2020 Filed Dec 1, 2020 21:00 UTC SaleCommon Stock 1,988 $21.42 $42,588.13
Disclosure

SEC source: 0000899243-20-032370 · doc4.xml · nonDerivative · entry 6

Volpi Michelangelo · CIK 0001626464 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

F6 · price: On November 30, 2020, IVGA I sold 104,305 shares of common stock of the Issuer, Index I Parallel sold 35,129 shares of common stock of the Issuer and Yucca sold 1,988 shares of common stock of the Issuer. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.40 - $21.52. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: Michelangelo Volpi, a member of the Issuer's Board of Directors, is a partner with the Index Ventures group. Advisors within the Index Ventures group provide advice to Index I Parallel and Yucca (together, the "Index Funds"). IVGA I is the general partner of Index I Parallel. Yucca is a co-investment vehicle that is contractually required to mirror the investment of Index I Parallel. Mr. Volpi is involved in making recommendations to the Index Funds, but does not hold voting or dispositive power over the shares held by the Index Funds. Mr. Volpi disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

F5 · ownership.nature: The shares are held directly by Yucca.

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November 30, 2020 Filed Dec 1, 2020 21:00 UTC SaleCommon Stock 35,129 $21.42 $752,554.52
Disclosure

SEC source: 0000899243-20-032370 · doc4.xml · nonDerivative · entry 5

Volpi Michelangelo · CIK 0001626464 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

F6 · price: On November 30, 2020, IVGA I sold 104,305 shares of common stock of the Issuer, Index I Parallel sold 35,129 shares of common stock of the Issuer and Yucca sold 1,988 shares of common stock of the Issuer. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.40 - $21.52. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: Michelangelo Volpi, a member of the Issuer's Board of Directors, is a partner with the Index Ventures group. Advisors within the Index Ventures group provide advice to Index I Parallel and Yucca (together, the "Index Funds"). IVGA I is the general partner of Index I Parallel. Yucca is a co-investment vehicle that is contractually required to mirror the investment of Index I Parallel. Mr. Volpi is involved in making recommendations to the Index Funds, but does not hold voting or dispositive power over the shares held by the Index Funds. Mr. Volpi disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

F4 · ownership.nature: The shares are held directly by Index I Parallel.

Read SEC document
November 30, 2020 Filed Dec 1, 2020 21:00 UTC SaleCommon Stock 104,305 $21.42 $2,234,484.29
Disclosure

SEC source: 0000899243-20-032370 · doc4.xml · nonDerivative · entry 4

Volpi Michelangelo · CIK 0001626464 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 895,285

F6 · price: On November 30, 2020, IVGA I sold 104,305 shares of common stock of the Issuer, Index I Parallel sold 35,129 shares of common stock of the Issuer and Yucca sold 1,988 shares of common stock of the Issuer. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.40 - $21.52. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The shares are held directly by IVGA I.

F3 · ownership.nature: Michelangelo Volpi, a member of the Issuer's Board of Directors, is a partner with the Index Ventures group. Advisors within the Index Ventures group provide advice to Index I Parallel and Yucca (together, the "Index Funds"). IVGA I is the general partner of Index I Parallel. Yucca is a co-investment vehicle that is contractually required to mirror the investment of Index I Parallel. Mr. Volpi is involved in making recommendations to the Index Funds, but does not hold voting or dispositive power over the shares held by the Index Funds. Mr. Volpi disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.