SOFI

SEC source: 0000950170-24-133451 · ownership.xml · nonDerivative · entry 2

SLTA IV (GP), L.L.C. · CIK 0001672568 · Director

Silver Lake Group, L.L.C. · CIK 0001418226 · Director

Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director

Silver Lake Partners IV, L.P. · CIK 0001552054 · Director

Silver Lake Technology Investors IV (Delaware II), L.P. · CIK 0001824494 · Director

Bingle Michael J · CIK 0001306831 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Held through Silver Lake Technology Investors IV (Delaware II), L.P.

Disclosed balance after: 482,083

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.88 to $16.60 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: These securities are directly owned by Silver Lake Technology Investors IV (Delaware II), L.P. ("SLTI IV").

F3 · ownership.nature: Silver Lake Technology Associates IV, L.P. ("SLTA IV") is the general partner of SLP IV and SLTI IV. The general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP"), the managing member of which is Silver Lake Group, L.L.C. ("SLG"). Michael Bingle is a director of the Issuer and Vice Chairman of SLG. Each of SLP IV, SLTI IV, SLTA IV, SLTA IV GP and SLG may be deemed to be a director by deputization of SoFi Technologies, Inc. (the "Issuer").

SEC source: 0000950170-24-133451 · ownership.xml · nonDerivative · entry 1

SLTA IV (GP), L.L.C. · CIK 0001672568 · Director

Silver Lake Group, L.L.C. · CIK 0001418226 · Director

Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director

Silver Lake Partners IV, L.P. · CIK 0001552054 · Director

Silver Lake Technology Investors IV (Delaware II), L.P. · CIK 0001824494 · Director

Bingle Michael J · CIK 0001306831 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Held through Silver Lake Partners IV, L.P.

Disclosed balance after: 28,913,529

F4 · price: Represents shares of common stock and restricted stock units held by Michael Bingle, a director of the Issuer and Vice Chairman of SLG, as part of the Issuer's non-employee director compensation policy, for the benefit of one or more of the Reporting Persons and/or certain of their affiliates or certain of the funds they manage ("Silver Lake"). Pursuant to Silver Lake's policies with respect to director compensation, upon the sale of these securities, the proceeds from each sale will be expected to be remitted to Silver Lake and/or its limited partners.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.88 to $16.60 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.nature: These securities are directly owned by Silver Lake Partners IV, L.P. ("SLP IV").

F3 · ownership.nature: Silver Lake Technology Associates IV, L.P. ("SLTA IV") is the general partner of SLP IV and SLTI IV. The general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP"), the managing member of which is Silver Lake Group, L.L.C. ("SLG"). Michael Bingle is a director of the Issuer and Vice Chairman of SLG. Each of SLP IV, SLTI IV, SLTA IV, SLTA IV GP and SLG may be deemed to be a director by deputization of SoFi Technologies, Inc. (the "Issuer").

SEC source: 0001818874-24-000238 · wk-form4_1732319171.xml · nonDerivative · entry 1

Keough Kelli · CIK 0002032458 · EVP, GBUL, SIPS

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 142,613

F1 · price: The sale reported on this Form 4 was completed pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on May 21, 2024.

F2 · price: The reported transactions were executed in multiple trades. The sale price of $14.5562 reported in Column 4 is the weighted average sale price for the 9,590 shares sold by the Reporting Person within a range of $14.35 to $14.86 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the price range noted above.

SEC source: 0001818874-24-000235 · wk-form4_1732060448.xml · nonDerivative · entry 2

Pinto Arun · CIK 0002012135 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,755

F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

SEC source: 0001818874-24-000235 · wk-form4_1732060448.xml · derivative · entry 3

Pinto Arun · CIK 0002012135 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 590,052

Underlying: Common Stock · 45,388 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 13, 2024.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 13, 2024.

SEC source: 0001818874-24-000235 · wk-form4_1732060448.xml · nonDerivative · entry 1

Pinto Arun · CIK 0002012135 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,159

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

SEC source: 0001818874-24-000227 · wk-form4_1729730486.xml · nonDerivative · entry 1

Keough Kelli · CIK 0002032458 · EVP, GBUL, SIPS

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 152,203

F1 · price: The sale reported on this Form 4 was completed pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on May 21, 2024.

F2 · price: The reported transactions were executed in multiple trades. The sale price of $10.3629 reported in Column 4 is the weighted average sale price for the 9,308 shares sold by the Reporting Person within a range of $10.22 to $10.52 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the price range noted above.

SEC source: 0001892579-26-000002 · wk-form4_1775174151.xml · derivative · entry 1

Borden William A. · CIK 0001892579 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,752

Underlying: Common Stock · 1,752 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person has elected to defer compensation in the form of deferred stock units ("DSUs") under the SoFi Technologies, Inc. Director Deferred Compensation Plan (the "Plan"). Pursuant to the terms of the Plan, the reporting person was credited with 1,752 DSUs, based on the amount of cash compensation deferred by the reporting person under the Plan during the third quarter of 2024 divided by the Common Stock closing price of $7.14 on September 27, 2024. Each DSU is the economic equivalent of one share of the Issuer's Common Stock. The DSUs become payable upon the terms set forth in the Plan.

F1 · derivative.exercise_date: The reporting person has elected to defer compensation in the form of deferred stock units ("DSUs") under the SoFi Technologies, Inc. Director Deferred Compensation Plan (the "Plan"). Pursuant to the terms of the Plan, the reporting person was credited with 1,752 DSUs, based on the amount of cash compensation deferred by the reporting person under the Plan during the third quarter of 2024 divided by the Common Stock closing price of $7.14 on September 27, 2024. Each DSU is the economic equivalent of one share of the Issuer's Common Stock. The DSUs become payable upon the terms set forth in the Plan.

F2 · derivative.expiration_date: Not Applicable.

SEC source: 0001818874-24-000218 · wk-form4_1727216575.xml · nonDerivative · entry 1

Keough Kelli · CIK 0002032458 · EVP, GBUL, SIPS

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 161,511

F1 · price: The sale reported on this Form 4 was completed pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on May 21, 2024.

F2 · price: The reported transactions were executed in multiple trades. The sale price of $7.987 reported in Column 4 is the weighted average sale price for the 9,308 shares disposed of by the Reporting Person within a range of $7.93 to $8.07 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares disposed of at each separate price within the price range noted above.

SEC source: 0001818874-24-000217 · wk-form4_1727216548.xml · nonDerivative · entry 1

Rishel Jeremy · CIK 0001934200 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 521,505

F1 · price: The sale reported on this Form 4 was completed pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on May 23, 2024.

F2 · price: The reported transactions were executed in multiple trades all at the sale price of $8.12. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares disposed of in each trade.

SEC source: 0001818874-24-000210 · wk-form4_1726702472.xml · nonDerivative · entry 3

Keough Kelli · CIK 0002032458 · EVP, GBUL, SIPS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 170,819

F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

SEC source: 0001818874-24-000213 · wk-form4_1726702533.xml · nonDerivative · entry 2

Rishel Jeremy · CIK 0001934200 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 589,586

F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

SEC source: 0001818874-24-000214 · wk-form4_1726702553.xml · nonDerivative · entry 2

White Derek J · CIK 0001778401 · CEO - Galileo

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 790,064

F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

SEC source: 0001818874-24-000210 · wk-form4_1726702472.xml · derivative · entry 5

Keough Kelli · CIK 0002032458 · EVP, GBUL, SIPS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 370,674

Underlying: Common Stock · 26,477 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on August 2, 2024.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on August 2, 2024.

SEC source: 0001818874-24-000210 · wk-form4_1726702472.xml · derivative · entry 4

Keough Kelli · CIK 0002032458 · EVP, GBUL, SIPS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 826,429

Underlying: Common Stock · 82,643 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on August 2, 2024.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on August 2, 2024.

SEC source: 0001818874-24-000210 · wk-form4_1726702472.xml · nonDerivative · entry 2

Keough Kelli · CIK 0002032458 · EVP, GBUL, SIPS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 223,527

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

SEC source: 0001818874-24-000210 · wk-form4_1726702472.xml · nonDerivative · entry 1

Keough Kelli · CIK 0002032458 · EVP, GBUL, SIPS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 197,050

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

SEC source: 0001818874-24-000213 · wk-form4_1726702533.xml · derivative · entry 3

Rishel Jeremy · CIK 0001934200 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,167,205

Underlying: Common Stock · 271,751 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on July 20, 2022 and March 13, 2024.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on July 20, 2022 and March 13, 2024.

SEC source: 0001818874-24-000213 · wk-form4_1726702533.xml · nonDerivative · entry 1

Rishel Jeremy · CIK 0001934200 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 725,215

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

SEC source: 0001818874-24-000211 · wk-form4_1726702492.xml · derivative · entry 3

Lapointe Christopher · CIK 0001864508 · CFO and PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,306,754

Underlying: Common Stock · 222,825 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021, March 25, 2022, March 22, 2023 and March 13, 2024.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021, March 25, 2022, March 22, 2023 and March 13, 2024.

SEC source: 0001818874-24-000211 · wk-form4_1726702492.xml · nonDerivative · entry 2

Lapointe Christopher · CIK 0001864508 · CFO and PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,203,880

F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.

SEC source: 0001818874-24-000211 · wk-form4_1726702492.xml · nonDerivative · entry 1

Lapointe Christopher · CIK 0001864508 · CFO and PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,321,423

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

SEC source: 0001818874-24-000214 · wk-form4_1726702553.xml · derivative · entry 3

White Derek J · CIK 0001778401 · CEO - Galileo

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 954,437

Underlying: Common Stock · 148,403 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on September 3, 2021, March 22, 2023 and March 13, 2024.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on September 3, 2021, March 22, 2023 and March 13, 2024.

SEC source: 0001818874-24-000214 · wk-form4_1726702553.xml · nonDerivative · entry 1

White Derek J · CIK 0001778401 · CEO - Galileo

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 851,707

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

SEC source: 0001818874-24-000212 · wk-form4_1726702513.xml · derivative · entry 3

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,689,031

Underlying: Common Stock · 960,345 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021, October 22, 2021, March 22, 2023 and March 13, 2024.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021, October 22, 2021, March 22, 2023 and March 13, 2024.

SEC source: 0001818874-24-000212 · wk-form4_1726702513.xml · nonDerivative · entry 2

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,029,366

F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.

SEC source: 0001818874-24-000212 · wk-form4_1726702513.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,535,950

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

SEC source: 0001818874-24-000202 · wk-form4_1724711029.xml · nonDerivative · entry 1

Keough Kelli · CIK 0002032458 · EVP, GBUL, SIPS

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 114,407

F1 · price: The reported transactions were executed in multiple trades. The sale price of $7.2558 reported in Column 4 is the weighted average sale price for the 24,939 shares sold by the Reporting Person within a range of $7.19 to $7.32 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the price range noted above.

F2 · price: The sale reported on this Form 4 was completed pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on May 21, 2024.

SEC source: 0001818874-24-000200 · wk-form4_1723853588.xml · nonDerivative · entry 2

Pinto Arun · CIK 0002012135 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,771

F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

SEC source: 0001818874-24-000200 · wk-form4_1723853588.xml · derivative · entry 3

Pinto Arun · CIK 0002012135 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 635,440

Underlying: Common Stock · 90,777 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 13, 2024.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 13, 2024.

SEC source: 0001818874-24-000200 · wk-form4_1723853588.xml · nonDerivative · entry 1

Pinto Arun · CIK 0002012135 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,777

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

SEC source: 0000950170-24-097084 · ownership.xml · nonDerivative · entry 1

SLTA IV (GP), L.L.C. · CIK 0001672568 · Director

Silver Lake Group, L.L.C. · CIK 0001418226 · Director

Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director

Silver Lake Partners IV, L.P. · CIK 0001552054 · Director

Silver Lake Technology Investors IV (Delaware II), L.P. · CIK 0001824494 · Director

Bingle Michael J · CIK 0001306831 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 112,971

F1 · kind: Reflects a grant of restricted stock units to Michael J. Bingle, a director of SoFi Technologies, Inc. (the "Issuer") and Vice Chairman of Silver Lake Group, L.L.C. ("SLG"), which will vest at the earlier of (i) the next annual shareholder meeting of the Issuer after July 14, 2024 (the "Vesting Commencement Date") or (ii) the 12 month anniversary of the Vesting Commencement Date.

F2 · ownership.nature: Represents shares of common stock and restricted stock units held by Michael J. Bingle, a director of the Issuer and Vice Chairman of SLG, as part of the Issuer's non-employee director compensation policy, for the benefit of one or more of the Reporting Persons and/or certain of their affiliates or certain of the funds they manage ("Silver Lake"). Pursuant to Silver Lake's policies with respect to director compensation, upon the sale of these securities, the proceeds from each sale will be expected to be remitted to Silver Lake and/or its limited partners.

SEC source: 0001818874-24-000166 · wk-form4_1720648836.xml · derivative · entry 1

Simcock Stephen · CIK 0002028884 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,141,650

Underlying: Common Stock · 1,141,650 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F2 · derivative.exercise_date: Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest over a period of four years beginning with the quarterly vesting date in June 2024 (the "vesting commencement date") as follows: twelve and a half percent (12.5%) of the award shall vest six months after the vesting commencement date and six and twenty-five hundredths percent (6.25%) shall vest in equal installments each quarter thereafter for the following fourteen quarters, in each case, subject to the reporting person's continued service with the Issuer through the applicable vesting date.

F2 · derivative.expiration_date: Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest over a period of four years beginning with the quarterly vesting date in June 2024 (the "vesting commencement date") as follows: twelve and a half percent (12.5%) of the award shall vest six months after the vesting commencement date and six and twenty-five hundredths percent (6.25%) shall vest in equal installments each quarter thereafter for the following fourteen quarters, in each case, subject to the reporting person's continued service with the Issuer through the applicable vesting date.

SEC source: 0001818874-24-000153 · wk-form4_1719007916.xml · nonDerivative · entry 1

Rishel Jeremy · CIK 0001934200 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 453,464

F1 · price: The sale reported on this Form 4 was completed pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on 9/15/2023.

SEC source: 0001818874-24-000149 · wk-form4_1718757362.xml · nonDerivative · entry 2

Rishel Jeremy · CIK 0001934200 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 509,737

F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

SEC source: 0001818874-24-000151 · wk-form4_1718757451.xml · nonDerivative · entry 2

White Derek J · CIK 0001778401 · CEO - Galileo

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 703,304

F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

SEC source: 0001818874-24-000145 · wk-form4_1718757170.xml · nonDerivative · entry 2

Lavet Robert S · CIK 0001351119 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,522,577

F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

SEC source: 0001818874-24-000141 · wk-form4_1718387420.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,121,844

F1 · price: The reported transactions were executed in multiple trades. The purchase price of $6.4825 reported in Column 4 is the weighted average purchase price for the 30,715 shares acquired by the Reporting Person within a range of $6.475 to $6.49 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above.

SEC source: 0001818874-24-000149 · wk-form4_1718757362.xml · derivative · entry 3

Rishel Jeremy · CIK 0001934200 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,438,956

Underlying: Common Stock · 271,571 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on July 20, 2022 and March 13, 2024.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on July 20, 2022 and March 13, 2024.

SEC source: 0001818874-24-000149 · wk-form4_1718757362.xml · nonDerivative · entry 1

Rishel Jeremy · CIK 0001934200 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 662,187

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

SEC source: 0001818874-24-000143 · wk-form4_1718757060.xml · derivative · entry 3

Lapointe Christopher · CIK 0001864508 · CFO and PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,529,579

Underlying: Common Stock · 222,825 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021, March 25, 2022, March 22, 2023 and March 13, 2024.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021, March 25, 2022, March 22, 2023 and March 13, 2024.

SEC source: 0001818874-24-000143 · wk-form4_1718757060.xml · nonDerivative · entry 2

Lapointe Christopher · CIK 0001864508 · CFO and PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,098,598

F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.

SEC source: 0001818874-24-000143 · wk-form4_1718757060.xml · nonDerivative · entry 1

Lapointe Christopher · CIK 0001864508 · CFO and PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,216,141

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

SEC source: 0001818874-24-000151 · wk-form4_1718757451.xml · derivative · entry 3

White Derek J · CIK 0001778401 · CEO - Galileo

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,102,840

Underlying: Common Stock · 148,403 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on September 3, 2021, March 22, 2023 and March 13, 2024.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on September 3, 2021, March 22, 2023 and March 13, 2024.

SEC source: 0001818874-24-000151 · wk-form4_1718757451.xml · nonDerivative · entry 1

White Derek J · CIK 0001778401 · CEO - Galileo

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 772,749

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

SEC source: 0001818874-24-000147 · wk-form4_1718757274.xml · derivative · entry 3

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,649,376

Underlying: Common Stock · 960,346 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021, October 22, 2021, March 22, 2023 and March 13, 2024.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021, October 22, 2021, March 22, 2023 and March 13, 2024.

SEC source: 0001818874-24-000147 · wk-form4_1718757274.xml · nonDerivative · entry 2

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,575,605

F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.

SEC source: 0001818874-24-000147 · wk-form4_1718757274.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,082,190

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

SEC source: 0001818874-24-000145 · wk-form4_1718757170.xml · derivative · entry 3

Lavet Robert S · CIK 0001351119 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,226

Underlying: Common Stock · 10,115 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

SEC source: 0001818874-24-000145 · wk-form4_1718757170.xml · nonDerivative · entry 1

Lavet Robert S · CIK 0001351119 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,527,429

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.