Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 29, 2017 Filed Nov 30, 2017 22:09 UTC |
Miller Robert EChief Financial Officer
|
PurchaseCommon Stock, $0.0001 par value per share | 500 | $5.03 | $2,515.00 |
DisclosureSEC source: 0001683168-17-003193 · miller_f4-112917.xml · nonDerivative · entry 1 Miller Robert E · CIK 0001367082 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 12,778 F1 · ownership.nature: These shares are owned by Mr. Miller as trustee for The Miller 2005 Grandchildren's Trust, for which Mr. Miller and his wife, Margaret I. Miller, are the trustees. Read SEC document |
| November 29, 2017 Filed Dec 1, 2017 16:39 UTC |
BARBARI SHARONDirector
|
GrantCommon Stock, $0.0001 par value per share | 13,944 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-17-003203 · barbari_f4.xml · nonDerivative · entry 1 BARBARI SHARON SURREY · CIK 0001240499 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,782 F1 · price: The stock was granted by the Issuer as a quarterly retainer as well as an annual grant pursuant to the Non-Employee Director Compensation Plan. Read SEC document |
| November 29, 2017 Filed Dec 1, 2017 21:41 UTC |
MCLAUGHLIN JOHNDirector
|
GrantCommon Stock, $0.0001 par value per share | 14,317 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-17-003206 · mclaughlin_f4.xml · nonDerivative · entry 1 MCLAUGHLIN JOHN · CIK 0001203240 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,778 F1 · price: The stock was granted by the Issuer as a quarterly retainer as well as an annual grant pursuant to the Non-Employee Director Compensation Plan. Read SEC document |
| November 29, 2017 Filed Dec 1, 2017 21:40 UTC |
Harrison Russell JosephDirector
|
GrantCommon Stock, $0.0001 par value per share | 14,130 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-17-003205 · harrison_f4.xml · nonDerivative · entry 1 Harrison Russell Joseph · CIK 0001592423 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,080 F1 · price: The stock was granted by the Issuer as a quarterly retainer as well as an annual grant pursuant to the Non-Employee Director Compensation Plan. Read SEC document |
| November 29, 2017 Filed Dec 1, 2017 21:40 UTC |
Birnbaum Jay EDirector
|
GrantCommon Stock, $0.0001 par value per share | 13,757 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-17-003204 · birnbaum_f4.xml · nonDerivative · entry 1 Birnbaum Jay E · CIK 0001397470 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,633 F1 · price: The stock was granted by the Issuer as a quarterly retainer as well as an annual grant pursuant to the Non-Employee Director Compensation Plan. Read SEC document |
| November 24, 2017 Filed Nov 27, 2017 21:03 UTC |
Schutz James JDirector · Chief Executive Officer
|
PurchaseCommon Stock, $0.0001 par value per share | 254 | $5.05 | $1,282.70 |
DisclosureSEC source: 0001683168-17-003155 · schutz_frm4.xml · nonDerivative · entry 1 Schutz James J · CIK 0001367079 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,429 Read SEC document |
| November 21, 2017 Filed Nov 24, 2017 21:05 UTC |
Miller Robert EChief Financial Officer
|
PurchaseCommon Stock, $0.0001 par value per share | 500 | $5.04 | $2,520.00 |
DisclosureSEC source: 0001683168-17-003152 · miller_frm4.xml · nonDerivative · entry 2 Miller Robert E · CIK 0001367082 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 12,278 F1 · ownership.nature: These shares are owned by Mr. Miller as trustee for The Miller 2005 Grandchildren's Trust, for which Mr. Miller and his wife, Margaret I. Miller, are the trustees. Read SEC document |
| November 21, 2017 Filed Nov 24, 2017 21:05 UTC |
Miller Robert EChief Financial Officer
|
PurchaseCommon Stock, $0.0001 par value per share | 1,500 | $5.03 | $7,545.00 |
DisclosureSEC source: 0001683168-17-003152 · miller_frm4.xml · nonDerivative · entry 1 Miller Robert E · CIK 0001367082 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 11,778 F1 · ownership.nature: These shares are owned by Mr. Miller as trustee for The Miller 2005 Grandchildren's Trust, for which Mr. Miller and his wife, Margaret I. Miller, are the trustees. Read SEC document |
| August 29, 2017 Filed Aug 30, 2017 18:53 UTC |
BARBARI SHARONDirector
|
GrantCommon Stock, $0.0001 par value per share | 880 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-17-002258 · barbari_f4.xml · nonDerivative · entry 1 BARBARI SHARON SURREY · CIK 0001240499 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,838 F1 · price: The stock was granted by the Issuer as a quarterly retainer pursuant to the Non-Employee Director Compensation Plan. Read SEC document |
| August 29, 2017 Filed Aug 30, 2017 22:57 UTC |
MCLAUGHLIN JOHNDirector
|
GrantCommon Stock, $0.0001 par value per share | 1,210 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-17-002261 · mclaughlin_f4.xml · nonDerivative · entry 1 MCLAUGHLIN JOHN · CIK 0001203240 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,471 F1 · price: The stock was granted by the Issuer as a quarterly retainer pursuant to the Non-Employee Director Compensation Plan. Read SEC document |
| August 29, 2017 Filed Aug 30, 2017 22:55 UTC |
Harrison Russell JosephDirector
|
GrantCommon Stock, $0.0001 par value per share | 1,045 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-17-002260 · harrison_f4.xml · nonDerivative · entry 1 Harrison Russell Joseph · CIK 0001592423 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,950 F1 · price: The stock was granted by the Issuer as a quarterly retainer pursuant to the Non-Employee Director Compensation Plan. Read SEC document |
| August 29, 2017 Filed Aug 30, 2017 22:54 UTC |
Birnbaum Jay EDirector
|
GrantCommon Stock, $0.0001 par value per share | 715 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-17-002259 · birnbaum_f4.xml · nonDerivative · entry 1 Birnbaum Jay E · CIK 0001397470 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,876 F1 · price: The stock was granted by the Issuer as a quarterly retainer pursuant to the Non-Employee Director Compensation Plan. Read SEC document |
| August 10, 2017 Filed Aug 10, 2017 21:12 UTC |
Schutz James JDirector · Chief Executive Officer
|
PurchaseCommon Stock, $0.0001 par value | 929 | $5.46 | $5,069.46 |
DisclosureSEC source: 0001683168-17-002034 · schutz_f4.xml · nonDerivative · entry 1 Schutz James J · CIK 0001367079 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,175 Read SEC document |
| August 10, 2017 Filed Aug 11, 2017 16:10 UTC |
Umscheid MarcChief Strategy/Mkt Officer
|
PurchaseCommon Stock, $0.0001 par value | 600 | $5.31 | $3,186.00 |
DisclosureSEC source: 0001683168-17-002053 · umshied_f4.xml · nonDerivative · entry 1 Umscheid Marc · CIK 0001690752 · Chief Strategy/Mkt Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,392 Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 22:07 UTC |
Miller Robert EChief Financial Officer
|
PurchaseCommon Stock, $0.0001 par value | 2,264 | $5.30 | $11,999.20 |
DisclosureSEC source: 0001683168-17-002133 · miller_f4.xml · nonDerivative · entry 1 Miller Robert E · CIK 0001367082 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 10,728 F1 · ownership.nature: These shares are owned by Mr. Miller as trustee for The Miller 2005 Grandchildren's Trust, for which Mr. Miller and his wife, Margaret I. Miller, are the trustees. Read SEC document |
| June 29, 2017 Filed Jun 30, 2017 16:19 UTC |
Umscheid MarcChief Strategy/Mkt Officer
|
GrantRestricted Shares Common Stock, $0.0001 par value per share | 2,042 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-17-001691 · umscheid_f4.xml · nonDerivative · entry 1 Umscheid Marc · CIK 0001690752 · Chief Strategy/Mkt Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,792 F1 · security: The restricted shares will vest in equal increments of one-third over two years, e.g. one-third vests immediately on the date of the grant, one-third vests on the first anniversary of the date of the grant, or June 29, 2018, and the remaining one-third vests on the second anniversary of the date of the grant, or June 29, 2019. F2 · price: The restricted shares were granted by the Issuer as a performance bonus award pursuant to the FY2017 Bonus Plan, based on the closing price of the Issuer's common stock of $6.94 on June 29, 2017. Read SEC document |
| June 29, 2017 Filed Jun 30, 2017 20:19 UTC |
Schutz James JDirector · Chief Executive Officer
|
GrantRestricted Shares Common Stock, $0.0001 par value per share | 2,406 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-17-001690 · schutz_f4.xml · nonDerivative · entry 1 Schutz James J · CIK 0001367079 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,246 F1 · security: The restricted shares will vest in equal increments of one-third over two years, e.g. one-third vests immediately on the date of the grant, one-third vests on the first anniversary of the date of the grant, or June 29, 2018, and the remaining one-third vests on the second anniversary of the date of the grant, or June 29, 2019. F2 · price: The restricted shares were granted by the Issuer as a performance bonus award pursuant to the FY2017 Bonus Plan, based on the closing price of the Issuer's common stock of $6.94 on June 29, 2017. Read SEC document |
| June 29, 2017 Filed Jun 30, 2017 20:18 UTC |
Northey Robert AllenExe. VP of Research and Dev.
|
GrantRestricted Shares Common Stock, $0.0001 par value per share | 3,404 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-17-001689 · northey_f4.xml · nonDerivative · entry 1 Northey Robert Allen · CIK 0001652051 · Exe. VP of Research and Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,082 F1 · security: The restricted shares will vest in equal increments of one-third over two years, e.g. one-third vests immediately on the date of the grant, one-third vests on the first anniversary of the date of the grant, or June 29, 2018, and the remaining one-third vests on the second anniversary of the date of the grant, or June 29, 2019. F2 · price: The restricted shares were granted by the Issuer as a performance bonus award pursuant to the FY2017 Bonus Plan, based on the closing price of the Issuer's common stock of $6.94 on June 29, 2017. Read SEC document |
| June 29, 2017 Filed Jun 30, 2017 20:18 UTC |
Miller Robert EChief Financial Officer
|
GrantRestricted Shares Common Stock, $0.0001 par value per share | 4,124 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-17-001688 · miller_f4.xml · nonDerivative · entry 1 Miller Robert E · CIK 0001367082 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,088 F1 · security: The restricted shares will vest in equal increments of one-third over two years, e.g. one-third vests immediately on the date of the grant, one-third vests on the first anniversary of the date of the grant, or June 29, 2018, and the remaining one-third vests on the second anniversary of the date of the grant, or June 29, 2019. F2 · price: The restricted shares were granted by the Issuer as a performance bonus award pursuant to the FY2017 Bonus Plan, based on the closing price of the Issuer's common stock of $6.94 on June 29, 2017. Read SEC document |
| May 30, 2017 Filed Jun 1, 2017 08:29 UTC |
BARBARI SHARONDirector
|
GrantCommon Stock, $0.0001 par value per share | 754 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-17-001456 · barbari_frm4.xml · nonDerivative · entry 1 BARBARI SHARON SURREY · CIK 0001240499 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,958 F1 · price: The stock was granted by the Issuer as a quarterly retainer pursuant to the Non-Employee Director Compensation Plan. Read SEC document |
| May 30, 2017 Filed Jun 1, 2017 12:30 UTC |
MCLAUGHLIN JOHNDirector
|
GrantCommon Stock, $0.0001 par value per share | 1,036 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-17-001459 · mclaughlin_frm4.xml · nonDerivative · entry 1 MCLAUGHLIN JOHN · CIK 0001203240 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,261 F1 · price: The stock was granted by the Issuer as a quarterly retainer pursuant to the Non-Employee Director Compensation Plan. Read SEC document |
| May 30, 2017 Filed Jun 1, 2017 12:30 UTC |
Harrison Russell JosephDirector
|
GrantCommon Stock, $0.0001 par value per share | 895 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-17-001458 · harrison_frm4.xml · nonDerivative · entry 1 Harrison Russell Joseph · CIK 0001592423 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,905 F1 · price: The stock was granted by the Issuer as a quarterly retainer pursuant to the Non-Employee Director Compensation Plan. Read SEC document |
| May 30, 2017 Filed Jun 1, 2017 12:30 UTC |
Birnbaum Jay EDirector
|
GrantCommon Stock, $0.0001 par value per share | 612 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-17-001457 · birnbaum_frm4.xml · nonDerivative · entry 1 Birnbaum Jay E · CIK 0001397470 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,161 F1 · price: The stock was granted by the Issuer as a quarterly retainer pursuant to the Non-Employee Director Compensation Plan. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 17:16 UTC |
Umscheid MarcChief Strategy/Mkt Officer
|
GrantStock option (right to buy) · Derivative | 17,000 | Not disclosed Strike: $7.06 | Not disclosed |
DisclosureSEC source: 0001683168-17-000824 · umsheid_frm4.xml · derivative · entry 1 Umscheid Marc · CIK 0001690752 · Chief Strategy/Mkt Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,000 Underlying: Common Stock · 17,000 shares Expires 2027-04-03 F2 · price: The stock options were granted in connection with Mr. Umscheid's service as the Issuer's Chief Strategy and Chief Marketing Officer. F1 · derivative.exercise_date: The stock options vest in three years with the first one-third vesting on the first anniversary of the date of the grant, the second one-third vesting on the second anniversary of the date of the grant and the remainder vesting on the third anniversary of the date of the grant. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 21:16 UTC |
Northey Robert AllenExec. VP of Res & Development
|
GrantStock option (right to buy) · Derivative | 17,000 | Not disclosed Strike: $7.06 | Not disclosed |
DisclosureSEC source: 0001683168-17-000822 · northey_frm4.xml · derivative · entry 1 Northey Robert Allen · CIK 0001652051 · Exec. VP of Res & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,310 Underlying: Common Stock · 17,000 shares Expires 2027-04-03 F2 · price: The stock options were granted in connection with Mr. Northey's service as the Issuer's Executive Vice President of Research and Development. F1 · derivative.exercise_date: The stock options vest in three years with the first one-third vesting on the first anniversary of the date of the grant, the second one-third vesting on the second anniversary of the date of the grant and the remainder vesting on the third anniversary of the date of the grant. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 21:16 UTC |
Schutz James JDirector · Chief Executive Officer
|
GrantStock option (right to buy) · Derivative | 30,000 | Not disclosed Strike: $7.06 | Not disclosed |
DisclosureSEC source: 0001683168-17-000823 · schutz_frm4.xml · derivative · entry 1 Schutz James J · CIK 0001367079 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,658 Underlying: Common Stock · 30,000 shares Expires 2027-04-03 F2 · price: The stock options were granted in connection with Mr. Schutz's service as the Issuer's Chief Executive Officer. F1 · derivative.exercise_date: The stock options vest in three years with the first one-third vesting on the first anniversary of the date of the grant, the second one-third vesting on the second anniversary of the date of the grant and the remainder vesting on the third anniversary of the date of the grant. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 21:15 UTC |
Miller Robert EChief Financial Officer
|
GrantStock option (right to buy) · Derivative | 30,000 | Not disclosed Strike: $7.06 | Not disclosed |
DisclosureSEC source: 0001683168-17-000821 · miller_frm4.xml · derivative · entry 1 Miller Robert E · CIK 0001367082 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,866 Underlying: Common Stock · 30,000 shares Expires 2027-04-03 F2 · price: The stock options were granted in connection with Mr. Miller's service as the Issuer's Chief Financial Officer. F1 · derivative.exercise_date: The stock options vest in three years with the first one-third vesting on the first anniversary of the date of the grant, the second one-third vesting on the second anniversary of the date of the grant and the remainder vesting on the third anniversary of the date of the grant. Read SEC document |
| March 09, 2017 Filed Mar 13, 2017 22:17 UTC |
Miller Robert EChief Financial Officer
|
PurchaseCommon Stock, $0.0001 par value per share | 250 | $7.14 | $1,785.00 |
DisclosureSEC source: 0001683168-17-000551 · miller_f4.xml · nonDerivative · entry 3 Miller Robert E · CIK 0001367082 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 8,464 F1 · ownership.nature: These shares are owned by Mr. Miller as trustee for The Miller 2005 Grandchildren's Trust, for which Mr. Miller and his wife, Margaret I. Miller, are the trustees. Read SEC document |
| March 09, 2017 Filed Mar 13, 2017 22:17 UTC |
Miller Robert EChief Financial Officer
|
PurchaseCommon Stock, $0.0001 par value per share | 250 | $6.96 | $1,740.00 |
DisclosureSEC source: 0001683168-17-000551 · miller_f4.xml · nonDerivative · entry 2 Miller Robert E · CIK 0001367082 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 8,214 F1 · ownership.nature: These shares are owned by Mr. Miller as trustee for The Miller 2005 Grandchildren's Trust, for which Mr. Miller and his wife, Margaret I. Miller, are the trustees. Read SEC document |
| March 09, 2017 Filed Mar 13, 2017 22:17 UTC |
Miller Robert EChief Financial Officer
|
PurchaseCommon Stock, $0.0001 par value per share | 250 | $6.97 | $1,742.50 |
DisclosureSEC source: 0001683168-17-000551 · miller_f4.xml · nonDerivative · entry 1 Miller Robert E · CIK 0001367082 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 7,964 F1 · ownership.nature: These shares are owned by Mr. Miller as trustee for The Miller 2005 Grandchildren's Trust, for which Mr. Miller and his wife, Margaret I. Miller, are the trustees. Read SEC document |
| March 08, 2017 Filed Mar 9, 2017 23:16 UTC |
Miller Robert EChief Financial Officer
|
PurchaseCommon Stock, $0.0001 par value per share | 750 | $6.97 | $5,227.50 |
DisclosureSEC source: 0001683168-17-000533 · miller_f4.xml · nonDerivative · entry 2 Miller Robert E · CIK 0001367082 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 7,714 F1 · ownership.nature: These shares are owned by Mr. Miller as trustee for The Miller 2005 Grandchildren's Trust, for which Mr. Miller and his wife, Margaret I. Miller, are the trustees. Read SEC document |
| March 08, 2017 Filed Mar 9, 2017 23:16 UTC |
Miller Robert EChief Financial Officer
|
PurchaseCommon Stock, $0.0001 par value per share | 250 | $6.81 | $1,702.50 |
DisclosureSEC source: 0001683168-17-000533 · miller_f4.xml · nonDerivative · entry 1 Miller Robert E · CIK 0001367082 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 6,964 F1 · ownership.nature: These shares are owned by Mr. Miller as trustee for The Miller 2005 Grandchildren's Trust, for which Mr. Miller and his wife, Margaret I. Miller, are the trustees. Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 16:26 UTC |
Umscheid MarcChief Strategy/Mkt Officer
|
PurchaseCommon Stock, par value $0.0001 per share | 750 | $6.82 | $5,115.00 |
DisclosureSEC source: 0001683168-17-000521 · umscheid_f4-030617.xml · nonDerivative · entry 1 Umscheid Marc · CIK 0001690752 · Chief Strategy/Mkt Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 750 Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 21:02 UTC |
Schutz James JDirector · Chief Executive Officer
|
PurchaseCommon Stock, par value $0.0001 per share | 104 | $6.75 | $702.00 |
DisclosureSEC source: 0001683168-17-000511 · schutz_frm4.xml · nonDerivative · entry 2 Schutz James J · CIK 0001367079 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,840 Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 21:02 UTC |
Schutz James JDirector · Chief Executive Officer
|
PurchaseCommon Stock, par value $0.0001 per share | 696 | $6.78 | $4,718.88 |
DisclosureSEC source: 0001683168-17-000511 · schutz_frm4.xml · nonDerivative · entry 1 Schutz James J · CIK 0001367079 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,736 Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 16:06 UTC |
BARBARI SHARONDirector
|
GrantCommon Stock, $0.0001 par value per share | 710 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-17-000477 · barbari_f4.xml · nonDerivative · entry 2 BARBARI SHARON SURREY · CIK 0001240499 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,204 F2 · price: The stock was granted by the Issuer as a quarterly retainer pursuant to the Non-Employee Director Compensation Plan. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 21:07 UTC |
MCLAUGHLIN JOHNDirector
|
GrantCommon Stock, $0.0001 par value per share | 976 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-17-000480 · mclaughlin_f4.xml · nonDerivative · entry 2 MCLAUGHLIN JOHN · CIK 0001203240 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,225 F2 · price: The stock was granted by the Issuer as a quarterly retainer pursuant to the Non-Employee Director Compensation Plan. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 21:06 UTC |
Harrison Russell JosephDirector
|
GrantCommon Stock, $0.0001 par value per share | 843 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-17-000479 · harrison_f4.xml · nonDerivative · entry 2 Harrison Russell Joseph · CIK 0001592423 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,010 F2 · price: The stock was granted by the Issuer as a quarterly retainer pursuant to the Non-Employee Director Compensation Plan. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 21:06 UTC |
Birnbaum Jay EDirector
|
GrantCommon Stock, $0.0001 par value per share | 577 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-17-000478 · birnbaum_f4.xml · nonDerivative · entry 2 Birnbaum Jay E · CIK 0001397470 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,549 F2 · price: The stock was granted by the Issuer as a quarterly retainer pursuant to the Non-Employee Director Compensation Plan. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 16:06 UTC |
BARBARI SHARONDirector
|
GrantCommon Stock, $0.0001 par value per share | 2,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-17-000477 · barbari_f4.xml · nonDerivative · entry 1 BARBARI SHARON SURREY · CIK 0001240499 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,494 F1 · price: The stock was granted by the Issuer as an annual grant pursuant to the Non-Employee Director Compensation Plan. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 21:07 UTC |
MCLAUGHLIN JOHNDirector
|
GrantCommon Stock, $0.0001 par value per share | 2,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-17-000480 · mclaughlin_f4.xml · nonDerivative · entry 1 MCLAUGHLIN JOHN · CIK 0001203240 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,249 F1 · price: The stock was granted by the Issuer as an annual grant pursuant to the Non-Employee Director Compensation Plan. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 21:06 UTC |
Harrison Russell JosephDirector
|
GrantCommon Stock, $0.0001 par value per share | 2,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-17-000479 · harrison_f4.xml · nonDerivative · entry 1 Harrison Russell Joseph · CIK 0001592423 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,167 F1 · price: The stock was granted by the Issuer as an annual grant pursuant to the Non-Employee Director Compensation Plan. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 21:06 UTC |
Birnbaum Jay EDirector
|
GrantCommon Stock, $0.0001 par value per share | 2,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-17-000478 · birnbaum_f4.xml · nonDerivative · entry 1 Birnbaum Jay E · CIK 0001397470 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,972 F1 · price: The stock was granted by the Issuer as an annual grant pursuant to the Non-Employee Director Compensation Plan. Read SEC document |
| January 19, 2017 Filed Jan 20, 2017 17:25 UTC |
Umscheid MarcChief Strategy/Mkt Officer
|
GrantStock option (right to buy) · Derivative | 55,000 | Not disclosed Strike: $5.15 | Not disclosed |
DisclosureSEC source: 0001683168-17-000137 · umscheid_frm4.xml · derivative · entry 1 Umscheid Marc · CIK 0001690752 · Chief Strategy/Mkt Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,000 Underlying: Common Stock · 55,000 shares Expires 2027-01-19 F2 · price: The stock options were granted in connection with Mr. Umscheid's service as the Issuer's Chief Strategy and Chief Marketing Officer. F1 · derivative.exercise_date: The stock options vest in three years with the first one-third vesting on the first anniversary of the date of the grant, the second one-third vesting on the second anniversary of the date of the grant and the remainder vesting on the third anniversary of the date of the grant. Read SEC document |
| December 08, 2016 Filed Dec 8, 2016 23:12 UTC |
Schutz James JDirector · Chief Executive Officer
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PurchaseCommon Stock | 1,000 | $4.88 | $4,880.00 |
DisclosureSEC source: 0001683168-16-000886 · schutz_f4.xml · nonDerivative · entry 1 Schutz James J · CIK 0001367079 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,040 Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 21:52 UTC |
Miller Robert EChief Financial Officer
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PurchaseCommon Stock, $0.0001 par value per share | 5,000 | $4.86 | $24,300.00 |
DisclosureSEC source: 0001683168-16-000915 · miller_f4.xml · nonDerivative · entry 1 Miller Robert E · CIK 0001367082 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 6,714 F1 · ownership.nature: These shares are owned by Mr. Miller as trustee for The Miller 2005 Grandchildren's Trust, for which Mr. Miller and his wife, Margaret I. Miller are the trustees. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 22:32 UTC |
Schutz James JDirector · Chief Executive Officer
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GrantStock option (right to buy) · Derivative | 50,000 | Not disclosed Strike: $4.81 | Not disclosed |
DisclosureSEC source: 0001683168-16-000851 · oculus_f4-schutz.xml · derivative · entry 2 Schutz James J · CIK 0001367079 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,658 Underlying: Common Stock · 50,000 shares Expires 2026-11-30 F2 · price: The stock options were granted to Mr. Schutz as a signing bonus for his employment agreement dated July 26, 2016. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 22:32 UTC |
Schutz James JDirector · Chief Executive Officer
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GrantCommon Stock | 3,535 | $4.81 | $17,003.35 |
DisclosureSEC source: 0001683168-16-000851 · oculus_f4-schutz.xml · nonDerivative · entry 1 Schutz James J · CIK 0001367079 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,040 F1 · price: These shares were granted to Mr. Schutz as bonus compensation for his achievements in fiscal year 2016, based on the closing price of the Corporation's common stock of $4.81 on November 30, 2016. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 22:31 UTC |
Northey Robert AllenExec. VP of Res & Devlpment
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GrantCommon Stock, $0.0001 par value per share | 4,678 | $4.81 | $22,501.18 |
DisclosureSEC source: 0001683168-16-000850 · oculus_f4-northey.xml · nonDerivative · entry 1 Northey Robert Allen · CIK 0001652051 · Exec. VP of Res & Devlpment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,678 F1 · price: These shares were granted to Mr. Northey as bonus compensation, based on the closing price of the Corporation's common stock of $4.81 on November 30, 2016. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 22:29 UTC |
Miller Robert EChief Financial Officer
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GrantStock option (right to buy) · Derivative | 50,000 | Not disclosed Strike: $4.81 | Not disclosed |
DisclosureSEC source: 0001683168-16-000849 · oculus_f4-miller.xml · derivative · entry 3 Miller Robert E · CIK 0001367082 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,866 Underlying: Common Stock · 50,000 shares Expires 2026-11-30 F3 · price: The stock options were granted to Mr. Miller as a signing bonus for his employment agreement dated November 30, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.