Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 17, 2026 Filed Sep 18, 2026 20:11 UTC |
LAPOINTE ANTHONY GREGGDirector
|
GrantStock Option (Right to Buy) · Derivative | 78,947 | $0.00 Strike: $0.38 | $0.00 |
DisclosureSEC source: 0001331860-26-000003 · form4-09182026_080958.xml · derivative · entry 1 LAPOINTE ANTHONY GREGG · CIK 0001331860 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 78,947 Underlying: Common Stock · 78,947 shares Expires 2036-09-16 F1 · derivative.exercise_date: The stock option vests ratably on each of December 17, 2026, March 17, 2027, June 17, 2027 and September 17, 2027. Read SEC document |
| December 11, 2025 Filed Dec 12, 2025 21:18 UTC |
Straube RichardCMO (Consulting)
|
GrantOption (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $1.63 | $0.00 |
DisclosureSEC source: 0001595197-25-000003 · form4-12122025_091227.xml · derivative · entry 1 Straube Richard · CIK 0001595197 · CMO (Consulting) 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2035-12-10 F1 · security: The stock option vested immediately as to 25% of the shares and vests as to the remaining 75% of the shares in 12 equal installments (or nearly equal installments if the number of remaining shares is not evenly divisible by 12) on each three (3) month anniversary of December 11, 2025. Read SEC document |
| December 11, 2025 Filed Dec 12, 2025 21:17 UTC | GrantOption (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $1.63 | $0.00 |
DisclosureSEC source: 0001627575-25-000003 · form4-12122025_091255.xml · derivative · entry 1 Donini Oreola · CIK 0001627575 · CSO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2035-12-10 F1 · security: The stock option vested immediately as to 25% of the shares and vests as to the remaining 75% of the shares in 12 equal installments (or nearly equal installments if the number of remaining shares is not evenly divisible by 12) on each three (3) month anniversary of December 11, 2025. Read SEC document |
|
| December 11, 2025 Filed Dec 12, 2025 21:17 UTC | GrantOption (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $1.63 | $0.00 |
DisclosureSEC source: 0001787282-25-000004 · form4-12122025_091224.xml · derivative · entry 1 Guarino Jonathan L. · CIK 0001787282 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2035-12-10 F1 · security: The stock option vested immediately as to 25% of the shares and vests as to the remaining 75% of the shares in 12 equal installments (or nearly equal installments if the number of remaining shares is not evenly divisible by 12) on each three (3) month anniversary of December 11, 2025. Read SEC document |
|
| December 11, 2025 Filed Dec 12, 2025 21:16 UTC |
SCHABER CHRISTOPHER JDirector · CHAIRMAN, CEO AND PRESIDENT
|
GrantOption (Right to Buy) · Derivative | 200,000 | $0.00 Strike: $1.63 | $0.00 |
DisclosureSEC source: 0001068029-25-000005 · form4-12122025_091211.xml · derivative · entry 1 SCHABER CHRISTOPHER J · CIK 0001068029 · Director · CHAIRMAN, CEO AND PRESIDENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2035-12-10 F1 · security: The stock option vested immediately as to 25% of the shares and vests as to the remaining 75% of the shares in 12 equal installments (or nearly equal installments if the number of remaining shares is not evenly divisible by 12) on each three (3) month anniversary of December 11, 2025. Read SEC document |
| October 02, 2025 Filed Oct 3, 2025 17:18 UTC |
SCHABER CHRISTOPHER JDirector · CHAIRMAN, CEO AND PRESIDENT
|
PurchaseCommon Stock | 15,132 | $1.32 | $19,999.96 |
DisclosureSEC source: 0001068029-25-000003 · form4-10032025_051005.xml · nonDerivative · entry 1 SCHABER CHRISTOPHER J · CIK 0001068029 · Director · CHAIRMAN, CEO AND PRESIDENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,511 F1 · price: This transaction was executed in multiple trades at prices ranging from $1.32 to $1.325. The price reported above reflects the weighted-average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected. Read SEC document |
| June 20, 2025 Filed Jun 20, 2025 20:34 UTC |
LAPOINTE ANTHONY GREGGDirector
|
GrantStock Option (Right to Buy) · Derivative | 17,647 | $0.00 Strike: $1.70 | $0.00 |
DisclosureSEC source: 0001415889-25-017870 · form4-06202025_080628.xml · derivative · entry 1 LAPOINTE ANTHONY GREGG · CIK 0001331860 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,647 Underlying: Common Stock · 17,647 shares Expires 2035-06-20 F1 · derivative.exercise_date: The stock option vests ratably on each of September 20, 2025, December 20, 2025, March 20, 2026 and June 20, 2026. Read SEC document |
| June 20, 2025 Filed Jun 20, 2025 20:27 UTC |
ZELDIS JEROME BDirector
|
GrantStock Option (Right to Buy) · Derivative | 17,647 | $0.00 Strike: $1.70 | $0.00 |
DisclosureSEC source: 0001415889-25-017860 · form4-06202025_080655.xml · derivative · entry 1 ZELDIS JEROME B · CIK 0001433982 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,647 Underlying: Common Stock · 17,647 shares Expires 2035-06-20 F1 · derivative.exercise_date: The stock option vests ratably on each of September 20, 2025, December 20, 2025, March 20, 2026 and June 20, 2026. Read SEC document |
| June 20, 2025 Filed Jun 20, 2025 20:26 UTC |
RUBIN ROBERT J.Director
|
GrantStock Option (Right to Buy) · Derivative | 17,647 | $0.00 Strike: $1.70 | $0.00 |
DisclosureSEC source: 0001415889-25-017857 · form4-06202025_080614.xml · derivative · entry 1 RUBIN ROBERT J. · CIK 0001413631 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,647 Underlying: Common Stock · 17,647 shares Expires 2035-06-20 F1 · derivative.exercise_date: The stock option vests ratably on each of September 20, 2025, December 20, 2025, March 20, 2026 and June 20, 2026. Read SEC document |
| June 20, 2025 Filed Jun 20, 2025 20:25 UTC |
Parks Diane L.Director
|
GrantStock Option (Right to Buy) · Derivative | 17,647 | $0.00 Strike: $1.70 | $0.00 |
DisclosureSEC source: 0001415889-25-017855 · form4-06202025_080640.xml · derivative · entry 1 Parks Diane L. · CIK 0001781026 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,647 Underlying: Common Stock · 17,647 shares Expires 2035-06-20 F1 · derivative.exercise_date: The stock option vests ratably on each of September 20, 2025, December 20, 2025, March 20, 2026 and June 20, 2026. Read SEC document |
| December 12, 2024 Filed Dec 13, 2024 22:37 UTC |
Parks Diane L.Director
|
GrantStock Option (Right to Buy) · Derivative | 8,646 | $0.00 Strike: $3.47 | $0.00 |
DisclosureSEC source: 0001415889-24-029351 · form4-12132024_101244.xml · derivative · entry 1 Parks Diane L. · CIK 0001781026 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,646 Underlying: Common Stock · 8,646 shares Expires 2034-12-12 F1 · derivative.exercise_date: The stock option vests ratably on each of March 15, 2024, June 15, 2024, September 15, 2024 and December 15, 2024. Read SEC document |
| December 12, 2024 Filed Dec 13, 2024 21:26 UTC | GrantOption (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $3.31 | $0.00 |
DisclosureSEC source: 0001415889-24-029308 · form4-12132024_091238.xml · derivative · entry 1 Donini Oreola · CIK 0001627575 · CSO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2034-12-11 F1 · security: The stock option vested immediately as to 25% of the shares and vests as to the remaining 75% of the shares in 12 equal installments (or nearly equal installments if the number of remaining shares is not evenly divisible by 12) on each three (3) month anniversary of December 12, 2024. Read SEC document |
|
| December 12, 2024 Filed Dec 13, 2024 21:26 UTC |
Guarino Jonathan L.CHIEF FINANCIAL OFFICER
|
GrantOption (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $3.31 | $0.00 |
DisclosureSEC source: 0001415889-24-029306 · form4-12132024_091209.xml · derivative · entry 1 Guarino Jonathan L. · CIK 0001787282 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2034-12-11 F1 · security: The stock option vested immediately as to 25% of the shares and vests as to the remaining 75% of the shares in 12 equal installments (or nearly equal installments if the number of remaining shares is not evenly divisible by 12) on each three (3) month anniversary of December 12, 2024. Read SEC document |
| December 12, 2024 Filed Dec 13, 2024 21:25 UTC |
Straube RichardSENIOR VICE PRESIDENT AND CMO
|
GrantOption (Right to Buy) · Derivative | 12,000 | $0.00 Strike: $3.31 | $0.00 |
DisclosureSEC source: 0001415889-24-029305 · form4-12132024_091237.xml · derivative · entry 1 Straube Richard · CIK 0001595197 · SENIOR VICE PRESIDENT AND CMO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,000 Underlying: Common Stock · 12,000 shares Expires 2034-12-11 F1 · security: The stock option vested immediately as to 25% of the shares and vests as to the remaining 75% of the shares in 12 equal installments (or nearly equal installments if the number of remaining shares is not evenly divisible by 12) on each three (3) month anniversary of December 12, 2024. Read SEC document |
| December 12, 2024 Filed Dec 13, 2024 21:24 UTC |
SCHABER CHRISTOPHER JDirector · CHAIRMAN, CEO AND PRESIDENT
|
GrantOption (Right to Buy) · Derivative | 45,000 | $0.00 Strike: $3.31 | $0.00 |
DisclosureSEC source: 0001415889-24-029302 · form4-12132024_091218.xml · derivative · entry 1 SCHABER CHRISTOPHER J · CIK 0001068029 · Director · CHAIRMAN, CEO AND PRESIDENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,000 Underlying: Common Stock · 45,000 shares Expires 2034-12-11 F1 · security: The stock option vested immediately as to 25% of the shares and vests as to the remaining 75% of the shares in 12 equal installments (or nearly equal installments if the number of remaining shares is not evenly divisible by 12) on each three (3) month anniversary of December 12, 2024. Read SEC document |
| December 12, 2024 Filed Dec 13, 2024 21:23 UTC |
LAPOINTE ANTHONY GREGGDirector
|
GrantStock Option (Right to Buy) · Derivative | 8,646 | $0.00 Strike: $3.47 | $0.00 |
DisclosureSEC source: 0001415889-24-029300 · form4-12132024_091231.xml · derivative · entry 1 LAPOINTE ANTHONY GREGG · CIK 0001331860 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,646 Underlying: Common Stock · 8,646 shares Expires 2034-12-12 F1 · derivative.exercise_date: The stock option vests ratably on each of March 12, 2025, June 12, 2025, September 12, 2025 and December 12, 2025. Read SEC document |
| December 12, 2024 Filed Dec 13, 2024 21:22 UTC |
ZELDIS JEROME BDirector
|
GrantStock Option (Right to Buy) · Derivative | 8,646 | $0.00 Strike: $3.47 | $0.00 |
DisclosureSEC source: 0001415889-24-029298 · form4-12132024_091246.xml · derivative · entry 1 ZELDIS JEROME B · CIK 0001433982 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,646 Underlying: Common Stock · 8,646 shares Expires 2034-12-12 F1 · derivative.exercise_date: The stock option vests ratably on each of March 12, 2025, June 12, 2025, September 12, 2025 and December 12, 2025. Read SEC document |
| December 12, 2024 Filed Dec 13, 2024 21:20 UTC |
RUBIN ROBERT J.Director
|
GrantStock Option (Right to Buy) · Derivative | 8,646 | $0.00 Strike: $3.47 | $0.00 |
DisclosureSEC source: 0001415889-24-029294 · form4-12132024_091213.xml · derivative · entry 1 RUBIN ROBERT J. · CIK 0001413631 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,646 Underlying: Common Stock · 8,646 shares Expires 2034-12-11 F1 · derivative.exercise_date: The stock option vests ratably on each of March 12, 2025, June 12, 2025, September 12, 2025 and December 12, 2025. Read SEC document |
| December 15, 2023 Filed Dec 15, 2023 21:10 UTC |
ZELDIS JEROME BDirector
|
GrantStock Option (Right to Buy) · Derivative | 38,136 | $0.00 Strike: $0.59 | $0.00 |
DisclosureSEC source: 0001415889-23-016529 · form4-12152023_041211.xml · derivative · entry 1 ZELDIS JEROME B · CIK 0001433982 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,136 Underlying: Common Stock · 38,136 shares Expires 2033-12-14 F1 · derivative.exercise_date: The stock option vests ratably on each of March 15, 2024, June 15, 2024, September 15, 2024 and December 15, 2024. Read SEC document |
| December 15, 2023 Filed Dec 15, 2023 21:10 UTC |
RUBIN ROBERT J.Director
|
GrantStock Option (Right to Buy) · Derivative | 38,136 | $0.00 Strike: $0.59 | $0.00 |
DisclosureSEC source: 0001415889-23-016527 · form4-12152023_041205.xml · derivative · entry 1 RUBIN ROBERT J. · CIK 0001413631 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,136 Underlying: Common Stock · 38,136 shares Expires 2033-12-14 F1 · derivative.exercise_date: The stock option vests ratably on each of March 15, 2024, June 15, 2024, September 15, 2024 and December 15, 2024. Read SEC document |
| December 15, 2023 Filed Dec 15, 2023 21:10 UTC |
Parks Diane L.Director
|
GrantStock Option (Right to Buy) · Derivative | 38,136 | $0.00 Strike: $0.59 | $0.00 |
DisclosureSEC source: 0001415889-23-016528 · form4-12152023_041208.xml · derivative · entry 1 Parks Diane L. · CIK 0001781026 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,136 Underlying: Common Stock · 38,136 shares Expires 2033-12-14 F1 · derivative.exercise_date: The stock option vests ratably on each of March 15, 2024, June 15, 2024, September 15, 2024 and December 15, 2024. Read SEC document |
| December 15, 2023 Filed Dec 15, 2023 21:10 UTC |
LAPOINTE ANTHONY GREGGDirector
|
GrantStock Option (Right to Buy) · Derivative | 38,136 | $0.00 Strike: $0.59 | $0.00 |
DisclosureSEC source: 0001415889-23-016526 · form4-12152023_041202.xml · derivative · entry 1 LAPOINTE ANTHONY GREGG · CIK 0001331860 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,136 Underlying: Common Stock · 38,136 shares Expires 2033-12-14 F1 · derivative.exercise_date: The stock option vests ratably on each of March 15, 2024, June 15, 2024, September 15, 2024 and December 15, 2024. Read SEC document |
| December 08, 2023 Filed Dec 8, 2023 22:12 UTC | GrantOption (Right to Buy) · Derivative | 90,000 | $0.00 Strike: $0.67 | $0.00 |
DisclosureSEC source: 0001415889-23-016090 · form4-12082023_101213.xml · derivative · entry 1 Donini Oreola · CIK 0001627575 · CSO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,000 Underlying: Common Stock · 90,000 shares Expires 2033-12-07 F1 · security: The stock option vested immediately as to 25% of the shares and vests as to the remaining 75% of the shares in 12 equal installments (or nearly equal installments if the number of remaining shares is not evenly divisible by 12) on each three (3) month anniversary of December 8, 2023. Read SEC document |
|
| December 08, 2023 Filed Dec 8, 2023 22:11 UTC |
Straube RichardSENIOR VICE PRESIDENT AND CMO
|
GrantOption (Right to Buy) · Derivative | 75,000 | $0.00 Strike: $0.67 | $0.00 |
DisclosureSEC source: 0001415889-23-016089 · form4-12082023_101231.xml · derivative · entry 1 Straube Richard · CIK 0001595197 · SENIOR VICE PRESIDENT AND CMO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2033-12-07 F1 · security: The stock option vested immediately as to 25% of the shares and vests as to the remaining 75% of the shares in 12 equal installments (or nearly equal installments if the number of remaining shares is not evenly divisible by 12) on each three (3) month anniversary of December 8, 2023. Read SEC document |
| December 08, 2023 Filed Dec 8, 2023 22:10 UTC |
Guarino Jonathan L.CHIEF FINANCIAL OFFICER
|
GrantOption (Right to Buy) · Derivative | 90,000 | $0.00 Strike: $0.67 | $0.00 |
DisclosureSEC source: 0001415889-23-016087 · form4-12082023_101209.xml · derivative · entry 1 Guarino Jonathan L. · CIK 0001787282 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,000 Underlying: Common Stock · 90,000 shares Expires 2033-12-07 F1 · security: The stock option vested immediately as to 25% of the shares and vests as to the remaining 75% of the shares in 12 equal installments (or nearly equal installments if the number of remaining shares is not evenly divisible by 12) on each three (3) month anniversary of December 8, 2023. Read SEC document |
| December 08, 2023 Filed Dec 8, 2023 22:10 UTC |
SCHABER CHRISTOPHER JDirector · CHAIRMAN, CEO AND PRESIDENT
|
GrantOption (Right to Buy) · Derivative | 150,000 | $0.00 Strike: $0.67 | $0.00 |
DisclosureSEC source: 0001415889-23-016088 · form4-12082023_101242.xml · derivative · entry 1 SCHABER CHRISTOPHER J · CIK 0001068029 · Director · CHAIRMAN, CEO AND PRESIDENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2033-12-07 F1 · security: The stock option vested immediately as to 25% of the shares and vests as to the remaining 75% of the shares in 12 equal installments (or nearly equal installments if the number of remaining shares is not evenly divisible by 12) on each three (3) month anniversary of December 8, 2023. Read SEC document |
| May 03, 2023 Filed May 5, 2023 22:38 UTC |
Cote Timothy R.Director
|
GrantStock Option (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $1.42 | $0.00 |
DisclosureSEC source: 0001415889-23-007505 · form4-05052023_100548.xml · derivative · entry 1 Cote Timothy R. · CIK 0001799061 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,000 Underlying: COMMON STOCK · 15,000 shares Expires 2033-05-02 Read SEC document |
| December 08, 2022 Filed Dec 9, 2022 21:09 UTC |
Straube RichardSENIOR VICE PRESIDENT AND CMO
|
GrantOption (Right to Buy) · Derivative | 80,000 | $0.00 Strike: $0.54 | $0.00 |
DisclosureSEC source: 0001415889-22-012305 · form4-12092022_091230.xml · derivative · entry 1 Straube Richard · CIK 0001595197 · SENIOR VICE PRESIDENT AND CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Underlying: Common Stock · 80,000 shares Expires 2032-12-07 F1 · security: The stock option vested immediately as to 20,000 shares and vests as to the remainder at a rate of 5,000 of the shares on each three (3) month anniversary of December 8, 2022. Read SEC document |
| December 08, 2022 Filed Dec 9, 2022 21:08 UTC | GrantOption (Right to Buy) · Derivative | 80,000 | $0.00 Strike: $0.54 | $0.00 |
DisclosureSEC source: 0001415889-22-012303 · form4-12092022_091242.xml · derivative · entry 1 Donini Oreola · CIK 0001627575 · CSO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Underlying: Common Stock · 80,000 shares Expires 2032-12-07 F1 · security: The stock option vested immediately as to 20,000 shares and vests as to the remainder at a rate of 5,000 of the shares on each three (3) month anniversary of December 8, 2022. Read SEC document |
|
| December 08, 2022 Filed Dec 9, 2022 21:08 UTC |
Guarino Jonathan L.CHIEF FINANCIAL OFFICER
|
GrantOption (Right to Buy) · Derivative | 80,000 | $0.00 Strike: $0.54 | $0.00 |
DisclosureSEC source: 0001415889-22-012302 · form4-12092022_091254.xml · derivative · entry 1 Guarino Jonathan L. · CIK 0001787282 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Underlying: Common Stock · 80,000 shares Expires 2032-12-07 F1 · security: The stock option vested immediately as to 20,000 shares and vests as to the remainder at a rate of 5,000 of the shares on each three (3) month anniversary of December 8, 2022. Read SEC document |
| December 08, 2022 Filed Dec 9, 2022 21:06 UTC |
SCHABER CHRISTOPHER JDirector · CHAIRMAN, CEO AND PRESIDENT
|
GrantOption (Right to Buy) · Derivative | 140,000 | $0.00 Strike: $0.54 | $0.00 |
DisclosureSEC source: 0001415889-22-012300 · form4-12092022_091249.xml · derivative · entry 1 SCHABER CHRISTOPHER J · CIK 0001068029 · Director · CHAIRMAN, CEO AND PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,000 Underlying: Common Stock · 140,000 shares Expires 2032-12-07 F1 · security: The stock option vested immediately as to 35,000 shares and vests as to the remainder at a rate of 8,750 of the shares on each three (3) month anniversary of December 8, 2022. Read SEC document |
| November 17, 2022 Filed Nov 21, 2022 21:33 UTC |
ZELDIS JEROME BDirector
|
GrantStock Option (Right to Buy) · Derivative | 46,154 | $0.00 Strike: $0.65 | $0.00 |
DisclosureSEC source: 0001415889-22-011632 · form4-11212022_091105.xml · derivative · entry 1 ZELDIS JEROME B · CIK 0001433982 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,285 Underlying: Common Stock · 46,154 shares Expires 2032-11-16 F1 · derivative.exercise_date: The stock option vests ratably on each of February 17, 2023, May 17, 2023, August 17, 2023 and November 17, 2023. Read SEC document |
| November 17, 2022 Filed Nov 21, 2022 21:31 UTC |
Parks Diane L.Director
|
GrantStock Option (Right to Buy) · Derivative | 46,154 | $0.00 Strike: $0.65 | $0.00 |
DisclosureSEC source: 0001415889-22-011630 · form4-11212022_091115.xml · derivative · entry 1 Parks Diane L. · CIK 0001781026 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,504 Underlying: Common Stock · 46,154 shares Expires 2032-11-16 F1 · derivative.exercise_date: The stock option vests ratably on each of February 17, 2023, May 17, 2023, August 17, 2023 and November 17, 2023. Read SEC document |
| November 17, 2022 Filed Nov 21, 2022 21:32 UTC |
RUBIN ROBERT J.Director
|
GrantStock Option (Right to Buy) · Derivative | 46,154 | $0.00 Strike: $0.65 | $0.00 |
DisclosureSEC source: 0001415889-22-011631 · form4-11212022_091109.xml · derivative · entry 1 RUBIN ROBERT J. · CIK 0001413631 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,753 Underlying: Common Stock · 46,154 shares Expires 2032-11-16 F1 · derivative.exercise_date: The stock option vests ratably on each of February 17, 2023, May 17, 2023, August 17, 2023 and November 17, 2023. Read SEC document |
| November 17, 2022 Filed Nov 21, 2022 21:30 UTC |
LAPOINTE ANTHONY GREGGDirector
|
GrantStock Option (Right to Buy) · Derivative | 46,154 | $0.00 Strike: $0.65 | $0.00 |
DisclosureSEC source: 0001415889-22-011629 · form4-11212022_091111.xml · derivative · entry 1 LAPOINTE ANTHONY GREGG · CIK 0001331860 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,747 Underlying: Common Stock · 46,154 shares Expires 2032-11-16 F1 · derivative.exercise_date: The stock option vests ratably on each of February 17, 2023, May 17, 2023, August 17, 2023 and November 17, 2023. Read SEC document |
| May 18, 2022 Filed May 18, 2022 22:02 UTC |
Straube RichardSENIOR VICE PRESIDENT AND CMO
|
PurchaseCOMMON STOCK | 8,000 | $0.50 | $4,000.00 |
DisclosureSEC source: 0001415889-22-005252 · form4-05182022_030516.xml · nonDerivative · entry 1 Straube Richard · CIK 0001595197 · SENIOR VICE PRESIDENT AND CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Read SEC document |
| May 18, 2022 Filed May 18, 2022 22:01 UTC |
SCHABER CHRISTOPHER JDirector · CHAIRMAN, CEO AND PRESIDENT
|
PurchaseCommon Stock | 20,000 | $0.44 | $8,866.00 |
DisclosureSEC source: 0001415889-22-005251 · form4-05182022_030534.xml · nonDerivative · entry 1 SCHABER CHRISTOPHER J · CIK 0001068029 · Director · CHAIRMAN, CEO AND PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,095 F1 · price: This transaction was executed in multiple trades at prices ranging from $0.4300 to $0.4470. The price reported above reflects the weighted-average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected. Read SEC document |
| January 21, 2022 Filed Jan 22, 2022 01:41 UTC |
Guarino Jonathan L.CHIEF FINANCIAL OFFICER
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GrantOption (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $0.78 | $0.00 |
DisclosureSEC source: 0001415889-22-000715 · form4-01212022_050109.xml · derivative · entry 1 Guarino Jonathan L. · CIK 0001787282 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2031-12-08 F1 · security: The terms of the stock option provide that it is to vest immediately as to 12,500 shares and to vest as to the remainder at a rate of 3,125 of the shares every three months, beginning on March 12, 2022; provided, however, that, consistent with the 2015 Equity Incentive Plan (the "Plan") and the rules of the Nasdaq Stock Market, such stock option shall not be exercisable nor shall it vest prior to the time when an amendment increasing the number of shares authorized for issuance under the Plan is approved by the stockholders, and provided further that, if such approval has not been obtained within 12 months of the grant date, the stock option shall thereupon be canceled and become null and void. The reporting person voluntarily agreed to cancel the stock option granted December 9, 2021 with respect to 50,000 shares. Read SEC document |
| January 21, 2022 Filed Jan 22, 2022 01:40 UTC |
SCHABER CHRISTOPHER JDirector · CHAIRMAN, CEO AND PRESIDENT
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GrantOption (Right to Buy) · Derivative | 47,315 | $0.00 Strike: $0.69 | $0.00 |
DisclosureSEC source: 0001415889-22-000714 · form4-01212022_050107.xml · derivative · entry 1 SCHABER CHRISTOPHER J · CIK 0001068029 · Director · CHAIRMAN, CEO AND PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,315 Underlying: Common Stock · 47,315 shares Expires 2032-01-02 F1 · security: The terms of the stock option provide that it is to vest immediately as to 11,829 shares and to vest as to the remainder at a rate of 2,958 of the shares every three months, beginning on April 3, 2022; provided, however, that, consistent with the 2015 Equity Incentive Plan (the "Plan") and the rules of the Nasdaq Stock Market, such stock option shall not be exercisable nor shall it vest prior to the time when an amendment increasing the number of shares authorized for issuance under the Plan is approved by the stockholders, and provided further that, if such approval has not been obtained within 12 months of the grant date, the stock option shall thereupon be canceled and become null and void. The reporting person voluntarily agreed to cancel the stock option granted January 3, 2022 with respect to 47,315 shares. Read SEC document |
| January 03, 2022 Filed Jan 4, 2022 21:06 UTC |
SCHABER CHRISTOPHER JDirector · CHAIRMAN, CEO AND PRESIDENT
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GrantOption (Right to Buy) · Derivative | 60,000 | $0.00 Strike: $0.69 | $0.00 |
DisclosureSEC source: 0001415889-22-000182 · form4-01042022_010116.xml · derivative · entry 1 SCHABER CHRISTOPHER J · CIK 0001068029 · Director · CHAIRMAN, CEO AND PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires 2032-01-02 F1 · security: The stock option vested immediately as to 15,000 shares and vests as to the remainder at a rate of 3,750 of the shares on each three (3) month anniversary of January 3, 2022. Read SEC document |
| December 17, 2021 Filed Dec 20, 2021 21:23 UTC |
SCHABER CHRISTOPHER JDirector · CHAIRMAN, CEO AND PRESIDENT
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PurchaseCOMMON STOCK | 7,000 | $0.74 | $5,179.30 |
DisclosureSEC source: 0001415889-21-006124 · form4-12202021_011204.xml · nonDerivative · entry 1 SCHABER CHRISTOPHER J · CIK 0001068029 · Director · CHAIRMAN, CEO AND PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,095 F1 · price: This transaction was executed in multiple trades at prices ranging from $0.7399 to $0.74. The price reported above reflects the weighted-average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected. Read SEC document |
| December 15, 2021 Filed Dec 15, 2021 21:05 UTC |
Guarino Jonathan L.Senior Vice President and CFO
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PurchaseCOMMON STOCK | 1,000 | $0.70 | $700.00 |
DisclosureSEC source: 0001104659-21-149979 · tm2135571-1_4seq1.xml · nonDerivative · entry 1 Guarino Jonathan L. · CIK 0001787282 · Senior Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,000 Read SEC document |
| December 14, 2021 Filed Dec 14, 2021 21:05 UTC |
SCHABER CHRISTOPHER JDirector · Chairman, CEO and President
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PurchaseCOMMON STOCK | 10,000 | $0.73 | $7,269.00 |
DisclosureSEC source: 0001104659-21-149557 · tm2135433-1_4seq1.xml · nonDerivative · entry 1 SCHABER CHRISTOPHER J · CIK 0001068029 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,095 F1 · price: This transaction was executed in multiple trades at prices ranging from $0.7235 to $0.727. The price reported above reflects the weighted-average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected. Read SEC document |
| December 14, 2021 Filed Dec 15, 2021 12:20 UTC |
Guarino Jonathan L.Senior Vice President and CFO
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PurchaseCOMMON STOCK | 10,000 | $0.71 | $7,119.00 |
DisclosureSEC source: 0001104659-21-149786 · tm2135433-2_4seq1.xml · nonDerivative · entry 1 Guarino Jonathan L. · CIK 0001787282 · Senior Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| December 09, 2021 Filed Dec 10, 2021 21:04 UTC |
SCHABER CHRISTOPHER JDirector · Chairman, CEO and President
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GrantOption (Right to Buy) · Derivative | 60,000 | $0.00 Strike: $0.78 | $0.00 |
DisclosureSEC source: 0001104659-21-148563 · tm2135164-4_4seq1.xml · derivative · entry 1 SCHABER CHRISTOPHER J · CIK 0001068029 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires 2031-12-08 F1 · security: The stock option vested immediately as to 15,000 shares and vests as to the remainder at a rate of 3,750 of the shares on each three (3) month anniversary of December 9, 2021. F1 · derivative.exercise_date: The stock option vested immediately as to 15,000 shares and vests as to the remainder at a rate of 3,750 of the shares on each three (3) month anniversary of December 9, 2021. Read SEC document |
| December 09, 2021 Filed Dec 10, 2021 21:03 UTC |
Guarino Jonathan L.Chief Financial Officer
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GrantStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $0.78 | $0.00 |
DisclosureSEC source: 0001104659-21-148560 · tm2135164-2_4seq1.xml · derivative · entry 1 Guarino Jonathan L. · CIK 0001787282 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: COMMON STOCK · 50,000 shares Expires 2031-12-08 F1 · shares: The stock option vested immediately as to 12,500 shares and vests as to the remainder at a rate of 3,125 of the shares on each three (3) month anniversary of December 9, 2021. Read SEC document |
| December 09, 2021 Filed Dec 10, 2021 21:03 UTC | GrantOption (Right to Buy) · Derivative | 70,000 | $0.00 Strike: $0.78 | $0.00 |
DisclosureSEC source: 0001104659-21-148562 · tm2135164-3_4seq1.xml · derivative · entry 1 Donini Oreola · CIK 0001627575 · CSO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Stock · 70,000 shares Expires 2031-12-08 F1 · security: The stock option vested immediately as to 17,500 shares and vests as to the remainder at a rate of 4,375 of the shares on each three (3) month anniversary of December 9, 2021. F1 · derivative.exercise_date: The stock option vested immediately as to 17,500 shares and vests as to the remainder at a rate of 4,375 of the shares on each three (3) month anniversary of December 9, 2021. Read SEC document |
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| December 09, 2021 Filed Dec 10, 2021 21:01 UTC | GrantOption (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $0.78 | $0.00 |
DisclosureSEC source: 0001104659-21-148558 · tm2135164-1_4seq1.xml · derivative · entry 1 Straube Richard · CIK 0001595197 · CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2031-12-08 F1 · security: The stock option vested immediately as to 10,000 shares and vests as to the remainder at a rate of 2,500 of the shares on each three (3) month anniversary of December 9, 2021. F1 · derivative.exercise_date: The stock option vested immediately as to 10,000 shares and vests as to the remainder at a rate of 2,500 of the shares on each three (3) month anniversary of December 9, 2021. Read SEC document |
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| September 23, 2021 Filed Sep 24, 2021 20:21 UTC |
RUBIN ROBERT J.Director
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GrantStock Option (Right to Buy) · Derivative | 29,126 | $0.00 Strike: $1.03 | $0.00 |
DisclosureSEC source: 0001104659-21-119313 · tm2128426-4_4seq1.xml · derivative · entry 1 RUBIN ROBERT J. · CIK 0001413631 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,126 Underlying: Common Stock · 29,126 shares Expires 2031-09-22 F1 · security: The stock option vests ratably on each of December 23, 2021, March 23, 2022, June 23, 2022 and September 23, 2022. F1 · derivative.exercise_date: The stock option vests ratably on each of December 23, 2021, March 23, 2022, June 23, 2022 and September 23, 2022. Read SEC document |
| September 23, 2021 Filed Sep 24, 2021 20:21 UTC |
LAPOINTE ANTHONY GREGGDirector
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GrantStock Option (Right to Buy) · Derivative | 29,126 | $0.00 Strike: $1.03 | $0.00 |
DisclosureSEC source: 0001104659-21-119309 · tm2128426-2_4seq1.xml · derivative · entry 1 LAPOINTE ANTHONY GREGG · CIK 0001331860 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,126 Underlying: Common Stock · 29,126 shares Expires 2031-09-22 F1 · security: The stock option vests ratably on each of December 23, 2021, March 23, 2022, June 23, 2022 and September 23, 2022. F1 · derivative.exercise_date: The stock option vests ratably on each of December 23, 2021, March 23, 2022, June 23, 2022 and September 23, 2022. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.