Tapewire

Nasdaq · USD

SNES

SenesTech, Inc.

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Tapewire entity
8221
SEC CIK
0001680378
Parsed reports
222

Last 12 months

Inside the activity.

39 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202610
Feb 202690
Mar 202630
Apr 202610
May 202650
Jun 2026110
Jul 202620
Aug 202630
Sep 202640
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 27, 2024 Filed Aug 28, 2024 21:12 UTC GrantStock Option (right to buy) · Derivative 12,090 $0.00 Strike: $2.81 $0.00
Disclosure

SEC source: 0001628280-24-038706 · wk-form4_1724879550.xml · derivative · entry 1

Szot Matthew K · CIK 0001401385 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,090

Underlying: Common Stock · 12,090 shares

Expires 2034-08-27

F1 · derivative.exercise_date: The option will vest and become exercisable as to 25% of the total shares on November 27, 2024, February 27, 2025, May 27, 2025 and August 27, 2025, with 100% of the options fully vested on the earlier of the first anniversary of the date of grant or the first annual meeting of stockholders of the Corporation after the date of grant (subject to the recipient's continued service to the Corporation through such vesting date).

Read SEC document
August 27, 2024 Filed Aug 28, 2024 21:10 UTC
CHESTERMAN THOMAS CCFO & Treasurer
GrantStock Option (right to buy) · Derivative 24,170 $0.00 Strike: $2.81 $0.00
Disclosure

SEC source: 0001628280-24-038704 · wk-form4_1724879449.xml · derivative · entry 1

CHESTERMAN THOMAS C · CIK 0001247660 · CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,170

Underlying: Common Stock · 24,170 shares

Expires 2034-08-27

F1 · derivative.exercise_date: 1/36th of the total stock option granted will vest monthly over the first three years following the date of grant, with 100% of the stock option fully vested on August 27, 2027.

Read SEC document
August 27, 2024 Filed Aug 28, 2024 21:14 UTC GrantStock Option (right to buy) · Derivative 23,894 $0.00 Strike: $2.81 $0.00
Disclosure

SEC source: 0001628280-24-038710 · wk-form4_1724879634.xml · derivative · entry 1

Leach Jacob Steven · CIK 0001700255 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,894

Underlying: Common Stock · 23,894 shares

Expires 2034-08-27

F1 · derivative.exercise_date: The option will vest and become exercisable as to 25% of the total shares on November 27, 2024, February 27, 2025, May 27, 2025 and August 27, 2025, with 100% of the options fully vested on the earlier of the first anniversary of the date of grant or the first annual meeting of stockholders of the Corporation after the date of grant (subject to the recipient's continued service to the Corporation through such vesting date).

Read SEC document
August 27, 2024 Filed Aug 28, 2024 21:13 UTC GrantStock Option (right to buy) · Derivative 14,672 $0.00 Strike: $2.81 $0.00
Disclosure

SEC source: 0001628280-24-038707 · wk-form4_1724879596.xml · derivative · entry 1

Grandinetti Phillip Nicholas III · CIK 0001833253 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,672

Underlying: Common Stock · 14,672 shares

Expires 2034-08-27

F1 · derivative.exercise_date: The option will vest and become exercisable as to 25% of the total shares on November 27, 2024, February 27, 2025, May 27, 2025 and August 27, 2025, with 100% of the options fully vested on the earlier of the first anniversary of the date of grant or the first annual meeting of stockholders of the Corporation after the date of grant (subject to the recipient's continued service to the Corporation through such vesting date).

Read SEC document
August 27, 2024 Filed Aug 28, 2024 21:11 UTC GrantStock Option (right to buy) · Derivative 12,090 $0.00 Strike: $2.81 $0.00
Disclosure

SEC source: 0001628280-24-038705 · wk-form4_1724879508.xml · derivative · entry 1

Morrison Jamie Bechtel · CIK 0001729595 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,090

Underlying: Common Stock · 12,090 shares

Expires 2034-08-27

F1 · derivative.exercise_date: The option will vest and become exercisable as to 25% of the total shares on November 27, 2024, February 27, 2025, May 27, 2025 and August 27, 2025, with 100% of the options fully vested on the earlier of the first anniversary of the date of grant or the first annual meeting of stockholders of the Corporation after the date of grant (subject to the recipient's continued service to the Corporation through such vesting date).

Read SEC document
August 27, 2024 Filed Aug 28, 2024 21:09 UTC
Fruendt Joel LeeDirector · Chief Executive Officer
GrantStock Option (right to buy) · Derivative 56,396 $0.00 Strike: $2.81 $0.00
Disclosure

SEC source: 0001628280-24-038703 · wk-form4_1724879362.xml · derivative · entry 1

Fruendt Joel Lee · CIK 0001955004 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,396

Underlying: Common Stock · 56,396 shares

Expires 2034-08-27

F1 · derivative.exercise_date: 1/36th of the total stock option granted will vest monthly over the first three years following the date of grant, with 100% of the stock option fully vested on August 27, 2027.

Read SEC document
April 08, 2024 Filed Apr 9, 2024 19:10 UTC GrantStock Option (right to buy) · Derivative 4,469 $0.00 Strike: $0.67 $0.00
Disclosure

SEC source: 0001628280-24-015423 · wk-form4_1712689809.xml · derivative · entry 1

Leach Jacob Steven · CIK 0001700255 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,469

Underlying: Common Stock · 4,469 shares

Expires 2029-04-08

F1 · derivative.exercise_date: Fully vested on June 30, 2024 (subject to the recipient's continued service to the Company through such vesting date).

Read SEC document
April 08, 2024 Filed Apr 9, 2024 19:07 UTC GrantStock Option (right to buy) · Derivative 4,469 $0.00 Strike: $0.67 $0.00
Disclosure

SEC source: 0001628280-24-015421 · wk-form4_1712689661.xml · derivative · entry 1

Grandinetti Phillip Nicholas III · CIK 0001833253 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,469

Underlying: Common Stock · 4,469 shares

Expires 2029-04-08

F1 · derivative.exercise_date: Fully vested on June 30, 2024 (subject to the recipient's continued service to the Company through such vesting date).

Read SEC document
June 26, 2023 Filed Jun 29, 2023 22:41 UTC GrantStock Option (right to buy) · Derivative 39,402 $0.00 Strike: $1.25 $0.00
Disclosure

SEC source: 0001628280-23-023951 · wk-form4_1688078493.xml · derivative · entry 1

Szot Matthew K · CIK 0001401385 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,402

Underlying: Common Stock · 39,402 shares

Expires 2028-06-26

F1 · derivative.exercise_date: The option vests and becomes exercisable as to 25% of the total shares on September 26, 2023, December 26, 2023, March 26, 2024 and June 26, 2024, with 100% of the options fully vested on the earlier of the first anniversary of the grant date or the first annual meeting of stockholders of the Company after the grant date (subject to the recipient's continued service to the Company through such vesting date).

Read SEC document
June 26, 2023 Filed Jun 29, 2023 22:44 UTC GrantStock Option (right to buy) · Derivative 41,010 $0.00 Strike: $1.25 $0.00
Disclosure

SEC source: 0001628280-23-023954 · wk-form4_1688078631.xml · derivative · entry 1

Leach Jacob Steven · CIK 0001700255 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,010

Underlying: Common Stock · 41,010 shares

Expires 2028-06-26

F1 · derivative.exercise_date: The option vests and becomes exercisable as to 25% of the total shares on September 26, 2023, December 26, 2023, March 26, 2024 and June 26, 2024, with 100% of the options fully vested on the earlier of the first anniversary of the grant date or the first annual meeting of stockholders of the Company after the grant date (subject to the recipient's continued service to the Company through such vesting date).

Read SEC document
June 26, 2023 Filed Jun 29, 2023 22:43 UTC GrantStock Option (right to buy) · Derivative 44,226 $0.00 Strike: $1.25 $0.00
Disclosure

SEC source: 0001628280-23-023953 · wk-form4_1688078585.xml · derivative · entry 1

Morrison Jamie Bechtel · CIK 0001729595 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,226

Underlying: Common Stock · 44,226 shares

Expires 2028-06-26

F1 · derivative.exercise_date: The option vests and becomes exercisable as to 25% of the total shares on September 26, 2023, December 26, 2023, March 26, 2024 and June 26, 2024, with 100% of the options fully vested on the earlier of the first anniversary of the grant date or the first annual meeting of stockholders of the Company after the grant date (subject to the recipient's continued service to the Company through such vesting date).

Read SEC document
June 26, 2023 Filed Jun 29, 2023 22:42 UTC GrantStock Option (right to buy) · Derivative 26,536 $0.00 Strike: $1.25 $0.00
Disclosure

SEC source: 0001628280-23-023952 · wk-form4_1688078542.xml · derivative · entry 1

Chiavarini Delphine Francois · CIK 0001744264 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,536

Underlying: Common Stock · 26,536 shares

Expires 2028-06-26

F1 · derivative.exercise_date: The option vests and becomes exercisable as to 25% of the total shares on September 26, 2023, December 26, 2023, March 26, 2024 and June 26, 2024, with 100% of the options fully vested on the earlier of the first anniversary of the grant date or the first annual meeting of stockholders of the Company after the grant date (subject to the recipient's continued service to the Company through such vesting date).

Read SEC document
June 26, 2023 Filed Jun 29, 2023 22:40 UTC GrantStock Option (right to buy) · Derivative 48,247 $0.00 Strike: $1.25 $0.00
Disclosure

SEC source: 0001628280-23-023949 · wk-form4_1688078434.xml · derivative · entry 1

Grandinetti Phillip Nicholas III · CIK 0001833253 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,247

Underlying: Common Stock · 48,247 shares

Expires 2028-06-26

F1 · derivative.exercise_date: The option vests and becomes exercisable as to 25% of the total shares on September 26, 2023, December 26, 2023, March 26, 2024 and June 26, 2024, with 100% of the options fully vested on the earlier of the first anniversary of the grant date or the first annual meeting of stockholders of the Company after the grant date (subject to the recipient's continued service to the Company through such vesting date).

Read SEC document
December 14, 2022 Filed Dec 16, 2022 17:26 UTC
Williams Nicole CChief Strategy Officer
GrantStock Option (right to buy) · Derivative 26,500 $0.00 Strike: $2.66 $0.00
Disclosure

SEC source: 0001209191-22-061719 · doc4.xml · derivative · entry 1

Williams Nicole C · CIK 0001862241 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,500

Underlying: Common Stock · 26,500 shares

Expires 2027-12-14

F1 · derivative.exercise_date: 1/36th of the total stock option granted vests per month over the first three years following the date of grant, with 100% of the stock option fully vested on December 14, 2025.

Read SEC document
December 14, 2022 Filed Dec 16, 2022 22:23 UTC
CHESTERMAN THOMAS CCFO & Treasurer
GrantStock Option (right to buy) · Derivative 34,750 $0.00 Strike: $2.66 $0.00
Disclosure

SEC source: 0001209191-22-061716 · doc4.xml · derivative · entry 1

CHESTERMAN THOMAS C · CIK 0001247660 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,750

Underlying: Common Stock · 34,750 shares

Expires 2027-12-14

F1 · derivative.exercise_date: 1/36th of the total stock option granted vests per month over the first three years following the date of grant, with 100% of the stock option fully vested on December 14, 2025.

Read SEC document
December 14, 2022 Filed Dec 16, 2022 22:34 UTC
Fruendt Joel LeeDirector · Chief Executive Officer
GrantStock Option (right to buy) · Derivative 71,500 $0.00 Strike: $2.66 $0.00
Disclosure

SEC source: 0001209191-22-061723 · doc4.xml · derivative · entry 2

Fruendt Joel Lee · CIK 0001955004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,500

Underlying: Common Stock · 71,500 shares

Expires 2027-12-14

F2 · derivative.exercise_date: 1/36th of the total stock option granted vests per month over the first three years following the date of grant, with 100% of the stock option fully vested on December 14, 2025.

Read SEC document
December 14, 2022 Filed Dec 16, 2022 22:34 UTC
Fruendt Joel LeeDirector · Chief Executive Officer
GrantCommon Stock 18,797 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-061723 · doc4.xml · nonDerivative · entry 1

Fruendt Joel Lee · CIK 0001955004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,798

F1 · shares: One-fourth of the total number of restricted stock units shall vest each quarter until fully vested on December 14, 2023.

Read SEC document
December 14, 2022 Filed May 31, 2023 21:09 UTC Amendment
Fruendt Joel LeeDirector · Chief Executive Officer
GrantCommon Stock 18,799 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-020358 · wk-form4a_1685567342.xml · nonDerivative · entry 1

Fruendt Joel Lee · CIK 0001955004 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,800

F1 · shares: One-fourth of the total number of restricted stock units shall vest each quarter until fully vested on December 14, 2023.

F2 · shares: The original form 4 filed on December 16, 2022 is being amended by this form 4 amendment solely to correct the number of restricted stock units granted.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 18:06 UTC
DUMONT MARCDirector
GrantStock Option (right to buy) · Derivative 96,218 $0.00 Strike: $0.30 $0.00
Disclosure

SEC source: 0001209191-22-041302 · doc4.xml · derivative · entry 1

DUMONT MARC · CIK 0001030600 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,218

Underlying: Common Stock · 96,218 shares

Expires 2027-07-01

F1 · derivative.exercise_date: The option vests and becomes exercisable as to 25% of the total shares on the first day of each calendar quarter following the date of grant, with 100% of the options fully vested on the earlier of the first anniversary of the grant date or the first annual meeting of stockholders of the Company after the grant date (subject to the recipient's continued service to the Company through such vesting date).

Read SEC document
July 01, 2022 Filed Jul 6, 2022 22:18 UTC GrantStock Option (right to buy) · Derivative 209,025 $0.00 Strike: $0.30 $0.00
Disclosure

SEC source: 0001209191-22-041332 · doc4.xml · derivative · entry 1

Szot Matthew K · CIK 0001401385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,025

Underlying: Common Stock · 209,025 shares

Expires 2027-07-01

F1 · derivative.exercise_date: The option vests and becomes exercisable as to 25% of the total shares on the first day of each calendar quarter following the date of grant, with 100% of the options fully vested on the earlier of the first anniversary of the grant date or the first annual meeting of stockholders of the Company after the grant date (subject to the recipient's continued service to the Company through such vesting date).

Read SEC document
July 01, 2022 Filed Jul 6, 2022 22:21 UTC GrantStock Option (right to buy) · Derivative 129,396 $0.00 Strike: $0.30 $0.00
Disclosure

SEC source: 0001209191-22-041336 · doc4.xml · derivative · entry 1

Chiavarini Delphine Francois · CIK 0001744264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,396

Underlying: Common Stock · 129,396 shares

Expires 2027-07-01

F1 · derivative.exercise_date: The option vests and becomes exercisable as to 25% of the total shares on the first day of each calendar quarter following the date of grant, with 100% of the options fully vested on the earlier of the first anniversary of the grant date or the first annual meeting of stockholders of the Company after the grant date (subject to the recipient's continued service to the Company through such vesting date).

Read SEC document
July 01, 2022 Filed Jul 6, 2022 22:16 UTC GrantStock Option (right to buy) · Derivative 215,660 $0.00 Strike: $0.30 $0.00
Disclosure

SEC source: 0001209191-22-041326 · doc4.xml · derivative · entry 1

Morrison Jamie Bechtel · CIK 0001729595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,660

Underlying: Common Stock · 215,660 shares

Expires 2027-07-01

F1 · derivative.exercise_date: The option vests and becomes exercisable as to 25% of the total shares on the first day of each calendar quarter following the date of grant, with 100% of the options fully vested on the earlier of the first anniversary of the grant date or the first annual meeting of stockholders of the Company after the grant date (subject to the recipient's continued service to the Company through such vesting date).

Read SEC document
July 01, 2022 Filed Jul 6, 2022 22:14 UTC GrantStock Option (right to buy) · Derivative 199,071 $0.00 Strike: $0.30 $0.00
Disclosure

SEC source: 0001209191-22-041323 · doc4.xml · derivative · entry 1

Leach Jacob Steven · CIK 0001700255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,071

Underlying: Common Stock · 199,071 shares

Expires 2027-07-01

F1 · derivative.exercise_date: The option vests and becomes exercisable as to 25% of the total shares on the first day of each calendar quarter following the date of grant, with 100% of the options fully vested on the earlier of the first anniversary of the grant date or the first annual meeting of stockholders of the Company after the grant date (subject to the recipient's continued service to the Company through such vesting date).This option was issued to the reporting person pursuant to the Company's Non-Employee Director Compensation Program in lieu of retainer and meeting fees of $27,000.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 22:12 UTC GrantStock Option (right to buy) · Derivative 142,668 $0.00 Strike: $0.30 $0.00
Disclosure

SEC source: 0001209191-22-041318 · doc4.xml · derivative · entry 1

Kavanagh Kathleen Claire · CIK 0001833100 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,668

Underlying: Common Stock · 142,668 shares

Expires 2027-07-01

F1 · derivative.exercise_date: The option vests and becomes exercisable as to 25% of the total shares on the first day of each calendar quarter following the date of grant, with 100% of the options fully vested on the earlier of the first anniversary of the grant date or the first annual meeting of stockholders of the Company after the grant date (subject to the recipient's continued service to the Company through such vesting date).

Read SEC document
July 01, 2022 Filed Jul 6, 2022 22:10 UTC GrantStock Option (right to buy) · Derivative 252,157 $0.00 Strike: $0.30 $0.00
Disclosure

SEC source: 0001209191-22-041314 · doc4.xml · derivative · entry 1

Grandinetti Phillip Nicholas III · CIK 0001833253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,157

Underlying: Common Stock · 252,157 shares

Expires 2027-07-01

F1 · derivative.exercise_date: The option vests and becomes exercisable as to 25% of the total shares on the first day of each calendar quarter following the date of grant, with 100% of the options fully vested on the earlier of the first anniversary of the grant date or the first annual meeting of stockholders of the Company after the grant date (subject to the recipient's continued service to the Company through such vesting date). This option was issued to the reporting person pursuant to the Company's Non-Employee Director Compensation Program in lieu of retainer and meeting fees of $37,000.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 16:44 UTC
SIEGEL KENNETH SDirector · Chief Executive Officer
GrantStock Option (right to buy) · Derivative 150,000 $0.00 Strike: $0.82 $0.00
Disclosure

SEC source: 0001209191-22-011682 · doc4.xml · derivative · entry 1

SIEGEL KENNETH S · CIK 0001167024 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2027-02-17

F1 · derivative.exercise_date: 1/36th of the total stock option granted vests per month over the first three years following the date of grant, with 100% of the stock option fully vested on February 17, 2025.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 16:47 UTC
Williams Nicole CChief Strategy Officer
GrantStock Option (right to buy) · Derivative 60,000 $0.00 Strike: $0.82 $0.00
Disclosure

SEC source: 0001209191-22-011692 · doc4.xml · derivative · entry 1

Williams Nicole C · CIK 0001862241 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2027-02-17

F1 · derivative.exercise_date: 1/36th of the total stock option granted vests per month over the first three years following the date of grant, with 100% of the stock option fully vested on February 17, 2025.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 16:50 UTC
Wolin Kim PatriceEVP and Secretary
GrantStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $0.82 $0.00
Disclosure

SEC source: 0001209191-22-011706 · doc4.xml · derivative · entry 1

Wolin Kim Patrice · CIK 0001689616 · EVP and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2027-02-17

F1 · derivative.exercise_date: 1/36th of the total stock option granted vests per month over the first three years following the date of grant, with 100% of the stock option fully vested on February 17, 2025.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 21:36 UTC
CHESTERMAN THOMAS CCFO & Treasurer
GrantStock Option (right to buy) · Derivative 60,000 $0.00 Strike: $0.82 $0.00
Disclosure

SEC source: 0001209191-22-011671 · doc4.xml · derivative · entry 1

CHESTERMAN THOMAS C · CIK 0001247660 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2027-02-17

F1 · derivative.exercise_date: 1/36th of the total stock option granted vests per month over the first three years following the date of grant, with 100% of the stock option fully vested on February 17, 2025.

Read SEC document
August 18, 2021 Filed Aug 18, 2021 23:49 UTC PurchaseCommon Stock 50,000 $1.54 $77,095.00
Disclosure

SEC source: 0001225208-21-011565 · doc4.xml · nonDerivative · entry 3

Leach Jacob Steven · CIK 0001700255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

F3 · price: The price shown is a weighted average sales price. The shares were purchased at prices ranging from $1.49 to $1.55 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

Read SEC document
August 17, 2021 Filed Aug 18, 2021 23:49 UTC PurchaseCommon Stock 50,000 $1.50 $74,785.00
Disclosure

SEC source: 0001225208-21-011565 · doc4.xml · nonDerivative · entry 2

Leach Jacob Steven · CIK 0001700255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

F2 · price: The price shown is a weighted average sales price. The shares were purchased at prices ranging from $1.48 to $1.52 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

Read SEC document
August 16, 2021 Filed Aug 18, 2021 23:49 UTC PurchaseCommon Stock 50,000 $1.54 $76,885.00
Disclosure

SEC source: 0001225208-21-011565 · doc4.xml · nonDerivative · entry 1

Leach Jacob Steven · CIK 0001700255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

F1 · price: The price shown is a weighted average sales price. The shares were purchased at prices ranging from $1.52 to $1.54 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

Read SEC document
June 25, 2021 Filed Jun 29, 2021 18:32 UTC
DUMONT MARCDirector
GrantStock Option (right to buy) · Derivative 34,817 $0.00 Strike: $1.66 $0.00
Disclosure

SEC source: 0001225208-21-009707 · doc4.xml · derivative · entry 1

DUMONT MARC · CIK 0001030600 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,817

Underlying: Common Stock · 34,817 shares

Expires 2026-06-25

F1 · derivative.exercise_date: The option vests and becomes exercisable as to 25% of the total shares on the first day of each calendar quarter following the date of grant, with 100% of the options fully vested on earlier of the first anniversary of the grant date or the first annual meeting of stockholders of the Company after the grant date (subject to the recipient's continued service to the Company through such vesting date).

Read SEC document
June 25, 2021 Filed Jun 29, 2021 22:25 UTC GrantStock Option (right to buy) · Derivative 66,470 $0.00 Strike: $1.66 $0.00
Disclosure

SEC source: 0001225208-21-009705 · doc4.xml · derivative · entry 1

Szot Matthew K · CIK 0001401385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,470

Underlying: Common Stock · 66,470 shares

Expires 2026-06-25

F1 · derivative.exercise_date: The option vests and becomes exercisable as to 25% of the total shares on the first day of each calendar quarter following the date of grant, with 100% of the options fully vested on earlier of the first anniversary of the grant date or the first annual meeting of stockholders of the Company after the grant date (subject to the recipient's continued service to the Company through such vesting date).

Read SEC document
June 25, 2021 Filed Jun 29, 2021 22:32 UTC GrantStock Option (right to buy) · Derivative 33,762 $0.95 Strike: $1.66 $31,999.62
Disclosure

SEC source: 0001225208-21-009710 · doc4.xml · derivative · entry 2

Leach Jacob Steven · CIK 0001700255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,800

Underlying: Common Stock · 33,762 shares

Expires 2026-06-25

F2 · price: This option was issued to the reporting person pursuant to the Company's Non-Employee Director Compensation Program in lieu of retainer and meeting fees of $32,000.

F1 · derivative.exercise_date: The option vests and becomes exercisable as to 25% of the total shares on the first day of each calendar quarter following the date of grant, with 100% of the options fully vested on earlier of the first anniversary of the grant date or the first annual meeting of stockholders of the Company after the grant date (subject to the recipient's continued service to the Company through such vesting date).

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June 25, 2021 Filed Jun 29, 2021 22:32 UTC GrantStock Option (right to buy) · Derivative 39,038 $0.00 Strike: $1.66 $0.00
Disclosure

SEC source: 0001225208-21-009710 · doc4.xml · derivative · entry 1

Leach Jacob Steven · CIK 0001700255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,038

Underlying: Common Stock · 39,038 shares

Expires 2026-06-25

F1 · derivative.exercise_date: The option vests and becomes exercisable as to 25% of the total shares on the first day of each calendar quarter following the date of grant, with 100% of the options fully vested on earlier of the first anniversary of the grant date or the first annual meeting of stockholders of the Company after the grant date (subject to the recipient's continued service to the Company through such vesting date).

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June 25, 2021 Filed Jun 29, 2021 22:33 UTC GrantStock Option (right to buy) · Derivative 72,800 $0.00 Strike: $1.66 $0.00
Disclosure

SEC source: 0001225208-21-009711 · doc4.xml · derivative · entry 1

Morrison Jamie Bechtel · CIK 0001729595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,800

Underlying: Common Stock · 72,800 shares

Expires 2026-06-25

F1 · derivative.exercise_date: The option vests and becomes exercisable as to 25% of the total shares on the first day of each calendar quarter following the date of grant, with 100% of the options fully vested on earlier of the first anniversary of the grant date or the first annual meeting of stockholders of the Company after the grant date (subject to the recipient's continued service to the Company through such vesting date).

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June 25, 2021 Filed Jun 29, 2021 22:32 UTC GrantStock Option (right to buy) · Derivative 45,368 $0.00 Strike: $1.66 $0.00
Disclosure

SEC source: 0001225208-21-009709 · doc4.xml · derivative · entry 1

Kavanagh Kathleen Claire · CIK 0001833100 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,368

Underlying: Common Stock · 45,368 shares

Expires 2026-06-25

F1 · derivative.exercise_date: The option vests and becomes exercisable as to 25% of the total shares on the first day of each calendar quarter following the date of grant, with 100% of the options fully vested on earlier of the first anniversary of the grant date or the first annual meeting of stockholders of the Company after the grant date (subject to the recipient's continued service to the Company through such vesting date).

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June 25, 2021 Filed Jun 29, 2021 22:32 UTC GrantStock Option (right to buy) · Derivative 39,038 $0.95 Strike: $1.66 $37,000.22
Disclosure

SEC source: 0001225208-21-009708 · doc4.xml · derivative · entry 2

Grandinetti Phillip Nicholas III · CIK 0001833253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,186

Underlying: Common Stock · 39,038 shares

Expires 2026-06-25

F2 · price: This option was issued to the reporting person pursuant to the Company's Non-Employee Director Compensation Program in lieu of retainer and meeting fees of $37,000.

F1 · derivative.exercise_date: The option vests and becomes exercisable as to 25% of the total shares on the first day of each calendar quarter following the date of grant, with 100% of the options fully vested on earlier of the first anniversary of the grant date or the first annual meeting of stockholders of the Company after the grant date (subject to the recipient's continued service to the Company through such vesting date).

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June 25, 2021 Filed Jun 29, 2021 22:32 UTC GrantStock Option (right to buy) · Derivative 41,148 $0.00 Strike: $1.66 $0.00
Disclosure

SEC source: 0001225208-21-009708 · doc4.xml · derivative · entry 1

Grandinetti Phillip Nicholas III · CIK 0001833253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,148

Underlying: Common Stock · 41,148 shares

Expires 2026-06-25

F1 · derivative.exercise_date: The option vests and becomes exercisable as to 25% of the total shares on the first day of each calendar quarter following the date of grant, with 100% of the options fully vested on earlier of the first anniversary of the grant date or the first annual meeting of stockholders of the Company after the grant date (subject to the recipient's continued service to the Company through such vesting date).

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June 25, 2021 Filed Jun 29, 2021 22:32 UTC GrantStock Option (right to buy) · Derivative 45,368 $0.00 Strike: $1.66 $0.00
Disclosure

SEC source: 0001225208-21-009706 · doc4.xml · derivative · entry 1

Chiavarini Delphine Francois · CIK 0001744264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,368

Underlying: Common Stock · 45,368 shares

Expires 2026-06-25

F1 · derivative.exercise_date: The option vests and becomes exercisable as to 25% of the total shares on the first day of each calendar quarter following the date of grant, with 100% of the options fully vested on earlier of the first anniversary of the grant date or the first annual meeting of stockholders of the Company after the grant date (subject to the recipient's continued service to the Company through such vesting date).

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June 02, 2021 Filed Jun 4, 2021 17:06 UTC
Williams Nicole CChief Strategy Officer
GrantStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $1.67 $0.00
Disclosure

SEC source: 0001225208-21-009013 · doc4.xml · derivative · entry 1

Williams Nicole C · CIK 0001862241 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2026-06-02

F1 · derivative.exercise_date: Date at which first vesting occurs is indicated. 1/36th of the total stock option granted vests on the first vesting date and 1/36th of the total shares will vest on the first day of each month thereafter, with 100% of the stock option fully vested on May 1, 2024.

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May 03, 2021 Filed May 5, 2021 17:30 UTC
SIEGEL KENNETH SDirector · CEO
GrantStock Option (right to buy) · Derivative 120,000 $0.00 Strike: $1.59 $0.00
Disclosure

SEC source: 0001225208-21-007647 · doc4.xml · derivative · entry 1

SIEGEL KENNETH S · CIK 0001167024 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 120,000 shares

Expires 2026-05-03

F1 · derivative.exercise_date: Date at which first vesting occurs is indicated. 1/12th of the total stock option granted vests on the first vesting date and an additional 1/12th will vest on the last day of each quarter thereafter, with 100% of the stock option fully vested on March 31, 2024.

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April 29, 2021 Filed Apr 30, 2021 17:39 UTC
Wolin Kim PatriceEVP & Secretary
Exercise / conversionRestricted Stock Units · Derivative 30,738 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-007305 · doc4.xml · derivative · entry 3

Wolin Kim Patrice · CIK 0001689616 · EVP & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,738 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units are settled for shares of common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vest in full on the earlier of April 29, 2021 or recipient's termination of employment.

F2 · derivative.expiration_date: The restricted stock units vest in full on the earlier of April 29, 2021 or recipient's termination of employment.

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April 29, 2021 Filed Apr 30, 2021 17:39 UTC
Wolin Kim PatriceEVP & Secretary
Tax withholdingCommon Stock 10,454 $1.66 $17,353.64
Disclosure

SEC source: 0001225208-21-007305 · doc4.xml · nonDerivative · entry 2

Wolin Kim Patrice · CIK 0001689616 · EVP & Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · Kim Patrice Wolin Revocable Trust

Disclosed balance after: 26,147.25

Read SEC document
April 29, 2021 Filed Apr 30, 2021 17:39 UTC
Wolin Kim PatriceEVP & Secretary
Exercise / conversionCommon Stock 30,738 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-007305 · doc4.xml · nonDerivative · entry 1

Wolin Kim Patrice · CIK 0001689616 · EVP & Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · Kim Patrice Wolin Revocable Trust

Disclosed balance after: 36,601.25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units are settled for shares of common stock on a one-for-one basis.

Read SEC document
March 03, 2021 Filed Mar 8, 2021 17:25 UTC GrantStock Option (right to buy) · Derivative 1,070 $0.00 Strike: $1.71 $0.00
Disclosure

SEC source: 0001225208-21-004831 · doc4.xml · derivative · entry 1

Kavanagh Kathleen Claire · CIK 0001833100 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,070

Underlying: Common Stock · 1,070 shares

Expires 2026-03-03

F1 · derivative.exercise_date: The option vests and becomes exercisable as to 25% of the total shares on April 1, 2021, and as to the remaining 75% of the total shares, the earlier of June 30, 2021 or the Company's annual meeting (subject to recipient's continued service to the Company through such vesting date).

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March 03, 2021 Filed Mar 8, 2021 17:25 UTC GrantStock Option (right to buy) · Derivative 6,686 $0.00 Strike: $1.71 $0.00
Disclosure

SEC source: 0001225208-21-004830 · doc4.xml · derivative · entry 1

Grandinetti Phillip Nicholas III · CIK 0001833253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,686

Underlying: Common Stock · 6,686 shares

Expires 2026-03-03

F1 · derivative.exercise_date: The option vests and becomes exercisable as to 25% of the total shares on April 1, 2021, and as to the remaining 75% of the total shares, the earlier of June 30, 2021 or the Company's annual meeting (subject to recipient's continued service to the Company through such vesting date).

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November 05, 2020 Filed Nov 25, 2020 22:18 UTC GrantStock Option (right to buy) · Derivative 16,099 $0.00 Strike: $1.41 $0.00
Disclosure

SEC source: 0001225208-20-013973 · doc4.xml · derivative · entry 1

Kavanagh Kathleen Claire · CIK 0001833100 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,099

Underlying: Common Stock · 16,099 shares

Expires 2025-11-05

F1 · derivative.exercise_date: The option vests and becomes exercisable as to 25% of the total shares on the first day of each calendar quarter following the date of grant provided that any portion remaining unvested as of June 30, 2021 will vest as of such date (subject to recipient's continued service to the Company through such vesting date).

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November 05, 2020 Filed Nov 25, 2020 22:18 UTC GrantStock Option (right to buy) · Derivative 27,046 $0.00 Strike: $1.41 $0.00
Disclosure

SEC source: 0001225208-20-013972 · doc4.xml · derivative · entry 1

Grandinetti Phillip Nicholas III · CIK 0001833253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,046

Underlying: Common Stock · 27,046 shares

Expires 2025-11-05

F1 · derivative.exercise_date: The option vests and becomes exercisable as to 25% of the total shares on the first day of each calendar quarter following the date of grant provided that any portion remaining unvested as of June 30, 2021 will vest as of such date (subject to recipient's continued service to the Company through such vesting date).

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.