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SONIDA SENIOR LIVING, INC.

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Tapewire entity
4563
SEC CIK
0001043000
Parsed reports
370

Last 12 months

Inside the activity.

4 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202640
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202607
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 27, 2018 Filed Mar 29, 2018 20:31 UTC
BRICKMAN DAVID RSVP Gen. Counsel & Secretary
GrantCommon Stock 26,445 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-008885 · doc4.xml · nonDerivative · entry 1

BRICKMAN DAVID R · CIK 0001257152 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,968

F1 · shares: Represents shares of restricted stock granted on March 27, 2018 under the Company's 2007 Omnibus Stock and Incentive Plan, which vest in three installments of 33%, 33% and 34% on March 27, 2019, March 27, 2020 and March 27, 2021, respectively.

Read SEC document
March 27, 2018 Filed Mar 29, 2018 20:30 UTC
COHEN LAWRENCE ADirector · CEO & Vice Chairman of Board
Disposition to issuerCommon Stock 2,509 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-008883 · doc4.xml · nonDerivative · entry 4

COHEN LAWRENCE A · CIK 0001257155 · Director · CEO & Vice Chairman of Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,028,489

F4 · shares: Represents shares of performance-based restricted stock that were previously reported as beneficially owned by the reporting person as of February 24, 2016, but were subsequently forefeited due to the Company achieving 90.1% (but not 100%) of the performance target with respect to such shares for fiscal 2017.

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March 27, 2018 Filed Mar 29, 2018 20:30 UTC
COHEN LAWRENCE ADirector · CEO & Vice Chairman of Board
Disposition to issuerCommon Stock 51 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-008883 · doc4.xml · nonDerivative · entry 3

COHEN LAWRENCE A · CIK 0001257155 · Director · CEO & Vice Chairman of Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,030,998

F3 · shares: Represents shares of performance-based restricted stock that were previously reported as beneficially owned by the reporting person as of February 27, 2015, but were subsequently forefeited due to the Company achieving 99.7% (but not 100%) of the performance target with respect to such shares for fiscal 2017.

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March 27, 2018 Filed Mar 29, 2018 20:30 UTC
COHEN LAWRENCE ADirector · CEO & Vice Chairman of Board
GrantCommon Stock 97,562 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-008883 · doc4.xml · nonDerivative · entry 2

COHEN LAWRENCE A · CIK 0001257155 · Director · CEO & Vice Chairman of Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,031,049

F2 · shares: Represents shares of performance-based restricted stock granted on March 27, 2018 under the Company's 2007 Omnibus Stock and Incentive Plan, which vest subject to the satisfaction of certain performance conditions upon the later of (i) the third anniversary of the grant date or (ii) the date that the Compensation Committee of the Company's Board certifies that such performance conditions have been satisfied.

Read SEC document
March 27, 2018 Filed Mar 29, 2018 20:30 UTC
COHEN LAWRENCE ADirector · CEO & Vice Chairman of Board
GrantCommon Stock 65,042 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-008883 · doc4.xml · nonDerivative · entry 1

COHEN LAWRENCE A · CIK 0001257155 · Director · CEO & Vice Chairman of Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 933,487

F1 · shares: Represents shares of restricted stock granted on March 27, 2018 under the Company's 2007 Omnibus Stock and Incentive Plan, which vest in three installments of 33%, 33% and 34% on March 27, 2019, March 27, 2020 and March 27, 2021, respectively.

Read SEC document
March 27, 2018 Filed Mar 29, 2018 20:30 UTC
HENDRICKSON CAREY PSenior Vice President & CFO
Disposition to issuerCommon Stock 1,255 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-008881 · doc4.xml · nonDerivative · entry 4

HENDRICKSON CAREY P · CIK 0001482760 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,385

F4 · shares: Represents shares of performance-based restricted stock that were previously reported as beneficially owned by the reporting person as of February 24, 2016, but were subsequently forefeited due to the Company achieving 90.1% (but not 100%) of the performance target with respect to such shares for fiscal 2017.

Read SEC document
March 27, 2018 Filed Mar 29, 2018 20:30 UTC
HENDRICKSON CAREY PSenior Vice President & CFO
Disposition to issuerCommon Stock 26 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-008881 · doc4.xml · nonDerivative · entry 3

HENDRICKSON CAREY P · CIK 0001482760 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,640

F3 · shares: Represents shares of performance-based restricted stock that were previously reported as beneficially owned by the reporting person as of February 27, 2015, but were subsequently forefeited due to the Company achieving 99.7% (but not 100%) of the performance target with respect to such shares for fiscal 2017.

Read SEC document
March 27, 2018 Filed Mar 29, 2018 20:30 UTC
HENDRICKSON CAREY PSenior Vice President & CFO
GrantCommon Stock 48,089 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-008881 · doc4.xml · nonDerivative · entry 2

HENDRICKSON CAREY P · CIK 0001482760 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,666

F2 · shares: Represents shares of performance-based restricted stock granted on March 27, 2018 under the Company's 2007 Omnibus Stock and Incentive Plan, which vest subject to the satisfaction of certain performance conditions upon the later of (i) the third anniversary of the grant date or (ii) the date that the Compensation Committee of the Company's Board certifies that such performance conditions have been satisfied.

Read SEC document
March 27, 2018 Filed Mar 29, 2018 20:30 UTC
HENDRICKSON CAREY PSenior Vice President & CFO
GrantCommon Stock 32,059 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-008881 · doc4.xml · nonDerivative · entry 1

HENDRICKSON CAREY P · CIK 0001482760 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,577

F1 · shares: Represents shares of restricted stock granted on March 27, 2018 under the Company's 2007 Omnibus Stock and Incentive Plan, which vest in three installments of 33%, 33% and 34% on March 27, 2019, March 27, 2020 and March 27, 2021, respectively.

Read SEC document
March 19, 2018 Filed Mar 21, 2018 20:08 UTC
HOLLISTER ROBERT FProperty Controller
GrantCommon Stock 2,226 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-008253 · doc4.xml · nonDerivative · entry 1

HOLLISTER ROBERT F · CIK 0001257203 · Property Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,345

F1 · shares: Represents shares of restricted stock granted on March 19, 2018 under the Company's 2007 Omnibus Stock and Incentive Plan which vest in three installments of 33%, 33% and 34% on March 19, 2019, March 19, 2020 and March 19, 2021, respectively.

Read SEC document
March 19, 2018 Filed Mar 21, 2018 20:06 UTC
Solari Joseph GVP - Corporate Development
GrantCommon Stock 5,564 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-008252 · doc4.xml · nonDerivative · entry 1

Solari Joseph G · CIK 0001521413 · VP - Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,928

F1 · shares: Represents shares of restricted stock granted on March 19, 2018 under the Company's 2007 Omnibus Stock and Incentive Plan which vest in three installments of 33%, 33% and 34% on March 19, 2019, March 19, 2020 and March 19, 2021, respectively.

Read SEC document
March 19, 2018 Filed Mar 21, 2018 20:06 UTC
Wilbur KevinVP-Operations
GrantCommon Stock 3,339 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-008251 · doc4.xml · nonDerivative · entry 1

Wilbur Kevin · CIK 0001695825 · VP-Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,349

F1 · shares: Represents shares of restricted stock granted on March 19, 2018 under the Company's 2007 Omnibus Stock and Incentive Plan which vest in three installments of 33%, 33% and 34% on March 19, 2019, March 19, 2020 and March 19, 2021, respectively.

Read SEC document
March 19, 2018 Filed Mar 21, 2018 20:05 UTC
BEATHARD DAVID WSVP - Operations
GrantCommon Stock 3,895 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-008250 · doc4.xml · nonDerivative · entry 1

BEATHARD DAVID W · CIK 0001257154 · SVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,372

F1 · shares: Represents shares of restricted stock granted on March 19, 2018 under the Company's 2007 Omnibus Stock and Incentive Plan which vest in three installments of 33%, 33% and 34% on March 19, 2019, March 19, 2020 and March 19, 2021, respectively.

Read SEC document
March 19, 2018 Filed Mar 21, 2018 20:05 UTC
Holland GloriaVice President - Finance
GrantCommon Stock 3,339 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-008249 · doc4.xml · nonDerivative · entry 1

Holland Gloria · CIK 0001295051 · Vice President - Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,057

F1 · shares: Represents shares of restricted stock granted on March 19, 2018 under the Company's 2007 Omnibus Stock and Incentive Plan which vest in three installments of 33%, 33% and 34% on March 19, 2019, March 19, 2020 and March 19, 2021, respectively.

Read SEC document
March 19, 2018 Filed Mar 29, 2018 20:34 UTC Amendment
HOLLISTER ROBERT FProperty Controller
GrantCommon Stock 2,238 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-008890 · doc4a.xml · nonDerivative · entry 1

HOLLISTER ROBERT F · CIK 0001257203 · Property Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,357

F1 · shares: Represents shares of restricted stock granted on March 19, 2018 under the Company's 2007 Omnibus Stock and Incentive Plan which vest in three installments of 33%, 33% and 34% on March 19, 2019, March 19, 2020 and March 19, 2021, respectively.

F2 · shares: The original Form 4 filed on March 21, 2018 is being amended to correctly reflect the number of shares granted to the Reporting Person on March 19, 2018 and the amount of securities beneficially owned by the Reporting Person following such transaction has also been updated accordingly.

F2 · balance_after: The original Form 4 filed on March 21, 2018 is being amended to correctly reflect the number of shares granted to the Reporting Person on March 19, 2018 and the amount of securities beneficially owned by the Reporting Person following such transaction has also been updated accordingly.

Read SEC document
March 19, 2018 Filed Mar 29, 2018 20:33 UTC Amendment
Solari Joseph GVP - Corporate Development
GrantCommon Stock 5,596 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-008889 · doc4a.xml · nonDerivative · entry 1

Solari Joseph G · CIK 0001521413 · VP - Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,960

F1 · shares: Represents shares of restricted stock granted on March 19, 2018 under the Company's 2007 Omnibus Stock and Incentive Plan which vest in three installments of 33%, 33% and 34% on March 19, 2019, March 19, 2020 and March 19, 2021, respectively.

F2 · shares: The original Form 4 filed on March 21, 2018 is being amended to correctly reflect the number of shares granted to the Reporting Person on March 19, 2018 and the amount of securities beneficially owned by the Reporting Person following such transaction has also been updated accordingly.

F2 · balance_after: The original Form 4 filed on March 21, 2018 is being amended to correctly reflect the number of shares granted to the Reporting Person on March 19, 2018 and the amount of securities beneficially owned by the Reporting Person following such transaction has also been updated accordingly.

Read SEC document
March 19, 2018 Filed Mar 29, 2018 20:32 UTC Amendment
BEATHARD DAVID WSVP - Operations
GrantCommon Stock 3,917 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-008887 · doc4a.xml · nonDerivative · entry 1

BEATHARD DAVID W · CIK 0001257154 · SVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,754

F1 · shares: Represents shares of restricted stock granted on March 19, 2018 under the Company's 2007 Omnibus Stock and Incentive Plan which vest in three installments of 33%, 33% and 34% on March 19, 2019, March 19, 2020 and March 19, 2021, respectively.

F2 · shares: The original Form 4 filed on March 21, 2018 is being amended to correctly reflect the number of shares granted to the Reporting Person on March 19,2018 and the amount of securities beneficially owned by the Reporting Person following such transaction has also been updated accordingly.

F2 · balance_after: The original Form 4 filed on March 21, 2018 is being amended to correctly reflect the number of shares granted to the Reporting Person on March 19,2018 and the amount of securities beneficially owned by the Reporting Person following such transaction has also been updated accordingly.

Read SEC document
March 19, 2018 Filed Mar 29, 2018 20:31 UTC Amendment
Wilbur KevinVP-Operations
GrantCommon Stock 3,358 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-008884 · doc4a.xml · nonDerivative · entry 1

Wilbur Kevin · CIK 0001695825 · VP-Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,368

F1 · shares: Represents shares of restricted stock granted on March 19, 2018 under the Company's 2007 Omnibus Stock and Incentive Plan which vest in three installments of 33%, 33% and 34% on March 19, 2019, March 19, 2020 and March 19, 2021, respectively.

F2 · shares: The original Form 4 filed on March 21, 2018 is being amended to correctly reflect the number of shares granted to the Reporting Person on March 19, 2018 and the amount of securities beneficially owned by the Reporting Person following such transaction has also been updated accordingly.

F2 · balance_after: The original Form 4 filed on March 21, 2018 is being amended to correctly reflect the number of shares granted to the Reporting Person on March 19, 2018 and the amount of securities beneficially owned by the Reporting Person following such transaction has also been updated accordingly.

Read SEC document
March 19, 2018 Filed Mar 29, 2018 20:30 UTC Amendment
Holland GloriaVice President - Finance
GrantCommon Stock 3,358 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-008882 · doc4a.xml · nonDerivative · entry 1

Holland Gloria · CIK 0001295051 · Vice President - Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,076

F1 · shares: Represents shares of restricted stock granted on March 19, 2018 under the Company's 2007 Omnibus Stock and Incentive Plan which vest in three installments of 33%, 33% and 34% on March 19, 2019, March 19, 2020 and March 19, 2021, respectively.

F2 · shares: The original Form 4 filed on March 21, 2018 is being amended to correctly reflect the number of shares granted to the Reporting Person on March 19, 2018 and the amount of securities beneficially owned by the Reporting Person following such transaction has also been updated accordingly.

F2 · balance_after: The original Form 4 filed on March 21, 2018 is being amended to correctly reflect the number of shares granted to the Reporting Person on March 19, 2018 and the amount of securities beneficially owned by the Reporting Person following such transaction has also been updated accordingly.

Read SEC document
March 09, 2018 Filed Mar 12, 2018 20:05 UTC
HOLLISTER ROBERT FProperty Controller
SaleCommon Stock 1,694 $12.69 $21,496.86
Disclosure

SEC source: 0000899243-18-007082 · doc4.xml · nonDerivative · entry 1

HOLLISTER ROBERT F · CIK 0001257203 · Property Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,119

F1 · kind: A portion of the sale proceeds will be used by the reporting person to satisfy tax liabilities.

Read SEC document
March 07, 2018 Filed Mar 11, 2019 19:25 UTC
Isaac Paul JDirector · 10% owner
PurchaseCommon Stock 20,000 $3.97 $79,348.00
Disclosure

SEC source: 0001140361-19-004692 · form4.xml · nonDerivative · entry 1

Isaac Paul J · CIK 0001023009 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,780

F1 · ownership.direct: Securities beneficially owned by Mr. Isaac.

Read SEC document
February 23, 2018 Filed Feb 27, 2018 22:02 UTC
Falke JeremySVP-Human Resources
GrantCommon Stock 14,389 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-005644 · doc4.xml · nonDerivative · entry 1

Falke Jeremy · CIK 0001729081 · SVP-Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,389

F1 · shares: Represents shares of restricted stock granted on February 23, 2018, under the Company's 2007 Omnibus Stock and Incentive Plan, which vest in three installments of 33%, 33% and 34% on February 23, 2019, February 23, 2020, and February 23, 2021, respectively.

Read SEC document
December 28, 2017 Filed Dec 28, 2017 22:00 UTC
HENDRICKSON CAREY PSenior Vice President & CFO
SaleCommon Stock 13,051 $13.71 $178,929.21
Disclosure

SEC source: 0000899243-17-029674 · doc4.xml · nonDerivative · entry 3

HENDRICKSON CAREY P · CIK 0001482760 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,518

F1 · kind: A portion of the sale proceeds were used by the reporting person to satisfy tax liabilities incurred by the reporting person.

F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $13.70 to $13.77, inclusive. The reporting person undertakes to provide Capital Senior Living Corporation, any stockholder of Capital Senior Living Corporation, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 27, 2017 Filed Dec 28, 2017 22:00 UTC
HENDRICKSON CAREY PSenior Vice President & CFO
SaleCommon Stock 13,280 $13.69 $181,803.20
Disclosure

SEC source: 0000899243-17-029674 · doc4.xml · nonDerivative · entry 2

HENDRICKSON CAREY P · CIK 0001482760 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,569

F1 · kind: A portion of the sale proceeds were used by the reporting person to satisfy tax liabilities incurred by the reporting person.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $13.65 to $13.75, inclusive. The reporting person undertakes to provide Capital Senior Living Corporation, any stockholder of Capital Senior Living Corporation, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 26, 2017 Filed Dec 28, 2017 22:00 UTC
HENDRICKSON CAREY PSenior Vice President & CFO
SaleCommon Stock 3,419 $13.85 $47,353.15
Disclosure

SEC source: 0000899243-17-029674 · doc4.xml · nonDerivative · entry 1

HENDRICKSON CAREY P · CIK 0001482760 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,849

F1 · kind: A portion of the sale proceeds were used by the reporting person to satisfy tax liabilities incurred by the reporting person.

Read SEC document
November 20, 2017 Filed Nov 20, 2017 23:10 UTC
COHEN LAWRENCE ADirector · CEO & Vice Chairman of Board
SaleCommon Stock 10,700 $16.20 $173,331.44
Disclosure

SEC source: 0000899243-17-027025 · doc4.xml · nonDerivative · entry 3

COHEN LAWRENCE A · CIK 0001257155 · Director · CEO & Vice Chairman of Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 868,445

F1 · kind: Substantially all of the sale proceeds will be used to satisfy tax liabilities incurred by the reporting person in connection with the vesting of restricted stock previously granted to the reporting person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.98 to $16.32, inclusive. The reporting person undertakes to provide to Capital Senior Living Corporation, any security holder of Capital Senior Living Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 20, 2017 Filed Nov 22, 2017 21:05 UTC
Fernandez Gary E.VP-National Sales & Marketing
SaleCommon Stock 2,510 $16.27 $40,835.19
Disclosure

SEC source: 0000899243-17-027280 · doc4.xml · nonDerivative · entry 1

Fernandez Gary E. · CIK 0001596942 · VP-National Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,053

F1 · kind: A portion of the sale proceeds will be used by the reporting person to satisfy tax liabilities.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.24 to $16.28, inclusive. The reporting person undertakes to provide to Capital Senior Living Corporation, any security holder of Capital Senior Living Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 17, 2017 Filed Nov 20, 2017 23:10 UTC
COHEN LAWRENCE ADirector · CEO & Vice Chairman of Board
SaleCommon Stock 45,000 $15.93 $716,971.50
Disclosure

SEC source: 0000899243-17-027025 · doc4.xml · nonDerivative · entry 2

COHEN LAWRENCE A · CIK 0001257155 · Director · CEO & Vice Chairman of Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 879,145

F1 · kind: Substantially all of the sale proceeds will be used to satisfy tax liabilities incurred by the reporting person in connection with the vesting of restricted stock previously granted to the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.83 to $16.05, inclusive. The reporting person undertakes to provide to Capital Senior Living Corporation, any security holder of Capital Senior Living Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 16, 2017 Filed Nov 20, 2017 23:10 UTC
COHEN LAWRENCE ADirector · CEO & Vice Chairman of Board
SaleCommon Stock 35,000 $16.03 $560,878.50
Disclosure

SEC source: 0000899243-17-027025 · doc4.xml · nonDerivative · entry 1

COHEN LAWRENCE A · CIK 0001257155 · Director · CEO & Vice Chairman of Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 924,145

F1 · kind: Substantially all of the sale proceeds will be used to satisfy tax liabilities incurred by the reporting person in connection with the vesting of restricted stock previously granted to the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.79 to $16.20, inclusive. The reporting person undertakes to provide to Capital Senior Living Corporation, any security holder of Capital Senior Living Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 14, 2017 Filed Nov 15, 2017 22:00 UTC SaleCommon Stock 6,000 $15.65 $93,900.00
Disclosure

SEC source: 0000899243-17-026368 · doc4.xml · nonDerivative · entry 1

Hornbake E. Rodney · CIK 0001520645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,599

F1 · kind: A portion of the sale proceeds will be used by the reporting person to satisfy tax liabilities.

Read SEC document
September 20, 2017 Filed Sep 20, 2017 21:35 UTC
Lee Brett DExecutive Vice President & COO
GrantCommon Stock 46,805 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-022356 · doc4.xml · nonDerivative · entry 2

Lee Brett D · CIK 0001711682 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,009

F2 · shares: Represents shares of performance-based restricted stock granted on September 20, 2017 under the Company's 2007 Omnibus Stock and Incentive Plan, which vest subject to the satisfaction of certain performance conditions upon the later of (i) the third anniversary of the grant date or (ii) the date that the Compensation Committee of the Company's Board certifies that such performance conditions have been satisfied.

Read SEC document
September 20, 2017 Filed Sep 20, 2017 21:35 UTC
Lee Brett DExecutive Vice President & COO
GrantCommon Stock 31,204 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-022356 · doc4.xml · nonDerivative · entry 1

Lee Brett D · CIK 0001711682 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,204

F1 · shares: Represents shares of restricted stock granted on September 20, 2017 under the Company's 2007 Omnibus Stock and Incentive Plan, which vest in three installments of 33%, 33% and 34% on September 20, 2018, September 20, 2019 and September 20, 2020, respectively.

Read SEC document
August 25, 2017 Filed Aug 29, 2017 21:35 UTC
Levin Ross BDirector
GrantCommon Stock 8,929 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-033569 · form4.xml · nonDerivative · entry 1

Levin Ross B · CIK 0001459880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,929

Read SEC document
August 25, 2017 Filed Aug 29, 2017 21:31 UTC
Isaac Paul JDirector · 10% owner
GrantCommon Stock 8,929 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-033565 · form4.xml · nonDerivative · entry 1

Arbiter Partners Capital Management LLC · CIK 0001513193 · 10% owner

Isaac Paul J · CIK 0001023009 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,554

F1 · ownership.direct: Securities beneficially owned by Mr. Isaac.

Read SEC document
June 21, 2017 Filed Jun 22, 2017 22:10 UTC
Solari Joseph GVP - Corporate Development
SaleCommon Stock 3,000 $15.97 $47,910.00
Disclosure

SEC source: 0000899243-17-016974 · doc4.xml · nonDerivative · entry 1

Solari Joseph G · CIK 0001521413 · VP - Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,364

F1 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $15.97 to $15.99, inclusive. The reporting person undertakes to provide Capital Senior Living Corporation, any stockholder of Capital Senior Living Corporation, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 16, 2017 Filed Jun 21, 2017 21:29 UTC
Isaac Paul JDirector · 10% owner
OtherPut Option(obligation to buy) · Derivative 200 $0.00 Strike: $15.00 $0.00
Disclosure

SEC source: 0001140361-17-025716 · form4.xml · derivative · entry 8

Arbiter Partners Capital Management LLC · CIK 0001513193 · 10% owner

Isaac Paul J · CIK 0001023009 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Investment Adviser

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2017-06-16

F1 · ownership.nature: Securities beneficially owned by Arbiter Partners Capital Management LLC ("Arbiter"). Arbiter is a registered investment adviser that manages and/or administers Arbiter Partners QP LP, an affiliated investment fund, and various accounts, including accounts for the benefit of the family of Paul J. Isaac. Mr. Isaac controls Arbiter. The securities reported on this line are deemed to be beneficially owned by Mr. Isaac and include the securities beneficially owned by Arbiter Partners QP LP and all accounts managed and/or administered by Arbiter, except for those securities reported on the other lines of this Form. Mr. Isaac disclaims beneficial ownership of these securities for all purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), except to the extent of his pecuniary interest therein.

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June 16, 2017 Filed Jun 21, 2017 21:29 UTC
Isaac Paul JDirector · 10% owner
OtherPut Option(obligation to buy) · Derivative 300 $0.00 Strike: $20.00 $0.00
Disclosure

SEC source: 0001140361-17-025716 · form4.xml · derivative · entry 7

Arbiter Partners Capital Management LLC · CIK 0001513193 · 10% owner

Isaac Paul J · CIK 0001023009 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Investment Adviser

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2017-06-16

F1 · ownership.nature: Securities beneficially owned by Arbiter Partners Capital Management LLC ("Arbiter"). Arbiter is a registered investment adviser that manages and/or administers Arbiter Partners QP LP, an affiliated investment fund, and various accounts, including accounts for the benefit of the family of Paul J. Isaac. Mr. Isaac controls Arbiter. The securities reported on this line are deemed to be beneficially owned by Mr. Isaac and include the securities beneficially owned by Arbiter Partners QP LP and all accounts managed and/or administered by Arbiter, except for those securities reported on the other lines of this Form. Mr. Isaac disclaims beneficial ownership of these securities for all purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), except to the extent of his pecuniary interest therein.

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June 16, 2017 Filed Jun 21, 2017 21:29 UTC
Isaac Paul JDirector · 10% owner
OtherCommon Stock 30,000 $20.00 $600,000.00
Disclosure

SEC source: 0001140361-17-025716 · form4.xml · nonDerivative · entry 1

Arbiter Partners Capital Management LLC · CIK 0001513193 · 10% owner

Isaac Paul J · CIK 0001023009 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Investment Adviser

Disclosed balance after: 4,337,325

F1 · ownership.nature: Securities beneficially owned by Arbiter Partners Capital Management LLC ("Arbiter"). Arbiter is a registered investment adviser that manages and/or administers Arbiter Partners QP LP, an affiliated investment fund, and various accounts, including accounts for the benefit of the family of Paul J. Isaac. Mr. Isaac controls Arbiter. The securities reported on this line are deemed to be beneficially owned by Mr. Isaac and include the securities beneficially owned by Arbiter Partners QP LP and all accounts managed and/or administered by Arbiter, except for those securities reported on the other lines of this Form. Mr. Isaac disclaims beneficial ownership of these securities for all purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), except to the extent of his pecuniary interest therein.

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May 22, 2017 Filed May 22, 2017 22:07 UTC
HOLLISTER ROBERT FProperty Controller
SaleCommon Stock 1,013 $14.27 $14,455.51
Disclosure

SEC source: 0000899243-17-014079 · doc4.xml · nonDerivative · entry 1

HOLLISTER ROBERT F · CIK 0001257203 · Property Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,813

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May 16, 2017 Filed May 18, 2017 20:15 UTC GrantCommon Stock 8,929 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-013699 · doc4.xml · nonDerivative · entry 1

MALONE RONALD A · CIK 0001192989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,099

F1 · shares: Shares scheduled to vest in full on May 16, 2018, which is the first anniversary of the grant date.

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May 16, 2017 Filed May 18, 2017 20:13 UTC GrantCommon Stock 8,929 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-013693 · doc4.xml · nonDerivative · entry 1

Grier Eddie Arthur · CIK 0001576221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,039

F1 · shares: Shares scheduled to vest in full on May 16, 2018, which is the first anniversary of the grant date.

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May 16, 2017 Filed May 18, 2017 20:09 UTC GrantCommon Stock 8,929 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-013687 · doc4.xml · nonDerivative · entry 1

HERMAN KIMBERLY · CIK 0001187068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,729

F1 · shares: Shares scheduled to vest in full on May 16, 2018, which is the first anniversary of the grant date.

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May 16, 2017 Filed May 18, 2017 20:06 UTC GrantCommon Stock 8,929 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-013684 · doc4.xml · nonDerivative · entry 1

Hornbake E. Rodney · CIK 0001520645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,599

F1 · shares: Shares scheduled to vest in full on May 16, 2018, which is the first anniversary of the grant date.

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May 16, 2017 Filed May 18, 2017 20:06 UTC
REID MICHAELDirector
GrantCommon Stock 8,929 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-013683 · doc4.xml · nonDerivative · entry 1

REID MICHAEL · CIK 0001216200 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,099

F1 · shares: Shares scheduled to vest in full on May 16, 2018, which is the first anniversary of the grant date.

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May 16, 2017 Filed May 18, 2017 20:05 UTC GrantCommon Stock 8,929 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-013681 · doc4.xml · nonDerivative · entry 1

Brooks Philip A · CIK 0001492936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,637

F1 · shares: Shares scheduled to vest in full on May 16, 2018, which is the first anniversary of the grant date.

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May 16, 2017 Filed May 18, 2017 20:05 UTC GrantCommon Stock 8,929 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-013680 · doc4.xml · nonDerivative · entry 1

KRUEGER JILL M · CIK 0001285453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,499

F1 · shares: Shares scheduled to vest in full on May 16, 2018, which is the first anniversary of the grant date.

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March 31, 2017 Filed Apr 3, 2017 20:06 UTC
HOLLISTER ROBERT FProperty Controller
SaleCommon Stock 1,170 $13.87 $16,227.90
Disclosure

SEC source: 0000899243-17-009106 · doc4.xml · nonDerivative · entry 1

HOLLISTER ROBERT F · CIK 0001257203 · Property Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,826

F1 · kind: A portion of the sale proceeds will be used by the reporting person to satisfy tax liabilities.

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March 28, 2017 Filed Mar 28, 2017 23:23 UTC
BRICKMAN DAVID RSVP Gen. Counsel & Secretary
GrantCommon Stock 31,634 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-008793 · doc4.xml · nonDerivative · entry 2

BRICKMAN DAVID R · CIK 0001257152 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,523

F2 · shares: Represents shares of performance-based restricted stock granted on March 28, 2017 under the Company's 2007 Omnibus Stock and Incentive Plan, which vest subject to the satsifcation of certain performance conditions upon the later of (i) the third anniversary of the grant date or (ii) the date that the Compensation Committee of the Company's Board certifies that such performance conditions have been satisfied.

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March 28, 2017 Filed Mar 28, 2017 23:23 UTC
BRICKMAN DAVID RSVP Gen. Counsel & Secretary
GrantCommon Stock 21,089 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-008793 · doc4.xml · nonDerivative · entry 1

BRICKMAN DAVID R · CIK 0001257152 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,889

F1 · shares: Represents shares of restricted stock granted on March 28, 2017 under the Company's 2007 Omnibus Stock and Incentive Plan, which vest in three installments of 33%, 33% and 34% on March 28, 2018, March 28, 2019 and March 28, 2020, respectively.

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March 28, 2017 Filed Mar 28, 2017 23:19 UTC
HENDRICKSON CAREY PSenior Vice President & CFO
GrantCommon Stock 38,362 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-008792 · doc4.xml · nonDerivative · entry 2

HENDRICKSON CAREY P · CIK 0001482760 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,268

F2 · shares: Represents shares of performance-based restricted stock granted on March 28, 2017 under the Company's 2007 Omnibus Stock and Incentive Plan, which vest subject to the satsifcation of certain performance conditions upon the later of (i) the third anniversary of the grant date or (ii) the date that the Compensation Committee of the Company's Board certifies that such performance conditions have been satisfied.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.