organization · Reporting owner
Arbiter Partners Capital Management LLC
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Carbon Energy CorpCRBO · Entity 146285 | 10% owner | October 20, 2016 | October 21, 2016 |
| SONIDA SENIOR LIVING, INC.CSU · Entity 4563 | 10% owner | August 25, 2017 | August 29, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Carbon Energy Corp
Report date October 20, 2016 · Filed October 21, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectInvestment Manager | 13,114,667 |
Reported balance
After 2016-10-20 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2016-10-20 · Purchase · Acquired 48,000 · Balance 13,114,667 F1: The Reporting Person may be considered the beneficial owner of the shares reported on in Table I within the meaning of Rule 13d-3 of the Securities Exchange Act of 1934, the Exchange Act, by virtue of its discretionary power to direct the disposition of such shares. The Reporting Person disclaims beneficial ownership of such shares for all purposes of Section 16 of the Exchange Act except to the extent of its pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person may be considered the beneficial owner of the shares reported on in Table I within the meaning of Rule 13d-3 of the Securities Exchange Act of 1934, the Exchange Act, by virtue of its discretionary power to direct the disposition of such shares. The Reporting Person disclaims beneficial ownership of such shares for all purposes of Section 16 of the Exchange Act except to the extent of its pecuniary interest therein.
SONIDA SENIOR LIVING, INC.
Report date August 25, 2017 · Filed August 29, 2017
Jointly reported with Isaac Paul J
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 38,554 |
Reported balance
After 2017-08-25 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2017-08-25 · Grant · Acquired 8,929 · Balance 38,554 F1: Securities beneficially owned by Mr. Isaac. |
| Common StockSEC Table I · non-derivative | IndirectInvestment Adviser | 4,337,325 |
Reported balance
Holding disclosure · report date 2017-08-25 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 4,337,325 F2: Securities beneficially owned by Arbiter Partners Capital Management LLC ("Arbiter"). Arbiter is a registered investment adviser that manages and/or administers Arbiter Partners QP LP, an affiliated investment fund, and various accounts, including accounts for the benefit of the family of Paul J. Isaac. Mr. Isaac controls Arbiter. The securities reported on this line are deemed to be beneficially owned by Mr. Isaac and include the securities beneficially owned by Arbiter Partners QP LP and all accounts managed and/or administered by Arbiter, except for those securities reported on the other lines of this Form. Mr. Isaac disclaims beneficial ownership of these securities for all purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Self as Manager of Limited Liability Company | 66,819 |
Reported balance
Holding disclosure · report date 2017-08-25 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 66,819 F3: Securities beneficially owned by Isaac Brothers, LLC. Mr. Isaac is the manager and part owner of Isaac Brothers, LLC. Mr. Isaac disclaims beneficial ownership of these securities for all purposes of Section 16, except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Self as Manager of Limited Liability Company | 40,000 |
Reported balance
Holding disclosure · report date 2017-08-25 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 40,000 F4: Securities beneficially owned by Nana Associates LLC. Mr. Isaac is the manager of Nana Associates LLC. Mr. Isaac disclaims beneficial ownership of these securities for all purposes of Section 16, except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Self as Manager of Limited Liability Company | 20,000 |
Reported balance
Holding disclosure · report date 2017-08-25 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 20,000 F5: Securities beneficially owned by 9 Interlaken Partners LLC. Mr. Isaac is the manager of 9 Interlaken Partners LLC. Mr. Isaac disclaims beneficial ownership of these securities for all purposes of Section 16, except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 27,000 |
Reported balance
Holding disclosure · report date 2017-08-25 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 27,000 F6: Securities beneficially owned by Karen C. Isaac, Mr. Isaac's spouse. Mr. Isaac disclaims beneficial ownership of these securities for all purposes of Section 16, except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Securities beneficially owned by Mr. Isaac.
F2: Securities beneficially owned by Arbiter Partners Capital Management LLC ("Arbiter"). Arbiter is a registered investment adviser that manages and/or administers Arbiter Partners QP LP, an affiliated investment fund, and various accounts, including accounts for the benefit of the family of Paul J. Isaac. Mr. Isaac controls Arbiter. The securities reported on this line are deemed to be beneficially owned by Mr. Isaac and include the securities beneficially owned by Arbiter Partners QP LP and all accounts managed and/or administered by Arbiter, except for those securities reported on the other lines of this Form. Mr. Isaac disclaims beneficial ownership of these securities for all purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), except to the extent of his pecuniary interest therein.
F3: Securities beneficially owned by Isaac Brothers, LLC. Mr. Isaac is the manager and part owner of Isaac Brothers, LLC. Mr. Isaac disclaims beneficial ownership of these securities for all purposes of Section 16, except to the extent of his pecuniary interest therein.
F4: Securities beneficially owned by Nana Associates LLC. Mr. Isaac is the manager of Nana Associates LLC. Mr. Isaac disclaims beneficial ownership of these securities for all purposes of Section 16, except to the extent of his pecuniary interest therein.
F5: Securities beneficially owned by 9 Interlaken Partners LLC. Mr. Isaac is the manager of 9 Interlaken Partners LLC. Mr. Isaac disclaims beneficial ownership of these securities for all purposes of Section 16, except to the extent of his pecuniary interest therein.
F6: Securities beneficially owned by Karen C. Isaac, Mr. Isaac's spouse. Mr. Isaac disclaims beneficial ownership of these securities for all purposes of Section 16, except to the extent of his pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 25, 2017 Filed Aug 29, 2017 21:31 UTC | SONIDA SENIOR LIVING, INC. CSU · Entity 4563 | GrantCommon Stock | 8,929 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-033565 · form4.xml · nonDerivative · entry 1 Arbiter Partners Capital Management LLC · CIK 0001513193 · 10% owner Isaac Paul J · CIK 0001023009 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,554 F1 · ownership.direct: Securities beneficially owned by Mr. Isaac. Read SEC document |
| June 16, 2017 Filed Jun 21, 2017 21:29 UTC | SONIDA SENIOR LIVING, INC. CSU · Entity 4563 | OtherPut Option(obligation to buy) · Derivative | 200 | $0.00 Strike: $15.00 | $0.00 |
DisclosureSEC source: 0001140361-17-025716 · form4.xml · derivative · entry 8 Arbiter Partners Capital Management LLC · CIK 0001513193 · 10% owner Isaac Paul J · CIK 0001023009 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Investment Adviser Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2017-06-16 F1 · ownership.nature: Securities beneficially owned by Arbiter Partners Capital Management LLC ("Arbiter"). Arbiter is a registered investment adviser that manages and/or administers Arbiter Partners QP LP, an affiliated investment fund, and various accounts, including accounts for the benefit of the family of Paul J. Isaac. Mr. Isaac controls Arbiter. The securities reported on this line are deemed to be beneficially owned by Mr. Isaac and include the securities beneficially owned by Arbiter Partners QP LP and all accounts managed and/or administered by Arbiter, except for those securities reported on the other lines of this Form. Mr. Isaac disclaims beneficial ownership of these securities for all purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), except to the extent of his pecuniary interest therein. Read SEC document |
| June 16, 2017 Filed Jun 21, 2017 21:29 UTC | SONIDA SENIOR LIVING, INC. CSU · Entity 4563 | OtherPut Option(obligation to buy) · Derivative | 300 | $0.00 Strike: $20.00 | $0.00 |
DisclosureSEC source: 0001140361-17-025716 · form4.xml · derivative · entry 7 Arbiter Partners Capital Management LLC · CIK 0001513193 · 10% owner Isaac Paul J · CIK 0001023009 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Investment Adviser Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2017-06-16 F1 · ownership.nature: Securities beneficially owned by Arbiter Partners Capital Management LLC ("Arbiter"). Arbiter is a registered investment adviser that manages and/or administers Arbiter Partners QP LP, an affiliated investment fund, and various accounts, including accounts for the benefit of the family of Paul J. Isaac. Mr. Isaac controls Arbiter. The securities reported on this line are deemed to be beneficially owned by Mr. Isaac and include the securities beneficially owned by Arbiter Partners QP LP and all accounts managed and/or administered by Arbiter, except for those securities reported on the other lines of this Form. Mr. Isaac disclaims beneficial ownership of these securities for all purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), except to the extent of his pecuniary interest therein. Read SEC document |
| June 16, 2017 Filed Jun 21, 2017 21:29 UTC | SONIDA SENIOR LIVING, INC. CSU · Entity 4563 | OtherCommon Stock | 30,000 | $20.00 | $600,000.00 |
DisclosureSEC source: 0001140361-17-025716 · form4.xml · nonDerivative · entry 1 Arbiter Partners Capital Management LLC · CIK 0001513193 · 10% owner Isaac Paul J · CIK 0001023009 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Investment Adviser Disclosed balance after: 4,337,325 F1 · ownership.nature: Securities beneficially owned by Arbiter Partners Capital Management LLC ("Arbiter"). Arbiter is a registered investment adviser that manages and/or administers Arbiter Partners QP LP, an affiliated investment fund, and various accounts, including accounts for the benefit of the family of Paul J. Isaac. Mr. Isaac controls Arbiter. The securities reported on this line are deemed to be beneficially owned by Mr. Isaac and include the securities beneficially owned by Arbiter Partners QP LP and all accounts managed and/or administered by Arbiter, except for those securities reported on the other lines of this Form. Mr. Isaac disclaims beneficial ownership of these securities for all purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), except to the extent of his pecuniary interest therein. Read SEC document |
| March 02, 2017 Filed Mar 3, 2017 19:19 UTC | SONIDA SENIOR LIVING, INC. CSU · Entity 4563 | PurchaseCommon Stock | 100,000 | $15.13 | $1,512,650.00 |
DisclosureSEC source: 0001140361-17-010474 · form4.xml · nonDerivative · entry 2 Arbiter Partners Capital Management LLC · CIK 0001513193 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Investment Manager Disclosed balance after: 4,490,769 F1 · ownership.nature: The Reporting Person is a registered investment adviser who manages and/or administers Arbiter Partners QP LP, an affiliated investment fund, and various accounts, including accounts for the benefit of the family of Paul J. Isaac. Mr. Isaac controls the Reporting Person. This Form reports the ownership of Arbiter Partners QP LP and all accounts managed and/or administered by the Reporting Person. The Reporting Person may be considered the beneficial owner of the securities reported on this Form, within the meaning of Rule 13d-3 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), by virtue of its discretionary power to direct the disposition of such securities. The Reporting Person disclaims beneficial ownership of the securities for all purposes of Section 16 of the Exchange Act, except to the extent of its pecuniary interest therein. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 19:19 UTC | SONIDA SENIOR LIVING, INC. CSU · Entity 4563 | PurchaseCommon Stock | 145,129 | $15.29 | $2,219,051.44 |
DisclosureSEC source: 0001140361-17-010474 · form4.xml · nonDerivative · entry 1 Arbiter Partners Capital Management LLC · CIK 0001513193 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Investment Manager Disclosed balance after: 4,390,769 F1 · ownership.nature: The Reporting Person is a registered investment adviser who manages and/or administers Arbiter Partners QP LP, an affiliated investment fund, and various accounts, including accounts for the benefit of the family of Paul J. Isaac. Mr. Isaac controls the Reporting Person. This Form reports the ownership of Arbiter Partners QP LP and all accounts managed and/or administered by the Reporting Person. The Reporting Person may be considered the beneficial owner of the securities reported on this Form, within the meaning of Rule 13d-3 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), by virtue of its discretionary power to direct the disposition of such securities. The Reporting Person disclaims beneficial ownership of the securities for all purposes of Section 16 of the Exchange Act, except to the extent of its pecuniary interest therein. Read SEC document |
| December 19, 2016 Filed Dec 20, 2016 22:51 UTC | SONIDA SENIOR LIVING, INC. CSU · Entity 4563 | Purchasecommon stock | 302 | $16.98 | $5,128.87 |
DisclosureSEC source: 0001513193-16-000028 · primary_doc.xml · nonDerivative · entry 5 Arbiter Partners Capital Management LLC · CIK 0001513193 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Investment Manager Disclosed balance after: 4,245,640 F2 · ownership.nature: The Reporting Person may be considered the beneficial owner of the shares reported on in Table I within the meaning of Rule 13d-3 of the Securities Exchange Act of 1934, the Exchange Act, by virtue of its discretionary power to direct the disposition of such shares. The Reporting Person disclaims beneficial ownership of such shares for all purposes of Section 16 of the Exchange Act except to the extent of its pecuniary interest therein. Read SEC document |
| December 19, 2016 Filed Jan 31, 2017 18:22 UTC Amendment | SONIDA SENIOR LIVING, INC. CSU · Entity 4563 | PurchaseCommon Stock | 302 | $16.98 | $5,128.87 |
DisclosureSEC source: 0001140361-17-003676 · form4.xml · nonDerivative · entry 5 Arbiter Partners Capital Management LLC · CIK 0001513193 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Investment Manager Disclosed balance after: 4,245,640 F1 · ownership.nature: The Reporting Person may be considered the beneficial owner of the securities reported on this Form, within the meaning of Rule 13d-3 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), by virtue of its discretionary power to direct the disposition of such securities. The Reporting Person disclaims beneficial ownership of the securities for all purposes of Section 16 of the Exchange Act, except to the extent of its pecuniary interest therein. Read SEC document |
| December 16, 2016 Filed Dec 19, 2016 18:16 UTC | SONIDA SENIOR LIVING, INC. CSU · Entity 4563 | Purchasecommon stock | 11,700 | $16.85 | $197,167.23 |
DisclosureSEC source: 0001513193-16-000027 · primary_doc.xml · nonDerivative · entry 2 Arbiter Partners Capital Management LLC · CIK 0001513193 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Investment Manager Disclosed balance after: 3,500,338 F1 · ownership.nature: The Reporting Person may be considered the beneficial owner of the shares reported on in Table I within the meaning of Rule 13d-3 of the Securities Exchange Act of 1934, the Exchange Act, by virtue of its discretionary power to direct the disposition of such shares. The Reporting Person disclaims beneficial ownership of such shares for all purposes of Section 16 of the Exchange Act except to the extent of its pecuniary interest therein. Read SEC document |
| December 16, 2016 Filed Dec 20, 2016 22:51 UTC | SONIDA SENIOR LIVING, INC. CSU · Entity 4563 | ConversionCommon Stock | 519,900 | $25.00 | $12,997,500.00 |
DisclosureSEC source: 0001513193-16-000028 · primary_doc.xml · nonDerivative · entry 4 Arbiter Partners Capital Management LLC · CIK 0001513193 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Investment Manager Disclosed balance after: 4,245,338 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Assignment of short put position F2 · ownership.nature: The Reporting Person may be considered the beneficial owner of the shares reported on in Table I within the meaning of Rule 13d-3 of the Securities Exchange Act of 1934, the Exchange Act, by virtue of its discretionary power to direct the disposition of such shares. The Reporting Person disclaims beneficial ownership of such shares for all purposes of Section 16 of the Exchange Act except to the extent of its pecuniary interest therein. Read SEC document |
| December 16, 2016 Filed Dec 20, 2016 22:51 UTC | SONIDA SENIOR LIVING, INC. CSU · Entity 4563 | ConversionCommon Stock | 125,100 | $22.50 | $2,814,750.00 |
DisclosureSEC source: 0001513193-16-000028 · primary_doc.xml · nonDerivative · entry 3 Arbiter Partners Capital Management LLC · CIK 0001513193 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Investment Manager Disclosed balance after: 3,725,438 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Assignment of short put position F2 · ownership.nature: The Reporting Person may be considered the beneficial owner of the shares reported on in Table I within the meaning of Rule 13d-3 of the Securities Exchange Act of 1934, the Exchange Act, by virtue of its discretionary power to direct the disposition of such shares. The Reporting Person disclaims beneficial ownership of such shares for all purposes of Section 16 of the Exchange Act except to the extent of its pecuniary interest therein. Read SEC document |
| December 16, 2016 Filed Dec 20, 2016 22:51 UTC | SONIDA SENIOR LIVING, INC. CSU · Entity 4563 | ConversionCommon Stock | 80,000 | $20.00 | $1,600,000.00 |
DisclosureSEC source: 0001513193-16-000028 · primary_doc.xml · nonDerivative · entry 2 Arbiter Partners Capital Management LLC · CIK 0001513193 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Investment Manager Disclosed balance after: 3,600,338 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Assignment of short put position F2 · ownership.nature: The Reporting Person may be considered the beneficial owner of the shares reported on in Table I within the meaning of Rule 13d-3 of the Securities Exchange Act of 1934, the Exchange Act, by virtue of its discretionary power to direct the disposition of such shares. The Reporting Person disclaims beneficial ownership of such shares for all purposes of Section 16 of the Exchange Act except to the extent of its pecuniary interest therein. Read SEC document |
| December 16, 2016 Filed Dec 20, 2016 22:51 UTC | SONIDA SENIOR LIVING, INC. CSU · Entity 4563 | Conversioncommon stock | 20,000 | $17.50 | $350,000.00 |
DisclosureSEC source: 0001513193-16-000028 · primary_doc.xml · nonDerivative · entry 1 Arbiter Partners Capital Management LLC · CIK 0001513193 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Investment Manager Disclosed balance after: 3,520,338 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Assignment of short put position F2 · ownership.nature: The Reporting Person may be considered the beneficial owner of the shares reported on in Table I within the meaning of Rule 13d-3 of the Securities Exchange Act of 1934, the Exchange Act, by virtue of its discretionary power to direct the disposition of such shares. The Reporting Person disclaims beneficial ownership of such shares for all purposes of Section 16 of the Exchange Act except to the extent of its pecuniary interest therein. Read SEC document |
| December 16, 2016 Filed Jan 31, 2017 18:22 UTC Amendment | SONIDA SENIOR LIVING, INC. CSU · Entity 4563 | OtherPut Option (obligation to buy) · Derivative | 5,199 | $0.00 Strike: $25.00 | $0.00 |
DisclosureSEC source: 0001140361-17-003676 · form4.xml · derivative · entry 9 Arbiter Partners Capital Management LLC · CIK 0001513193 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Investment Manager Disclosed balance after: 0 Underlying: Common Stock · 519,900 shares Expires 2016-12-16 F1 · ownership.nature: The Reporting Person may be considered the beneficial owner of the securities reported on this Form, within the meaning of Rule 13d-3 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), by virtue of its discretionary power to direct the disposition of such securities. The Reporting Person disclaims beneficial ownership of the securities for all purposes of Section 16 of the Exchange Act, except to the extent of its pecuniary interest therein. Read SEC document |
| December 16, 2016 Filed Jan 31, 2017 18:22 UTC Amendment | SONIDA SENIOR LIVING, INC. CSU · Entity 4563 | OtherPut Option (obligation to buy) · Derivative | 1,251 | $0.00 Strike: $22.50 | $0.00 |
DisclosureSEC source: 0001140361-17-003676 · form4.xml · derivative · entry 8 Arbiter Partners Capital Management LLC · CIK 0001513193 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Investment Manager Disclosed balance after: 0 Underlying: Common Stock · 125,100 shares Expires 2016-12-16 F1 · ownership.nature: The Reporting Person may be considered the beneficial owner of the securities reported on this Form, within the meaning of Rule 13d-3 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), by virtue of its discretionary power to direct the disposition of such securities. The Reporting Person disclaims beneficial ownership of the securities for all purposes of Section 16 of the Exchange Act, except to the extent of its pecuniary interest therein. Read SEC document |
| December 16, 2016 Filed Jan 31, 2017 18:22 UTC Amendment | SONIDA SENIOR LIVING, INC. CSU · Entity 4563 | OtherPut Option (obligation to buy) · Derivative | 800 | $0.00 Strike: $20.00 | $0.00 |
DisclosureSEC source: 0001140361-17-003676 · form4.xml · derivative · entry 7 Arbiter Partners Capital Management LLC · CIK 0001513193 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Investment Manager Disclosed balance after: 0 Underlying: Common Stock · 80,000 shares Expires 2016-12-16 F1 · ownership.nature: The Reporting Person may be considered the beneficial owner of the securities reported on this Form, within the meaning of Rule 13d-3 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), by virtue of its discretionary power to direct the disposition of such securities. The Reporting Person disclaims beneficial ownership of the securities for all purposes of Section 16 of the Exchange Act, except to the extent of its pecuniary interest therein. Read SEC document |
| December 16, 2016 Filed Jan 31, 2017 18:22 UTC Amendment | SONIDA SENIOR LIVING, INC. CSU · Entity 4563 | OtherPut Option (obligation to buy) · Derivative | 200 | $0.00 Strike: $17.50 | $0.00 |
DisclosureSEC source: 0001140361-17-003676 · form4.xml · derivative · entry 6 Arbiter Partners Capital Management LLC · CIK 0001513193 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Investment Manager Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2016-12-16 F1 · ownership.nature: The Reporting Person may be considered the beneficial owner of the securities reported on this Form, within the meaning of Rule 13d-3 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), by virtue of its discretionary power to direct the disposition of such securities. The Reporting Person disclaims beneficial ownership of the securities for all purposes of Section 16 of the Exchange Act, except to the extent of its pecuniary interest therein. Read SEC document |
| December 16, 2016 Filed Jan 31, 2017 18:22 UTC Amendment | SONIDA SENIOR LIVING, INC. CSU · Entity 4563 | OtherCommon Stock | 519,900 | $25.00 | $12,997,500.00 |
DisclosureSEC source: 0001140361-17-003676 · form4.xml · nonDerivative · entry 4 Arbiter Partners Capital Management LLC · CIK 0001513193 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Investment Manager Disclosed balance after: 4,245,338 F1 · ownership.nature: The Reporting Person may be considered the beneficial owner of the securities reported on this Form, within the meaning of Rule 13d-3 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), by virtue of its discretionary power to direct the disposition of such securities. The Reporting Person disclaims beneficial ownership of the securities for all purposes of Section 16 of the Exchange Act, except to the extent of its pecuniary interest therein. Read SEC document |
| December 16, 2016 Filed Jan 31, 2017 18:22 UTC Amendment | SONIDA SENIOR LIVING, INC. CSU · Entity 4563 | OtherCommon Stock | 125,100 | $22.50 | $2,814,750.00 |
DisclosureSEC source: 0001140361-17-003676 · form4.xml · nonDerivative · entry 3 Arbiter Partners Capital Management LLC · CIK 0001513193 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Investment Manager Disclosed balance after: 3,725,438 F1 · ownership.nature: The Reporting Person may be considered the beneficial owner of the securities reported on this Form, within the meaning of Rule 13d-3 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), by virtue of its discretionary power to direct the disposition of such securities. The Reporting Person disclaims beneficial ownership of the securities for all purposes of Section 16 of the Exchange Act, except to the extent of its pecuniary interest therein. Read SEC document |
| December 16, 2016 Filed Jan 31, 2017 18:22 UTC Amendment | SONIDA SENIOR LIVING, INC. CSU · Entity 4563 | OtherCommon Stock | 80,000 | $20.00 | $1,600,000.00 |
DisclosureSEC source: 0001140361-17-003676 · form4.xml · nonDerivative · entry 2 Arbiter Partners Capital Management LLC · CIK 0001513193 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Investment Manager Disclosed balance after: 3,600,338 F1 · ownership.nature: The Reporting Person may be considered the beneficial owner of the securities reported on this Form, within the meaning of Rule 13d-3 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), by virtue of its discretionary power to direct the disposition of such securities. The Reporting Person disclaims beneficial ownership of the securities for all purposes of Section 16 of the Exchange Act, except to the extent of its pecuniary interest therein. Read SEC document |
| December 16, 2016 Filed Jan 31, 2017 18:22 UTC Amendment | SONIDA SENIOR LIVING, INC. CSU · Entity 4563 | OtherCommon Stock | 20,000 | $17.50 | $350,000.00 |
DisclosureSEC source: 0001140361-17-003676 · form4.xml · nonDerivative · entry 1 Arbiter Partners Capital Management LLC · CIK 0001513193 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Investment Manager Disclosed balance after: 3,520,338 F1 · ownership.nature: The Reporting Person may be considered the beneficial owner of the securities reported on this Form, within the meaning of Rule 13d-3 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), by virtue of its discretionary power to direct the disposition of such securities. The Reporting Person disclaims beneficial ownership of the securities for all purposes of Section 16 of the Exchange Act, except to the extent of its pecuniary interest therein. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 18:16 UTC | SONIDA SENIOR LIVING, INC. CSU · Entity 4563 | Purchasecommon stock | 9,674 | $16.66 | $161,164.00 |
DisclosureSEC source: 0001513193-16-000027 · primary_doc.xml · nonDerivative · entry 1 Arbiter Partners Capital Management LLC · CIK 0001513193 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Investment Manager Disclosed balance after: 3,488,638 F1 · ownership.nature: The Reporting Person may be considered the beneficial owner of the shares reported on in Table I within the meaning of Rule 13d-3 of the Securities Exchange Act of 1934, the Exchange Act, by virtue of its discretionary power to direct the disposition of such shares. The Reporting Person disclaims beneficial ownership of such shares for all purposes of Section 16 of the Exchange Act except to the extent of its pecuniary interest therein. Read SEC document |
| December 14, 2016 Filed Dec 15, 2016 01:19 UTC | SONIDA SENIOR LIVING, INC. CSU · Entity 4563 | PurchaseCommon Stock | 10,227 | $16.84 | $172,202.23 |
DisclosureSEC source: 0001513193-16-000026 · primary_doc.xml · nonDerivative · entry 2 Arbiter Partners Capital Management LLC · CIK 0001513193 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Investment Manager Disclosed balance after: 3,478,964 F1 · ownership.nature: The Reporting Person may be considered the beneficial owner of the shares reported on in Table I within the meaning of Rule 13d-3 of the Securities Exchange Act of 1934, the Exchange Act, by virtue of its discretionary power to direct the disposition of such shares. The Reporting Person disclaims beneficial ownership of such shares for all purposes of Section 16 of the Exchange Act except to the extent of its pecuniary interest therein. Read SEC document |
| December 13, 2016 Filed Dec 15, 2016 01:19 UTC | SONIDA SENIOR LIVING, INC. CSU · Entity 4563 | PurchaseCommon Stock | 3,300 | $16.75 | $55,290.84 |
DisclosureSEC source: 0001513193-16-000026 · primary_doc.xml · nonDerivative · entry 1 Arbiter Partners Capital Management LLC · CIK 0001513193 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Investment Manager Disclosed balance after: 3,468,737 F1 · ownership.nature: The Reporting Person may be considered the beneficial owner of the shares reported on in Table I within the meaning of Rule 13d-3 of the Securities Exchange Act of 1934, the Exchange Act, by virtue of its discretionary power to direct the disposition of such shares. The Reporting Person disclaims beneficial ownership of such shares for all purposes of Section 16 of the Exchange Act except to the extent of its pecuniary interest therein. Read SEC document |
| December 12, 2016 Filed Dec 12, 2016 21:52 UTC | SONIDA SENIOR LIVING, INC. CSU · Entity 4563 | Purchasecommon stock | 11,900 | $16.77 | $199,509.45 |
DisclosureSEC source: 0001513193-16-000025 · primary_doc.xml · nonDerivative · entry 2 Arbiter Partners Capital Management LLC · CIK 0001513193 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · investment manager Disclosed balance after: 3,465,437 F1 · ownership.nature: The Reporting Person may be considered the beneficial owner of the shares reported on in Table I within the meaning of Rule 13d-3 of the Securities Exchange Act of 1934, the Exchange Act, by virtue of its discretionary power to direct the disposition of such shares. The Reporting Person disclaims beneficial ownership of such shares for all purposes of Section 16 of the Exchange Act except to the extent of its pecuniary interest therein. Read SEC document |
| December 09, 2016 Filed Dec 12, 2016 21:52 UTC | SONIDA SENIOR LIVING, INC. CSU · Entity 4563 | Purchasecommon stock | 8,900 | $16.98 | $151,122.89 |
DisclosureSEC source: 0001513193-16-000025 · primary_doc.xml · nonDerivative · entry 1 Arbiter Partners Capital Management LLC · CIK 0001513193 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · investment manager Disclosed balance after: 3,453,537 F1 · ownership.nature: The Reporting Person may be considered the beneficial owner of the shares reported on in Table I within the meaning of Rule 13d-3 of the Securities Exchange Act of 1934, the Exchange Act, by virtue of its discretionary power to direct the disposition of such shares. The Reporting Person disclaims beneficial ownership of such shares for all purposes of Section 16 of the Exchange Act except to the extent of its pecuniary interest therein. Read SEC document |
| December 08, 2016 Filed Dec 8, 2016 21:45 UTC | SONIDA SENIOR LIVING, INC. csu · Entity 4563 | PurchaseCommon Stock | 11,792 | $16.53 | $194,954.78 |
DisclosureSEC source: 0001513193-16-000024 · primary_doc.xml · nonDerivative · entry 2 Arbiter Partners Capital Management LLC · CIK 0001513193 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Investment Manager Disclosed balance after: 3,444,637 F1 · ownership.nature: The Reporting Person may be considered the beneficial owner of the shares reported on in Table I within the meaning of Rule 13d-3 of the Securities Exchange Act of 1934, the Exchange Act, by virtue of its discretionary power to direct the disposition of such shares. The Reporting Person disclaims beneficial ownership of such shares for all purposes of Section 16 of the Exchange Act except to the extent of its pecuniary interest therein. Read SEC document |
| December 07, 2016 Filed Dec 8, 2016 21:45 UTC | SONIDA SENIOR LIVING, INC. csu · Entity 4563 | PurchaseCommon Stock | 11,779 | $16.28 | $191,780.97 |
DisclosureSEC source: 0001513193-16-000024 · primary_doc.xml · nonDerivative · entry 1 Arbiter Partners Capital Management LLC · CIK 0001513193 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Investment Manager Disclosed balance after: 3,432,845 F1 · ownership.nature: The Reporting Person may be considered the beneficial owner of the shares reported on in Table I within the meaning of Rule 13d-3 of the Securities Exchange Act of 1934, the Exchange Act, by virtue of its discretionary power to direct the disposition of such shares. The Reporting Person disclaims beneficial ownership of such shares for all purposes of Section 16 of the Exchange Act except to the extent of its pecuniary interest therein. Read SEC document |
| December 06, 2016 Filed Dec 6, 2016 22:00 UTC | SONIDA SENIOR LIVING, INC. CSU · Entity 4563 | Purchasecommon stock | 2,400 | $15.86 | $38,053.68 |
DisclosureSEC source: 0001513193-16-000023 · primary_doc.xml · nonDerivative · entry 2 Arbiter Partners Capital Management LLC · CIK 0001513193 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · investment manager Disclosed balance after: 3,421,066 F1 · ownership.nature: The Reporting Person may be considered the beneficial owner of the shares reported on in Table I within the meaning of Rule 13d-3 of the Securities Exchange Act of 1934, the Exchange Act, by virtue of its discretionary power to direct the disposition of such shares. The Reporting Person disclaims beneficial ownership of such shares for all purposes of Section 16 of the Exchange Act except to the extent of its pecuniary interest therein. Read SEC document |
| December 05, 2016 Filed Dec 6, 2016 22:00 UTC | SONIDA SENIOR LIVING, INC. CSU · Entity 4563 | Purchasecommon stock | 10,904 | $15.72 | $171,375.99 |
DisclosureSEC source: 0001513193-16-000023 · primary_doc.xml · nonDerivative · entry 1 Arbiter Partners Capital Management LLC · CIK 0001513193 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · joshua musher Disclosed balance after: 3,418,666 F1 · ownership.nature: The Reporting Person may be considered the beneficial owner of the shares reported on in Table I within the meaning of Rule 13d-3 of the Securities Exchange Act of 1934, the Exchange Act, by virtue of its discretionary power to direct the disposition of such shares. The Reporting Person disclaims beneficial ownership of such shares for all purposes of Section 16 of the Exchange Act except to the extent of its pecuniary interest therein. Read SEC document |
| December 02, 2016 Filed Dec 2, 2016 21:49 UTC | SONIDA SENIOR LIVING, INC. CSU · Entity 4563 | Purchasecommon stock | 31,001 | $15.64 | $484,827.74 |
DisclosureSEC source: 0001513193-16-000022 · primary_doc.xml · nonDerivative · entry 1 Arbiter Partners Capital Management LLC · CIK 0001513193 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · investment manager Disclosed balance after: 3,407,762 F1 · ownership.nature: The Reporting Person may be considered the beneficial owner of the shares reported on in Table I within the meaning of Rule 13d-3 of the Securities Exchange Act of 1934, the Exchange Act, by virtue of its discretionary power to direct the disposition of such shares. The Reporting Person disclaims beneficial ownership of such shares for all purposes of Section 16 of the Exchange Act except to the extent of its pecuniary interest therein. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 17:38 UTC | SONIDA SENIOR LIVING, INC. CSU · Entity 4563 | Purchasecommon stock | 33,300 | $15.50 | $516,003.48 |
DisclosureSEC source: 0001513193-16-000021 · primary_doc.xml · nonDerivative · entry 2 Arbiter Partners Capital Management LLC · CIK 0001513193 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · investment manager Disclosed balance after: 3,376,761 F1 · ownership.nature: The Reporting Person may be considered the beneficial owner of the shares reported on in Table I within the meaning of Rule 13d-3 of the Securities Exchange Act of 1934, the Exchange Act, by virtue of its discretionary power to direct the disposition of such shares. The Reporting Person disclaims beneficial ownership of such shares for all purposes of Section 16 of the Exchange Act except to the extent of its pecuniary interest therein. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 17:38 UTC | SONIDA SENIOR LIVING, INC. CSU · Entity 4563 | Purchasecommon stock | 30,000 | $15.58 | $467,280.00 |
DisclosureSEC source: 0001513193-16-000021 · primary_doc.xml · nonDerivative · entry 1 Arbiter Partners Capital Management LLC · CIK 0001513193 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · investment manager Disclosed balance after: 3,343,461 F1 · ownership.nature: The Reporting Person may be considered the beneficial owner of the shares reported on in Table I within the meaning of Rule 13d-3 of the Securities Exchange Act of 1934, the Exchange Act, by virtue of its discretionary power to direct the disposition of such shares. The Reporting Person disclaims beneficial ownership of such shares for all purposes of Section 16 of the Exchange Act except to the extent of its pecuniary interest therein. Read SEC document |
| November 29, 2016 Filed Nov 29, 2016 21:35 UTC | SONIDA SENIOR LIVING, INC. CSU · Entity 4563 | PurchaseCommon Stock | 50,000 | $15.98 | $798,940.00 |
DisclosureSEC source: 0001513193-16-000020 · primary_doc.xml · nonDerivative · entry 2 Arbiter Partners Capital Management LLC · CIK 0001513193 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Investment Manager Disclosed balance after: 3,313,461 F1 · ownership.nature: The Reporting Person may be considered the beneficial owner of the shares reported on in Table I within the meaning of Rule 13d-3 of the Securities Exchange Act of 1934, the Exchange Act, by virtue of its discretionary power to direct the disposition of such shares. The Reporting Person disclaims beneficial ownership of such shares for all purposes of Section 16 of the Exchange Act except to the extent of its pecuniary interest therein. Read SEC document |
| November 28, 2016 Filed Nov 29, 2016 21:35 UTC | SONIDA SENIOR LIVING, INC. CSU · Entity 4563 | PurchaseCommon Stock | 55,000 | $15.36 | $844,954.00 |
DisclosureSEC source: 0001513193-16-000020 · primary_doc.xml · nonDerivative · entry 1 Arbiter Partners Capital Management LLC · CIK 0001513193 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Investment Manager Disclosed balance after: 3,258,461 F1 · ownership.nature: The Reporting Person may be considered the beneficial owner of the shares reported on in Table I within the meaning of Rule 13d-3 of the Securities Exchange Act of 1934, the Exchange Act, by virtue of its discretionary power to direct the disposition of such shares. The Reporting Person disclaims beneficial ownership of such shares for all purposes of Section 16 of the Exchange Act except to the extent of its pecuniary interest therein. Read SEC document |
| November 25, 2016 Filed Nov 25, 2016 18:46 UTC | SONIDA SENIOR LIVING, INC. CSU · Entity 4563 | PurchaseCommon Stock | 13,400 | $15.87 | $212,667.38 |
DisclosureSEC source: 0001513193-16-000019 · primary_doc.xml · nonDerivative · entry 1 Arbiter Partners Capital Management LLC · CIK 0001513193 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Investment Manager Disclosed balance after: 3,208,501 F1 · ownership.nature: The Reporting Person may be considered the beneficial owner of the shares reported on in Table I within the meaning of Rule 13d-3 of the Securities Exchange Act of 1934, the Exchange Act, by virtue of its discretionary power to direct the disposition of such shares. The Reporting Person disclaims beneficial ownership of such shares for all purposes of Section 16 of the Exchange Act except to the extent of its pecuniary interest therein. Read SEC document |
| November 23, 2016 Filed Nov 23, 2016 22:15 UTC | SONIDA SENIOR LIVING, INC. CSU · Entity 4563 | PurchaseCommon Stock | 20,169 | $15.60 | $314,592.03 |
DisclosureSEC source: 0001513193-16-000018 · primary_doc.xml · nonDerivative · entry 1 Arbiter Partners Capital Management LLC · CIK 0001513193 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Investment Manager Disclosed balance after: 3,195,101 F1 · ownership.nature: The Reporting Person may be considered the beneficial owner of the shares reported on in Table I within the meaning of Rule 13d-3 of the Securities Exchange Act of 1934, the Exchange Act, by virtue of its discretionary power to direct the disposition of such shares. The Reporting Person disclaims beneficial ownership of such shares for all purposes of Section 16 of the Exchange Act except to the extent of its pecuniary interest therein. Read SEC document |
| November 22, 2016 Filed Nov 22, 2016 21:45 UTC | SONIDA SENIOR LIVING, INC. CSU · Entity 4563 | PurchaseCommon Stock | 36,000 | $15.53 | $558,918.00 |
DisclosureSEC source: 0001513193-16-000017 · primary_doc.xml · nonDerivative · entry 2 Arbiter Partners Capital Management LLC · CIK 0001513193 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Investment Manager Disclosed balance after: 3,174,932 F1 · ownership.nature: The Reporting Person may be considered the beneficial owner of the shares reported on in Table I within the meaning of Rule 13d-3 of the Securities Exchange Act of 1934, the Exchange Act, by virtue of its discretionary power to direct the disposition of such shares. The Reporting Person disclaims beneficial ownership of such shares for all purposes of Section 16 of the Exchange Act except to the extent of its pecuniary interest therein. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 21:45 UTC | SONIDA SENIOR LIVING, INC. CSU · Entity 4563 | PurchaseCommon Stock | 32,148 | $15.38 | $494,343.01 |
DisclosureSEC source: 0001513193-16-000017 · primary_doc.xml · nonDerivative · entry 1 Arbiter Partners Capital Management LLC · CIK 0001513193 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Investment Manager Disclosed balance after: 3,138,932 F1 · ownership.nature: The Reporting Person may be considered the beneficial owner of the shares reported on in Table I within the meaning of Rule 13d-3 of the Securities Exchange Act of 1934, the Exchange Act, by virtue of its discretionary power to direct the disposition of such shares. The Reporting Person disclaims beneficial ownership of such shares for all purposes of Section 16 of the Exchange Act except to the extent of its pecuniary interest therein. Read SEC document |
| November 18, 2016 Filed Nov 21, 2016 13:01 UTC | SONIDA SENIOR LIVING, INC. CSU · Entity 4563 | PurchaseCommon Stock | 50,000 | $15.37 | $768,680.00 |
DisclosureSEC source: 0001513193-16-000016 · primary_doc.xml · nonDerivative · entry 1 Arbiter Partners Capital Management LLC · CIK 0001513193 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Investment Manager Disclosed balance after: 3,106,784 F1 · ownership.nature: The Reporting Person may be considered the beneficial owner of the shares reported on in Table I within the meaning of Rule 13d-3 of the Securities Exchange Act of 1934, the Exchange Act, by virtue of its discretionary power to direct the disposition of such shares. The Reporting Person disclaims beneficial ownership of such shares for all purposes of Section 16 of the Exchange Act except to the extent of its pecuniary interest therein. Read SEC document |
| November 17, 2016 Filed Nov 21, 2016 12:56 UTC | SONIDA SENIOR LIVING, INC. CSU · Entity 4563 | PurchaseCommon Stock | 56,200 | $15.24 | $856,459.90 |
DisclosureSEC source: 0001513193-16-000015 · primary_doc.xml · nonDerivative · entry 1 Arbiter Partners Capital Management LLC · CIK 0001513193 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Investment Manager Disclosed balance after: 3,056,784 F1 · ownership.nature: The Reporting Person may be considered the beneficial owner of the shares reported on in Table I within the meaning of Rule 13d-3 of the Securities Exchange Act of 1934, the Exchange Act, by virtue of its discretionary power to direct the disposition of such shares. The Reporting Person disclaims beneficial ownership of such shares for all purposes of Section 16 of the Exchange Act except to the extent of its pecuniary interest therein. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 15:13 UTC | SONIDA SENIOR LIVING, INC. CSU · Entity 4563 | PurchaseCommon Stock | 25,844 | $14.81 | $382,723.80 |
DisclosureSEC source: 0001513193-16-000013 · primary_doc.xml · nonDerivative · entry 1 Arbiter Partners Capital Management LLC · CIK 0001513193 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Investment Manager Disclosed balance after: 3,000,584 F1 · ownership.nature: The Reporting Person may be considered the beneficial owner of the shares reported on in Table I within the meaning of Rule 13d-3 of the Securities Exchange Act of 1934, the Exchange Act, by virtue of its discretionary power to direct the disposition of such shares. The Reporting Person disclaims beneficial ownership of such shares for all purposes of Section 16 of the Exchange Act except to the extent of its pecuniary interest therein. Read SEC document |
| October 20, 2016 Filed Oct 21, 2016 07:33 UTC | Carbon Energy Corp CRBO · Entity 146285 | PurchaseCommon Stock | 48,000 | $0.32 | $15,360.00 |
DisclosureSEC source: 0001513193-16-000012 · primary_doc.xml · nonDerivative · entry 1 Arbiter Partners Capital Management LLC · CIK 0001513193 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Investment Manager Disclosed balance after: 13,114,667 F1 · ownership.nature: The Reporting Person may be considered the beneficial owner of the shares reported on in Table I within the meaning of Rule 13d-3 of the Securities Exchange Act of 1934, the Exchange Act, by virtue of its discretionary power to direct the disposition of such shares. The Reporting Person disclaims beneficial ownership of such shares for all purposes of Section 16 of the Exchange Act except to the extent of its pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.