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Smart Sand, Inc.

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6217
SEC CIK
0001529628
Parsed reports
477

Last 12 months

Inside the activity.

3 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202520
Dec 202500
Jan 202600
Feb 202600
Mar 202605
Apr 202600
May 202611
Jun 202600
Jul 202600
Aug 202609
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 17, 2025 Filed Mar 19, 2025 20:00 UTC
WHELAN RONALD PSEE REMARKS
Tax withholdingCommon Stock 2,614 $2.38 $6,221.32
Disclosure

SEC source: 0001529628-25-000068 · wk-form4_1742414412.xml · nonDerivative · entry 1

WHELAN RONALD P · CIK 0001687143 · SEE REMARKS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 457,302

F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date.

Read SEC document
March 17, 2025 Filed Mar 19, 2025 20:01 UTC
KISZKA ROBERTExecutive VP of Operations
Tax withholdingCommon Stock 2,591 $2.38 $6,166.58
Disclosure

SEC source: 0001529628-25-000069 · wk-form4_1742414471.xml · nonDerivative · entry 1

KISZKA ROBERT · CIK 0001687112 · Executive VP of Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 538,273

F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date.

Read SEC document
March 17, 2025 Filed Mar 19, 2025 20:03 UTC
Beckelman Lee EChief Financial Officer
Tax withholdingCommon Stock 3,321 $2.38 $7,903.98
Disclosure

SEC source: 0001529628-25-000072 · wk-form4_1742414592.xml · nonDerivative · entry 1

Beckelman Lee E · CIK 0001315758 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 760,923

F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date.

Read SEC document
March 17, 2025 Filed Mar 19, 2025 20:02 UTC Tax withholdingCommon Stock 2,500 $2.38 $5,950.00
Disclosure

SEC source: 0001529628-25-000071 · wk-form4_1742414556.xml · nonDerivative · entry 1

Young James Douglas · CIK 0001709934 · SEE REMARKS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 369,762

F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date.

Read SEC document
March 05, 2025 Filed Mar 7, 2025 21:37 UTC
YOUNG CHARLES EDWINDirector · CEO · 10% owner
KEYSTONE CRANBERRY, LLCDirector · 10% owner
Tax withholdingCommon Stock 11,080 $2.10 $23,268.00
Disclosure

SEC source: 0001529628-25-000057 · wk-form4_1741383461.xml · nonDerivative · entry 3

YOUNG CHARLES EDWIN · CIK 0001687132 · Director · CEO · 10% owner

KEYSTONE CRANBERRY, LLC · CIK 0001688727 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,394,408

F3 · shares: Represents the number of shares withheld for tax purposes upon the vesting of ROIC-based and TSR-based performance shares originally granted to the Reporting Person on June 7, 2022.

Read SEC document
March 05, 2025 Filed Mar 7, 2025 21:37 UTC
YOUNG CHARLES EDWINDirector · CEO · 10% owner
KEYSTONE CRANBERRY, LLCDirector · 10% owner
GrantCommon Stock 23,545 $0.00 $0.00
Disclosure

SEC source: 0001529628-25-000057 · wk-form4_1741383461.xml · nonDerivative · entry 2

YOUNG CHARLES EDWIN · CIK 0001687132 · Director · CEO · 10% owner

KEYSTONE CRANBERRY, LLC · CIK 0001688727 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,405,488

F2 · shares: Reflects the number of shares earned in respect of TSR-based performance shares originally granted on June 7, 2022. On March 5, 2025, the Issuer confirmed its performance in relation to the applicable performance metrics, which measured total shareholder return (TSR) of the Issuer over the three year period from January 1, 2022 through December 31, 2024 relative to the TSR of each of a peer group of companies.

Read SEC document
March 05, 2025 Filed Mar 7, 2025 21:37 UTC
YOUNG CHARLES EDWINDirector · CEO · 10% owner
KEYSTONE CRANBERRY, LLCDirector · 10% owner
GrantCommon Stock 21,954 $0.00 $0.00
Disclosure

SEC source: 0001529628-25-000057 · wk-form4_1741383461.xml · nonDerivative · entry 1

YOUNG CHARLES EDWIN · CIK 0001687132 · Director · CEO · 10% owner

KEYSTONE CRANBERRY, LLC · CIK 0001688727 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,381,943

F1 · shares: Reflects the number of shares earned in respect of ROIC-based performance award shares originally granted on June 7, 2022. On March 5, 2025, the Issuer confirmed the achievement of the applicable performance metric, which was based on a relative Return on Invested Capital (ROIC) goal for the performance period commencing on January 1, 2022 and continuing through December 31, 2024.

Read SEC document
March 05, 2025 Filed Mar 7, 2025 21:21 UTC
KISZKA ROBERTExecutive VP of Operations
Tax withholdingCommon Stock 5,857 $2.10 $12,299.70
Disclosure

SEC source: 0001529628-25-000053 · wk-form4_1741382493.xml · nonDerivative · entry 3

KISZKA ROBERT · CIK 0001687112 · Executive VP of Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 540,864

F3 · shares: Represents the number of shares withheld for tax purposes upon the vesting of ROIC-based and TSR-based performance shares originally granted to the Reporting Person on June 7, 2022.

Read SEC document
March 05, 2025 Filed Mar 7, 2025 21:21 UTC
KISZKA ROBERTExecutive VP of Operations
GrantCommon Stock 8,970 $0.00 $0.00
Disclosure

SEC source: 0001529628-25-000053 · wk-form4_1741382493.xml · nonDerivative · entry 2

KISZKA ROBERT · CIK 0001687112 · Executive VP of Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 546,721

F2 · shares: Reflects the number of shares earned in respect of TSR-based performance shares originally granted on June 7, 2022. On March 5, 2025, the Issuer confirmed its performance in relation to the applicable performance metrics, which measured total shareholder return (TSR) of the Issuer over the three year period from January 1, 2022 through December 31, 2024 relative to the TSR of each of a peer group of companies.

Read SEC document
March 05, 2025 Filed Mar 7, 2025 21:21 UTC
KISZKA ROBERTExecutive VP of Operations
GrantCommon Stock 8,363 $0.00 $0.00
Disclosure

SEC source: 0001529628-25-000053 · wk-form4_1741382493.xml · nonDerivative · entry 1

KISZKA ROBERT · CIK 0001687112 · Executive VP of Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 537,751

F1 · shares: Reflects the number of shares earned in respect of ROIC-based performance award shares originally granted on June 7, 2022. On March 5, 2025, the Issuer confirmed the achievement of the applicable performance metric, which was based on a relative Return on Invested Capital (ROIC) goal for the performance period commencing on January 1, 2022 and continuing through December 31, 2024.

Read SEC document
March 05, 2025 Filed Mar 7, 2025 21:30 UTC
YOUNG WILLIAM JOHNChief Operating Officer
Tax withholdingCommon Stock 8,079 $2.10 $16,965.90
Disclosure

SEC source: 0001529628-25-000055 · wk-form4_1741383030.xml · nonDerivative · entry 3

YOUNG WILLIAM JOHN · CIK 0001687130 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 619,031

F3 · shares: Represents the number of shares withheld for tax purposes upon the vesting of ROIC-based and TSR-based performance shares originally granted to the Reporting Person on June 7, 2022.

Read SEC document
March 05, 2025 Filed Mar 7, 2025 21:30 UTC
YOUNG WILLIAM JOHNChief Operating Officer
GrantCommon Stock 13,455 $0.00 $0.00
Disclosure

SEC source: 0001529628-25-000055 · wk-form4_1741383030.xml · nonDerivative · entry 2

YOUNG WILLIAM JOHN · CIK 0001687130 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 627,110

F2 · shares: Reflects the number of shares earned in respect of TSR-based performance shares originally granted on June 7, 2022. On March 5, 2025, the Issuer confirmed its performance in relation to the applicable performance metrics, which measured total shareholder return (TSR) of the Issuer over the three year period from January 1, 2022 through December 31, 2024 relative to the TSR of each of a peer group of companies.

Read SEC document
March 05, 2025 Filed Mar 7, 2025 21:30 UTC
YOUNG WILLIAM JOHNChief Operating Officer
GrantCommon Stock 12,546 $0.00 $0.00
Disclosure

SEC source: 0001529628-25-000055 · wk-form4_1741383030.xml · nonDerivative · entry 1

YOUNG WILLIAM JOHN · CIK 0001687130 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 613,655

F1 · shares: Reflects the number of shares earned in respect of ROIC-based performance award shares originally granted on June 7, 2022. On March 5, 2025, the Issuer confirmed the achievement of the applicable performance metric, which was based on a relative Return on Invested Capital (ROIC) goal for the performance period commencing on January 1, 2022 and continuing through December 31, 2024.

Read SEC document
March 05, 2025 Filed Mar 7, 2025 21:19 UTC
WHELAN RONALD PSEE REMARKS
Tax withholdingCommon Stock 5,902 $2.10 $12,394.20
Disclosure

SEC source: 0001529628-25-000052 · wk-form4_1741382367.xml · nonDerivative · entry 3

WHELAN RONALD P · CIK 0001687143 · SEE REMARKS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 459,916

F3 · shares: Represents the number of shares withheld for tax purposes upon the vesting of ROIC-based and TSR-based performance shares originally granted to the Reporting Person on June 7, 2022.

Read SEC document
March 05, 2025 Filed Mar 7, 2025 21:19 UTC
WHELAN RONALD PSEE REMARKS
GrantCommon Stock 8,970 $0.00 $0.00
Disclosure

SEC source: 0001529628-25-000052 · wk-form4_1741382367.xml · nonDerivative · entry 2

WHELAN RONALD P · CIK 0001687143 · SEE REMARKS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 465,818

F2 · shares: Reflects the number of shares earned in respect of TSR-based performance shares originally granted on June 7, 2022. On March 5, 2025, the Issuer confirmed its performance in relation to the applicable performance metrics, which measured total shareholder return (TSR) of the Issuer over the three year period from January 1, 2022 through December 31, 2024 relative to the TSR of each of a peer group of companies.

Read SEC document
March 05, 2025 Filed Mar 7, 2025 21:19 UTC
WHELAN RONALD PSEE REMARKS
GrantCommon Stock 8,363 $0.00 $0.00
Disclosure

SEC source: 0001529628-25-000052 · wk-form4_1741382367.xml · nonDerivative · entry 1

WHELAN RONALD P · CIK 0001687143 · SEE REMARKS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 456,848

F1 · shares: Reflects the number of shares earned in respect of ROIC-based performance award shares originally granted on June 7, 2022. On March 5, 2025, the Issuer confirmed the achievement of the applicable performance metric, which was based on a relative Return on Invested Capital (ROIC) goal for the performance period commencing on January 1, 2022 and continuing through December 31, 2024.

Read SEC document
March 05, 2025 Filed Mar 7, 2025 21:36 UTC
Beckelman Lee EChief Financial Officer
Tax withholdingCommon Stock 6,805 $2.10 $14,290.50
Disclosure

SEC source: 0001529628-25-000056 · wk-form4_1741383399.xml · nonDerivative · entry 3

Beckelman Lee E · CIK 0001315758 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 764,244

F3 · shares: Represents the number of shares withheld for tax purposes upon the vesting of ROIC-based and TSR-based performance shares originally granted to the Reporting Person on June 7, 2022.

Read SEC document
March 05, 2025 Filed Mar 7, 2025 21:36 UTC
Beckelman Lee EChief Financial Officer
GrantCommon Stock 13,455 $0.00 $0.00
Disclosure

SEC source: 0001529628-25-000056 · wk-form4_1741383399.xml · nonDerivative · entry 2

Beckelman Lee E · CIK 0001315758 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 771,049

F2 · shares: Reflects the number of shares earned in respect of TSR-based performance shares originally granted on June 7, 2022. On March 5, 2025, the Issuer confirmed its performance in relation to the applicable performance metrics, which measured total shareholder return (TSR) of the Issuer over the three year period from January 1, 2022 through December 31, 2024 relative to the TSR of each of a peer group of companies.

Read SEC document
March 05, 2025 Filed Mar 7, 2025 21:36 UTC
Beckelman Lee EChief Financial Officer
GrantCommon Stock 12,546 $0.00 $0.00
Disclosure

SEC source: 0001529628-25-000056 · wk-form4_1741383399.xml · nonDerivative · entry 1

Beckelman Lee E · CIK 0001315758 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 757,594

F1 · shares: Reflects the number of shares earned in respect of ROIC-based performance award shares originally granted on June 7, 2022. On March 5, 2025, the Issuer confirmed the achievement of the applicable performance metric, which was based on a relative Return on Invested Capital (ROIC) goal for the performance period commencing on January 1, 2022 and continuing through December 31, 2024.

Read SEC document
March 05, 2025 Filed Mar 7, 2025 21:26 UTC Tax withholdingCommon Stock 5,684 $2.10 $11,936.40
Disclosure

SEC source: 0001529628-25-000054 · wk-form4_1741382803.xml · nonDerivative · entry 3

Young James Douglas · CIK 0001709934 · SEE REMARKS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 372,262

F3 · shares: Represents the number of shares withheld for tax purposes upon the vesting of ROIC-based and TSR-based performance shares originally granted to the Reporting Person on June 7, 2022.

Read SEC document
March 05, 2025 Filed Mar 7, 2025 21:26 UTC GrantCommon Stock 8,970 $0.00 $0.00
Disclosure

SEC source: 0001529628-25-000054 · wk-form4_1741382803.xml · nonDerivative · entry 2

Young James Douglas · CIK 0001709934 · SEE REMARKS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 377,946

F2 · shares: Reflects the number of shares earned in respect of TSR-based performance shares originally granted on June 7, 2022. On March 5, 2025, the Issuer confirmed its performance in relation to the applicable performance metrics, which measured total shareholder return (TSR) of the Issuer over the three year period from January 1, 2022 through December 31, 2024 relative to the TSR of each of a peer group of companies.

Read SEC document
March 05, 2025 Filed Mar 7, 2025 21:26 UTC GrantCommon Stock 8,363 $0.00 $0.00
Disclosure

SEC source: 0001529628-25-000054 · wk-form4_1741382803.xml · nonDerivative · entry 1

Young James Douglas · CIK 0001709934 · SEE REMARKS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 368,976

F1 · shares: Reflects the number of shares earned in respect of ROIC-based performance award shares originally granted on June 7, 2022. On March 5, 2025, the Issuer confirmed the achievement of the applicable performance metric, which was based on a relative Return on Invested Capital (ROIC) goal for the performance period commencing on January 1, 2022 and continuing through December 31, 2024.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 13:17 UTC
YOUNG CHARLES EDWINDirector · CEO · 10% owner
KEYSTONE CRANBERRY, LLCDirector · 10% owner
GrantCommon Stock 228,261 $0.00 $0.00
Disclosure

SEC source: 0001529628-25-000036 · wk-form4_1741094256.xml · nonDerivative · entry 1

YOUNG CHARLES EDWIN · CIK 0001687132 · Director · CEO · 10% owner

KEYSTONE CRANBERRY, LLC · CIK 0001688727 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,359,989

F1 · shares: Represents shares of Restricted Stock granted to the Reporting Person on February 28, 2025 under the Issuer's 2016 Long Term Incentive Award Plan, which vest in four equal annual installments on each of the next four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 13:06 UTC
KISZKA ROBERTExecutive VP of Operations
GrantCommon Stock 86,957 $0.00 $0.00
Disclosure

SEC source: 0001529628-25-000028 · wk-form4_1741093556.xml · nonDerivative · entry 1

KISZKA ROBERT · CIK 0001687112 · Executive VP of Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 529,388

F1 · shares: Represents shares of Restricted Stock granted to the Reporting Person on February 28, 2025 under the Issuer's 2016 Long Term Incentive Award Plan, which vest in four equal annual installments on each of the next four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 13:09 UTC
YOUNG WILLIAM JOHNChief Operating Officer
GrantCommon Stock 130,435 $0.00 $0.00
Disclosure

SEC source: 0001529628-25-000030 · wk-form4_1741093776.xml · nonDerivative · entry 1

YOUNG WILLIAM JOHN · CIK 0001687130 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 601,109

F1 · shares: Represents shares of Restricted Stock granted to the Reporting Person on February 28, 2025 under the Issuer's 2016 Long Term Incentive Award Plan, which vest in four equal annual installments on each of the next four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 13:03 UTC
WHELAN RONALD PSEE REMARKS
GrantCommon Stock 86,957 $0.00 $0.00
Disclosure

SEC source: 0001529628-25-000026 · wk-form4_1741093409.xml · nonDerivative · entry 1

WHELAN RONALD P · CIK 0001687143 · SEE REMARKS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 448,485

F1 · shares: Represents shares of Restricted Stock granted to the Reporting Person on February 28, 2025 under the Issuer's 2016 Long Term Incentive Award Plan, which vest in four equal annual installments on each of the next four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 13:11 UTC
Beckelman Lee EChief Financial Officer
GrantCommon Stock 130,435 $0.00 $0.00
Disclosure

SEC source: 0001529628-25-000032 · wk-form4_1741093864.xml · nonDerivative · entry 1

Beckelman Lee E · CIK 0001315758 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 745,048

F1 · shares: Represents shares of Restricted Stock granted to the Reporting Person on February 28, 2025 under the Issuer's 2016 Long Term Incentive Award Plan, which vest in four equal annual installments on each of the next four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 13:29 UTC
SPEAKER ANDREW RDirector · SEE REMARKS
GrantCommon Stock 39,130 $0.00 $0.00
Disclosure

SEC source: 0001529628-25-000044 · wk-form4_1741094972.xml · nonDerivative · entry 1

SPEAKER ANDREW R · CIK 0001241268 · Director · SEE REMARKS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 989,822

F1 · shares: Represents shares of Restricted Stock granted to the Reporting Person on February 28, 2025 under the Issuer's Amended and Restated 2016 Omnibus Incentive Plan, which vest on the one year anniversary of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 13:20 UTC GrantCommon Stock 39,130 $0.00 $0.00
Disclosure

SEC source: 0001529628-25-000038 · wk-form4_1741094435.xml · nonDerivative · entry 1

Porcelli Frank · CIK 0001319575 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,119,060

F1 · shares: Represents shares of Restricted Stock granted to the Reporting Person on February 28, 2025 under the Issuer's Amended and Restated 2016 Omnibus Incentive Plan, which vest on the one year anniversary of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 13:24 UTC GrantCommon Stock 39,130 $0.00 $0.00
Disclosure

SEC source: 0001529628-25-000042 · wk-form4_1741094677.xml · nonDerivative · entry 1

Pawlenty Timothy · CIK 0001536307 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 248,522

F1 · shares: Represents shares of Restricted Stock granted to the Reporting Person on February 28, 2025 under the Issuer's Amended and Restated 2016 Omnibus Incentive Plan, which vest on the one year anniversary of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 13:22 UTC GrantCommon Stock 39,130 $0.00 $0.00
Disclosure

SEC source: 0001529628-25-000040 · wk-form4_1741094526.xml · nonDerivative · entry 1

Spurlin Sharon · CIK 0001545197 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 239,961

F1 · shares: Represents shares of Restricted Stock granted to the Reporting Person on February 28, 2025 under the Issuer's Amended and Restated 2016 Omnibus Incentive Plan, which vest on the one year anniversary of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 13:16 UTC GrantCommon Stock 86,957 $0.00 $0.00
Disclosure

SEC source: 0001529628-25-000034 · wk-form4_1741094158.xml · nonDerivative · entry 1

Young James Douglas · CIK 0001709934 · SEE REMARKS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 360,613

F1 · shares: Represents shares of Restricted Stock granted to the Reporting Person on February 28, 2025 under the Issuer's 2016 Long Term Incentive Award Plan, which vest in four equal annual installments on each of the next four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date.

Read SEC document
February 22, 2025 Filed Feb 25, 2025 21:12 UTC
YOUNG CHARLES EDWINDirector · CEO · 10% owner
KEYSTONE CRANBERRY, LLCDirector · 10% owner
Tax withholdingCommon Stock 18,625 $2.25 $41,906.25
Disclosure

SEC source: 0001529628-25-000015 · wk-form4_1740517921.xml · nonDerivative · entry 1

YOUNG CHARLES EDWIN · CIK 0001687132 · Director · CEO · 10% owner

KEYSTONE CRANBERRY, LLC · CIK 0001688727 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,131,728

F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date.

Read SEC document
February 22, 2025 Filed Feb 25, 2025 21:02 UTC
KISZKA ROBERTExecutive VP of Operations
Tax withholdingCommon Stock 8,709 $2.25 $19,595.25
Disclosure

SEC source: 0001529628-25-000011 · wk-form4_1740517346.xml · nonDerivative · entry 1

KISZKA ROBERT · CIK 0001687112 · Executive VP of Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 442,431

F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date.

Read SEC document
February 22, 2025 Filed Feb 25, 2025 21:04 UTC
YOUNG WILLIAM JOHNChief Operating Officer
Tax withholdingCommon Stock 13,064 $2.25 $29,394.00
Disclosure

SEC source: 0001529628-25-000012 · wk-form4_1740517428.xml · nonDerivative · entry 1

YOUNG WILLIAM JOHN · CIK 0001687130 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 470,674

F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date.

Read SEC document
February 22, 2025 Filed Feb 25, 2025 21:01 UTC
WHELAN RONALD PSEE REMARKS
Tax withholdingCommon Stock 8,776 $2.25 $19,746.00
Disclosure

SEC source: 0001529628-25-000010 · wk-form4_1740517257.xml · nonDerivative · entry 1

WHELAN RONALD P · CIK 0001687143 · SEE REMARKS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 361,528

F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date.

Read SEC document
February 22, 2025 Filed Feb 25, 2025 21:08 UTC
Beckelman Lee EChief Financial Officer
Tax withholdingCommon Stock 11,463 $2.25 $25,791.75
Disclosure

SEC source: 0001529628-25-000014 · wk-form4_1740517698.xml · nonDerivative · entry 1

Beckelman Lee E · CIK 0001315758 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 614,613

F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date.

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February 22, 2025 Filed Feb 25, 2025 21:29 UTC
SPEAKER ANDREW RDirector · SEE REMARKS
Tax withholdingCommon Stock 15,676 $2.25 $35,271.00
Disclosure

SEC source: 0001529628-25-000016 · wk-form4_1740518971.xml · nonDerivative · entry 1

SPEAKER ANDREW R · CIK 0001241268 · Director · SEE REMARKS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 950,692

F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date.

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February 22, 2025 Filed Feb 25, 2025 21:06 UTC Tax withholdingCommon Stock 8,451 $2.25 $19,014.75
Disclosure

SEC source: 0001529628-25-000013 · wk-form4_1740517569.xml · nonDerivative · entry 1

Young James Douglas · CIK 0001709934 · SEE REMARKS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 273,656

F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date.

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January 01, 2025 Filed Jan 2, 2025 21:15 UTC
Green Christopher M.Vice President of Accounting
Tax withholdingCommon Stock, par value $0.001 per share 1,268 $2.25 $2,853.00
Disclosure

SEC source: 0001529628-25-000002 · wk-form4_1735852521.xml · nonDerivative · entry 1

Green Christopher M. · CIK 0001968347 · Vice President of Accounting

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,015

F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date.

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December 16, 2024 Filed Dec 18, 2024 21:18 UTC
Green Christopher M.Vice President of Accounting
Tax withholdingCommon Stock, par value $0.001 per share 1,069 $2.21 $2,362.49
Disclosure

SEC source: 0001529628-24-000183 · wk-form4_1734556713.xml · nonDerivative · entry 1

Green Christopher M. · CIK 0001968347 · Vice President of Accounting

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,283

F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date.

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August 23, 2024 Filed Aug 27, 2024 20:00 UTC
SPEAKER ANDREW RDirector · SEE REMARKS
Tax withholdingCommon Stock 5,530 $2.10 $11,613.00
Disclosure

SEC source: 0001529628-24-000163 · wk-form4_1724788826.xml · nonDerivative · entry 1

SPEAKER ANDREW R · CIK 0001241268 · Director · SEE REMARKS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 966,368

F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date.

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August 16, 2024 Filed Aug 19, 2024 21:22 UTC
Green Christopher M.Vice President of Accounting
SaleCommon Stock, par value $0.001 per share 33,000 $1.96 $64,680.00
Disclosure

SEC source: 0001529628-24-000161 · wk-form4_1724102533.xml · nonDerivative · entry 1

Green Christopher M. · CIK 0001968347 · Vice President of Accounting

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,352

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.95 to $2.03, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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July 30, 2024 Filed Aug 1, 2024 20:19 UTC
YOUNG CHARLES EDWINDirector · CEO · 10% owner
KEYSTONE CRANBERRY, LLCDirector · 10% owner
Tax withholdingCommon Stock 11,294 $2.09 $23,604.46
Disclosure

SEC source: 0001529628-24-000150 · wk-form4_1722543557.xml · nonDerivative · entry 1

YOUNG CHARLES EDWIN · CIK 0001687132 · Director · CEO · 10% owner

KEYSTONE CRANBERRY, LLC · CIK 0001688727 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,150,353

F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date.

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July 30, 2024 Filed Aug 1, 2024 20:16 UTC
KISZKA ROBERTExecutive VP of Operations
Tax withholdingCommon Stock 5,034 $2.09 $10,521.06
Disclosure

SEC source: 0001529628-24-000146 · wk-form4_1722543382.xml · nonDerivative · entry 1

KISZKA ROBERT · CIK 0001687112 · Executive VP of Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 451,140

F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date.

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July 30, 2024 Filed Aug 1, 2024 20:17 UTC
YOUNG WILLIAM JOHNChief Operating Officer
Tax withholdingCommon Stock 7,551 $2.09 $15,781.59
Disclosure

SEC source: 0001529628-24-000147 · wk-form4_1722543426.xml · nonDerivative · entry 1

YOUNG WILLIAM JOHN · CIK 0001687130 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 483,738

F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date.

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July 30, 2024 Filed Aug 1, 2024 20:18 UTC
WHELAN RONALD PSEE REMARKS
Tax withholdingCommon Stock 5,080 $2.09 $10,617.20
Disclosure

SEC source: 0001529628-24-000149 · wk-form4_1722543512.xml · nonDerivative · entry 1

WHELAN RONALD P · CIK 0001687143 · SEE REMARKS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 370,304

F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date.

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July 30, 2024 Filed Aug 1, 2024 20:15 UTC
Beckelman Lee EChief Financial Officer
Tax withholdingCommon Stock 6,453 $2.09 $13,486.77
Disclosure

SEC source: 0001529628-24-000145 · wk-form4_1722543334.xml · nonDerivative · entry 1

Beckelman Lee E · CIK 0001315758 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 626,076

F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date.

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July 30, 2024 Filed Aug 1, 2024 20:17 UTC Tax withholdingCommon Stock 4,857 $2.09 $10,151.13
Disclosure

SEC source: 0001529628-24-000148 · wk-form4_1722543471.xml · nonDerivative · entry 1

Young James Douglas · CIK 0001709934 · SEE REMARKS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 282,107

F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date.

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July 30, 2024 Filed Aug 16, 2024 21:38 UTC
Green Christopher M.Vice President of Accounting
Tax withholdingCommon Stock, par value $0.001 per share 909 $2.09 $1,899.81
Disclosure

SEC source: 0001529628-24-000159 · wk-form4_1723844284.xml · nonDerivative · entry 1

Green Christopher M. · CIK 0001968347 · Vice President of Accounting

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,352

F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.