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OTC · USD

SNBRQ

Sleep Number Corp

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Tapewire entity
9709
SEC CIK
0000827187
Parsed reports
580

Last 12 months

Inside the activity.

0 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202604
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 22, 2019 Filed Mar 26, 2019 20:01 UTC
CARLIN ANDREW PEVP, Chief Sales & Svc Officer
GrantCommon Stock 14,449 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-013207 · form4.xml · nonDerivative · entry 1

CARLIN ANDREW P · CIK 0001287743 · EVP, Chief Sales & Svc Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,003

F1 · shares: On 3/22/19 shares vested from a performance-based restricted stock unit award.

Read SEC document
March 22, 2019 Filed Mar 26, 2019 20:00 UTC Tax withholdingCommon Stock 3,317 $45.93 $152,349.81
Disclosure

SEC source: 0001127602-19-013205 · form4.xml · nonDerivative · entry 2

Saklad Joseph Hunter · CIK 0001604680 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,980

F2 · shares: These shares were withheld from the vesting of a performance-based restricted stock unit award to cover the estimated tax withholding obligation.

Read SEC document
March 22, 2019 Filed Mar 26, 2019 20:00 UTC GrantCommon Stock 10,837 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-013205 · form4.xml · nonDerivative · entry 1

Saklad Joseph Hunter · CIK 0001604680 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,297

F1 · shares: On 3/22/19 shares vested from a performance-based restricted stock unit award.

Read SEC document
March 22, 2019 Filed Mar 26, 2019 19:59 UTC
Ibach Shelly RadueDirector · President and CEO
GiftCommon Stock 43,041 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-013204 · form4.xml · nonDerivative · entry 4

Ibach Shelly Radue · CIK 0001393812 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Family Trust

Disclosed balance after: 90,682

Read SEC document
March 22, 2019 Filed Mar 26, 2019 19:59 UTC
Ibach Shelly RadueDirector · President and CEO
GiftCommon Stock 43,041 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-013204 · form4.xml · nonDerivative · entry 3

Ibach Shelly Radue · CIK 0001393812 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,083

F3 · shares: The reporting person transferred these shares as a gift to her family trust.

F4 · balance_after: Includes 39,083 restricted stock units which the reporting person has deferred.

Read SEC document
March 22, 2019 Filed Mar 26, 2019 19:59 UTC
Ibach Shelly RadueDirector · President and CEO
Tax withholdingCommon Stock 32,821 $45.93 $1,507,468.53
Disclosure

SEC source: 0001127602-19-013204 · form4.xml · nonDerivative · entry 2

Ibach Shelly Radue · CIK 0001393812 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,124

F2 · shares: These shares were withheld from the vesting of a performance-based restricted stock unit award to cover the estimated tax withholding obligation.

Read SEC document
March 22, 2019 Filed Mar 26, 2019 19:59 UTC
Ibach Shelly RadueDirector · President and CEO
GrantCommon Stock 75,862 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-013204 · form4.xml · nonDerivative · entry 1

Ibach Shelly Radue · CIK 0001393812 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,945

F1 · shares: On 3/22/19 shares vested from a performance-based restricted stock unit award.

Read SEC document
March 22, 2019 Filed Mar 26, 2019 19:57 UTC Tax withholdingCommon Stock 3,317 $45.93 $152,349.81
Disclosure

SEC source: 0001127602-19-013201 · form4.xml · nonDerivative · entry 2

Brown Kevin Kennedy · CIK 0001596057 · SVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,936

F2 · shares: These shares were withheld from the vesting of a performance-based restricted stock unit award to cover the estimated tax withholding obligation.

Read SEC document
March 22, 2019 Filed Mar 26, 2019 19:57 UTC GrantCommon Stock 10,837 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-013201 · form4.xml · nonDerivative · entry 1

Brown Kevin Kennedy · CIK 0001596057 · SVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,253

F1 · shares: On 3/22/19 shares vested from a performance-based restricted stock unit award.

Read SEC document
March 22, 2019 Filed Mar 26, 2019 19:56 UTC
Bloomquist Andrea LeeSVP, Chief Product Officer
Tax withholdingCommon Stock 4,422 $45.93 $203,102.46
Disclosure

SEC source: 0001127602-19-013200 · form4.xml · nonDerivative · entry 2

Bloomquist Andrea Lee · CIK 0001551521 · SVP, Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,733

F2 · shares: These shares were withheld from the vesting of a performance-based restricted stock unit award to cover the estimated tax withholding obligation.

Read SEC document
March 22, 2019 Filed Mar 26, 2019 19:56 UTC
Bloomquist Andrea LeeSVP, Chief Product Officer
GrantCommon Stock 14,449 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-013200 · form4.xml · nonDerivative · entry 1

Bloomquist Andrea Lee · CIK 0001551521 · SVP, Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,155

F1 · shares: On 3/22/19 shares vested from a performance-based restricted stock unit award.

Read SEC document
March 22, 2019 Filed Mar 26, 2019 19:55 UTC
Barra MelissaSVP, Chief Strategy & CRO
Tax withholdingCommon Stock 3,315 $45.93 $152,257.95
Disclosure

SEC source: 0001127602-19-013199 · form4.xml · nonDerivative · entry 2

Barra Melissa · CIK 0001630667 · SVP, Chief Strategy & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,196

F2 · shares: These shares were withheld from the vesting of a performance-based restricted stock unit award to cover the estimated tax withholding obligation.

Read SEC document
March 22, 2019 Filed Mar 26, 2019 19:55 UTC
Barra MelissaSVP, Chief Strategy & CRO
GrantCommon Stock 10,837 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-013199 · form4.xml · nonDerivative · entry 1

Barra Melissa · CIK 0001630667 · SVP, Chief Strategy & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,511

F1 · shares: On 3/22/19 shares vested from a performance-based restricted stock unit award.

Read SEC document
March 21, 2019 Filed Mar 25, 2019 20:20 UTC
Hellfeld Samuel RSVP Chief Legal & Risk Officer
Tax withholdingCommon Stock 73 $47.82 $3,490.86
Disclosure

SEC source: 0001127602-19-013128 · form4.xml · nonDerivative · entry 1

Hellfeld Samuel R · CIK 0001750478 · SVP Chief Legal & Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,638

F1 · shares: These shares were withheld from the vesting of a restricted stock unit award to cover the estimated tax withholding obligation.

Read SEC document
March 21, 2019 Filed Sep 19, 2019 20:01 UTC Tax withholdingCommon Stock 67 $47.82 $3,203.94
Disclosure

SEC source: 0001127602-19-028800 · form4.xml · nonDerivative · entry 14

Poirier Robert Joseph · CIK 0001788270 · VP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,830

F4 · shares: These shares were withheld from the vesting of a restricted stock unit award to cover the reporting persons estimated tax obligation.

Read SEC document
March 13, 2019 Filed Mar 15, 2019 20:01 UTC
Ibach Shelly RadueDirector · President and CEO
SaleCommon Stock 10,000 $48.00 $480,000.00
Disclosure

SEC source: 0001127602-19-011544 · form4.xml · nonDerivative · entry 1

Ibach Shelly Radue · CIK 0001393812 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Family Trust

Disclosed balance after: 47,641

F1 · shares: These shares were sold pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 17:15 UTC GiftCommon Stock 355 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-010986 · form4.xml · nonDerivative · entry 3

KILPATRICK DEBORAH L. · CIK 0001590950 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Family Trust

Disclosed balance after: 1,731

Read SEC document
March 08, 2019 Filed Mar 12, 2019 17:15 UTC GiftCommon Stock 355 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-010986 · form4.xml · nonDerivative · entry 2

KILPATRICK DEBORAH L. · CIK 0001590950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,696

F2 · shares: The reporting person transferred these shares as a gift to her family trust.

F3 · balance_after: Includes 2,696 restricted stock units that will vest over time.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 17:15 UTC GrantCommon Stock 355 $45.89 $16,290.95
Disclosure

SEC source: 0001127602-19-010986 · form4.xml · nonDerivative · entry 1

KILPATRICK DEBORAH L. · CIK 0001590950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,051

F1 · shares: The reporting person elected to receive a portion of her Board fees in common stock.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 17:13 UTC GrantPhantom Stock · Derivative 555.68 $45.89 $25,500.16
Disclosure

SEC source: 0001127602-19-010983 · form4.xml · derivative · entry 2

Matas Barbara Ruth · CIK 0001671249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,476.78

Underlying: Common Stock · 555.68 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of Phantom Stock is the economic equivalent of one share of Common Stock. The shares of Phantom Stock become payable in Common Stock, at the election of the reporting person.

F2 · derivative.exercise_date: Each share of Phantom Stock is the economic equivalent of one share of Common Stock. The shares of Phantom Stock become payable in Common Stock, at the election of the reporting person.

F2 · derivative.expiration_date: Each share of Phantom Stock is the economic equivalent of one share of Common Stock. The shares of Phantom Stock become payable in Common Stock, at the election of the reporting person.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 17:12 UTC GrantPhantom Stock · Derivative 517.54 $45.89 $23,749.91
Disclosure

SEC source: 0001127602-19-010981 · form4.xml · derivative · entry 2

Nedorostek Kathleen L · CIK 0001519925 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,110.81

Underlying: Common Stock · 517.54 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of Phantom Stock is the economic equivalent of one share of Common Stock. The shares of Phantom Stock become payable in Common Stock, at the election of the reporting person.

F2 · derivative.exercise_date: Each share of Phantom Stock is the economic equivalent of one share of Common Stock. The shares of Phantom Stock become payable in Common Stock, at the election of the reporting person.

F2 · derivative.expiration_date: Each share of Phantom Stock is the economic equivalent of one share of Common Stock. The shares of Phantom Stock become payable in Common Stock, at the election of the reporting person.

Read SEC document
February 21, 2019 Filed Feb 21, 2019 21:01 UTC
Ibach Shelly RadueDirector · President and CEO
SaleCommon Stock 5,112 $43.98 $224,825.76
Disclosure

SEC source: 0001127602-19-007515 · form4.xml · nonDerivative · entry 4

Ibach Shelly Radue · CIK 0001393812 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,083

F3 · balance_after: Includes 39,083 restricted stock units which the reporting person has deferred.

Read SEC document
February 20, 2019 Filed Feb 21, 2019 21:02 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,442 $0.00 Strike: $23.61 $0.00
Disclosure

SEC source: 0001127602-19-007518 · form4.xml · derivative · entry 5

Saklad Joseph Hunter · CIK 0001604680 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,883

Underlying: Common Stock · 2,442 shares

Expires 2027-03-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option becomes exercisable with respect to 1/3rd of the shares on each of 3/21/18, 3/21/19 and 3/21/20.

Read SEC document
February 20, 2019 Filed Feb 21, 2019 21:02 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 4,420 $0.00 Strike: $33.32 $0.00
Disclosure

SEC source: 0001127602-19-007518 · form4.xml · derivative · entry 4

Saklad Joseph Hunter · CIK 0001604680 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,420 shares

Expires 2025-03-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option was fully vested and exercisable.

Read SEC document
February 20, 2019 Filed Feb 21, 2019 21:02 UTC SaleCommon Stock 5,302 $43.63 $231,327.32
Disclosure

SEC source: 0001127602-19-007518 · form4.xml · nonDerivative · entry 3

Saklad Joseph Hunter · CIK 0001604680 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,460

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices between $43.6155 and $43.6750, inclusive. The reporting person will provide to the SEC Staff, Sleep Number or any security holder of Sleep Number, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 20, 2019 Filed Feb 21, 2019 21:02 UTC Exercise / conversionCommon Stock 2,442 $23.61 $57,655.62
Disclosure

SEC source: 0001127602-19-007518 · form4.xml · nonDerivative · entry 2

Saklad Joseph Hunter · CIK 0001604680 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,762

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2019 Filed Feb 21, 2019 21:02 UTC Exercise / conversionCommon Stock 4,420 $33.32 $147,274.40
Disclosure

SEC source: 0001127602-19-007518 · form4.xml · nonDerivative · entry 1

Saklad Joseph Hunter · CIK 0001604680 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,320

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2019 Filed Feb 21, 2019 21:01 UTC
Ibach Shelly RadueDirector · President and CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 7,500 $0.00 Strike: $0.79 $0.00
Disclosure

SEC source: 0001127602-19-007515 · form4.xml · derivative · entry 6

Ibach Shelly Radue · CIK 0001393812 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires 2019-06-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2019 Filed Feb 21, 2019 21:01 UTC
Ibach Shelly RadueDirector · President and CEO
Tax withholdingCommon Stock 2,388 $43.45 $103,758.60
Disclosure

SEC source: 0001127602-19-007515 · form4.xml · nonDerivative · entry 3

Ibach Shelly Radue · CIK 0001393812 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,195

F2 · shares: These shares were withheld from the stock option exercise to cover the exercise price and estimated tax withholding obligation.

Read SEC document
February 20, 2019 Filed Feb 21, 2019 21:01 UTC
Ibach Shelly RadueDirector · President and CEO
Exercise / conversionCommon Stock 7,500 $0.79 $5,925.00
Disclosure

SEC source: 0001127602-19-007515 · form4.xml · nonDerivative · entry 2

Ibach Shelly Radue · CIK 0001393812 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,583

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2019 Filed Feb 20, 2019 21:08 UTC SaleCommon Stock 3,500 $43.41 $151,931.15
Disclosure

SEC source: 0001127602-19-007160 · form4.xml · nonDerivative · entry 1

Brown Kevin Kennedy · CIK 0001596057 · SVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,416

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices between $43.3906 and $43.4820, inclusive. The reporting person will provide the SEC Staff, Sleep Number or any security holder of Sleep Number, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 19, 2019 Filed Feb 20, 2019 21:07 UTC Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $9.95 $0.00
Disclosure

SEC source: 0001127602-19-007154 · form4.xml · derivative · entry 4

LAUDERBACK BRENDA J · CIK 0001160672 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2020-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2019 Filed Feb 20, 2019 21:07 UTC SaleCommon Stock 2,058 $42.89 $88,274.00
Disclosure

SEC source: 0001127602-19-007154 · form4.xml · nonDerivative · entry 3

LAUDERBACK BRENDA J · CIK 0001160672 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,954

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices between $42.8907 and $42.9250, inclusive. The reporting person will provide the SEC Staff, Sleep Number or any security holder of Sleep Number, upon request, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 2,696 restricted stock units that will vest over time.

Read SEC document
February 19, 2019 Filed Feb 20, 2019 21:07 UTC SaleCommon Stock 5,000 $42.95 $214,734.50
Disclosure

SEC source: 0001127602-19-007154 · form4.xml · nonDerivative · entry 2

LAUDERBACK BRENDA J · CIK 0001160672 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,012

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices between $42.94 and $43.02, inclusive. The reporting person will provide to the SEC Staff, Sleep Number or any security holder of Sleep Number, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 19, 2019 Filed Feb 20, 2019 21:07 UTC Exercise / conversionCommon Stock 5,000 $9.95 $49,750.00
Disclosure

SEC source: 0001127602-19-007154 · form4.xml · nonDerivative · entry 1

LAUDERBACK BRENDA J · CIK 0001160672 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,012

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2019 Filed Feb 20, 2019 21:05 UTC
Krishna SureshSVP Chief Ops SC Lean Officer
SaleCommon Stock 14,025 $42.62 $597,718.85
Disclosure

SEC source: 0001127602-19-007148 · form4.xml · nonDerivative · entry 1

Krishna Suresh · CIK 0001488151 · SVP Chief Ops SC Lean Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,750

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices between $42.50 and $42.8650, inclusive. The reporting person will provide the SEC Staff, Sleep Number or any security holder of Sleep Number, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 21:01 UTC
Ibach Shelly RadueDirector · President and CEO
SaleCommon Stock 10,000 $44.00 $440,000.00
Disclosure

SEC source: 0001127602-19-007515 · form4.xml · nonDerivative · entry 1

Ibach Shelly Radue · CIK 0001393812 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Family Trust

Disclosed balance after: 57,641

F1 · shares: These shares were sold pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 21:00 UTC
CARLIN ANDREW PEVP, Chief Sales & Svc Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 4,884 $0.00 Strike: $23.61 $0.00
Disclosure

SEC source: 0001127602-19-007513 · form4.xml · derivative · entry 11

CARLIN ANDREW P · CIK 0001287743 · EVP, Chief Sales & Svc Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,766

Underlying: Common Stock · 4,884 shares

Expires 2027-03-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option becomes exercisable with respect to 1/3rd of the shares on each of 3/21/18, 3/21/19 and 3/21/20.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 21:00 UTC
CARLIN ANDREW PEVP, Chief Sales & Svc Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,895 $0.00 Strike: $33.32 $0.00
Disclosure

SEC source: 0001127602-19-007513 · form4.xml · derivative · entry 10

CARLIN ANDREW P · CIK 0001287743 · EVP, Chief Sales & Svc Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,895 shares

Expires 2025-03-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option becomes exercisable with respect to 1/3rd of the shares on each of 3/22/17, 3/22/18 and 3/22/19.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 21:00 UTC
CARLIN ANDREW PEVP, Chief Sales & Svc Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 9,350 $0.00 Strike: $17.77 $0.00
Disclosure

SEC source: 0001127602-19-007513 · form4.xml · derivative · entry 9

CARLIN ANDREW P · CIK 0001287743 · EVP, Chief Sales & Svc Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,350 shares

Expires 2024-03-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option becomes exercisable with respect to 1/3rd of the shares on each of 3/22/17, 3/22/18 and 3/22/19.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 21:00 UTC
CARLIN ANDREW PEVP, Chief Sales & Svc Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 11,450 $0.00 Strike: $21.15 $0.00
Disclosure

SEC source: 0001127602-19-007513 · form4.xml · derivative · entry 8

CARLIN ANDREW P · CIK 0001287743 · EVP, Chief Sales & Svc Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,450 shares

Expires 2023-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 21:00 UTC
CARLIN ANDREW PEVP, Chief Sales & Svc Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,611 $0.00 Strike: $25.99 $0.00
Disclosure

SEC source: 0001127602-19-007513 · form4.xml · derivative · entry 7

CARLIN ANDREW P · CIK 0001287743 · EVP, Chief Sales & Svc Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,611 shares

Expires 2022-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 21:00 UTC
CARLIN ANDREW PEVP, Chief Sales & Svc Officer
SaleCommon Stock 34,190 $42.42 $1,450,185.95
Disclosure

SEC source: 0001127602-19-007513 · form4.xml · nonDerivative · entry 6

CARLIN ANDREW P · CIK 0001287743 · EVP, Chief Sales & Svc Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,554

F1 · balance_after: Includes 18,880 restricted stock units that will vest over time.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 21:00 UTC
CARLIN ANDREW PEVP, Chief Sales & Svc Officer
Exercise / conversionCommon Stock 4,884 $23.61 $115,311.24
Disclosure

SEC source: 0001127602-19-007513 · form4.xml · nonDerivative · entry 5

CARLIN ANDREW P · CIK 0001287743 · EVP, Chief Sales & Svc Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,744

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 19, 2019 Filed Feb 21, 2019 21:00 UTC
CARLIN ANDREW PEVP, Chief Sales & Svc Officer
Exercise / conversionCommon Stock 5,895 $33.32 $196,421.40
Disclosure

SEC source: 0001127602-19-007513 · form4.xml · nonDerivative · entry 4

CARLIN ANDREW P · CIK 0001287743 · EVP, Chief Sales & Svc Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,860

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 19, 2019 Filed Feb 21, 2019 21:00 UTC
CARLIN ANDREW PEVP, Chief Sales & Svc Officer
Exercise / conversionCommon Stock 9,350 $17.77 $166,149.50
Disclosure

SEC source: 0001127602-19-007513 · form4.xml · nonDerivative · entry 3

CARLIN ANDREW P · CIK 0001287743 · EVP, Chief Sales & Svc Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,965

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 19, 2019 Filed Feb 21, 2019 21:00 UTC
CARLIN ANDREW PEVP, Chief Sales & Svc Officer
Exercise / conversionCommon Stock 11,450 $21.15 $242,167.50
Disclosure

SEC source: 0001127602-19-007513 · form4.xml · nonDerivative · entry 2

CARLIN ANDREW P · CIK 0001287743 · EVP, Chief Sales & Svc Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,615

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 19, 2019 Filed Feb 21, 2019 21:00 UTC
CARLIN ANDREW PEVP, Chief Sales & Svc Officer
Exercise / conversionCommon Stock 2,611 $25.99 $67,859.89
Disclosure

SEC source: 0001127602-19-007513 · form4.xml · nonDerivative · entry 1

CARLIN ANDREW P · CIK 0001287743 · EVP, Chief Sales & Svc Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,165

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 15, 2019 Filed Feb 19, 2019 21:00 UTC
Dirks Patricia AnnSVP & Chief H.R. Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 6,600 $0.00 Strike: $17.36 $0.00
Disclosure

SEC source: 0001127602-19-006760 · form4.xml · derivative · entry 5

Dirks Patricia Ann · CIK 0001604277 · SVP & Chief H.R. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,600 shares

Expires 2024-04-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option became exercisable with respect to one-third of the shares on each of 4/7/15, 4/7/16 and 4/7/17.

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February 15, 2019 Filed Feb 19, 2019 21:00 UTC
Dirks Patricia AnnSVP & Chief H.R. Officer
SaleCommon Stock 6,600 $43.00 $283,800.00
Disclosure

SEC source: 0001127602-19-006760 · form4.xml · nonDerivative · entry 3

Dirks Patricia Ann · CIK 0001604277 · SVP & Chief H.R. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,630

F1 · shares: These shares were sold pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

F2 · balance_after: Includes 28,630 deferred Restricted Stock Units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.