Tapewire

OTC · USD

SNBRQ

Sleep Number Corp

Export transactions ↓
Tapewire entity
9709
SEC CIK
0000827187
Parsed reports
580

Last 12 months

Inside the activity.

0 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202604
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 27, 2020 Filed Apr 29, 2020 20:04 UTC Exercise / conversionStock Option (right to buy) · Derivative 2,165 $0.00 Strike: $28.86 $0.00
Disclosure

SEC source: 0001127602-20-014669 · form4.xml · derivative · entry 6

PEEL MICHAEL A · CIK 0001206690 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,165 shares

Expires 2028-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
April 27, 2020 Filed Apr 29, 2020 20:04 UTC Exercise / conversionStock Option (right to buy) · Derivative 1,875 $0.00 Strike: $29.37 $0.00
Disclosure

SEC source: 0001127602-20-014669 · form4.xml · derivative · entry 5

PEEL MICHAEL A · CIK 0001206690 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,875 shares

Expires 2027-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
April 27, 2020 Filed Apr 29, 2020 20:04 UTC Exercise / conversionStock Option (right to buy) · Derivative 1,495 $0.00 Strike: $30.50 $0.00
Disclosure

SEC source: 0001127602-20-014669 · form4.xml · derivative · entry 4

PEEL MICHAEL A · CIK 0001206690 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,495 shares

Expires 2025-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
April 27, 2020 Filed Apr 29, 2020 20:04 UTC Exercise / conversionCommon Stock 2,165 $28.86 $62,481.90
Disclosure

SEC source: 0001127602-20-014669 · form4.xml · nonDerivative · entry 3

PEEL MICHAEL A · CIK 0001206690 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,854

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 2,345 restricted stock units that will vest over time.

Read SEC document
April 27, 2020 Filed Apr 29, 2020 20:04 UTC Exercise / conversionCommon Stock 1,875 $29.37 $55,068.75
Disclosure

SEC source: 0001127602-20-014669 · form4.xml · nonDerivative · entry 2

PEEL MICHAEL A · CIK 0001206690 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,689

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 27, 2020 Filed Apr 29, 2020 20:04 UTC Exercise / conversionCommon Stock 1,495 $30.50 $45,597.50
Disclosure

SEC source: 0001127602-20-014669 · form4.xml · nonDerivative · entry 1

PEEL MICHAEL A · CIK 0001206690 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,814

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 24, 2020 Filed Apr 28, 2020 20:02 UTC SaleCommon Stock 2,786 $30.78 $85,753.08
Disclosure

SEC source: 0001127602-20-014597 · form4.xml · nonDerivative · entry 1

Poirier Robert Joseph · CIK 0001788270 · VP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,168

F1 · balance_after: Includes 1,168 shares from Restricted Stock Unit awards that vest over time.

Read SEC document
April 15, 2020 Filed Apr 17, 2020 20:15 UTC GrantCommon Stock 5,145 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-014063 · form4.xml · nonDerivative · entry 1

VALETTE JEAN MICHEL · CIK 0001199207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,936

F1 · shares: These restricted stock units were awarded under a cash retainer for shares program. These shares will vest on December 15, 2020.

F2 · balance_after: Includes 7,490 restricted stock units that will vest over time.

Read SEC document
April 15, 2020 Filed Apr 17, 2020 20:14 UTC GrantCommon Stock 980 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-014061 · form4.xml · nonDerivative · entry 1

LAUDERBACK BRENDA J · CIK 0001160672 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,714

F1 · shares: These restricted stock units were awarded under a cash retainer for shares program. These shares will vest on December 15, 2020.

F2 · balance_after: Includes 3,325 shares pursuant to a restricted stock award that will vest over time.

Read SEC document
April 15, 2020 Filed Apr 17, 2020 20:12 UTC GrantCommon Stock 3,270 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-014054 · form4.xml · nonDerivative · entry 1

HARRISON MICHAEL J · CIK 0001267858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,920

F1 · shares: These restricted stock units were awarded under a cash retainer for shares program. These shares will vest on December 15, 2020.

F2 · balance_after: Includes 5,615 restricted stock units that will vest over time.

Read SEC document
April 15, 2020 Filed Apr 17, 2020 20:13 UTC GrantCommon Stock 695 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-014057 · form4.xml · nonDerivative · entry 1

KILPATRICK DEBORAH L. · CIK 0001590950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,040

F1 · shares: These restricted stock units were awarded under a cash retainer for shares program. These shares will vest on December 15, 2020.

F2 · balance_after: Includes 3,040 restricted stock units that will vest over time.

Read SEC document
April 15, 2020 Filed Apr 17, 2020 20:11 UTC GrantCommon Stock 2,780 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-014051 · form4.xml · nonDerivative · entry 1

GULIS STEPHEN L JR · CIK 0001015788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,961

F1 · shares: These restricted stock units were awarded under a cash retainer for shares program. These shares will vest on December 15, 2020.

F2 · balance_after: Includes 5,125 restricted stock units that will vest over time.

Read SEC document
April 15, 2020 Filed Apr 17, 2020 20:09 UTC GrantCommon Stock 2,780 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-014048 · form4.xml · nonDerivative · entry 1

Alegre Daniel · CIK 0001576237 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,429

F1 · shares: These restricted stock units were awarded under a cash retainer for shares program. These shares will vest on December 15, 2020.

F2 · balance_after: Includes 5,125 restricted stock units that will vest over time.

Read SEC document
April 15, 2020 Filed Apr 17, 2020 20:08 UTC
Hellfeld Samuel RSVP Chief Legal & Risk Officer
GrantCommon Stock 2,650 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-014045 · form4.xml · nonDerivative · entry 1

Hellfeld Samuel R · CIK 0001750478 · SVP Chief Legal & Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,589

F1 · shares: These restricted stock units were awarded under a salary for shares program. These shares will vest on December 26, 2020.

F2 · balance_after: Includes 5,732 shares pursuant to restricted stock unit awards.

Read SEC document
April 15, 2020 Filed Apr 17, 2020 20:07 UTC GrantCommon Stock 3,280 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-014042 · form4.xml · nonDerivative · entry 1

Saklad Joseph Hunter · CIK 0001604680 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,132

F1 · shares: These restricted stock units were awarded under a salary for shares program. These shares will vest on December 26, 2020.

F2 · balance_after: Includes 3,280 shares pursuant to a restricted stock unit award.

Read SEC document
April 15, 2020 Filed Apr 17, 2020 20:06 UTC
Barra MelissaSVP, Chief Sales Svcs & Strat
GrantCommon Stock 6,885 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-014039 · form4.xml · nonDerivative · entry 1

Barra Melissa · CIK 0001630667 · SVP, Chief Sales Svcs & Strat

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,208

F1 · shares: These restricted stock units were awarded under a salary for shares program. These shares will vest on December 26, 2020.

F2 · balance_after: Includes 6,885 shares pursuant to a restricted stock unit award.

Read SEC document
April 15, 2020 Filed Apr 17, 2020 20:04 UTC GrantCommon Stock 1,340 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-014034 · form4.xml · nonDerivative · entry 1

Brown Kevin Kennedy · CIK 0001596057 · SVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,403

F1 · shares: These restricted stock units were awarded under a salary for shares program. These shares will vest on December 26, 2020.

F2 · balance_after: Includes 1,340 shares pursuant to a restricted stock unit award.

Read SEC document
April 15, 2020 Filed Apr 17, 2020 20:02 UTC
Dirks Patricia AnnSVP & Chief H.R. Officer
GrantCommon Stock 6,535 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-014030 · form4.xml · nonDerivative · entry 1

Dirks Patricia Ann · CIK 0001604277 · SVP & Chief H.R. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,071

F1 · shares: These restricted stock units were awarded under a salary for shares program. These shares will vest on December 26, 2020.

F2 · balance_after: Includes 6,535 shares pursuant to a restricted stock unit award.

Read SEC document
April 15, 2020 Filed Apr 17, 2020 20:03 UTC
Ibach Shelly RadueDirector · President and CEO
GrantCommon Stock 14,405 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-014032 · form4.xml · nonDerivative · entry 1

Ibach Shelly Radue · CIK 0001393812 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,488

F1 · shares: These restricted stock units were awarded under a salary for shares program. These shares will vest on December 26, 2020.

F2 · balance_after: Includes 14,405 restricted stock units and 39,083 restricted stock units which the reporting person has deferred.

Read SEC document
April 15, 2020 Filed Apr 17, 2020 20:01 UTC GrantCommon Stock 3,830 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-014029 · form4.xml · nonDerivative · entry 1

Callen David R · CIK 0001418784 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,335

F1 · shares: These restricted stock units were awarded under a salary for shares program. These shares will vest on December 26, 2020.

F2 · balance_after: Includes 3,830 restricted stock units and 33,200 restricted stock units which the reporting person has deferred.

Read SEC document
April 15, 2020 Filed Apr 17, 2020 20:00 UTC
Bloomquist Andrea LeeSVP, Chief Product Officer
GrantCommon Stock 345 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-014028 · form4.xml · nonDerivative · entry 1

Bloomquist Andrea Lee · CIK 0001551521 · SVP, Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,103

F1 · shares: These restricted stock units were awarded under a salary for shares program. These shares will vest on December 26, 2020.

F2 · balance_after: Includes 345 shares pursuant to a restricted stock unit award.

Read SEC document
March 29, 2020 Filed Mar 31, 2020 20:00 UTC Tax withholdingCommon Stock 50 $22.63 $1,131.50
Disclosure

SEC source: 0001127602-20-012216 · form4.xml · nonDerivative · entry 1

Poirier Robert Joseph · CIK 0001788270 · VP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,954

F1 · shares: On 3/29/20 shares vested from a restricted stock unit award. These shares were withheld from the vesting to cover the reporting person's estimated tax obligation.

F2 · balance_after: Includes 1,168 shares from Restricted Stock Unit awards that vest over time.

Read SEC document
March 21, 2020 Filed Mar 24, 2020 20:15 UTC
Dirks Patricia AnnSVP & Chief H.R. Officer
Tax withholdingCommon Stock 4,579 $23.74 $108,705.46
Disclosure

SEC source: 0001127602-20-011854 · form4.xml · nonDerivative · entry 2

Dirks Patricia Ann · CIK 0001604277 · SVP & Chief H.R. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,536

F2 · shares: These shares were withheld from the vesting of a performance-based restricted stock unit award to cover the estimated tax withholding obligation.

Read SEC document
March 21, 2020 Filed Mar 24, 2020 20:15 UTC
Dirks Patricia AnnSVP & Chief H.R. Officer
GrantCommon Stock 13,152 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-011854 · form4.xml · nonDerivative · entry 1

Dirks Patricia Ann · CIK 0001604277 · SVP & Chief H.R. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,115

F1 · shares: On 3/21/20 shares vested from a performance-based restricted stock unit award.

Read SEC document
March 21, 2020 Filed Mar 24, 2020 20:22 UTC Tax withholdingCommon Stock 1,179 $23.74 $27,989.46
Disclosure

SEC source: 0001127602-20-011858 · form4.xml · nonDerivative · entry 2

Poirier Robert Joseph · CIK 0001788270 · VP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,004

F2 · shares: These shares were withheld from the vesting of a performance-based restricted stock unit award and a restricted stock unit award to cover the reporting persons estimated tax obligation.

F3 · balance_after: Includes 1,330 shares from Restricted Stock Unit awards that vest over time.

Read SEC document
March 21, 2020 Filed Mar 24, 2020 20:22 UTC GrantCommon Stock 3,643 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-011858 · form4.xml · nonDerivative · entry 1

Poirier Robert Joseph · CIK 0001788270 · VP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,183

F1 · shares: On 3/21/20 shares vested from a performance-based restricted stock unit award.

Read SEC document
March 21, 2020 Filed Mar 24, 2020 20:21 UTC
Krishna SureshSVP Chief Ops SC Lean Officer
Tax withholdingCommon Stock 8,093 $23.74 $192,127.82
Disclosure

SEC source: 0001127602-20-011857 · form4.xml · nonDerivative · entry 2

Krishna Suresh · CIK 0001488151 · SVP Chief Ops SC Lean Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,521

F2 · shares: These shares were withheld from the vesting of a performance-based restricted stock unit award to cover the estimated tax withholding obligation.

Read SEC document
March 21, 2020 Filed Mar 24, 2020 20:21 UTC
Krishna SureshSVP Chief Ops SC Lean Officer
GrantCommon Stock 19,224 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-011857 · form4.xml · nonDerivative · entry 1

Krishna Suresh · CIK 0001488151 · SVP Chief Ops SC Lean Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,614

F1 · shares: On 3/21/20, shares vested from a performance-based restricted stock unit award.

Read SEC document
March 21, 2020 Filed Mar 24, 2020 20:20 UTC
Ibach Shelly RadueDirector · President and CEO
GiftCommon Stock 70,819 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-011856 · form4.xml · nonDerivative · entry 4

Ibach Shelly Radue · CIK 0001393812 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Family Trust

Disclosed balance after: 141,083

Read SEC document
March 21, 2020 Filed Mar 24, 2020 20:20 UTC
Ibach Shelly RadueDirector · President and CEO
GiftCommon Stock 70,819 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-011856 · form4.xml · nonDerivative · entry 3

Ibach Shelly Radue · CIK 0001393812 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,083

F3 · shares: The reporting person transferred these shares as a gift to her family trust.

F4 · balance_after: Includes 39,083 restricted stock units which the reporting person has deferred.

Read SEC document
March 21, 2020 Filed Mar 24, 2020 20:20 UTC
Ibach Shelly RadueDirector · President and CEO
Tax withholdingCommon Stock 18,232 $23.74 $432,827.68
Disclosure

SEC source: 0001127602-20-011856 · form4.xml · nonDerivative · entry 2

Ibach Shelly Radue · CIK 0001393812 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,902

F2 · shares: These shares were withheld from the vesting of a performance-based restricted stock unit award to cover a portion of the estimated tax withholding obligation.

Read SEC document
March 21, 2020 Filed Mar 24, 2020 20:20 UTC
Ibach Shelly RadueDirector · President and CEO
GrantCommon Stock 89,051 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-011856 · form4.xml · nonDerivative · entry 1

Ibach Shelly Radue · CIK 0001393812 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,134

F1 · shares: On 3/21/20 shares vested from a performance-based restricted stock unit award.

Read SEC document
March 21, 2020 Filed Mar 24, 2020 20:18 UTC
Hellfeld Samuel RSVP Chief Legal & Risk Officer
Tax withholdingCommon Stock 1,194 $23.74 $28,345.56
Disclosure

SEC source: 0001127602-20-011855 · form4.xml · nonDerivative · entry 2

Hellfeld Samuel R · CIK 0001750478 · SVP Chief Legal & Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,939

F2 · shares: These shares were withheld from the vesting of a performance-based restricted stock unit award and a restricted stock unit award to cover the estimated tax withholding obligation.

F3 · balance_after: Includes 3,082 Restricted Stock Units that will vest over time.

Read SEC document
March 21, 2020 Filed Mar 24, 2020 20:18 UTC
Hellfeld Samuel RSVP Chief Legal & Risk Officer
GrantCommon Stock 3,239 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-011855 · form4.xml · nonDerivative · entry 1

Hellfeld Samuel R · CIK 0001750478 · SVP Chief Legal & Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,133

F1 · shares: On 3/21/20 shares vested from a performance-based restricted stock unit award.

Read SEC document
March 21, 2020 Filed Mar 24, 2020 20:14 UTC GrantCommon Stock 19,224 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-011853 · form4.xml · nonDerivative · entry 1

Callen David R · CIK 0001418784 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,505

F1 · shares: On 3/21/20 shares vested from a performance-based restricted stock unit award. The reporting person has deferred receipt of the shares.

Read SEC document
March 21, 2020 Filed Mar 24, 2020 20:13 UTC Tax withholdingCommon Stock 4,025 $23.74 $95,553.50
Disclosure

SEC source: 0001127602-20-011852 · form4.xml · nonDerivative · entry 2

Brown Kevin Kennedy · CIK 0001596057 · SVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,063

F2 · shares: These shares were withheld from the vesting of a performance-based restricted stock unit award to cover the estimated tax withholding obligation.

Read SEC document
March 21, 2020 Filed Mar 24, 2020 20:13 UTC GrantCommon Stock 13,152 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-011852 · form4.xml · nonDerivative · entry 1

Brown Kevin Kennedy · CIK 0001596057 · SVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,088

F1 · shares: On 3/21/20 shares vested from a performance-based restricted stock unit award.

Read SEC document
March 21, 2020 Filed Mar 24, 2020 20:12 UTC
Bloomquist Andrea LeeSVP, Chief Product Officer
Tax withholdingCommon Stock 5,883 $23.74 $139,662.42
Disclosure

SEC source: 0001127602-20-011851 · form4.xml · nonDerivative · entry 2

Bloomquist Andrea Lee · CIK 0001551521 · SVP, Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,758

F2 · shares: These shares were withheld from the vesting of a performance-based restricted stock unit award to cover the estimated tax withholding obligation.

Read SEC document
March 21, 2020 Filed Mar 24, 2020 20:12 UTC
Bloomquist Andrea LeeSVP, Chief Product Officer
GrantCommon Stock 19,224 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-011851 · form4.xml · nonDerivative · entry 1

Bloomquist Andrea Lee · CIK 0001551521 · SVP, Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,641

F1 · shares: On 3/21/20 shares vested from a performance-based restricted stock unit award.

Read SEC document
March 21, 2020 Filed Mar 24, 2020 20:09 UTC
Barra MelissaSVP, Chief Sales Svcs & Strat
Tax withholdingCommon Stock 4,025 $23.74 $95,553.50
Disclosure

SEC source: 0001127602-20-011849 · form4.xml · nonDerivative · entry 2

Barra Melissa · CIK 0001630667 · SVP, Chief Sales Svcs & Strat

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,323

F2 · shares: These shares were withheld from the vesting of a performance-based restricted stock unit award to cover the estimated tax withholding obligation.

Read SEC document
March 21, 2020 Filed Mar 24, 2020 20:09 UTC
Barra MelissaSVP, Chief Sales Svcs & Strat
GrantCommon Stock 13,152 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-011849 · form4.xml · nonDerivative · entry 1

Barra Melissa · CIK 0001630667 · SVP, Chief Sales Svcs & Strat

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,348

F1 · shares: On 3/21/20 shares vested from a performance-based restricted stock unit award.

Read SEC document
March 21, 2020 Filed Mar 24, 2020 20:08 UTC Tax withholdingCommon Stock 3,717 $23.74 $88,241.58
Disclosure

SEC source: 0001127602-20-011848 · form4.xml · nonDerivative · entry 2

Saklad Joseph Hunter · CIK 0001604680 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,852

F2 · shares: These shares were withheld from the vesting of a performance-based restricted stock unit award to cover the estimated tax withholding obligation.

Read SEC document
March 21, 2020 Filed Mar 24, 2020 20:08 UTC GrantCommon Stock 12,144 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-011848 · form4.xml · nonDerivative · entry 1

Saklad Joseph Hunter · CIK 0001604680 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,569

F1 · shares: On 3/21/20 shares vested from a performance-based restricted stock unit award.

Read SEC document
March 16, 2020 Filed Mar 18, 2020 20:00 UTC Exercise / conversionStock Option (right to buy) · Derivative 2,120 $0.00 Strike: $18.50 $0.00
Disclosure

SEC source: 0001127602-20-011245 · form4.xml · derivative · entry 10

PEEL MICHAEL A · CIK 0001206690 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,120 shares

Expires 2024-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option grant is fully vested and exercisable.

Read SEC document
March 16, 2020 Filed Mar 18, 2020 20:00 UTC Exercise / conversionStock Option (right to buy) · Derivative 2,247 $0.00 Strike: $21.74 $0.00
Disclosure

SEC source: 0001127602-20-011245 · form4.xml · derivative · entry 9

PEEL MICHAEL A · CIK 0001206690 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,247 shares

Expires 2026-05-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option grant is fully vested and exercisable.

Read SEC document
March 16, 2020 Filed Mar 18, 2020 20:00 UTC Exercise / conversionStock Option (right to buy) · Derivative 3,620 $0.00 Strike: $22.48 $0.00
Disclosure

SEC source: 0001127602-20-011245 · form4.xml · derivative · entry 8

PEEL MICHAEL A · CIK 0001206690 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,620 shares

Expires 2023-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option grant is fully vested and exercisable.

Read SEC document
March 16, 2020 Filed Mar 18, 2020 20:00 UTC Exercise / conversionStock Option (right to buy) · Derivative 2,499 $0.00 Strike: $27.45 $0.00
Disclosure

SEC source: 0001127602-20-011245 · form4.xml · derivative · entry 7

PEEL MICHAEL A · CIK 0001206690 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,499 shares

Expires 2022-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option grant is fully vested and exercisable.

Read SEC document
March 16, 2020 Filed Mar 18, 2020 20:00 UTC Exercise / conversionStock Option (right to buy) · Derivative 3,376 $0.00 Strike: $17.34 $0.00
Disclosure

SEC source: 0001127602-20-011245 · form4.xml · derivative · entry 6

PEEL MICHAEL A · CIK 0001206690 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,376 shares

Expires 2021-05-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option grant is fully vested and exercisable.

Read SEC document
March 16, 2020 Filed Mar 18, 2020 20:00 UTC Exercise / conversionCommon Stock 2,120 $18.50 $39,220.00
Disclosure

SEC source: 0001127602-20-011245 · form4.xml · nonDerivative · entry 5

PEEL MICHAEL A · CIK 0001206690 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,319

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 2,345 restricted stock units that will vest over time.

Read SEC document
March 16, 2020 Filed Mar 18, 2020 20:00 UTC Exercise / conversionCommon Stock 2,247 $21.74 $48,849.78
Disclosure

SEC source: 0001127602-20-011245 · form4.xml · nonDerivative · entry 4

PEEL MICHAEL A · CIK 0001206690 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,199

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.