SNA

SEC source: 0001127602-20-006099 · form4.xml · derivative · entry 4

Banerjee Anup R · CIK 0001651010 · Sr VP & Chief Devel. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,170 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: 1 for 1.

F1 · kind: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · price: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.exercise_date: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.expiration_date: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

SEC source: 0001127602-20-006099 · form4.xml · derivative · entry 3

Banerjee Anup R · CIK 0001651010 · Sr VP & Chief Devel. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,170

Underlying: Common Stock · 717 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F1 · kind: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · price: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.exercise_date: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.expiration_date: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

SEC source: 0001127602-20-006099 · form4.xml · nonDerivative · entry 2

Banerjee Anup R · CIK 0001651010 · Sr VP & Chief Devel. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,213

F2 · kind: Shares were withheld to cover tax withholding upon the vesting of performance units.

SEC source: 0001127602-20-006099 · form4.xml · nonDerivative · entry 1

Banerjee Anup R · CIK 0001651010 · Sr VP & Chief Devel. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,712

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · price: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

SEC source: 0001127602-20-004668 · form4.xml · derivative · entry 5

Chambers Timothy L · CIK 0001768384 · Sr VP & Pres - Tools

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,320 shares

Expires 2020-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option was exercised and the underlying shares were sold pursuant to a Rule 10b5-1 Plan.

F6 · price: Exercise of Rule 16b-3 stock option pursuant to a Rule 10b5-1 Plan.

F5 · derivative.exercise_date: Option fully vested.

SEC source: 0001127602-20-004668 · form4.xml · nonDerivative · entry 4

Chambers Timothy L · CIK 0001768384 · Sr VP & Pres - Tools

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,736.0018

F1 · kind: The option was exercised and the underlying shares were sold pursuant to a Rule 10b5-1 Plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $157.54 to $158.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

SEC source: 0001127602-20-004668 · form4.xml · nonDerivative · entry 3

Chambers Timothy L · CIK 0001768384 · Sr VP & Pres - Tools

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,136.0018

F1 · kind: The option was exercised and the underlying shares were sold pursuant to a Rule 10b5-1 Plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $156.47 to $157.28. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

SEC source: 0001127602-20-004668 · form4.xml · nonDerivative · entry 2

Chambers Timothy L · CIK 0001768384 · Sr VP & Pres - Tools

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,138.0018

F1 · kind: The option was exercised and the underlying shares were sold pursuant to a Rule 10b5-1 Plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $155.45 to $156.21. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

SEC source: 0001127602-20-004668 · form4.xml · nonDerivative · entry 1

Chambers Timothy L · CIK 0001768384 · Sr VP & Pres - Tools

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,056.0018

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option was exercised and the underlying shares were sold pursuant to a Rule 10b5-1 Plan.

SEC source: 0001127602-20-003183 · form4.xml · derivative · entry 2

STEBBINS DONALD J · CIK 0001193795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,434.794

Underlying: Common Stock · 156 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1.

F2 · kind: Payment of fees in stock under the Company's Directors' 1993 Fee Plan. The reporting person elected to defer receipt of such stock.

F3 · derivative.exercise_date: Scheduled for issuance in a lump sum after the earliest of termination of service as a director, death or upon a change of control.

F3 · derivative.expiration_date: Scheduled for issuance in a lump sum after the earliest of termination of service as a director, death or upon a change of control.

F4 · balance_after: Includes 21.272 deferred stock units acquired through exempt dividend reinvestments.

SEC source: 0001127602-20-003181 · form4.xml · nonDerivative · entry 1

HOLDEN JAMES P · CIK 0001233398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,769.1727

F1 · kind: Payment of fees in stock under the Company's Directors' 1993 Fee Plan.

F2 · balance_after: Includes 127.8920 shares acquired under a dividend reinvestment plan.

SEC source: 0001127602-19-035927 · form4.xml · derivative · entry 8

PINCHUK NICHOLAS T · CIK 0001246136 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,610 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: 1 for 1.

F5 · kind: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019.

F5 · price: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019.

F5 · derivative.exercise_date: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019.

F5 · derivative.expiration_date: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019.

SEC source: 0001127602-19-035927 · form4.xml · nonDerivative · entry 5

PINCHUK NICHOLAS T · CIK 0001246136 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 503,494.6546

F6 · kind: Shares were withheld to cover tax withholding upon the vesting of the restricted stock units.

SEC source: 0001127602-19-035927 · form4.xml · nonDerivative · entry 4

PINCHUK NICHOLAS T · CIK 0001246136 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 505,059.6546

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019.

F5 · price: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019.

SEC source: 0001127602-19-035979 · form4.xml · derivative · entry 4

Boyd Iain · CIK 0001390311 · VP - Operations Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 372 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: 1 for 1.

F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019.

F1 · price: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019.

F1 · derivative.exercise_date: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019.

F1 · derivative.expiration_date: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019.

SEC source: 0001127602-19-035979 · form4.xml · nonDerivative · entry 2

Boyd Iain · CIK 0001390311 · VP - Operations Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,786.7108

F2 · kind: Shares were withheld to cover tax withholding upon the vesting of the restricted stock units.

SEC source: 0001127602-19-035979 · form4.xml · nonDerivative · entry 1

Boyd Iain · CIK 0001390311 · VP - Operations Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,906.7108

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019.

F1 · price: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019.

SEC source: 0001127602-19-035982 · form4.xml · derivative · entry 5

Miller Richard Thomas · CIK 0001740864 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: 1 for 1.

F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019; the reporting person elected to defer the receipt of a portion of the underlying shares.

F1 · price: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019; the reporting person elected to defer the receipt of a portion of the underlying shares.

F1 · derivative.exercise_date: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019; the reporting person elected to defer the receipt of a portion of the underlying shares.

F1 · derivative.expiration_date: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019; the reporting person elected to defer the receipt of a portion of the underlying shares.

SEC source: 0001127602-19-035982 · form4.xml · derivative · entry 4

Miller Richard Thomas · CIK 0001740864 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37.9882

Underlying: Common Stock · 5 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: 1 for 1.

F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019; the reporting person elected to defer the receipt of a portion of the underlying shares.

F1 · price: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019; the reporting person elected to defer the receipt of a portion of the underlying shares.

F5 · derivative.exercise_date: Payment will be made in accordance with the reporting person's deferral election, death, disability or termination of employment.

F5 · derivative.expiration_date: Payment will be made in accordance with the reporting person's deferral election, death, disability or termination of employment.

F6 · balance_after: This information is based on a plan statement dated September 30, 2019, as updated by the transaction being reported.

SEC source: 0001127602-19-035982 · form4.xml · derivative · entry 3

Miller Richard Thomas · CIK 0001740864 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5

Underlying: Common Stock · 121 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: 1 for 1.

F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019; the reporting person elected to defer the receipt of a portion of the underlying shares.

F1 · price: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019; the reporting person elected to defer the receipt of a portion of the underlying shares.

F1 · derivative.exercise_date: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019; the reporting person elected to defer the receipt of a portion of the underlying shares.

F1 · derivative.expiration_date: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019; the reporting person elected to defer the receipt of a portion of the underlying shares.

SEC source: 0001127602-19-035982 · form4.xml · nonDerivative · entry 2

Miller Richard Thomas · CIK 0001740864 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,117.1633

F3 · kind: Shares were withheld to cover tax withholding upon the vesting of the restricted stock units.

SEC source: 0001127602-19-035982 · form4.xml · nonDerivative · entry 1

Miller Richard Thomas · CIK 0001740864 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,159.1633

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019; the reporting person elected to defer the receipt of a portion of the underlying shares.

F1 · price: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019; the reporting person elected to defer the receipt of a portion of the underlying shares.

F2 · balance_after: Includes 39.6359 shares acquired under the Snap-on Incorporated Employee Stock Ownership Plan and a dividend reinvestment plan.

SEC source: 0001127602-19-035980 · form4.xml · derivative · entry 3

Ward Thomas J · CIK 0001320928 · Sr VP & President - RS&I Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,203 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: 1 for 1.

F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019.

F1 · price: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019.

F1 · derivative.exercise_date: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019.

F1 · derivative.expiration_date: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019.

SEC source: 0001127602-19-035980 · form4.xml · nonDerivative · entry 2

Ward Thomas J · CIK 0001320928 · Sr VP & President - RS&I Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,529.2378

F2 · kind: Shares were withheld to cover tax withholding upon the vesting of the restricted stock units.

SEC source: 0001127602-19-035980 · form4.xml · nonDerivative · entry 1

Ward Thomas J · CIK 0001320928 · Sr VP & President - RS&I Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,032.2378

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019.

F1 · price: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019.

SEC source: 0001127602-19-035973 · form4.xml · derivative · entry 3

Lemerand June C · CIK 0001707381 · VP & Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 55 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: 1 for 1.

F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019.

F1 · price: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019.

F1 · derivative.exercise_date: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019.

F1 · derivative.expiration_date: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019.

SEC source: 0001127602-19-035973 · form4.xml · nonDerivative · entry 2

Lemerand June C · CIK 0001707381 · VP & Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 776.9533

F3 · kind: Shares were withheld to cover tax withholding upon the vesting of the restricted stock units.

SEC source: 0001127602-19-035973 · form4.xml · nonDerivative · entry 1

Lemerand June C · CIK 0001707381 · VP & Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 794.9533

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019.

F1 · price: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019.

F2 · balance_after: Includes a total of 35.1721 shares acquired under the Snap-on Incorporated Employee Stock Ownership Plan and a dividend reinvestment plan.

SEC source: 0001127602-19-035977 · form4.xml · derivative · entry 3

Banerjee Anup R · CIK 0001651010 · Sr VP & Chief Devel. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 711 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: 1 for 1.

F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019.

F1 · price: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019.

F1 · derivative.exercise_date: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019.

F1 · derivative.expiration_date: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019.

SEC source: 0001127602-19-035977 · form4.xml · nonDerivative · entry 2

Banerjee Anup R · CIK 0001651010 · Sr VP & Chief Devel. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 542

F2 · kind: Shares were withheld to cover tax withholding upon the vesting of the restricted stock units.

SEC source: 0001127602-19-035977 · form4.xml · nonDerivative · entry 1

Banerjee Anup R · CIK 0001651010 · Sr VP & Chief Devel. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 839

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019.

F1 · price: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019.

SEC source: 0001127602-19-035975 · form4.xml · derivative · entry 3

Arregui Jesus · CIK 0001775494 · Sr VP & President - Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 131 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: 1 for 1.

F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019.

F1 · price: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019.

F1 · derivative.exercise_date: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019.

F1 · derivative.expiration_date: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019.

SEC source: 0001127602-19-035975 · form4.xml · nonDerivative · entry 2

Arregui Jesus · CIK 0001775494 · Sr VP & President - Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 416

F2 · kind: Shares were withheld to cover tax withholding upon the vesting of the restricted stock units.

SEC source: 0001127602-19-035975 · form4.xml · nonDerivative · entry 1

Arregui Jesus · CIK 0001775494 · Sr VP & President - Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 475

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019.

F1 · price: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019.

SEC source: 0001127602-19-035971 · form4.xml · derivative · entry 5

Strege Richard K · CIK 0001700758 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,966.1599

Underlying: Common Stock · 127 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: 1 for 1.

F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019; the reporting person elected to defer the receipt of a portion of the underlying shares.

F1 · price: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019; the reporting person elected to defer the receipt of a portion of the underlying shares.

F5 · derivative.exercise_date: Payment will be made in accordance with the reporting person's deferral election, death, disability or termination of employment.

F5 · derivative.expiration_date: Payment will be made in accordance with the reporting person's deferral election, death, disability or termination of employment.

F6 · balance_after: This information is based on a plan statement dated September 30, 2019, as updated by the transaction being reported and a transaction previously reported on a Form 4, dated October 24, 2019.

SEC source: 0001127602-19-035971 · form4.xml · derivative · entry 4

Strege Richard K · CIK 0001700758 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 127 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: 1 for 1.

F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019; the reporting person elected to defer the receipt of a portion of the underlying shares.

F1 · price: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019; the reporting person elected to defer the receipt of a portion of the underlying shares.

F1 · derivative.exercise_date: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019; the reporting person elected to defer the receipt of a portion of the underlying shares.

F1 · derivative.expiration_date: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019; the reporting person elected to defer the receipt of a portion of the underlying shares.

SEC source: 0001127602-19-035971 · form4.xml · derivative · entry 3

Strege Richard K · CIK 0001700758 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127

Underlying: Common Stock · 4 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: 1 for 1.

F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019; the reporting person elected to defer the receipt of a portion of the underlying shares.

F1 · price: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019; the reporting person elected to defer the receipt of a portion of the underlying shares.

F1 · derivative.exercise_date: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019; the reporting person elected to defer the receipt of a portion of the underlying shares.

F1 · derivative.expiration_date: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019; the reporting person elected to defer the receipt of a portion of the underlying shares.

SEC source: 0001127602-19-035971 · form4.xml · nonDerivative · entry 2

Strege Richard K · CIK 0001700758 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,649.1113

F3 · kind: Shares were withheld to cover tax withholding upon the vesting of the restricted stock units.

SEC source: 0001127602-19-035971 · form4.xml · nonDerivative · entry 1

Strege Richard K · CIK 0001700758 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,653.1113

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019; the reporting person elected to defer the receipt of a portion of the underlying shares.

F1 · price: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019; the reporting person elected to defer the receipt of a portion of the underlying shares.

F2 · balance_after: Includes 0.1357 shares acquired under a dividend reinvestment plan.

SEC source: 0001127602-19-035972 · form4.xml · derivative · entry 3

Chambers Timothy L · CIK 0001768384 · Sr VP & Pres - Tools

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 262 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: 1 for 1.

F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019.

F1 · price: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019.

F1 · derivative.exercise_date: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019.

F1 · derivative.expiration_date: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019.

SEC source: 0001127602-19-035972 · form4.xml · nonDerivative · entry 2

Chambers Timothy L · CIK 0001768384 · Sr VP & Pres - Tools

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,736.0018

F3 · kind: Shares were withheld to cover tax withholding upon the vesting of the restricted stock units.

SEC source: 0001127602-19-035972 · form4.xml · nonDerivative · entry 1

Chambers Timothy L · CIK 0001768384 · Sr VP & Pres - Tools

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,825.0018

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019.

F1 · price: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019.

F2 · balance_after: Includes 2.4959 shares acquired under a dividend reinvestment plan.

SEC source: 0001127602-19-035969 · form4.xml · derivative · entry 3

Pagliari Aldo John · CIK 0001486096 · Sr VP - Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 985 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: 1 for 1.

F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019.

F1 · price: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019.

F1 · derivative.exercise_date: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019.

F1 · derivative.expiration_date: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019.

SEC source: 0001127602-19-035969 · form4.xml · nonDerivative · entry 2

Pagliari Aldo John · CIK 0001486096 · Sr VP - Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,148.2913

F2 · kind: Shares were withheld to cover tax withholding upon the vesting of the restricted stock units.

SEC source: 0001127602-19-035969 · form4.xml · nonDerivative · entry 1

Pagliari Aldo John · CIK 0001486096 · Sr VP - Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,579.2913

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019.

F1 · price: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019.

SEC source: 0001127602-22-004906 · form4.xml · derivative · entry 3

Pagliari Aldo John · CIK 0001486096 · Sr VP - Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 985 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: 1 for 1.

F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019.

F1 · price: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019.

F1 · derivative.exercise_date: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019.

F1 · derivative.expiration_date: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019.

SEC source: 0001127602-22-004906 · form4.xml · nonDerivative · entry 2

Pagliari Aldo John · CIK 0001486096 · Sr VP - Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,148.2913

F2 · kind: Shares were withheld to cover tax withholding upon the vesting of the restricted stock units.

SEC source: 0001127602-22-004906 · form4.xml · nonDerivative · entry 1

Pagliari Aldo John · CIK 0001486096 · Sr VP - Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,579.2913

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019.

F1 · price: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019.

SEC source: 0001127602-22-005119 · form4a.xml · derivative · entry 3

Pagliari Aldo John · CIK 0001486096 · Sr VP - Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 985 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: 1 for 1.

F1 · date: These transactions were previously reported on a Form 4 that was timely filed on December 30, 2019, and is available at https://www.sec.gov/Archives/edgar/data/91440/000112760219035969/xslF345X03/form4.xml. As a result of a technical error, a duplicative Form 4 reporting these transactions was filed on February 14, 2022. This amendment is being filed to disclose that the duplicative Form 4 filed on February 14, 2022, should be disregarded.

F2 · kind: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019.

F2 · price: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019.

F2 · derivative.exercise_date: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019.

F2 · derivative.expiration_date: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019.

SEC source: 0001127602-22-005119 · form4a.xml · nonDerivative · entry 2

Pagliari Aldo John · CIK 0001486096 · Sr VP - Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,148.2913

F1 · date: These transactions were previously reported on a Form 4 that was timely filed on December 30, 2019, and is available at https://www.sec.gov/Archives/edgar/data/91440/000112760219035969/xslF345X03/form4.xml. As a result of a technical error, a duplicative Form 4 reporting these transactions was filed on February 14, 2022. This amendment is being filed to disclose that the duplicative Form 4 filed on February 14, 2022, should be disregarded.

F3 · kind: Shares were withheld to cover tax withholding upon the vesting of the restricted stock units.