SNA

SEC source: 0001127602-22-020877 · form4.xml · nonDerivative · entry 5

PINCHUK NICHOLAS T · CIK 0001246136 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 640,339.1677

F1 · kind: The option was exercised, and a portion of the underlying shares were sold to cover the exercise price and estimated tax liability, pursuant to a Rule 10b5-1 Plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $229.82 to $230.085. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

SEC source: 0001127602-22-020877 · form4.xml · nonDerivative · entry 4

PINCHUK NICHOLAS T · CIK 0001246136 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 643,668.1677

F1 · kind: The option was exercised, and a portion of the underlying shares were sold to cover the exercise price and estimated tax liability, pursuant to a Rule 10b5-1 Plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $228.82 to $229.80. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

SEC source: 0001127602-22-020877 · form4.xml · nonDerivative · entry 3

PINCHUK NICHOLAS T · CIK 0001246136 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 657,770.1677

F1 · kind: The option was exercised, and a portion of the underlying shares were sold to cover the exercise price and estimated tax liability, pursuant to a Rule 10b5-1 Plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $227.82 to $228.81. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

SEC source: 0001127602-22-020877 · form4.xml · nonDerivative · entry 2

PINCHUK NICHOLAS T · CIK 0001246136 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 669,544.1677

F1 · kind: The option was exercised, and a portion of the underlying shares were sold to cover the exercise price and estimated tax liability, pursuant to a Rule 10b5-1 Plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $226.80 to $227.76. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

SEC source: 0001127602-22-020877 · form4.xml · nonDerivative · entry 1

PINCHUK NICHOLAS T · CIK 0001246136 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 672,124.1677

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option was exercised, and a portion of the underlying shares were sold to cover the exercise price and estimated tax liability, pursuant to a Rule 10b5-1 Plan.

F2 · balance_after: Includes 1.4176 shares acquired under a dividend reinvestment plan.

SEC source: 0001127602-22-020605 · form4.xml · derivative · entry 4

Arregui Jesus · CIK 0001775494 · Sr VP & President - Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,600 shares

Expires 2023-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of Rule 16b-3 stock appreciation rights.

F3 · derivative.exercise_date: Stock appreciation rights grant fully vested.

SEC source: 0001127602-22-020605 · form4.xml · nonDerivative · entry 3

Arregui Jesus · CIK 0001775494 · Sr VP & President - Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,408.6271

SEC source: 0001127602-22-020605 · form4.xml · nonDerivative · entry 2

Arregui Jesus · CIK 0001775494 · Sr VP & President - Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,896.6271

F1 · kind: Exercise of Rule 16b-3 stock appreciation rights.

SEC source: 0001127602-22-020605 · form4.xml · nonDerivative · entry 1

Arregui Jesus · CIK 0001775494 · Sr VP & President - Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,463.6271

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of Rule 16b-3 stock appreciation rights.

F2 · balance_after: Includes 25.5838 shares acquired under the Snap-on Incorporated Employee Stock Ownership Plan and 2.4568 shares acquired under a dividend reinvestment plan.

SEC source: 0001127602-22-020023 · form4.xml · nonDerivative · entry 1

HOLDEN JAMES P · CIK 0001233398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,363.5381

F1 · kind: Payment of fees in stock under the Company's Directors' 1993 Fee Plan.

F2 · balance_after: Includes 22.3608 shares acquired under a dividend reinvestment plan.

SEC source: 0001127602-22-016379 · form4.xml · derivative · entry 11

PINCHUK NICHOLAS T · CIK 0001246136 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 30,000 shares

Expires 2023-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option was exercised, and a portion of the underlying shares were sold to cover the exercise price and estimated tax liability, pursuant to a Rule 10b5-1 Plan.

F11 · price: Exercise of Rule 16b-3 stock option pursuant to a Rule 10b5-1 Plan.

F10 · derivative.exercise_date: Option fully vested.

SEC source: 0001127602-22-016379 · form4.xml · nonDerivative · entry 9

PINCHUK NICHOLAS T · CIK 0001246136 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 622,122.7501

F1 · kind: The option was exercised, and a portion of the underlying shares were sold to cover the exercise price and estimated tax liability, pursuant to a Rule 10b5-1 Plan.

F8 · price: This transaction was executed in multiple trades at prices ranging from $223.19 to $223.24. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

SEC source: 0001127602-22-016379 · form4.xml · nonDerivative · entry 8

PINCHUK NICHOLAS T · CIK 0001246136 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 622,622.7501

F1 · kind: The option was exercised, and a portion of the underlying shares were sold to cover the exercise price and estimated tax liability, pursuant to a Rule 10b5-1 Plan.

SEC source: 0001127602-22-016379 · form4.xml · nonDerivative · entry 7

PINCHUK NICHOLAS T · CIK 0001246136 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 622,822.7501

F1 · kind: The option was exercised, and a portion of the underlying shares were sold to cover the exercise price and estimated tax liability, pursuant to a Rule 10b5-1 Plan.

SEC source: 0001127602-22-016379 · form4.xml · nonDerivative · entry 6

PINCHUK NICHOLAS T · CIK 0001246136 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 623,022.7501

F1 · kind: The option was exercised, and a portion of the underlying shares were sold to cover the exercise price and estimated tax liability, pursuant to a Rule 10b5-1 Plan.

F7 · price: This transaction was executed in multiple trades at prices ranging from $218.83 to $219.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

SEC source: 0001127602-22-016379 · form4.xml · nonDerivative · entry 5

PINCHUK NICHOLAS T · CIK 0001246136 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 623,622.7501

F1 · kind: The option was exercised, and a portion of the underlying shares were sold to cover the exercise price and estimated tax liability, pursuant to a Rule 10b5-1 Plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $217.83 to $218.66. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

SEC source: 0001127602-22-016379 · form4.xml · nonDerivative · entry 4

PINCHUK NICHOLAS T · CIK 0001246136 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 624,323.7501

F1 · kind: The option was exercised, and a portion of the underlying shares were sold to cover the exercise price and estimated tax liability, pursuant to a Rule 10b5-1 Plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $216.83 to $217.79. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

SEC source: 0001127602-22-016379 · form4.xml · nonDerivative · entry 3

PINCHUK NICHOLAS T · CIK 0001246136 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 628,864.7501

F1 · kind: The option was exercised, and a portion of the underlying shares were sold to cover the exercise price and estimated tax liability, pursuant to a Rule 10b5-1 Plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $215.81 to $216.80. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

SEC source: 0001127602-22-016379 · form4.xml · nonDerivative · entry 2

PINCHUK NICHOLAS T · CIK 0001246136 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 633,896.7501

F1 · kind: The option was exercised, and a portion of the underlying shares were sold to cover the exercise price and estimated tax liability, pursuant to a Rule 10b5-1 Plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $214.80 to $215.78. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

SEC source: 0001127602-22-016379 · form4.xml · nonDerivative · entry 1

PINCHUK NICHOLAS T · CIK 0001246136 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 641,516.7501

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option was exercised, and a portion of the underlying shares were sold to cover the exercise price and estimated tax liability, pursuant to a Rule 10b5-1 Plan.

F2 · balance_after: Includes 1.4506 shares acquired under a dividend reinvestment plan.

SEC source: 0001127602-22-012865 · form4.xml · nonDerivative · entry 1

HOLDEN JAMES P · CIK 0001233398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,286.1773

F1 · kind: Payment of fees in stock under the Company's Directors' 1993 Fee Plan.

F2 · balance_after: Includes 21.915 shares acquired under a dividend reinvestment plan.

SEC source: 0001127602-22-004605 · form4.xml · nonDerivative · entry 2

LEHMAN WILLIAM DUDLEY · CIK 0001245820 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,703

SEC source: 0001127602-22-004610 · form4.xml · nonDerivative · entry 1

STEBBINS DONALD J · CIK 0001193795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,986

F1 · price: Grant of restricted stock from the Company.

SEC source: 0001127602-22-004604 · form4.xml · nonDerivative · entry 1

KNUEPPEL HENRY W · CIK 0001210925 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,378

F1 · price: Grant of restricted stock from the Company.

SEC source: 0001127602-22-004608 · form4.xml · nonDerivative · entry 1

Sherrill Gregg M · CIK 0001293040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,387.0681

F1 · price: Grant of restricted stock from the Company.

F2 · balance_after: Includes 19.3286 shares acquired under a dividend reinvestment plan.

SEC source: 0001127602-22-004605 · form4.xml · nonDerivative · entry 1

LEHMAN WILLIAM DUDLEY · CIK 0001245820 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,084

F1 · price: Grant of restricted stock from the Company.

SEC source: 0001127602-22-004603 · form4.xml · nonDerivative · entry 1

JONES NATHAN J · CIK 0001055704 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,362

F1 · price: Grant of restricted stock from the Company.

SEC source: 0001127602-22-004595 · form4.xml · nonDerivative · entry 1

HOLDEN JAMES P · CIK 0001233398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,123.2623

F1 · price: Grant of restricted stock from the Company.

SEC source: 0001127602-22-004584 · form4.xml · nonDerivative · entry 1

Daniel Karen L · CIK 0001346985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,434

F1 · price: Grant of restricted stock from the Company.

SEC source: 0001127602-22-004587 · form4.xml · nonDerivative · entry 1

GILLIS RUTH ANN M · CIK 0001185158 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,282.2874

F1 · price: Grant of restricted stock from the Company.

F2 · balance_after: Includes 81.0196 shares acquired under a dividend reinvestment plan.

F3 · balance_after: Direct ownership includes 2,688 shares previously reported as being indirectly held in a grantor retained annuity trust (GRAT), the Gillis-McGuinnis May 2020 Irrevocable Trust, of which the Reporting Person serves as the trustee and annuitant.

F4 · balance_after: Direct ownership includes 455 shares previously reported as being indirectly held in a grantor retained annuity trust (GRAT), the Gillis-McGuinnis Family 2019 Irrevocable Trust, of which the Reporting Person serves as the trustee and annuitant.

SEC source: 0001127602-22-004582 · form4.xml · nonDerivative · entry 1

Adams David Charles · CIK 0001343687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,621.1469

F1 · price: Grant of restricted stock from the Company.

F2 · balance_after: Includes 110.4821 shares acquired under a dividend reinvestment plan.

SEC source: 0001127602-22-004916 · form4.xml · derivative · entry 7

Chambers Timothy L · CIK 0001768384 · Sr VP & Pres - Tools

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,736

Underlying: Common Stock · 2,736 shares

Expires not disclosed

F4 · derivative.exercise_price: 1 for 1.

F8 · derivative.exercise_date: If the Company achieves certain goals over the 2022-2024 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

F8 · derivative.expiration_date: If the Company achieves certain goals over the 2022-2024 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

SEC source: 0001127602-22-004916 · form4.xml · derivative · entry 6

Chambers Timothy L · CIK 0001768384 · Sr VP & Pres - Tools

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,368

Underlying: Common Stock · 1,368 shares

Expires 2025-02-10

F4 · derivative.exercise_price: 1 for 1.

F7 · derivative.exercise_date: The restricted stock units vest three years from the grant date on the date listed above, assuming continued employment.

F7 · derivative.expiration_date: The restricted stock units vest three years from the grant date on the date listed above, assuming continued employment.

SEC source: 0001127602-22-004916 · form4.xml · derivative · entry 5

Chambers Timothy L · CIK 0001768384 · Sr VP & Pres - Tools

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,003

Underlying: Common Stock · 8,003 shares

Expires 2032-02-10

F6 · price: This transaction was an option grant. Accordingly, the reporting person did not pay a price to obtain the option.

F5 · derivative.exercise_date: Original stock option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.

SEC source: 0001127602-22-004916 · form4.xml · derivative · entry 4

Chambers Timothy L · CIK 0001768384 · Sr VP & Pres - Tools

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,608 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: 1 for 1.

F1 · kind: Based on Company performance during the 2019-2021 period, approximately 111.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · price: Based on Company performance during the 2019-2021 period, approximately 111.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.exercise_date: Based on Company performance during the 2019-2021 period, approximately 111.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.expiration_date: Based on Company performance during the 2019-2021 period, approximately 111.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

SEC source: 0001127602-22-004916 · form4.xml · derivative · entry 3

Chambers Timothy L · CIK 0001768384 · Sr VP & Pres - Tools

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,608

Underlying: Common Stock · 168 shares

Expires not disclosed

F4 · derivative.exercise_price: 1 for 1.

F1 · kind: Based on Company performance during the 2019-2021 period, approximately 111.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · price: Based on Company performance during the 2019-2021 period, approximately 111.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.exercise_date: Based on Company performance during the 2019-2021 period, approximately 111.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.expiration_date: Based on Company performance during the 2019-2021 period, approximately 111.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

SEC source: 0001127602-22-004916 · form4.xml · nonDerivative · entry 2

Chambers Timothy L · CIK 0001768384 · Sr VP & Pres - Tools

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,591.2142

F3 · kind: Shares were withheld to cover tax withholding upon the vesting of performance units.

SEC source: 0001127602-22-004916 · form4.xml · nonDerivative · entry 1

Chambers Timothy L · CIK 0001768384 · Sr VP & Pres - Tools

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,341.2142

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Based on Company performance during the 2019-2021 period, approximately 111.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · price: Based on Company performance during the 2019-2021 period, approximately 111.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F2 · balance_after: Includes 202.7082 shares acquired under the Snap-on Incorporated Employee Stock Ownership Plan, 7.2793 shares acquired under a dividend reinvestment plan, and a correction of 70 shares to the historical balance.

SEC source: 0001127602-22-004910 · form4.xml · derivative · entry 7

Pagliari Aldo John · CIK 0001486096 · Sr VP - Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,847

Underlying: Common Stock · 3,847 shares

Expires not disclosed

F4 · derivative.exercise_price: 1 for 1.

F8 · derivative.exercise_date: If the Company achieves certain goals over the 2022-2024 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

F8 · derivative.expiration_date: If the Company achieves certain goals over the 2022-2024 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

SEC source: 0001127602-22-004910 · form4.xml · derivative · entry 6

Pagliari Aldo John · CIK 0001486096 · Sr VP - Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,924

Underlying: Common Stock · 1,924 shares

Expires 2025-02-10

F4 · derivative.exercise_price: 1 for 1.

F7 · derivative.exercise_date: The restricted stock units vest three years from the grant date on the date listed above, assuming continued employment.

F7 · derivative.expiration_date: The restricted stock units vest three years from the grant date on the date listed above, assuming continued employment.

SEC source: 0001127602-22-004910 · form4.xml · derivative · entry 5

Pagliari Aldo John · CIK 0001486096 · Sr VP - Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,252

Underlying: Common Stock · 11,252 shares

Expires 2032-02-10

F6 · price: This transaction was an option grant. Accordingly, the reporting person did not pay a price to obtain the option.

F5 · derivative.exercise_date: Original stock option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.

SEC source: 0001127602-22-004910 · form4.xml · derivative · entry 4

Pagliari Aldo John · CIK 0001486096 · Sr VP - Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,342 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: 1 for 1.

F1 · kind: Based on Company performance during the 2019-2021 period, approximately 111.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · price: Based on Company performance during the 2019-2021 period, approximately 111.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.exercise_date: Based on Company performance during the 2019-2021 period, approximately 111.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.expiration_date: Based on Company performance during the 2019-2021 period, approximately 111.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

SEC source: 0001127602-22-004910 · form4.xml · derivative · entry 3

Pagliari Aldo John · CIK 0001486096 · Sr VP - Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,342

Underlying: Common Stock · 350 shares

Expires not disclosed

F4 · derivative.exercise_price: 1 for 1.

F1 · kind: Based on Company performance during the 2019-2021 period, approximately 111.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · price: Based on Company performance during the 2019-2021 period, approximately 111.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.exercise_date: Based on Company performance during the 2019-2021 period, approximately 111.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.expiration_date: Based on Company performance during the 2019-2021 period, approximately 111.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

SEC source: 0001127602-22-004910 · form4.xml · nonDerivative · entry 2

Pagliari Aldo John · CIK 0001486096 · Sr VP - Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,672.0549

F3 · kind: Shares were withheld to cover tax withholding upon the vesting of performance units.

SEC source: 0001127602-22-004910 · form4.xml · nonDerivative · entry 1

Pagliari Aldo John · CIK 0001486096 · Sr VP - Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,236.0549

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Based on Company performance during the 2019-2021 period, approximately 111.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · price: Based on Company performance during the 2019-2021 period, approximately 111.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F2 · balance_after: Includes 15.9283 shares acquired under a dividend reinvestment plan.

SEC source: 0001127602-22-004909 · form4.xml · derivative · entry 4

OZOLINS MARTY V. · CIK 0001612770 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 573

Underlying: Common Stock · 573 shares

Expires not disclosed

F4 · derivative.exercise_price: 1 for 1.

F6 · derivative.exercise_date: If the Company achieves certain goals over the 2022-2024 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

F6 · derivative.expiration_date: If the Company achieves certain goals over the 2022-2024 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

SEC source: 0001127602-22-004909 · form4.xml · derivative · entry 3

OZOLINS MARTY V. · CIK 0001612770 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286

Underlying: Common Stock · 286 shares

Expires 2025-02-10

F4 · derivative.exercise_price: 1 for 1.

F5 · derivative.exercise_date: The restricted stock units vest three years from the grant date on the date listed above, assuming continued employment.

F5 · derivative.expiration_date: The restricted stock units vest three years from the grant date on the date listed above, assuming continued employment.

SEC source: 0001127602-22-004909 · form4.xml · derivative · entry 2

OZOLINS MARTY V. · CIK 0001612770 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,676

Underlying: Common Stock · 1,676 shares

Expires 2032-02-10

F3 · price: The transaction was an option grant. Accordingly, the reporting person did not pay a price to obtain the option.

F2 · derivative.exercise_date: Original stock option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.

SEC source: 0001127602-22-004905 · form4.xml · derivative · entry 7

Banerjee Anup R · CIK 0001651010 · Sr VP & Chief Devel. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,192

Underlying: Common Stock · 3,192 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F7 · derivative.exercise_date: If the Company achieves certain goals over the 2022-2024 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

F7 · derivative.expiration_date: If the Company achieves certain goals over the 2022-2024 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

SEC source: 0001127602-22-004905 · form4.xml · derivative · entry 6

Banerjee Anup R · CIK 0001651010 · Sr VP & Chief Devel. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,596

Underlying: Common Stock · 1,596 shares

Expires 2025-02-10

F3 · derivative.exercise_price: 1 for 1.

F6 · derivative.exercise_date: The restricted stock units vest three years from the grant date on the date listed above, assuming continued employment.

F6 · derivative.expiration_date: The restricted stock units vest three years from the grant date on the date listed above, assuming continued employment.