SNA

SEC source: 0001127602-24-011640 · form4.xml · derivative · entry 3

Miller Richard Thomas · CIK 0001740864 · VP, Gen Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,796

Underlying: Common Stock · 704 shares

Expires 2026-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option was exercised and the underlying shares were sold pursuant to a Rule 10b5-1 Plan, which was adopted on February 23, 2023.

F5 · price: Exercise of Rule 16b-3 stock option pursuant to a Rule 10b5-1 Plan, which was adopted on February 23, 2023.

F4 · derivative.exercise_date: Option fully vested.

SEC source: 0001127602-24-011640 · form4.xml · nonDerivative · entry 2

Miller Richard Thomas · CIK 0001740864 · VP, Gen Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,212.8491

F1 · kind: The option was exercised and the underlying shares were sold pursuant to a Rule 10b5-1 Plan, which was adopted on February 23, 2023.

F3 · price: This transaction was executed in multiple trades at prices ranging from $298.03 to $298.27. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

SEC source: 0001127602-24-011640 · form4.xml · nonDerivative · entry 1

Miller Richard Thomas · CIK 0001740864 · VP, Gen Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,916.8491

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option was exercised and the underlying shares were sold pursuant to a Rule 10b5-1 Plan, which was adopted on February 23, 2023.

F2 · balance_after: Includes 2.1228 shares acquired under a dividend reinvestment plan.

SEC source: 0001127602-24-010680 · form4.xml · derivative · entry 7

PINCHUK NICHOLAS T · CIK 0001246136 · Director · Chairman, President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 97,500

Underlying: Common Stock · 32,500 shares

Expires 2025-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option was exercised, and a portion of the underlying shares were sold to cover the exercise price and estimated tax liability, pursuant to a Rule 10b5-1 Plan, which was adopted on October 26, 2023.

F8 · price: Exercise of Rule 16b-3 stock option pursuant to a Rule 10b5-1 Plan, which was adopted on October 26, 2023.

F7 · derivative.exercise_date: Option fully vested.

SEC source: 0001127602-24-010680 · form4.xml · nonDerivative · entry 5

PINCHUK NICHOLAS T · CIK 0001246136 · Director · Chairman, President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 742,382.9401

F1 · kind: The option was exercised, and a portion of the underlying shares were sold to cover the exercise price and estimated tax liability, pursuant to a Rule 10b5-1 Plan, which was adopted on October 26, 2023.

F6 · price: This transaction was executed in multiple trades at prices ranging from $288.46 to $289.33. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

SEC source: 0001127602-24-010680 · form4.xml · nonDerivative · entry 4

PINCHUK NICHOLAS T · CIK 0001246136 · Director · Chairman, President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 745,551.9401

F1 · kind: The option was exercised, and a portion of the underlying shares were sold to cover the exercise price and estimated tax liability, pursuant to a Rule 10b5-1 Plan, which was adopted on October 26, 2023.

F5 · price: This transaction was executed in multiple trades at prices ranging from $287.46 to $288.45. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

SEC source: 0001127602-24-010680 · form4.xml · nonDerivative · entry 3

PINCHUK NICHOLAS T · CIK 0001246136 · Director · Chairman, President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 752,998.9401

F1 · kind: The option was exercised, and a portion of the underlying shares were sold to cover the exercise price and estimated tax liability, pursuant to a Rule 10b5-1 Plan, which was adopted on October 26, 2023.

F4 · price: This transaction was executed in multiple trades at prices ranging from $286.46 to $287.45. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

SEC source: 0001127602-24-010680 · form4.xml · nonDerivative · entry 2

PINCHUK NICHOLAS T · CIK 0001246136 · Director · Chairman, President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 763,361.9401

F1 · kind: The option was exercised, and a portion of the underlying shares were sold to cover the exercise price and estimated tax liability, pursuant to a Rule 10b5-1 Plan, which was adopted on October 26, 2023.

F3 · price: This transaction was executed in multiple trades at prices ranging from $285.46 to $286.45. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

SEC source: 0001127602-24-010680 · form4.xml · nonDerivative · entry 1

PINCHUK NICHOLAS T · CIK 0001246136 · Director · Chairman, President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 765,896.9401

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option was exercised, and a portion of the underlying shares were sold to cover the exercise price and estimated tax liability, pursuant to a Rule 10b5-1 Plan, which was adopted on October 26, 2023.

F2 · balance_after: Includes 1.3891 shares acquired under a dividend reinvestment plan.

SEC source: 0001127602-24-008254 · form4.xml · derivative · entry 5

Banerjee Anup R · CIK 0001651010 · Sr VP & Chief Devel. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,397 shares

Expires 2031-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Exercise of Rule 16b-3 stock option.

F4 · derivative.exercise_date: Option fully vested.

SEC source: 0001127602-24-008254 · form4.xml · nonDerivative · entry 4

Banerjee Anup R · CIK 0001651010 · Sr VP & Chief Devel. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,420

F3 · price: This transaction was executed in multiple trades at prices ranging from $284.85 to $285.615. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

SEC source: 0001127602-24-008254 · form4.xml · nonDerivative · entry 3

Banerjee Anup R · CIK 0001651010 · Sr VP & Chief Devel. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,522

F2 · price: This transaction was executed in multiple trades at prices ranging from $283.19 to $284.16. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

SEC source: 0001127602-24-008254 · form4.xml · nonDerivative · entry 2

Banerjee Anup R · CIK 0001651010 · Sr VP & Chief Devel. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,418

F1 · price: This transaction was executed in multiple trades at prices ranging from $282.14 to $283.08. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

SEC source: 0001127602-24-008254 · form4.xml · nonDerivative · entry 1

Banerjee Anup R · CIK 0001651010 · Sr VP & Chief Devel. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,817

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-24-008250 · form4.xml · nonDerivative · entry 2

GILLIS RUTH ANN M · CIK 0001185158 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Family Trust

Disclosed balance after: 370

F1 · price: Bona fide gift of shares to a trust for the benefit of a grandchild of the Reporting Person. The Reporting Person's spouse serves as the trustee of the trust.

SEC source: 0001127602-24-008250 · form4.xml · nonDerivative · entry 1

GILLIS RUTH ANN M · CIK 0001185158 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,513.5609

F1 · price: Bona fide gift of shares to a trust for the benefit of a grandchild of the Reporting Person. The Reporting Person's spouse serves as the trustee of the trust.

SEC source: 0001127602-24-007658 · form4.xml · derivative · entry 4

Pagliari Aldo John · CIK 0001486096 · Sr VP - Finance & CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 24,000

Underlying: Common Stock · 10,000 shares

Expires 2025-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option was exercised, and a portion of the underlying shares were sold to cover the exercise price and estimated tax liability, pursuant to a Rule 10b5-1 Plan, which was adopted on October 24, 2023.

F5 · price: Exercise of Rule 16b-3 stock option pursuant to a Rule 10b5-1 Plan, which was adopted on October 24, 2023.

F4 · derivative.exercise_date: Option fully vested.

SEC source: 0001127602-24-007658 · form4.xml · nonDerivative · entry 3

Pagliari Aldo John · CIK 0001486096 · Sr VP - Finance & CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 95,660.8702

F1 · kind: The option was exercised, and a portion of the underlying shares were sold to cover the exercise price and estimated tax liability, pursuant to a Rule 10b5-1 Plan, which was adopted on October 24, 2023.

F3 · price: This transaction was executed in multiple trades at prices ranging from $272.12 to $273.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

SEC source: 0001127602-24-007658 · form4.xml · nonDerivative · entry 2

Pagliari Aldo John · CIK 0001486096 · Sr VP - Finance & CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 97,579.8702

F1 · kind: The option was exercised, and a portion of the underlying shares were sold to cover the exercise price and estimated tax liability, pursuant to a Rule 10b5-1 Plan, which was adopted on October 24, 2023.

F2 · price: This transaction was executed in multiple trades at prices ranging from $271.11 to $272.08. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

SEC source: 0001127602-24-007658 · form4.xml · nonDerivative · entry 1

Pagliari Aldo John · CIK 0001486096 · Sr VP - Finance & CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 103,182.8702

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option was exercised, and a portion of the underlying shares were sold to cover the exercise price and estimated tax liability, pursuant to a Rule 10b5-1 Plan, which was adopted on October 24, 2023.

SEC source: 0001127602-24-013499 · form4.xml · derivative · entry 5

Arregui Jesus · CIK 0001775494 · Sr VP & President - Commercial

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,500 shares

Expires 2025-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of Rule 16b-3 stock appreciation rights.

F1 · price: Exercise of Rule 16b-3 stock appreciation rights.

F3 · derivative.exercise_date: Stock appreciation rights grant fully vested.

SEC source: 0001127602-24-013499 · form4.xml · nonDerivative · entry 4

Arregui Jesus · CIK 0001775494 · Sr VP & President - Commercial

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,663.3895

SEC source: 0001127602-24-013499 · form4.xml · nonDerivative · entry 3

Arregui Jesus · CIK 0001775494 · Sr VP & President - Commercial

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,713.3895

F2 · price: This transaction was executed in multiple trades at prices ranging from $268.97 to $269.84. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

SEC source: 0001127602-24-013499 · form4.xml · nonDerivative · entry 2

Arregui Jesus · CIK 0001775494 · Sr VP & President - Commercial

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,225.3895

F1 · kind: Exercise of Rule 16b-3 stock appreciation rights.

SEC source: 0001127602-24-013499 · form4.xml · nonDerivative · entry 1

Arregui Jesus · CIK 0001775494 · Sr VP & President - Commercial

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,163.3895

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of Rule 16b-3 stock appreciation rights.

SEC source: 0001127602-24-006724 · form4.xml · nonDerivative · entry 2

Pagliari Aldo John · CIK 0001486096 · Sr VP - Finance & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,182.8702

F2 · price: This transaction was executed in multiple trades at prices ranging from $270.91 to $271.16. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

SEC source: 0001127602-24-006724 · form4.xml · nonDerivative · entry 1

Pagliari Aldo John · CIK 0001486096 · Sr VP - Finance & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,782.8702

F1 · price: This transaction was executed in multiple trades at prices ranging from $269.90 to $270.86. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

SEC source: 0001127602-24-005216 · form4.xml · nonDerivative · entry 1

STEBBINS DONALD J · CIK 0001193795 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,225

F1 · price: Grant of restricted stock from the Company.

SEC source: 0001127602-24-005215 · form4.xml · nonDerivative · entry 1

Sherrill Gregg M · CIK 0001293040 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,667.0751

F1 · price: Grant of restricted stock from the Company.

F2 · balance_after: Includes 18.805 shares acquired under a dividend reinvestment plan.

SEC source: 0001127602-24-005213 · form4.xml · nonDerivative · entry 1

LEHMAN WILLIAM DUDLEY · CIK 0001245820 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,579

F1 · price: Grant of restricted stock from the Company.

SEC source: 0001127602-24-005212 · form4.xml · nonDerivative · entry 1

KNUEPPEL HENRY W · CIK 0001210925 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,617

F1 · price: Grant of restricted stock from the Company.

SEC source: 0001127602-24-005209 · form4.xml · nonDerivative · entry 1

JONES NATHAN J · CIK 0001055704 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,601

F1 · price: Grant of restricted stock from the Company.

SEC source: 0001127602-24-005207 · form4.xml · nonDerivative · entry 1

HOLDEN JAMES P · CIK 0001233398 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,135.7892

F1 · price: Grant of restricted stock from the Company.

SEC source: 0001127602-24-005206 · form4.xml · nonDerivative · entry 2

GILLIS RUTH ANN M · CIK 0001185158 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,883.5609

F2 · price: Grant of restricted stock from the Company.

F3 · balance_after: Direct ownership includes 2,012 shares previously reported as being indirectly held in a grantor retained annuity trust (GRAT), the Gillis-McGuinnis May 2020 Irrevocable Trust, of which the Reporting Person serves as the trustee and annuitant.

F4 · balance_after: Includes 204.7739 shares acquired under a dividend reinvestment plan.

SEC source: 0001127602-24-005205 · form4.xml · nonDerivative · entry 1

Daniel Karen L · CIK 0001346985 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,627

F1 · price: Grant of restricted stock from the Company.

SEC source: 0001127602-24-005204 · form4.xml · nonDerivative · entry 1

Adams David Charles · CIK 0001343687 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,284.6423

F1 · price: Grant of restricted stock from the Company.

F2 · balance_after: Includes 44.823 shares acquired under a dividend reinvestment plan.

SEC source: 0001127602-24-005820 · form4.xml · derivative · entry 7

Banerjee Anup R · CIK 0001651010 · Sr VP & Chief Devel. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,658

Underlying: Common Stock · 2,658 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F7 · derivative.exercise_date: If the Company achieves certain goals over the 2024-2026 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

F7 · derivative.expiration_date: If the Company achieves certain goals over the 2024-2026 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

SEC source: 0001127602-24-005820 · form4.xml · derivative · entry 6

Banerjee Anup R · CIK 0001651010 · Sr VP & Chief Devel. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,329

Underlying: Common Stock · 1,329 shares

Expires 2027-02-15

F3 · derivative.exercise_price: 1 for 1.

F6 · derivative.exercise_date: The restricted stock units vest three years from the grant date on the date listed above, assuming continued employment.

F6 · derivative.expiration_date: The restricted stock units vest three years from the grant date on the date listed above, assuming continued employment.

SEC source: 0001127602-24-005820 · form4.xml · derivative · entry 5

Banerjee Anup R · CIK 0001651010 · Sr VP & Chief Devel. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,161

Underlying: Common Stock · 6,161 shares

Expires 2034-02-15

F5 · price: The transaction was an option grant. Accordingly, the reporting person did not pay a price to obtain the option.

F4 · derivative.exercise_date: Original stock option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.

SEC source: 0001127602-24-005820 · form4.xml · derivative · entry 4

Banerjee Anup R · CIK 0001651010 · Sr VP & Chief Devel. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,732 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: 1 for 1.

F1 · kind: Based on Company performance during the 2021-2023 period, 200% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · price: Based on Company performance during the 2021-2023 period, 200% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.exercise_date: Based on Company performance during the 2021-2023 period, 200% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.expiration_date: Based on Company performance during the 2021-2023 period, 200% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

SEC source: 0001127602-24-005820 · form4.xml · derivative · entry 3

Banerjee Anup R · CIK 0001651010 · Sr VP & Chief Devel. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,732

Underlying: Common Stock · 3,866 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F1 · kind: Based on Company performance during the 2021-2023 period, 200% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · price: Based on Company performance during the 2021-2023 period, 200% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.exercise_date: Based on Company performance during the 2021-2023 period, 200% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.expiration_date: Based on Company performance during the 2021-2023 period, 200% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

SEC source: 0001127602-24-005820 · form4.xml · nonDerivative · entry 2

Banerjee Anup R · CIK 0001651010 · Sr VP & Chief Devel. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,420

F2 · kind: Shares were withheld to cover tax withholding upon the vesting of performance units.

SEC source: 0001127602-24-005820 · form4.xml · nonDerivative · entry 1

Banerjee Anup R · CIK 0001651010 · Sr VP & Chief Devel. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,853

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Based on Company performance during the 2021-2023 period, 200% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · price: Based on Company performance during the 2021-2023 period, 200% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

SEC source: 0001127602-24-005806 · form4.xml · derivative · entry 7

Ward Thomas J · CIK 0001320928 · Sr VP & President - RS&I Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,065

Underlying: Common Stock · 3,065 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F7 · derivative.exercise_date: If the Company achieves certain goals over the 2024-2026 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

F7 · derivative.expiration_date: If the Company achieves certain goals over the 2024-2026 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

SEC source: 0001127602-24-005806 · form4.xml · derivative · entry 6

Ward Thomas J · CIK 0001320928 · Sr VP & President - RS&I Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,533

Underlying: Common Stock · 1,533 shares

Expires 2027-02-15

F3 · derivative.exercise_price: 1 for 1.

F6 · derivative.exercise_date: The restricted stock units vest three years from the grant date on the date listed above, assuming continued employment.

F6 · derivative.expiration_date: The restricted stock units vest three years from the grant date on the date listed above, assuming continued employment.

SEC source: 0001127602-24-005806 · form4.xml · derivative · entry 5

Ward Thomas J · CIK 0001320928 · Sr VP & President - RS&I Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,106

Underlying: Common Stock · 7,106 shares

Expires 2034-02-15

F5 · price: The transaction was an option grant. Accordingly, the reporting person did not pay a price to obtain the option.

F4 · derivative.exercise_date: Original stock option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.

SEC source: 0001127602-24-005806 · form4.xml · derivative · entry 4

Ward Thomas J · CIK 0001320928 · Sr VP & President - RS&I Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,528 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: 1 for 1.

F1 · kind: Based on Company performance during the 2021-2023 period, 200% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · price: Based on Company performance during the 2021-2023 period, 200% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.exercise_date: Based on Company performance during the 2021-2023 period, 200% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.expiration_date: Based on Company performance during the 2021-2023 period, 200% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

SEC source: 0001127602-24-005806 · form4.xml · derivative · entry 3

Ward Thomas J · CIK 0001320928 · Sr VP & President - RS&I Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,528

Underlying: Common Stock · 4,764 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F1 · kind: Based on Company performance during the 2021-2023 period, 200% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · price: Based on Company performance during the 2021-2023 period, 200% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.exercise_date: Based on Company performance during the 2021-2023 period, 200% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.expiration_date: Based on Company performance during the 2021-2023 period, 200% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

SEC source: 0001127602-24-005806 · form4.xml · nonDerivative · entry 2

Ward Thomas J · CIK 0001320928 · Sr VP & President - RS&I Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,400.8124

F2 · kind: Shares were withheld to cover tax withholding upon the vesting of performance units.

SEC source: 0001127602-24-005806 · form4.xml · nonDerivative · entry 1

Ward Thomas J · CIK 0001320928 · Sr VP & President - RS&I Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,611.8124

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Based on Company performance during the 2021-2023 period, 200% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · price: Based on Company performance during the 2021-2023 period, 200% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).