Tapewire

Nasdaq · USD

SMTC

SEMTECH CORP

Export transactions ↓
Tapewire entity
3442
SEC CIK
0000088941
Parsed reports
937

Last 12 months

Inside the activity.

0 purchase rows · 59 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202504
Jan 202606
Feb 202603
Mar 202605
Apr 202605
May 202604
Jun 202608
Jul 2026012
Aug 202603
Sep 202605
Oct 202603

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 30, 2017 Filed May 30, 2017 21:32 UTC
CHUKWU EMEKAExecutive VP and CFO
Exercise / conversionStock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $29.35 $0.00
Disclosure

SEC source: 0001413753-17-000037 · edgar.xml · derivative · entry 3

CHUKWU EMEKA · CIK 0001381846 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 2,000 shares

Expires 2018-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vested in three annual installments beginning on February 28, 2013.

Read SEC document
May 30, 2017 Filed May 30, 2017 21:32 UTC
CHUKWU EMEKAExecutive VP and CFO
SaleCommon Stock 2,000 $37.02 $74,030.00
Disclosure

SEC source: 0001413753-17-000037 · edgar.xml · nonDerivative · entry 2

CHUKWU EMEKA · CIK 0001381846 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,776

F1 · price: This price represents the weighted average of these sales. The prices ranged from $36.7500 to $37.3000. Price and share details are available upon request.

Read SEC document
May 30, 2017 Filed May 30, 2017 21:32 UTC
CHUKWU EMEKAExecutive VP and CFO
Exercise / conversionCommon Stock 2,000 $29.35 $58,700.00
Disclosure

SEC source: 0001413753-17-000037 · edgar.xml · nonDerivative · entry 1

CHUKWU EMEKA · CIK 0001381846 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,776

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2017 Filed May 16, 2017 23:21 UTC
Costello Mark CVice President
SaleCommon Stock 585 $36.53 $21,370.23
Disclosure

SEC source: 0001413753-17-000036 · edgar.xml · nonDerivative · entry 1

Costello Mark C · CIK 0001642805 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,025

F1 · price: This price represents the weighted average of these sales. The prices ranged from $36.3000 to $36.7000. Price and share details are available upon request.

Read SEC document
May 15, 2017 Filed May 15, 2017 22:51 UTC
MAHESWARAN MOHANDirector · President and CEO
SaleCommon Stock 1,500 $36.27 $54,400.05
Disclosure

SEC source: 0001413753-17-000034 · edgar.xml · nonDerivative · entry 1

MAHESWARAN MOHAN · CIK 0001224946 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,811

F1 · price: This price represents the weighted average of these sales. The prices ranged from $35.8000 to $36.6000. Price and share details are available upon request.

Read SEC document
May 13, 2017 Filed May 15, 2017 22:52 UTC
Costello Mark CVice President
Exercise / conversionRestricted Stock Unit · Derivative 1,875 $0.00 $0.00
Disclosure

SEC source: 0001413753-17-000035 · edgar.xml · derivative · entry 3

Costello Mark C · CIK 0001642805 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 1,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to one share of the company's common stock.

F2 · derivative.exercise_date: This grant vests in four annual installments beginning on May 13, 2016.

F2 · derivative.expiration_date: This grant vests in four annual installments beginning on May 13, 2016.

Read SEC document
May 13, 2017 Filed May 15, 2017 22:52 UTC
Costello Mark CVice President
Tax withholdingCommon Stock 705 $35.55 $25,062.75
Disclosure

SEC source: 0001413753-17-000035 · edgar.xml · nonDerivative · entry 2

Costello Mark C · CIK 0001642805 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,610

Read SEC document
May 13, 2017 Filed May 15, 2017 22:52 UTC
Costello Mark CVice President
Exercise / conversionCommon Stock 1,875 $0.00 $0.00
Disclosure

SEC source: 0001413753-17-000035 · edgar.xml · nonDerivative · entry 1

Costello Mark C · CIK 0001642805 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,315

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 17, 2017 Filed Apr 17, 2017 21:22 UTC
MAHESWARAN MOHANDirector · President and CEO
SaleCommon Stock 1,500 $32.00 $48,002.55
Disclosure

SEC source: 0001413753-17-000033 · edgar.xml · nonDerivative · entry 1

MAHESWARAN MOHAN · CIK 0001224946 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,311

F1 · price: This price represents the weighted average of these sales. The prices ranged from $31.8500 to $32.2250. Price and share details are available upon request.

Read SEC document
April 05, 2017 Filed Apr 5, 2017 21:13 UTC Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $27.60 $0.00
Disclosure

SEC source: 0001413753-17-000032 · edgar.xml · derivative · entry 2

EDWARDS BRUCE C · CIK 0001195293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2017-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option vests in four equal annual installments beginning on July 1, 2012.

Read SEC document
April 05, 2017 Filed Apr 5, 2017 21:13 UTC Exercise / conversionCommon Stock 5,000 $27.60 $138,000.00
Disclosure

SEC source: 0001413753-17-000032 · edgar.xml · nonDerivative · entry 1

EDWARDS BRUCE C · CIK 0001195293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,045

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 27, 2017 Filed Mar 27, 2017 22:31 UTC
Pegulu MarcVice President
SaleCommon Stock 1,000 $34.50 $34,500.00
Disclosure

SEC source: 0001413753-17-000031 · edgar.xml · nonDerivative · entry 1

Pegulu Marc · CIK 0001645461 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,894

Read SEC document
March 27, 2017 Filed Mar 27, 2017 22:30 UTC
Ammann Charles B.Executive Vice President
SaleCommon Stock 14,286 $34.20 $488,578.34
Disclosure

SEC source: 0001413753-17-000030 · edgar.xml · nonDerivative · entry 1

Ammann Charles B. · CIK 0001470518 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,655

F1 · price: This price represents the weighted average of these sales. The prices ranged from $34.1250 to $34.2750. Price and share details are available upon request.

Read SEC document
March 15, 2017 Filed Mar 15, 2017 23:02 UTC
Costello Mark CVice President
Exercise / conversionStock Option (Right To Buy) · Derivative 2,500 $0.00 Strike: $17.51 $0.00
Disclosure

SEC source: 0001413753-17-000029 · edgar.xml · derivative · entry 3

Costello Mark C · CIK 0001642805 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 2,500 shares

Expires 2022-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vests in three annual installments beginning on February 23, 2017.

Read SEC document
March 15, 2017 Filed Mar 15, 2017 23:02 UTC
Costello Mark CVice President
SaleCommon Stock 2,500 $33.75 $84,376.50
Disclosure

SEC source: 0001413753-17-000029 · edgar.xml · nonDerivative · entry 2

Costello Mark C · CIK 0001642805 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,440

F1 · price: This price represents the weighted average of all sales for this day. The prices ranged from $33.7000 to $33.7550. Price and share details are available upon request.

Read SEC document
March 15, 2017 Filed Mar 15, 2017 23:02 UTC
Costello Mark CVice President
Exercise / conversionCommon Stock 2,500 $17.51 $43,775.00
Disclosure

SEC source: 0001413753-17-000029 · edgar.xml · nonDerivative · entry 1

Costello Mark C · CIK 0001642805 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,940

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2017 Filed Mar 15, 2017 23:01 UTC
MAHESWARAN MOHANDirector · President and CEO
SaleCommon Stock 1,500 $33.80 $50,702.55
Disclosure

SEC source: 0001413753-17-000028 · edgar.xml · nonDerivative · entry 1

MAHESWARAN MOHAN · CIK 0001224946 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,811

F1 · price: This price represents the weighted average of these sales. The prices ranged from $33.6000 to $33.9500. Price and share details are available upon request.

Read SEC document
March 14, 2017 Filed Mar 14, 2017 22:29 UTC Exercise / conversionStock Option (Right To Buy) · Derivative 5,000 $0.00 Strike: $27.60 $0.00
Disclosure

SEC source: 0001413753-17-000027 · edgar.xml · derivative · entry 3

BURRA JAMES P · CIK 0001189903 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2017-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vests in four annual installments beginning on July 1, 2012.

Read SEC document
March 14, 2017 Filed Mar 14, 2017 22:29 UTC SaleCommon Stock 5,000 $33.91 $169,557.50
Disclosure

SEC source: 0001413753-17-000027 · edgar.xml · nonDerivative · entry 2

BURRA JAMES P · CIK 0001189903 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,045

F1 · price: This price represents the weighted average of all sales for this day. The prices ranged from $33.9050 to $33.9500. Price and share details are available upon request.

Read SEC document
March 14, 2017 Filed Mar 14, 2017 22:29 UTC Exercise / conversionCommon Stock 5,000 $27.60 $138,000.00
Disclosure

SEC source: 0001413753-17-000027 · edgar.xml · nonDerivative · entry 1

BURRA JAMES P · CIK 0001189903 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,045

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 13, 2017 Filed Mar 13, 2017 22:28 UTC
WILSON JOHN MICHAELExecutive Vice President
SaleCommon Stock 7,000 $34.31 $240,146.90
Disclosure

SEC source: 0001413753-17-000026 · edgar.xml · nonDerivative · entry 1

WILSON JOHN MICHAEL · CIK 0001189923 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,066

F1 · price: This price represents the weighted average of these sales. The prices ranged from $34.3000 to $34.3500. Price and share details are available upon request.

Read SEC document
February 28, 2017 Filed Feb 28, 2017 23:33 UTC
Costello Mark CVice President
SaleCommon Stock 2,441 $33.82 $82,550.96
Disclosure

SEC source: 0001413753-17-000025 · edgar.xml · nonDerivative · entry 1

Costello Mark C · CIK 0001642805 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,440

F1 · price: This price represents the weighted average of these sales. The prices ranged from $33.4500 to $34.3000. Price and share details are available upon request.

Read SEC document
February 26, 2017 Filed Feb 27, 2017 21:39 UTC
Faltemier Sharon KSenior Vice President
Exercise / conversionRestricted Stock Unit · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001413753-17-000019 · edgar.xml · derivative · entry 12

Faltemier Sharon K · CIK 0001365804 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to one share of the company's common stock.

F5 · derivative.exercise_date: This grant vests in four annual installments beginning on February 26, 2014.

F5 · derivative.expiration_date: This grant vests in four annual installments beginning on February 26, 2014.

Read SEC document
February 26, 2017 Filed Feb 27, 2017 21:39 UTC
Faltemier Sharon KSenior Vice President
Tax withholdingCommon Stock 1,879 $34.40 $64,637.60
Disclosure

SEC source: 0001413753-17-000019 · edgar.xml · nonDerivative · entry 8

Faltemier Sharon K · CIK 0001365804 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,968

Read SEC document
February 26, 2017 Filed Feb 27, 2017 21:39 UTC
Faltemier Sharon KSenior Vice President
Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001413753-17-000019 · edgar.xml · nonDerivative · entry 7

Faltemier Sharon K · CIK 0001365804 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,847

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2017 Filed Feb 27, 2017 21:45 UTC
WILSON JOHN MICHAELExecutive Vice President
Exercise / conversionRestricted Stock Unit · Derivative 4,000 $0.00 $0.00
Disclosure

SEC source: 0001413753-17-000024 · edgar.xml · derivative · entry 9

WILSON JOHN MICHAEL · CIK 0001189923 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to one share of the company's common stock.

F4 · derivative.exercise_date: This grant vests in three annual installments beginning on February 25, 2015.

F4 · derivative.expiration_date: This grant vests in three annual installments beginning on February 25, 2015.

Read SEC document
February 25, 2017 Filed Feb 27, 2017 21:45 UTC
WILSON JOHN MICHAELExecutive Vice President
Tax withholdingCommon Stock 1,504 $34.40 $51,737.60
Disclosure

SEC source: 0001413753-17-000024 · edgar.xml · nonDerivative · entry 6

WILSON JOHN MICHAEL · CIK 0001189923 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,066

Read SEC document
February 25, 2017 Filed Feb 27, 2017 21:45 UTC
WILSON JOHN MICHAELExecutive Vice President
Exercise / conversionCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001413753-17-000024 · edgar.xml · nonDerivative · entry 5

WILSON JOHN MICHAEL · CIK 0001189923 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,570

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2017 Filed Feb 27, 2017 21:44 UTC
Silberstein AsafSenior Vice President
Exercise / conversionRestricted Stock Unit · Derivative 3,334 $0.00 $0.00
Disclosure

SEC source: 0001413753-17-000023 · edgar.xml · derivative · entry 9

Silberstein Asaf · CIK 0001514954 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to one share of the company's common stock.

F4 · derivative.exercise_date: This grant vests in three annual installments beginning on February 25, 2015.

F4 · derivative.expiration_date: This grant vests in three annual installments beginning on February 25, 2015.

Read SEC document
February 25, 2017 Filed Feb 27, 2017 21:44 UTC
Silberstein AsafSenior Vice President
Tax withholdingCommon Stock 1,253 $34.40 $43,103.20
Disclosure

SEC source: 0001413753-17-000023 · edgar.xml · nonDerivative · entry 6

Silberstein Asaf · CIK 0001514954 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,536

Read SEC document
February 25, 2017 Filed Feb 27, 2017 21:44 UTC
Silberstein AsafSenior Vice President
Exercise / conversionCommon Stock 3,334 $0.00 $0.00
Disclosure

SEC source: 0001413753-17-000023 · edgar.xml · nonDerivative · entry 5

Silberstein Asaf · CIK 0001514954 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,789

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2017 Filed Feb 27, 2017 21:43 UTC
MAHESWARAN MOHANDirector · President and CEO
Exercise / conversionRestricted Stock Unit · Derivative 6,011 $0.00 $0.00
Disclosure

SEC source: 0001413753-17-000021 · edgar.xml · derivative · entry 9

MAHESWARAN MOHAN · CIK 0001224946 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,011 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to one share of the company's common stock.

F4 · derivative.exercise_date: This grant vests in three annual installments beginning on February 25, 2015.

F4 · derivative.expiration_date: This grant vests in three annual installments beginning on February 25, 2015.

Read SEC document
February 25, 2017 Filed Feb 27, 2017 21:43 UTC
MAHESWARAN MOHANDirector · President and CEO
Tax withholdingCommon Stock 3,137 $34.40 $107,912.80
Disclosure

SEC source: 0001413753-17-000021 · edgar.xml · nonDerivative · entry 6

MAHESWARAN MOHAN · CIK 0001224946 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,311

Read SEC document
February 25, 2017 Filed Feb 27, 2017 21:43 UTC
MAHESWARAN MOHANDirector · President and CEO
Exercise / conversionCommon Stock 6,011 $0.00 $0.00
Disclosure

SEC source: 0001413753-17-000021 · edgar.xml · nonDerivative · entry 5

MAHESWARAN MOHAN · CIK 0001224946 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,448

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2017 Filed Feb 27, 2017 21:43 UTC
KIM JAMES JUNGSUPSenior Vice President
Exercise / conversionRestricted Stock Unit · Derivative 4,000 $0.00 $0.00
Disclosure

SEC source: 0001413753-17-000020 · edgar.xml · derivative · entry 9

KIM JAMES JUNGSUP · CIK 0001388432 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to one share of the company's common stock.

F4 · derivative.exercise_date: This grant vests in three annual installments beginning on February 25, 2015.

F4 · derivative.expiration_date: This grant vests in three annual installments beginning on February 25, 2015.

Read SEC document
February 25, 2017 Filed Feb 27, 2017 21:43 UTC
KIM JAMES JUNGSUPSenior Vice President
Tax withholdingCommon Stock 1,504 $34.40 $51,737.60
Disclosure

SEC source: 0001413753-17-000020 · edgar.xml · nonDerivative · entry 6

KIM JAMES JUNGSUP · CIK 0001388432 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,100

Read SEC document
February 25, 2017 Filed Feb 27, 2017 21:43 UTC
KIM JAMES JUNGSUPSenior Vice President
Exercise / conversionCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001413753-17-000020 · edgar.xml · nonDerivative · entry 5

KIM JAMES JUNGSUP · CIK 0001388432 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,604

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2017 Filed Feb 27, 2017 21:39 UTC
Faltemier Sharon KSenior Vice President
Exercise / conversionRestricted Stock Unit · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001413753-17-000019 · edgar.xml · derivative · entry 11

Faltemier Sharon K · CIK 0001365804 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to one share of the company's common stock.

F4 · derivative.exercise_date: This grant vests in three annual installments beginning on February 25, 2015.

F4 · derivative.expiration_date: This grant vests in three annual installments beginning on February 25, 2015.

Read SEC document
February 25, 2017 Filed Feb 27, 2017 21:39 UTC
Faltemier Sharon KSenior Vice President
Tax withholdingCommon Stock 940 $34.40 $32,336.00
Disclosure

SEC source: 0001413753-17-000019 · edgar.xml · nonDerivative · entry 6

Faltemier Sharon K · CIK 0001365804 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,847

Read SEC document
February 25, 2017 Filed Feb 27, 2017 21:39 UTC
Faltemier Sharon KSenior Vice President
Exercise / conversionCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001413753-17-000019 · edgar.xml · nonDerivative · entry 5

Faltemier Sharon K · CIK 0001365804 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,787

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2017 Filed Feb 27, 2017 21:37 UTC
CHUKWU EMEKAExecutive VP and CFO
Exercise / conversionRestricted Stock Unit · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001413753-17-000017 · edgar.xml · derivative · entry 9

CHUKWU EMEKA · CIK 0001381846 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to one share of the company's common stock.

F4 · derivative.exercise_date: This grant vests in three annual installments beginning on February 25, 2015.

F4 · derivative.expiration_date: This grant vests in three annual installments beginning on February 25, 2015.

Read SEC document
February 25, 2017 Filed Feb 27, 2017 21:37 UTC
CHUKWU EMEKAExecutive VP and CFO
Tax withholdingCommon Stock 2,142 $34.40 $73,684.80
Disclosure

SEC source: 0001413753-17-000017 · edgar.xml · nonDerivative · entry 6

CHUKWU EMEKA · CIK 0001381846 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,776

Read SEC document
February 25, 2017 Filed Feb 27, 2017 21:37 UTC
CHUKWU EMEKAExecutive VP and CFO
Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001413753-17-000017 · edgar.xml · nonDerivative · entry 5

CHUKWU EMEKA · CIK 0001381846 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,918

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2017 Filed Feb 27, 2017 21:37 UTC
Beauchamp GaryExecutive Vice President
Exercise / conversionRestricted Stock Unit · Derivative 6,667 $0.00 $0.00
Disclosure

SEC source: 0001413753-17-000016 · edgar.xml · derivative · entry 9

Beauchamp Gary · CIK 0001545233 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to one share of the company's common stock.

F4 · derivative.exercise_date: This grant vests in three annual installments beginning on February 25, 2015.

F4 · derivative.expiration_date: This grant vests in three annual installments beginning on February 25, 2015.

Read SEC document
February 25, 2017 Filed Feb 27, 2017 21:37 UTC
Beauchamp GaryExecutive Vice President
Tax withholdingCommon Stock 3,095 $34.40 $106,468.00
Disclosure

SEC source: 0001413753-17-000016 · edgar.xml · nonDerivative · entry 6

Beauchamp Gary · CIK 0001545233 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,899

Read SEC document
February 25, 2017 Filed Feb 27, 2017 21:37 UTC
Beauchamp GaryExecutive Vice President
Exercise / conversionCommon Stock 6,667 $0.00 $0.00
Disclosure

SEC source: 0001413753-17-000016 · edgar.xml · nonDerivative · entry 5

Beauchamp Gary · CIK 0001545233 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,994

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2017 Filed Feb 27, 2017 21:36 UTC
Ammann Charles B.Executive Vice President
Exercise / conversionRestricted Stock Unit · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001413753-17-000015 · edgar.xml · derivative · entry 9

Ammann Charles B. · CIK 0001470518 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to one share of the company's common stock.

F4 · derivative.exercise_date: This grant vests in four annual installments beginning on February 25, 2015.

F4 · derivative.expiration_date: This grant vests in four annual installments beginning on February 25, 2015.

Read SEC document
February 25, 2017 Filed Feb 27, 2017 21:36 UTC
Ammann Charles B.Executive Vice President
Tax withholdingCommon Stock 3,758 $34.40 $129,275.20
Disclosure

SEC source: 0001413753-17-000015 · edgar.xml · nonDerivative · entry 6

Ammann Charles B. · CIK 0001470518 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,941

Read SEC document
February 25, 2017 Filed Feb 27, 2017 21:36 UTC
Ammann Charles B.Executive Vice President
Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001413753-17-000015 · edgar.xml · nonDerivative · entry 5

Ammann Charles B. · CIK 0001470518 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,699

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2017 Filed Feb 27, 2017 21:45 UTC
WILSON JOHN MICHAELExecutive Vice President
Exercise / conversionRestricted Stock Unit · Derivative 5,667 $0.00 $0.00
Disclosure

SEC source: 0001413753-17-000024 · edgar.xml · derivative · entry 8

WILSON JOHN MICHAEL · CIK 0001189923 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,667

Underlying: Common Stock · 5,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to one share of the company's common stock.

F3 · derivative.exercise_date: This grant vests in three annual installments beginning on February 24, 2016.

F3 · derivative.expiration_date: This grant vests in three annual installments beginning on February 24, 2016.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.